Open mapping theorem (complex analysis) Created 2026-09-24 Updated 2026-09-24
A nonconstant holomorphic function on a domain maps open sets to open sets. Around any point, isolate its zero relative to the value there and use Rouché's theorem to show that every sufficiently nearby value has a preimage.
Rouché's theorem states that if are holomorphic functions on a neighbourhood of a simple closed contour and its interior, and on the contour, then and have the same number of zeros inside, counted with multiplicity.
On , use : the other terms have absolute value at most . Hence there are two zeros inside the unit circle. On , use : its modulus is , whereas the other terms have total modulus at most . Hence there are seven zeros inside the larger circle. The strict inequalities also exclude zeros on either boundary. There are roots in the annulus, counted with multiplicity.
The hypothesis says that has a zero of order at , so write
with holomorphic near . Differentiating gives
Choose so small that the closed disc lies in the domain, never vanishes there, and the parenthesized factor never vanishes there. Thus is the only critical point of in that disc.
On the boundary circle, is nonzero. Set
If , then on the boundary. Rouché's theorem applied to and says that has the same number of zeros in as , namely , counted with multiplicity.
None of these zeros is because , and none is a critical point because has no other zero in the disc. Every zero of is therefore simple. Hence there are exactly
Uniform convergence on compact subsets makes continuous. For every triangle whose closure lies in , uniform convergence on its boundary permits passage through the contour integral:
Morera's theorem implies that is holomorphic. If a compact set is surrounded by a finite union of contours at positive distance from , the Cauchy integral formula for derivatives gives
The uniform bound on the surrounding compact set proves that uniformly on .
If had distinct zeros and , choose disjoint small closed discs around them whose boundary contains no zero of . Uniform convergence and Rouché's theorem imply that, for large , has a zero in each disc, contradicting uniqueness of . Thus has at most one zero.
For an example on the unit disc, take
Then , which has no zero in the open disc. In general, Hurwitz's theorem shows that is zero-free exactly when the unique zeros escape every compact subset of :
Indeed, an interior accumulation point of is a zero of , while a zero of forces the unique into each of its sufficiently small neighbourhoods.
Rouché's theorem states that if and are holomorphic functions on a neighbourhood of the closure of a bounded domain and
on its positively oriented boundary, then and have the same number of zeros in the domain, counted with multiplicity.
The Open mapping theorem states that a nonconstant holomorphic function on a domain maps every open subset to an open subset. To prove it, fix and put . By the identity theorem, the zeros of are isolated. Choose so that the closed disc lies in the domain and is the only zero of in that disc. Then
Whenever , the constant has modulus smaller than on the circle. The Rouche theorem therefore says that
has the same positive number of zeros in the disc as . Thus every lies in the image of , proving that the image is open.
If had a local maximum at , take a small open disc on which . The restriction of to cannot be constant, since the identity theorem would then make constant on the whole domain. The complex open mapping theorem says that is an open neighbourhood of , and such a neighbourhood contains points of modulus greater than , a contradiction. This proves the maximum modulus principle from the complex open mapping theorem.
Now let be bounded. Its closure is compact, so the continuous function attains a maximum there. If is nonconstant, the maximum modulus principle excludes an interior maximum; if is constant, the claimed bound is immediate. Hence
which is the maximum modulus principle on a bounded domain.
Finally let and suppose throughout . Fix . The principal complex logarithm is holomorphic on the right half-plane, so for each positive integer the function
is holomorphic on and continuous on its closure. Given , choose so large that
Apply the bounded-domain result to on . On the vertical part of the boundary, and hence . On the circular part,
It follows that
Letting and then gives . Since was arbitrary, this proves the bounded half-plane maximum principle.
The boundedness assumption is necessary. The function
is holomorphic on and continuous on its closure, and on the boundary, but is unbounded for real . Thus the boundary estimate does not control an unbounded holomorphic function on this unbounded domain.
For a closed piecewise smooth curve avoiding , its winding number about is
The argument principle says that if a positively oriented closed curve bounds a domain , and a meromorphic function has no zeros or poles on , then
where zeros and poles are counted with multiplicity.
Suppose and are holomorphic on a neighbourhood of and
For , has no boundary zero, because a zero would imply . Its argument-principle count is integer-valued and continuous in , hence constant. Thus Rouché's theorem states that
Now let . Since on the unit circle, Rouché's theorem shows that and have the same number of zeros in the unit disc. The latter has the zero , so has at least one zero there. For any with , the same boundary inequality shows that has the same positive number of zeros as . Therefore
This is the unit-disc image from a boundary modulus lower bound.
Finally, take a sufficiently small positively oriented circle around zero. The residue
is the winding number of around zero, so . The pole is simple, hence its residue is nonzero and . For
we have
The second term cancels the complete principal part at zero, so the integer residue of a logarithmic derivative proves that has a removable singularity there.