Comparison sort Created 2026-10-13 Updated 2026-10-31
A comparison sort learns the ordering of sort keys only by comparing pairs. The keys are otherwise opaque: their numeric values, digits or encodings cannot choose an array index or a branch. It may move complete sorting records and retain previous answers. Merge sort and the adjacent-swap insertion sort are comparison sorts; counting sort and radix sort exploit additional information.
Any deterministic comparison sort correct for all orders of distinct sort keys needs at least comparisons on some input. Here is a factorial, a logarithm, and the brackets denote the ceiling function. This is a worst-case requirement, not a requirement on every input.[ref]
For three distinct sort keys, the diagram has one leaf for each possible ordering of the original entries . Some paths need two comparisons, others three; two comparisons cannot distinguish all six orders.
Figure 1.
A comparison decision tree distinguishes the six orders of three distinct sort keys
. Each internal node tests the sort keys of two fixed original entries. A leaf gives the order in which their complete sorting records must be emitted. There are leaves and maximum depth three. The diagram assumes distinct sort keys, so no equality branch is needed. Details.
For the proof outline, represent adaptive comparisons by a binary tree: distinct sort keys give only two outcomes per comparison. A leaf fixes an output permutation; one leaf cannot correctly handle two different strict orders. Hence there must be at least leaves. Maximum depth permits at most leaves, so gives the bound. Even a three-way comparator has only two reachable outcomes on this distinct-key family.
The growth follows without a precise approximation to the factorial. At least of its factors are at least , so for ,
The brackets denote the floor function. This gives a constant times lower bound for large , matching the worst-case comparison growth of merge sort.
Distinct sort keys are essential to the counting argument. Identical sort keys do not create different strict orders. If all sort keys coincide, stable sorting returns the arrival order. This does not remove the worst-case bound for a comparison sort required to handle arbitrary distinct-key inputs.
Counting sort Created 2026-10-13 Updated 2026-10-18
Counting sort uses integer sort keys in directly as indices into an array of counts. Constant-cost counting and indexing give time complexity in Big O notation. To retain complete sorting records, cumulative counts locate their output ranges; filling each range from its end while scanning the input backwards gives stable sorting. Emitting bare sort keys from counts would discard associated data. The term matters when the key range is large.[ref]
For an original worked example, take complete sorting records and possible integer sort keys:
The letters label the associated data, and are never compared. Both input and output array indices start at zero, so their valid positions are ; the count array has array indices . Stable sorting must produce
The equal-sort key groups retain and in arrival order. Counting sort prefix ranges explain where those groups belong; stable record placement in counting sort explains how to fill them without losing that order or the complete sorting records.
For sorting records with integer sort keys in , where , let count the input occurrences of sort key . Define two prefix sums:
The empty sum gives . Here are counts of sorting records. Exactly sorting records have smaller sort keys, so the output positions for sort key form the half-open integer interval
Its right endpoint is excluded: the last occupied array index is when .[ref]
For the seven-sorting record example, the frequency array, inclusive cumulative count array, and start array are
Thus sort keys zero, one, two and three occupy the integer intervals , , and , respectively. In particular, the three sorting records with sort key two belong at array indices three, four and five. The inclusive cumulative count counts all six sorting records with sort keys at most two; six is the exclusive endpoint, not the final position of a sorting record with sort key two.
Figure 1.
Frequencies and prefix sums reserve disjoint counting sort output ranges
. Original seven-sorting record example with . The bar heights count sorting records. The table gives the start and exclusive endpoint for each sort key; the lower strip shows zero-based output array indices. The boundary seven lies just beyond the last slot six. Details.
These integer intervals fit together because for , and . Their lengths add to , so they partition all output positions without overlaps or gaps. An absent sort key contributes an empty integer interval: with frequencies , the endpoints are and sort key two has range . For empty input, every count and endpoint is zero; every reserved integer interval is empty. This makes the same formulas cover missing sort keys and the empty case.
Insertion sort 2026-10-13
Insertion sort grows a sorted prefix of an array one entry at a time. In the adjacent-swap version, start with position , compare its current sort key with the preceding sort key, and swap the complete sorting records only when the right sort key is strictly smaller. Continue leftward until no swap is needed or the entry reaches position zero; then process original position . A tie stops the pass. This is the strict comparison and exchange rule in the authored implementation.[ref]
Take , where the subscript labels a complete sorting record and comparisons inspect only its sort key. Starting from index zero, the complete key-comparison trace is:
ComparisonRight sort key smaller than left?ActionArray after the action
1, insert position : yesSwap positions .
2, insert position : noStop this pass on a tie.
3, insert position : yesSwap positions .
4, continue leftward: yesSwap positions .
5, continue leftward: noStop this pass on a tie.
Figure 1.
Insertion sort: five sort key comparisons and three complete-entry swaps
. Each row after the input shows the state after one comparison. Orange cells mark an adjacent swap; green cells mark a stopping tie. Identity letters are not compared. Both equal-key groups retain their input order, demonstrating stable sorting. Details.
The loop invariant is that, before pass , positions satisfy sortedness and contain precisely the entries originally in that prefix. Moving the next entry left through strictly larger sort keys extends that prefix, and every swap retains sorting permutation preservation. Equal-key entries never cross, giving stable sorting. Each leftward step decreases the position, and each completed pass increases the prefix length, so the algorithm terminates.
With constant-cost key comparisons and swaps, reverse-ordered distinct sort keys cause comparisons and swaps. Thus worst-case time complexity is in Big O notation. An already sorted array needs only key comparisons for and no swaps. The adjacent-swap version uses constant auxiliary space complexity. Small or nearly sorted arrays can therefore make insertion sort useful despite its quadratic worst case.
A least-significant-digit radix sort processes numerical digits from smallest to largest place value. Fix integers and , and take complete sorting records whose sort keys satisfy . Use exactly positions in positional notation with radix , including leading zeros. At pass , apply a stable digit sort to the current array using
The floor function selects the integer quotient, and the remainder selects the current numerical digit. Move the complete sorting record, including its associated data. There are exactly passes, so this procedure terminates even for an empty array. The radix sort suffix invariant supplies its algorithm correctness argument.
For an original input, let the letters identify the attached data:
Here , , and leading zeros only align place values; represents the integer five. The exact pass ledger is:
After the units pass, the numerical digits are . The ties retain before and before before . This array is not yet ordered by its whole integer sort keys: still precedes . After the tens pass, the two-position suffixes are . In particular, now precedes : their tens numerical digits differ, so stable sorting does not require retaining their previous order. The hundreds pass produces the final sorted array, with all attached letters preserved.
Figure 1.
Three stable digit passes order successively longer suffixes
. Original decimal radix sort ledger. Each card carries an unchanged record label. Orange marks the numerical digit read in the current pass; green marks lower positions already processed. The suffix row beneath each pass shows precisely what is ordered, rather than claiming whole-key sortedness early. Details.
Radix sort key encoding 2026-10-18
An encoding for radix sort must make the intended total order of sort keys agree with the lexicographic order of its fixed-width numerical digit tuples. The positional notation for bounded nonnegative integers has this property. At the most significant differing position , a one-unit numerical digit difference contributes , while all lower positions together contribute at most
This geometric series shows why lower numerical digits cannot reverse that comparison. Leading zero padding works here because it preserves place values and the represented integer.
For signed integers in a known integer interval , encode and choose with . This order-preserving function is also injective: exactly when . For , the four-bit encodings of are after adding eight. Restore the original signed sort keys when displaying the complete sorting records; the encoding need not replace their data. Sorting the unsigned values of raw two's complement bit patterns would put nonnegative integers before negative ones, so their representation alone is not this ordered encoding.
For variable-length strings, first specify the alphabet order and whether a proper prefix precedes its extensions. As an original construction, use , let every string have length at most three, encode as one and as two, and append zeros to width three. Zero is reserved for an end marker strictly below every real symbol. The strings encode as in radix three, which preserves their lexicographic order. A differing real symbol decides the comparison; at a prefix boundary, the shorter string's zero comes before the extension's one or two. Left padding would instead encode as and as , reversing . Padding raw bytes with zero also fails if zero is an allowed data symbol: distinct strings can then receive the same encoding. A reserved end marker and an explicit symbol ordering are essential; byte order alone does not establish a desired human text order.
Figure 1.
Stable ties preserve lower digits; suitable encodings preserve the intended order
. Original counterexample above: reversing a tens tie destroys the units order and a later stable hundreds pass cannot repair it. Below: signed integer offsets and a reserved end marker for bounded strings produce increasing fixed-width encodings. All entries are exact constructed examples. Details.
After passes, , the array is in nondecreasing order of , the integer represented by its lowest numerical digits. Equivalently it is ordered by the tuple under lexicographic order, with the most significant processed numerical digit first. Among equal suffixes it retains the original order of the complete sorting records.
The loop invariant has a simple mathematical induction proof. Before any pass, for every sort key, so the original array satisfies it. Suppose it holds after passes. The next stable digit sort puts smaller groups first and preserves the existing order within each tie. Since
the new array is ordered by . Equal new suffixes have equal current numerical digits and equal old suffixes, so their original order is also preserved. Every pass is a permutation of complete sorting records, establishing sorting permutation preservation. At termination , the assumption gives : the invariant becomes whole-key sortedness, together with stable sorting.
Sorting algorithm 2026-10-13
A sorting algorithm rearranges a finite sequence into nondecreasing order under a chosen total order on its keys. Its output must contain every input entry exactly once, including repetitions: producing ordered values is insufficient if entries are lost. Merge sort is one such algorithm; stable sorting adds a requirement about equal keys.
Sorting creates reusable structure: equal sort keys become adjacent, and a sorted array supports binary search. However, an algorithm correctness check must establish both sortedness and sorting permutation preservation. Replacing every entry by the smallest key can produce ordered keys while destroying the original data. Stable sorting imposes a third condition when equal sort keys occur: retain their arrival order.
For example, take complete sorting records , with the first component as the sort key and the letter as associated data. A correct output is . The sort keys are ordered, every complete sorting record remains, and the equal-key pairs keep before and before . The output satisfies sortedness and sorting permutation preservation, but fails stable sorting. The output has the right multiset of sort keys but loses and duplicates ; it fails sorting permutation preservation of complete sorting records.
To express stable sorting precisely, label every input occurrence by its original position, even when two complete sorting records have identical contents. Let be the output position of the occurrence originally at position . Besides sortedness and sorting permutation preservation, require
Here is the sort key function. Sorting by the pair under lexicographic order gives the same order as stable sorting by : the original position breaks ties without discarding associated data. For a two-field ordering, first apply stable sorting by the secondary sort key, then apply stable sorting by the primary sort key. The second pass retains the secondary order within each group of equal primary sort keys. For instance, first becomes by letter, then by number.
Sort key Created 2026-10-13 Updated 2026-10-20
A sort key is the value extracted from a complete entry to determine its ordering. Model extraction as a function into a total order; compare and , while moving the complete entries. Ordering sorting records by an age field does not also compare their names. Repeated sort keys are allowed, so this induces equal-key groups even when the complete sorting records differ. Keep the sort key function and the comparison rule fixed throughout a sort; inconsistent comparisons need not admit any sorted result.
Stable digit sort 2026-10-18
A stable digit sort applies stable sorting to complete sorting records using one specified numerical digit of their encoded sort keys. Counting sort can supply it; stable record placement in counting sort moves records without discarding their associated data. Stability concerns equal current numerical digits, even when the full sort keys differ. This is the information-preservation step in least-significant-digit radix sort.[ref]
An original two-record counterexample exposes the need for the tie rule. Start with at width three. A units pass gives . Both tens numerical digits are four. A deliberately unstable tens pass may reverse their tie and return : it is sorted by the tens numerical digit, yet its two-position suffixes are decreasing. The final stable hundreds pass sees two zeros and keeps this wrong order. Sorting permutation preservation still holds, but sortedness fails. Stability in the tens pass would have retained the units information.
With counting sort as the stable digit sort, each pass initializes counters, counts current numerical digits, constructs their prefix sums, and places complete sorting records. Thus each pass costs , and passes cost in Big O notation. Reuse the counters and two arrays of record references between passes: auxiliary space complexity is , rather than . Assume constant-cost numerical digit extraction, counter arithmetic, array indexing and record-reference movement; the bound counts these operations, not the cost of copying arbitrarily large payloads or performing arbitrary-precision integer arithmetic.
The benefit is avoiding a counter for every possible whole sort key: width has possibilities, while each pass needs only counters. A larger radix reduces the number of passes for a fixed key range but enlarges the counter array. The comparison sorting lower bound does not apply to these direct array indices; they reveal more than a two-way comparison. Nor does fixing make disappear: growing key width still increases work.
Initialize a mutable endpoint array to the inclusive cumulative counts . Scan input array indices . For each complete sorting record with sort key , first decrement , then write at output array index . This is equivalent to writing at the old endpoint minus one and then decrementing the endpoint.[ref]
In the worked example, the first input sorting record read is at array index six. Its endpoint changes from to , so the complete sorting record goes to . Next, changes from seven to six and goes to . Writing before the decrement at the old endpoint would put outside its reserved integer interval and try to put beyond the output array. All seven writes are:
Each endpoint changes only when a sorting record with its own sort key is placed. Consequently, stays at five through the placements of before dropping to four for .
Figure 1.
A backward input scan gives forward order among equal sort keys
. Original complete trace of the seven-sorting record example. Each row shows the endpoint decrement and resulting output array; the newly written complete sorting record is dark. Both input and output array indices start at zero. The final order is . Details.
Here is a complete implementation under the stated input contract; each sorting record is a pair whose first component is its integer sort key:
def counting_sort_records(records, K):
    end = [0] * K
    output = [None] * len(records)
    for key, data in records:
        end[key] += 1
    for key in range(1, K):
        end[key] += end[key - 1]
    for i in range(len(records) - 1, -1, -1):
        key = records[i][0]
        end[key] -= 1
        output[end[key]] = records[i]
    return output
The same array end successively stores frequencies, inclusive cumulative counts, and moving exclusive endpoints; the formulas describe their mathematical values without requiring three stored arrays. The write copies the complete sorting record, including its associated data. In particular, two occurrences of an identical pair still cause two separate writes.
For a short algorithm correctness proof, let be the number of already placed sorting records with sort key . A loop invariant is
All integer intervals here mean output array indices. Initially , so each whole reserved integer interval is unfilled. When the next sorting record has sort key , fewer than such occurrences have been placed, giving . Decrementing selects a fresh slot inside its reserved integer interval. At termination, and : every output slot has been filled exactly once with a complete input occurrence. The disjoint, increasing sort key ranges establish sortedness, while the fresh-slot property establishes sorting permutation preservation.
For stable sorting, take two input occurrences with equal sort keys at array indices . The backward scan visits first and puts it farther right in their shared integer interval. When is visited, the endpoint has decreased at least once, so its output position is smaller. Thus their original order survives. A forward scan with this same decrement rule reverses every equal-sort key group: it would put at positions five, four, three. A forward scan can instead be stable if it starts from and fills each integer interval left to right, incrementing after each write. The scan direction and endpoint convention must agree.
Count initialization takes writes, output initialization takes writes, counting takes updates, the prefix sum pass takes updates, and placement takes writes. Hence time complexity and auxiliary storage are in Big O notation, assuming constant-cost sort key access, integer arithmetic, array indexing and complete sorting record movement. Large records can instead be represented by constant-size references.[ref]
For example, three sorting records with sort keys zero, and zero require one million counters if ; unused sort keys still incur initialization and prefix sum work. The bound is therefore linear in the input length only when . Empty input skips the record scans, but this implementation still initializes counters and accumulates their prefix sums. For nonempty input, counting all records and filling their ranges gives a concrete termination argument.
Direct sort key indexing is a different operation from a binary comparison. The comparison sorting lower bound concerns comparison sorts; counting sort uses its restricted integer sort keys as array indices. Its small- speed is particularly useful for categorical numerical labels and for each stable sorting pass of radix sort: the reserved integer intervals turn group sizes into exact destinations.