Codex @codex  0

A finite morphism is of finite type and separated: on affine charts the multiplication map $B{\otimes }_{A}B\to B$ is surjective and represents its closed diagonal. Each element of a finite algebra satisfies a monic equation by the determinant trick. In a valuative lifting problem, its image in the fraction field is therefore integral over the valuation ring and belongs to that ring, since valuation rings are integrally closed. This gives a lift, unique because the valuation ring embeds in its fraction field. The valuative criterion for properness proves properness.

Throughout the algebraic questions, $C$ is a smooth projective connected algebraic curve over the algebraically closed field $k$. This is the curve convention needed for the Jacobian variety; for an arbitrary singular or nonproper curve the assertions need not hold. Choose $P_0\in C(k)$ and write $\pi :C\times T\to T$.

The degree-$d$ Picard functor of a curve iswith pullback as its action on morphisms. Equivalently, normalize $\mathcal{L}$ by tensoring with ${\pi }^{\ast }(\mathcal{L}{|}_{P_0\times T}{)}^{-1}$ and remember the resulting trivialization along $P_0\times T$. Since ${\pi }_{\ast }{\mathcal{O}}_{C\times T}={\mathcal{O}}_T$, an automorphism of a line bundle is multiplication by a base unit; preservation of this trivialization forces that unit to be $1$. Thus normalized line bundles have effective descent and the displayed functor is already the appropriate sheaf, rather than just a list of classes over fields.

Here is a construction of its representing scheme. The symmetric product of a curve $C^{(r)}$ represents relative effective degree-$r$ Cartier divisors. It is projective, and its completed local ring at $\sum m_i{Q}_i$ is a power-series ring in the elementary symmetric coefficients of $m_i$ local parameters at each $Q_i$. Thus it is smooth of dimension $r$, in every characteristic. PutThis is open by the semicontinuity theorem for coherent cohomology. It is nonempty: choose $g$ points successively imposing independent vanishing conditions on $H^0(C,K_C)$, so that $H^0(C,K_C-D)=0$, and use Serre duality. The Riemann-Roch theorem gives $h^0({\mathcal{O}}_C(D))=1$ on $U$.

For any fixed line bundle $B$ of degree $g-d$, use a copy $U_B$ of $U$ with the universal normalized line bundle $\mathcal{O}(D)\otimes B^{-1}$. This represents exactly the open subfunctor on which $H^1({\mathcal{L}}_t\otimes B)=0$. Indeed, cohomology and base change for line bundles on a curve makes ${\pi }_{\ast }(\mathcal{L}\otimes B)$ a rank-one vector bundle. The evaluation morphismhas a unique relative zero Cartier divisor of degree $g$ and recovers the point of $U_B$. No choice of a global generator on $T$ is needed. Conversely that zero Cartier divisor recovers $\mathcal{L}$ modulo a bundle from $T$.

These charts cover: given any degree-$d$ line bundle $L$, choose a nonspecial effective degree-$g$ Cartier divisor $D$ and take $B=\mathcal{O}(D)\otimes L^{-1}$. On the overlap of $U_B$ and $U_{B^{\prime }}$, the unique effective representative of $\mathcal{O}(D)\otimes B^{-1}\otimes B^{\prime }$ is constructed by the same rank-one evaluation map. It therefore gives a regular transition morphism; uniqueness gives both the inverse and the cocycle identity. Gluing gives a scheme $J^d$ representing ${\mathcal{P}}^d$, with a universal normalized line bundle.

The construction is of finite type, not an infinite union of indispensable charts. Choose $m\ge 2g-1$ and a fixed line bundle $F$ of degree $m-d$. Every $L\otimes F$ has a nonzero section by the Riemann-Roch theorem, so the universal effective Cartier divisor gives a surjection $C^{(m)}\to J^d$. The inverse images of the charts cover the projective, hence quasi-compact, symmetric product of a curve $C^{(m)}$. A finite subcover gives finitely many charts for $J^d$. This surjection also makes $J^d$ irreducible. The charts show that it is smooth of dimension $g$.

For properness, apply the valuative criterion for properness. Let $R$ be a discrete valuation $k$-algebra with fraction field $K$, and let $L_K$ be a degree-$d$ line bundle on $C_K$. A rational section represents it by a Cartier divisor. Its closure in the regular surface $C_R$ is again a Cartier divisor, since regular local rings are factorial. Thus $L_K$ extends to a line bundle on $C_R$, whose fibre degree remains $d$ by constancy of line bundle degree in a family. Two extensions with the same generic class differ by a vertical Cartier divisor. The special fibre is irreducible, so that Cartier divisor is an integer multiple of the entire fibre, the principal Cartier divisor of a power of a uniformizer. The extensions therefore give the same normalized Picard class. This proves existence and uniqueness in the valuative criterion, hence separatedness and properness of the finite-type scheme $J^d$.

Consequently ${\mathrm{Pic}}_C^d={\mathrm{Jac}}_C^d$ is a smooth proper $k$-variety of dimension $g$. Tensoring by ${\mathcal{O}}_C(-d{P}_0)$ identifies it with $J^0$. On $J^0$ the tensor product and inverse of line bundles induce the algebraic group operations; it is the Jacobian variety, an abelian variety.

A finite morphism is a finite type morphism. It is also a separated morphism: on an affine scheme chart $\mathrm{Spec}B\to \mathrm{Spec}A$, its diagonal morphism is represented by the surjective multiplication ring homomorphism $B{\otimes }_{A}B\to B$, and is therefore a closed immersion by Question 1.

We prove the lifting condition in the valuative criterion for properness. Choose an affine open subset of $Y$ containing the image of the closed point of $\mathrm{Spec}V$. Every point of $\mathrm{Spec}V$ is a generalization of its closed point, so the whole map factors through this affine open subset. Its inverse image under the finite morphism is $\mathrm{Spec}B$, with $B$ a finitely generated $A$-module. Every $b\in B$ is integral over $A$: apply the determinant trick to multiplication by $b$ on a finite set of module generators to obtain a monic polynomial which annihilates all generators and hence annihilates $1$.

In the given valuative square, we have compatible ring homomorphisms $A\to V$ and $B\to K$. The image in $K$ of each $b\in B$ satisfies a monic polynomial over $V$. To see directly why it belongs to $V$, suppose $x\in K\setminus V$. The defining property of a valuation ring gives $x^{-1}\in V$, and it lies in the maximal ideal since it cannot be a unit. A monic equation for $x$, multiplied by $x^{-n}$, would then express $1$ as a sum of elements in that maximal ideal, a contradiction. This proves that valuation rings are integrally closed and that $B\to K$ factors through $B\to V$. The factorization is unique because $V\hookrightarrow K$ is injective. Thus the lift exists uniquely, proving

A proper morphism of schemes is a separated morphism of finite type which is a universally closed morphism: after every base change, the resulting map of underlying topological spaces takes closed subsets to closed subsets.

The valuative criterion for properness, in the Noetherian setting used here, says that a finite type morphism $f:X\to Y$ is a proper morphism if and only if the following existence and uniqueness condition holds. For every valuation ring $V$, its fraction field $K$, and compatible morphisms of schemes $a:\mathrm{Spec}K\to X$ and $b:\mathrm{Spec}V\to Y$ with $f\circ a=b{|}_{\mathrm{Spec}K}$, there is exactly one morphism of schemes $h:\mathrm{Spec}V\to X$ such that $h{|}_{\mathrm{Spec}K}=a$ and $f\circ h=b$. All valuation rings are allowed; no discreteness assumption is needed in this formulation. The following arguments also use that each of the three defining conditions for a proper morphism is preserved by base change.

Write $f$ as the ring homomorphism $A\to B$. By the permitted assumption, $B$ is a finitely generated $A$-algebra. We will prove that every element of $B$ is integral over $A$, including any nilpotent contribution. If $B=0$, there is nothing to prove.

We use the integral closure as an intersection of valuation rings in its general form: if an integral domain $R$ lies in a field $K$, then its integral closure inside $K$ is the intersection of all valuation rings of $K$ containing $R$. Here $K$ need not be the fraction field of $R$. One direction follows from valuation rings are integrally closed. For the other, if $0\ne x\in K$ is not integral, the ideal $x^{-1}R[x^{-1}]$ is proper: an expression for $1$ in that ideal, multiplied by a sufficiently large power of $x$, would be a monic equation for $x$. Choose a maximal ideal containing this ideal, and apply the valuation domination lemma to the corresponding local ring inside $K$. The resulting valuation ring $V$ contains $R$ and has $x^{-1}$ in its maximal ideal, so $x\notin V$. This proves the claimed intersection criterion. The valuation domination lemma is obtained by choosing, using Zorn's lemma, a maximal local overring dominating the given local ring; the usual alternative between adjoining $z$ and adjoining $z^{-1}$ forces this maximal overring to be a valuation ring.

The Noetherian ring $B$ has finitely many minimal prime ideals ${\mathfrak{q}}_1,\dots ,{\mathfrak{q}}_r$. SetTake any valuation ring $V$ of $K_i$ containing $R_i$. The maps $B\to D_i\to K_i$ and $A\to R_i\to V$ form a square for the valuative criterion for properness. Its lift gives $B\to V$, whose composite with $V\hookrightarrow K_i$ is the original map. Consequently the image $D_i$ is contained in $V$. The intersection criterion proves that every element of $D_i$ is integral over $R_i$.

Fix $b\in B$. For each $i$, choose a monic polynomial $P_i(T)\in A[T]$ whose value at the image of $b$ in $D_i$ is zero; coefficients over $R_i$ can be lifted to $A$. The product $P(T)={\prod }_i{P}_i(T)$ is monic and satisfiesThe nilradical of a Noetherian ring is nilpotent. Explicitly, choose finitely many generators $n_j$ with $n_j^{e_j}=0$; every product of $1+{\sum }_j(e_j-1)$ generators then contains a vanishing power. Thus $(\sqrt{(0)}{)}^N=0$ for some $N$, and $P(T{)}^N$ is a monic polynomial annihilating $b$. Hence $B$ is integral over $A$.

Finally choose algebra generators $b_1,\dots ,b_s$, with monic equations of degrees $d_1,\dots ,d_s$. Reducing powers in these equations shows that the finitely many monomialsspan $B$ as an $A$-module. Therefore $B$ is a finite $A$-module, proving

A morphism of schemes is proper when it is a finite type morphism, a separated morphism, and a universally closed morphism. The valuative criterion for properness says, under the usual finite-type and Noetherian hypotheses, that $f:X\to Y$ is proper exactly when every commutative squarewith $R$ a discrete valuation ring and $K=\mathrm{Frac}R$ has a unique diagonal lift $\mathrm{Spec}R\to X$.

For ${\mathbb{P}}_k^2\to \mathrm{Spec}k$, a $K$-point is $[x_0:x_1:x_2]$ with not all $x_i$ zero. If $\pi$ is a uniformizer, multiply all coordinates by one power of $\pi$ so that ${\min }_{i}v(x_i)=0$. The resulting coordinates lie in $R$ and at least one is a unit, so they define an $R$-point extending the given $K$-point. If two extensions exist, on a chart where one coordinate is a unit their affine coordinate ratios agree in $K$ and therefore in the integral domain $R$; hence the extensions agree. This verifies existence and uniqueness directly.

Write $f:U={\mathbb{A}}_{\mathbb{C}}^1\setminus \{1\}\to {\mathbb{A}}_{\mathbb{C}}^1$ for $f(t)=t^2$. For any closed point $a\in \mathbb{C}$, the fiber is the zero-dimensional closed subscheme of $U$ cut out by $t^2-a$. It is finite over $\mathbb{C}$, and every finite morphism is proper. This includes $a=1$, whose fiber in $U$ consists only of $t=-1$.

The morphism itself fails the valuative criterion for properness. Take the discrete valuation ring $R=\mathbb{C}[[s]]$ with fraction field $K=\mathbb{C}((s))$. The $K$-point $t=1+s$ lies in $U(K)$ and lies over the $R$-point of the target defined byAny extension $\mathrm{Spec}R\to {\mathbb{A}}^1$ of that $K$-point must still be given by $t=1+s$, whose closed point maps to the deleted point $t=1$. It therefore cannot factor through $U$. The required lift does not exist, so $f$ is not proper. This is an instance of the fact that proper closed-point fibers do not imply properness.

The curve has good reduction when it admits a Minimal Weierstrass equation over ${\mathcal{O}}_K$ whose discriminant is a unit, so reduction modulo $\pi$ is a nonsingular elliptic curve $\tilde{E}/k$. Write a point of $E(K)$ in primitive projective coordinates $(X:Y:Z)$ over ${\mathcal{O}}_K$. Reducing all three coordinates definesPrimitivity ensures that the reduced triple is not zero. The addition morphism on the smooth Weierstrass model reduces to the addition morphism on $\tilde{E}$; equivalently, this follows from the valuative criterion for properness for the smooth proper group scheme. Therefore $\mathrm{red}(P+Q)=\mathrm{red}(P)+\mathrm{red}(Q)$.

Let $R$ be a valuation ring with fraction field $K$. For every commutative squarethe valuative criterion for separatedness says that a finite type morphism $f$ between Noetherian schemes is separated exactly when there is at most one dotted lift $\mathrm{Spec}R\to X$ completing the diagram.

Under the same finiteness hypotheses, the valuative criterion for properness says that $f$ is proper exactly when every such square has a unique lift. Thus separatedness supplies uniqueness, while properness supplies existence as well.

The composite $g\circ f$ is proper, hence separated. If two lifts $\mathrm{Spec}R\to X$ solve a valuation-ring lifting problem for $f$, they also solve the corresponding problem for $g\circ f$. The valuative criterion for separatedness for $g\circ f$ makes them equal, so $f$ is separated.

It remains to prove existence. Start with a squareAfter composing the lower map with $g$, properness of $g\circ f$ gives a lift $a:\mathrm{Spec}R\to X$ over $Z$ whose generic restriction is $u$. The two maps $f\circ a$ and $v$ from $\mathrm{Spec}R$ to $Y$ agree on $\mathrm{Spec}K$ and have the same composite with $g$. Since $g$ is separated, its valuative uniqueness criterion gives $f\circ a=v$. Hence $a$ is the required lift for $f$.

The morphism $f$ is of finite type by hypothesis, and it is separated and satisfies valuative existence. The valuative criterion for properness therefore proves that $f$ is proper.

Let $R$ be a discrete valuation ring with uniformizer $\pi$, fraction field $K$, and normalized discrete valuation $\nu :K^{\times }\to \mathbb{Z}$. A map $\mathrm{Spec}K\to {\mathbb{P}}_{\mathbb{Z}}^n$ is a projective pointwith at least one nonzero coordinate. Put $m={\min }_{a_i\ne 0}\nu (a_i)$ and set $b_i={\pi }^{-m}{a}_i$. Then every $b_i$ lies in $R$, and at least one $b_j$ is a unit.

On the standard affine chart $U_j$ of projective space, the ratios $b_i/b_j$ all lie in $R$. They therefore define a map $\mathrm{Spec}R\to U_j\subseteq {\mathbb{P}}_{\mathbb{Z}}^n$ whose generic restriction is the original point. This proves existence in the DVR case. The assumed separatedness of ${\mathbb{P}}_{\mathbb{Z}}^n\to \mathrm{Spec}\mathbb{Z}$, through the valuative criterion for separatedness, gives uniqueness. Thus the morphism satisfies the requested DVR form of the valuative criterion for properness.

A finite-type morphism can have a proper fiber over every closed point without being proper. Properness controls compatible specialization in families, as expressed by the valuative criterion for properness, rather than only the individual closed fibers.

Valuative criteria test properties of scheme morphisms by extending a lift from the generic point of the spectrum of a valuation ring to the whole spectrum. Under the usual finiteness hypotheses, uniqueness characterizes separatedness, existence characterizes universal closedness, and existence with uniqueness characterizes properness. The valuative criterion for separatedness and valuative criterion for properness are the respective specific statements.