A nonlinear compact operator is a continuous map that sends bounded sets of its domain to relatively compact subsets of the target space; linearity is not part of this general definition.
For the specified diagonal operator on sequence space on l2 sequence space,
so it is well-defined, linear and bounded. Let retain only its first output coordinates. This is a finite-rank operator, and
The upper bound follows by estimating each tail multiplier by ; equality follows on the unit coordinate vector . Finite-rank operators between Banach spaces are compact, and a limit of compact linear operators in operator norm is compact, the norm-closedness of compact operators. Therefore .
Define a diagonal operator on sequence space by
It is bounded because . Its truncation is a finite-rank operator, and
Equality follows by using finitely supported sequences equal to on longer and longer finite tails. An operator norm limit of compact operators into the Banach space is compact; therefore is a compact operator. The vectors are linearly independent, so its rank is infinite.
There is no conflict with the preceding result about a compact closed-ball image. Indeed, take with initial ones. Then in , but that limit has no preimage in : its only possible preimage is the constant sequence . Thus is relatively compact but is not closed and hence is not compact.
The exact condition for this diagonal operator on sequence space is
First, is bounded precisely when , with operator norm equal to that supremum: the upper bound follows by summing , and the coordinate unit vectors give the lower bound. If the supremum is infinite, choose distinct indices with and set , other coordinates zero. Then but , so the displayed prescription would not even define an everywhere-defined map into .
If is compact but , infinitely many indices satisfy . Along those indices,
contradicting compactness. Conversely, if , truncate to . This is a finite-rank compact operator, and . To see compactness directly, approximate the image of the unit ball by to within , and cover its bounded finite-dimensional image by finitely many -balls. Hence 's unit-ball image is totally bounded; its closure is compact because is complete.
No. Reuse the diagonal operator on sequence space on . Its kernel is zero, hence finite-dimensional. Let be the truncation of to its first coordinates. Each lies in the range, while in . The limit is not in the range because its formal preimage is not square summable. Thus finite-dimensional kernel does not imply closed range. Equivalently the unit vectors violate every positive closed-range bound on the kernel complement.
First let be a bounded linear operator on satisfying the symmetric positive-definiteness convention in part (a). For any direction , expansion of the quadratic functional gives
Thus vanishing of the first variation in every direction is precisely the weak equation for every . In this whole-space bounded-operator setting it is equivalent to , the Euler-Lagrange equation.
If solves that equation, set . The linear terms cancel:
with equality only when . Hence the weak solution is the unique global minimizer. Conversely, any minimizer has zero first variation, and therefore solves the weak equation. For a symmetric bounded bilinear form on a form space , exactly the same calculation gives and for every ; it does not require an unbounded differential operator to map every into .
Existence for every requires an extra hypothesis if “positive definite” means only strict positivity. The coercive operator bound makes the form coercive, so the Lax-Milgram theorem supplies existence and uniqueness. Without that bound, the diagonal operator on sequence space on is symmetric and strictly positive, but belongs to and its formal inverse does not. Thus strict positivity alone proves uniqueness and the minimizing property of a solution when one exists, not existence for all .
For the diagonal operator on sequence space,
Equality holds at the first coordinate vector, so and is a bounded linear operator. Every diagonal entry is nonzero, giving the null space . A datum has a preimage exactly when its weighted coordinates belong to the l2 sequence space. Hence
Finite sequences lie in the range and are dense in , so and
The sequence converges to zero in the data norm, but has norm one. Thus is unbounded and discontinuous. In particular the dense range is not closed; the datum also proves that it is a proper subset of .
Let denote the sequence with a one in coordinate and zeros elsewhere.
For , one has but for every , including . Thus is unbounded for every .
For , the sequence has entries and in coordinates and , respectively. Hence , so is also unbounded for every .
For , coordinatewise division gives
for every . Thus is a bounded diagonal operator on sequence space for every .
For , write . Then , and coordinate evaluation satisfies . By the p-series criterion, exactly when , while . Therefore is bounded precisely for
For , even does not belong to .
For , let be the Holder conjugate exponent of . Holder inequality gives, for finite ,
and consequently
For ,
Thus is bounded for every . Altogether,
If , then for every ,
so the diagonal operator on sequence space is bounded. Conversely, for the standard unit vector ,
so boundedness of implies .
Spectrum of a bounded operator Created 2026-09-28 Updated 2026-10-14
Let be a Banach space over the complex numbers, and let be a bounded linear operator defined on all of . Its spectrum consists of those for which has no everywhere-defined bounded inverse. Its complement is the resolvent set of an operator . By the bounded inverse theorem, a bijective automatically has a bounded inverse. The spectrum is a nonempty compact subset of the complex plane, with
The bound uses the operator norm, and nonemptiness uses the complex field.[ref] For a real linear operator, complex spectral values are understood by extending it to a complex vector space; restricting to the real field can give an empty set.
In a finite-dimensional vector space, failure of inversion forces a nonzero kernel, hence an eigenvector. An infinite-dimensional vector space allows an injective shifted linear operator that cannot solve every equation . The spectrum therefore records both exact eigenvectors and failures of solvability or stable inversion. Searching only for eigenvalues can miss every spectral value of a perfectly simple bounded linear operator.
Consider the multiplication operator on the complex L2 space , with Lebesgue measure:
Its operator norm is one. The inequality gives the upper bound; unit vectors concentrated near approach it. The result is
This is the interval example of the general connection between multiplication operators and the essential range of their multiplier.[ref] Indeed, an eigenfunction would satisfy almost everywhere. It vanishes except possibly on the singleton , a null set; such a function is the zero vector in L2 space. Concentrating at one point cannot produce a nonzero L2 function.
For , the inverse is completely explicit:
The distance to a set is positive, so the inverse multiplier is bounded. Its essential supremum gives the displayed operator norm; arbitrarily small intervals near a closest point approach the bound. Our resolvent of an operator uses , the negative of this inverse, with the same operator norm. For , , and , the inverse norms are respectively , , and . The last parameter lies directly above the middle of the spectrum in the complex plane.
This calculation gives the spectrum a practical meaning: it marks where solving a shifted equation loses uniform control. At , the largest amplification of an input error is . Changing from to increases that factor from ten to one hundred. The equation remains uniquely solvable for each nonzero , but its sensitivity grows as the parameter approaches the spectrum.
Figure 1.
An interval without eigenvectors and a diagonal spectrum accumulating at zero
. Details.
To see directly why every belongs to the spectrum, choose and define a clipped interval and a normalized indicator function:
Its L2 norm is exactly one, including at both endpoints. On its support, , giving
Thus any choice produces approximate eigenvectors. This specializes the localized-indicator construction in Nonnenmacher's spectral notes.[ref] A hypothetical bounded inverse would imply , impossible for arbitrarily small .
For an interior point with , and the residual is exactly . At or , and the same residual formula holds, but the amplitude is rather than . At , taking gives amplitudes approximately and residuals . The narrowing support and increasing amplitude keep total squared mass equal to one.
For every , the continuous spectrum description is also concrete. Any L2 function can be approximated in L2 norm by its truncations to . Each truncation lies in the range of , since division there is bounded. The range is therefore dense. However, the constant function has no L2 function preimage: is not square-integrable, including at the endpoints.
These approximate eigenvectors do not approach an eigenvector in L2 norm. Any possible limit would have L2 norm one and satisfy by continuity, contradicting the empty point spectrum. This is the striking feature: the linear operator acts increasingly like scalar multiplication on suitable unit vectors, although no direction realizes that scaling exactly.
Figure 2.
Unit L2 vectors concentrate while their spectral residual tends to zero
. Details.
A complementary example is the diagonal operator on sequence space on complex l2 sequence space, with . The coordinate unit vectors satisfy , so
Zero is not an eigenvalue, since forces every coordinate to vanish. Nevertheless : these are approximate eigenvectors at zero. More concretely, belongs to l2 sequence space, but would require for all , which does not. Outside the displayed closed set, division by is uniformly bounded, proving that no further spectral values occur. Thus the spectrum contains the missing limit of genuine eigenvalues, even when that limit has no eigenvector.