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The remaining non-derivative component term in the Lagrangian is the Yukawa interactionEquivalently the interaction Hamiltonian has the opposite displayed sign. The first term is the two-component fermion mass, and the second its scalar-fermion interaction. A phase redefinition of $\psi$ makes the mass coefficient nonnegative, so the physical Weyl spinor mass isIt is again independent of $\alpha$, the choice of root and any sign of a real $M_v$. This distinguishes the complex bilinear coefficient from the nonnegative physical mass. In the pure-linear supersymmetry-breaking branch $W^{\prime \prime }=0$, the fermion is the massless Goldstino.

For spontaneous breaking of exact global supersymmetry, at least one supercharge does not annihilate the vacuum. Its norm in the preceding expression is positive, henceWith canonical kinetic terms, this is also seen in the nonnegative scalar potential, $V={\sum }_i|F_i{|}^2+\frac{1}{2}{\sum }_a{D}_a^2$: nonzero auxiliary expectation values signal breaking and positive energy density. The associated massless fermion is the Goldstino.

If “broken” instead means arbitrary explicit breaking by added operators, the exact Super-Poincaré algebra no longer fixes the full Hamiltonian, and the positive-norm argument does not constrain its vacuum energy. One can, for example, shift that explicitly broken Hamiltonian by a constant. The strict positivity conclusion therefore uses spontaneous breaking of an otherwise exact global theory, not a blanket assertion about all breaking terms. It also is not a statement about supergravity, whose scalar potential contains additional terms.

Use the minimal four-dimensional Super-Poincaré algebra, with $\{Q_{\alpha },Q_{\beta }\}=0$, $\{Q_{\alpha },{\bar{Q}}_{\dot{\beta }}\}=2{\sigma }_{\alpha \dot{\beta }}^{\nu }{P}_{\nu }$ and commuting translations. Lorentz covariance and closure on the existing supercharges permit onlyThe graded Jacobi identity for $P^{\mu },Q_{\alpha },Q_{\beta }$ therefore givesFor example, with ${\sigma }^0=I$, $\mu =0$ and $\alpha =\beta =1$, the coefficient is a nonzero multiple of $A(P_1-i{P}_2)$. Independence of the translation generators forces $A=0$. Its adjoint gives the barred result. Thus every supercharge commutes with four-momentum:Consequently $[Q_{\alpha },P^2]=0$. If $|u⟩$ has a particular mass-shell condition, the nonzero state $Q_{\alpha }|u⟩$ has the same one. This gives supersymmetric mass degeneracy within an unbroken physical supermultiplet. The qualification matters: after spontaneous supersymmetry breaking, the chosen vacuum is not annihilated by the supercharges, and its one-particle excitations need not constitute degenerate supermultiplets.

For the O'Raifeartaigh model, write $X={\varphi }_1$, $Y={\varphi }_2$, $Z={\varphi }_3$. Field phases allow $g,M,m$ to be positive. The canonical Kähler potential and elimination of the auxiliary fields give the F-term scalar potentialA supersymmetric vacuum would require $W_Y=MZ=0$, hence $Z=0$, while $W_X=g(Z^2-m^2)=-g{m}^2$ could not vanish. Thus F-flatness is impossible. More precisely, with $Z=u+iv$,The stated strict inequality makes every nonconstant term nonnegative. The entire classical vacuum family isHere $F_X=-\overline{W_X}=g{m}^2$, while $F_Y=F_Z=0$. The Weyl spinor ${\psi }_X$ is the massless goldstino, and the complex scalar field $X$ is a pseudomodulus with two zero tree-level squared masses. The hierarchy $M\gg m$ separates the massive fields from the breaking scale, but it does not itself select $x=0$ along this flat direction.

At the representative vacuum $x=0$, the chiral-superfield fermion mass matrix isIts physical masses are its singular values: $0,M,M$. The two massive Weyl spinors can be combined into one massive Dirac spinor. For $Y=(y_R+i{y}_I)/\sqrt{2}$, $Z=(z_R+i{z}_I)/\sqrt{2}$, the real scalar squared masses areIn particular, there is no tachyon under the stated inequality. The splitting of the $Z$ masses displays supersymmetry breaking directly.

For completeness, the mass spectrum can be given throughout the classical vacuum family, rather than silently fixing the pseudomodulus. A phase rotation makes $x$ real and nonnegative without changing physical masses. The massive fermion squared masses areThe real and imaginary scalar sectors have two-by-two scalar squared-mass matriceswhose eigenvalues areBoth determinants are $M^2(M^2+2ϵg^2{m}^2)>0$ and their traces are positive, so stability holds at every finite $x$. Quantum corrections can lift a pseudomodulus; these formulas describe the classical, tree-level spectrum requested here.

Define the physical mass supertrace byEach real scalar contributes once and each Weyl spinor twice with a minus sign. At $x=0$ this gives $4M^2-2(2M^2)=0$. At general $x$, ${\sum }_{ϵ,\pm }{b}_{ϵ,\pm }=4M^2+8g^2|x{|}^2=2(f_{+}+f_{-})$. Hence the tree-level mass supertrace vanishes despite broken supersymmetry:This is the tree-level supertrace mass sum rule, not a claim that the individual masses are equal.

For direct breaking in the Minimal supersymmetric Standard Model, the difficulty is both field content and the tree-level spectrum. A linear gauge-invariant superpotential term needs a gauge-singlet chiral superfield, which the minimal model does not contain. Moreover, with canonical kinetic terms and purely neutral F-term breaking, without D-term mass shifts, the MSSM tree-level sfermion mass constraint applies separately to conserved charge sectors. For one electron pair it gives $m_{{\tilde{e}}_1}^2+m_{{\tilde{e}}_2}^2=2m_e^2$: both scalar partners cannot be heavy. This is an illustrative charge-sector consequence under those assumptions, not an unrestricted inference from the total supertrace alone. A separate hidden supersymmetry-breaking sector communicating effective soft supersymmetry breaking through loops or suppressed operators avoids the direct canonical tree-level obstruction.

On shell, a massless $\mathcal{N}=1$ vector multiplet contains a gauge boson with two transverse polarizations and a gaugino with two fermionic states. A chiral superfield contains a complex scalar field, hence two real bosonic states, and a Weyl spinor with two fermionic states. Their total is $4$ bosonic and $4$ fermionic states.

Suppose charged scalar fields acquire vacuum expectation values at a supersymmetric vacuum, where F-flatness and D-flatness hold. For each broken generator of the gauge symmetry, the supersymmetric Higgs mechanism combines one massless vector multiplet and one chiral superfield into a massive N=1 vector multiplet. The gauge boson absorbs one real Goldstone boson, acquiring its third polarization. The other real scalar field remains physical. The gaugino and the relevant higgsino mix into the four fermionic states. Thus the spin content isUnbroken supersymmetry gives all these states the same mass through supersymmetric mass degeneracy. Remaining massive chiral superfields instead have spin content $(1/2,0,0)$, with two fermionic and two bosonic states of a common mass. The auxiliary fields ensure matching off shell but are not additional propagating particles in these counts.

The super-Higgs mechanism occurs when local supersymmetry is spontaneously broken in supergravity. Its spin-$3/2$ gauge field, the gravitino, absorbs the spin-$1/2$ goldstino:The extra states have helicities $\pm 1/2$, supplementing $\pm 3/2$. The ordinary supersymmetric Higgs mechanism can preserve supersymmetry while breaking the internal gauge symmetry; the super-Higgs mechanism breaks the local supersymmetry itself. Spontaneously broken global supersymmetry leaves a physical massless goldstino, because there is no dynamical gravitino to absorb it.

First assume global four-dimensional N=1 supersymmetry, canonical positive Kähler potential, and tree level. Write $W_i={\partial }_{i}W$ and $m_{ij}=W_{ij}$ at the stationary vacuum. The chiral-superfield fermion mass matrix is the symmetric matrix $m$, and the sum of squared Weyl spinor masses is $\mathrm{tr}(m^{†}m)$. From the F-term scalar potential $V={\sum }_k|W_k{|}^2$, its mixed and holomorphic Hessian matrix blocks areFor canonically normalized real and imaginary parts of the scalar fields, the real scalar mass matrix has trace twice the mixed trace. Its holomorphic blocks can split the two real scalar masses but do not change their sum. HenceA Weyl spinor has two spin states, so this proves the tree-level supertrace mass sum rule,The paper defines its supertrace with $(-1{)}^{2j+1}$, the negative of the conventional boson-minus-fermion supertrace used here. The asserted zero is the same in either convention. The result requires the stated canonical tree-level hypotheses; a noncanonical Kähler metric, supergravity, or radiative corrections can change the sum rule.

If vector multiplets are also present, the gauge contributions to the F-term supertrace cancel rather than being omitted. At $D_a=0$, define $C={\sum }_a{g}_a^2\Vert T_{a}v{\Vert }^2$ for the scalar expectation vector $v$. Differentiating $\frac{1}{2}{\sum }_a{D}_a^2$ adds $2C$ to the real-scalar trace. The symmetric gaugino-matter mass matrix has off-diagonal entries $\sqrt{2}{g}_a{T}_{a}v$, giving an extra $4C$ in its fermion squared-mass trace. The covariant scalar kinetic term gives vector squared-mass trace $2C$. Thus their contribution is $2C-2(4C)+3(2C)=0$. The gauge-theory result uses all spin states, including the vector weight three; it is not obtained by dropping massive gauge partners.

The MSSM tree-level sfermion mass constraint explains the phenomenological difficulty with direct visible-sector breaking. If F-term breaking is neutral under an unbroken electric and color gauge symmetry, and no D-term shifts are present, the same trace argument applies within each conserved-charge fermion block. Its corresponding scalar partners cannot all have squared masses above the mean of the light fermion squared masses. Thus canonical tree-level visible-sector supersymmetry breaking alone cannot make every squark and other scalar partner heavy while leaving the observed fermions light. The usual effective soft supersymmetry breaking terms arise after communicating breaking from a separate sector; integrating out that sector, noncanonical interactions and radiative effects evade the hypotheses. The global trace identity alone would not identify a particular light squark without the conserved-charge block argument.

For the specified O'Raifeartaigh model, phases may be chosen so that $\lambda ,\mu ,M$ are real and positive. Its superpotential derivatives areand its F-term scalar potential isFor fixed $x,z$, choose $y=-2\lambda xz/M$ to minimize the final square. Since $|z^2-{\mu }^2{|}^2\ge (|z{|}^2-{\mu }^2{)}^2$,Thus $M^2>2{\lambda }^2{\mu }^2$ makes $z=y=0$ a global minimum with arbitrary $x$. The hierarchy $M\gg \mu$ ensures this for fixed perturbative $\lambda$, rather than for arbitrarily large $\lambda$. The origin is one member of this classically flat family, with $V_0={\lambda }^2{\mu }^4>0$ and $F_X=\lambda {\mu }^2$. The complex field $x$ is a pseudomodulus.

At the origin the chiral-superfield fermion mass matrix, in the $({\psi }_X,{\psi }_Y,{\psi }_Z)$ basis, isIts physical fermion masses are $0,M,M$; the two massive Weyl spinors form one massive four-component fermion. The massless ${\psi }_X$ is the goldstino. More generally, stationarity gives $W_{ij}\overline{W_j}=0$, so the nonzero auxiliary field direction is a null vector of $m$, proving the goldstino zero mode from vacuum stationarity.

Writing $z=(z_R+i{z}_I)/\sqrt{2}$ and similarly for $x,y$, the quadratic scalar potential isThe mass spectrum of the quadratic-cubic O'Raifeartaigh model is thereforeThe scalar squared-mass sum is $4M^2$, while twice the fermion squared-mass sum is also $4M^2$, so the supertrace is zero, as required. The two massless real $x$ modes are tree-level pseudomoduli, which can be lifted by a quantum effective potential; their tree-level masslessness is not the exact symmetry protection enjoyed by the goldstino.

Use left Grassmann derivatives for the Grassmann variables. A chiral superfield satisfies ${\bar{\mathcal{D}}}_{\dot{\alpha }}\Phi =0$. In the derivative convention printed in the PDF, differentiating $\theta {\sigma }^{\mu }\bar{\theta }$ with respect to a barred coordinate brings a minus sign from moving the odd derivative through $\theta$. Consequently ${\bar{\mathcal{D}}}_{\dot{\alpha }}{y}^{\mu }=0$, so the general solution depends only on $y$ and $\theta$:Here $\varphi$ is a complex scalar field, $\psi$ a Weyl spinor and $F$ a complex auxiliary field. This is a finite Grassmann algebra expansion, not an assumption that the spacetime fields are constant.

For a completely convention-independent way to organize the ordinary-coordinate expansion, let $v^{\mu }=\theta {\sigma }^{\mu }\bar{\theta }$. Translation by $iv$ givesAll higher terms vanish because there are only two unbarred and two barred odd coordinates. For example take ${\sigma }^{\mu }=(I,\mathbf{\sigma })$, signature $(+---)$, ${\theta }^2={\theta }^{\alpha }{\theta }_{\alpha }$ and ${\bar{\theta }}^2={\bar{\theta }}_{\dot{\alpha }}{\bar{\theta }}^{\dot{\alpha }}$, with both lower epsilon tensors having ${ϵ}_{12}=1$. Then $v^{\mu }{v}^{\nu }=\frac{1}{2}{\theta }^2{\bar{\theta }}^2{\eta }^{\mu \nu }$ and the chiral-superfield component expansion readsThe frequently written positive quarter coefficient corresponds to the opposite convention for $\square$ or the spinor contractions; the preceding shift formula fixes the sign without ambiguity. The local TeX's barred derivative is damaged: the original PDF has ${\partial }_{\mu }$, not a barred-coordinate factor at its end.

Write $X=x+\sqrt{2}\theta G+{\theta }^2{F}_X$ in chiral coordinates. Multiplication gives the three component constraintsOn the regular branch where the ordinary commuting part of $F_X$ is nonzero, the nilpotent chiral superfield is thereforeThe goldstino $G$ and auxiliary field $F_X$ are independent; the scalar is a composite, not another independent degree of freedom. Its first two constraints follow because any product of three identical two-component odd spinor entries vanishes. It is essential not to divide by $F_X$ on a branch with zero commuting part: for example $X=0$ satisfies the nilpotency condition without breaking supersymmetry.

For a regular local action with no superspace derivatives in $K$ or $W$, nilpotency truncates the most general superpotential and Kähler potential toThe last inequality makes the kinetic Kähler metric healthy. In global four-dimensional N=1 supersymmetry, the constant and holomorphic pieces of $K$ integrate to zero, and $w_0$ does not affect the action. On the bosonic background $G=0$, the constraint sets $x=0$ and the auxiliary terms are $\kappa F_X{\bar{F}}_X+f{F}_X+\bar{f}{\bar{F}}_X$. Eliminating them givesA nonzero $f$ is necessary for this regular constrained branch to be an on-shell vacuum. It gives nonzero $F_X$ and supersymmetry breaking, with $G$ the goldstino. Nilpotency alone is not a proof that every possible branch breaks supersymmetry. With $f=0$ the above composite parametrization is singular on shell, rather than evidence for a regular supersymmetric vacuum containing an independent Goldstino.

If these data are instead embedded in supergravity, the constant and linear terms cannot simply be discarded independently: a Kähler transformation also transforms $W$. Before such a transformation, at $x=0$ the supergravity F-term potential isThus nonzero $F^X$ still breaks supersymmetry, but the vacuum energy need not be positive. This distinguishes the global answer from the local theory explicitly introduced in the next question.

Now write $Y=y+\sqrt{2}\theta \chi +{\theta }^2{F}_Y$. The condition $XY=0$ becomesUsing the same nonzero-$F_X$ branch gives the chiral superfield constrained by a nilpotent superfieldThe spinor $\chi$ and the auxiliary $F_Y$ remain independent; the scalar is removed. Substituting this expression verifies the other two product constraints using two-component spinor identities. It does not impose $Y^2=0$. It does imply cubic nilpotency from a mixed chiral constraint: $Y^3=0$. Indeed $(G\chi {)}^2=-\frac{1}{2}(GG)(\chi \chi )$, soThese are exactly the three components needed for $Y^3=0$. The generic nonzero expression for $y^2$ shows why imposing quadratic nilpotency on $Y$ would lose allowed interactions.

The analytic chiral monomials consequently reduce to $1,X,Y,Y^2$. The most general superpotential isFor the Kähler potential, put $U=(X,Y,Y^2{)}^T$. Every allowed mixed monomial is included inThis includes $X\bar{X}$, $X\bar{Y}$, $X{\bar{Y}}^2$, $Y\bar{Y}$, $Y{\bar{Y}}^2$, $Y^2{\bar{Y}}^2$ and the necessary conjugates; products containing $XY$ or $\bar{X}\bar{Y}$ vanish. In a global theory the holomorphic $\ell$ terms again integrate to zero; in supergravity they can be changed by a Kähler transformation. Positivity requires the kinetic metric on the independent multiplets to be positive definite at the chosen background, not necessarily the entire coefficient matrix on the redundant composite list $U$. The most general claim here concerns regular analytic two-derivative actions; singular functions of the constrained fields or higher-derivative operators are outside it.

For one charged chiral superfield, canonical kinetic terms, no nonconstant gauge-invariant superpotential, and $g>0$, the sign of $q\xi$ selects the vacuum. If $q\xi >0$, the minimum has $\varphi =0$, positive vacuum energy, unbroken internal gauge symmetry and a gaugino Goldstino; the scalar squared mass is $gq\xi$ while its chiral fermion is massless. If $q\xi <0$, a scalar condensate cancels the auxiliary field, preserving supersymmetry while Higgsing the gauge group. These are classical statements; a consistent quantum charged spectrum must cancel its gauge anomalies.

When local supersymmetry is spontaneously broken, the gravitino absorbs the goldstino and becomes massive. The two goldstino states provide its longitudinal spin-$1/2$ polarizations. With only global supersymmetry breaking, the goldstino remains a physical massless particle. An ordinary supersymmetric Higgs mechanism instead makes an internal spin-one gauge boson massive and can leave supersymmetry unbroken.

A supersymmetry transformation is the infinitesimal action generated by an odd supercharge, with constant anticommuting spinor parameter in a global theory. In superspace it acts as $\delta \mathcal{S}=(ϵQ+\overline{ϵ}\bar{Q})\mathcal{S}$, with possible conventional overall factors of $i$. On the fermion of a chiral superfield, the transformation includes $\delta \psi =\sqrt{2}ϵF_{\mathrm{aux}}+i\sqrt{2}{\sigma }^{\mu }\overline{ϵ}{\partial }_{\mu }\varphi$. A nonzero vacuum auxiliary field therefore gives an inhomogeneous fermion shift, identifying the Goldstino direction when global supersymmetry is spontaneously broken.