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Explicit breaking changes the action so that the former supercharges are not conserved symmetries of the full Hamiltonian. Spontaneous breaking preserves the action and algebra but has a vacuum that some supercharge does not annihilate. Energy positivity in global supersymmetry then implies positive vacuum energy density, and a Goldstino accompanies the broken symmetry. That exact-algebra energy argument does not apply to an arbitrarily explicitly broken Hamiltonian. The physical particle spectrum in a broken vacuum need not assemble into the finite equal-mass supermultiplets of an invariant vacuum.

With one canonical ungauged chiral superfield and $\kappa \ne 0$, the auxiliary expectation is nonzero at every scalar value. The potential is flat and positive, so supersymmetry is broken without an isolated minimum. The fermion is a massless Goldstino and the scalar is massless at tree level. Equality of these zero masses does not imply an unbroken supersymmetric vacuum.

A goldstino is the massless spin-one-half mode associated with spontaneously broken global supersymmetry. For F-term breaking, the fermion in a multiplet with nonzero auxiliary field transforms by an inhomogeneous term, $\delta G\supset \sqrt{2}ϵF$. In supergravity, the corresponding mode supplies the longitudinal degrees of freedom of a massive gravitino.

For canonical global four-dimensional N=1 supersymmetry, define $F^i=\overline{W_i}$, $H_{ij}=W_{ij}$ and $G_{ia}=g^a{\bar{\varphi }}_j(T^a{)}^j{}_i$ at a stationary vacuum. Gauge invariance of the superpotential gives $G^{T}F=0$, while stationarity of $V={\sum }_i|W_i{|}^2+\frac{1}{2}{\sum }_a(D^a{)}^2$ gives $HF-GD=0$. Therefore the canonically normalized fermion mass matrix, after a harmless gaugino phase choice, obeysIf supersymmetry is broken, this vector is nonzero and specifies a massless Goldstino. The matrix with off-diagonal blocks $-G$ instead acts on $(F,D)$; it is related to the canonical matrix by a change of normalization, not by equality of canonical entries. Additional zero modes can coexist with the Goldstino.

Stationarity of a canonical global F-term scalar potential gives ${\partial }_{i}V={\sum }_j{W}_{ij}\overline{W_j}=0$. If some $F_j=-\overline{W_j}$ is nonzero, this vector is in the kernel of the chiral-superfield fermion mass matrix. It supplies the massless goldstino direction. If every $F_j$ vanishes, this argument gives no broken-symmetry mode.

The gravitino is the spin-$3/2$ gauge field of local supersymmetry and the partner of the graviton. A massless four-dimensional gravitino has two physical helicities, $\pm 3/2$; a massive one has four, adding $\pm 1/2$. The super-Higgs mechanism supplies these extra states from the goldstino.

For canonical kinetic terms, vanishing superpotential, $g>0$ and $q\xi >0$, the D-term scalar potential $V=\frac{1}{2}(\xi +gq|\varphi {|}^2{)}^2$ has its minimum at $\varphi =0$. Both real scalar modes have squared mass $gq\xi$, while the chiral Weyl fermion, photon and gaugino are massless; the gaugino is the goldstino. The scalar-to-fermion squared-mass splitting is $gq\xi$. On the other branch $q\xi <0$, $v^2=-\xi /(gq)$ cancels $D$ and preserves supersymmetry; the Higgsed vector, remaining real scalar and Dirac fermion have common squared mass $2g^2{q}^2{v}^2$. A single nonzero-charge chiral fermion has a gauge anomaly, so a quantum realization requires an anomaly-cancelling completion; these are the stated classical vacuum spectra.

For positive real $M,\mu ,\lambda$ with $M^2>2{\lambda }^2{\mu }^2$, minimizing $V={\lambda }^2|z^2-{\mu }^2{|}^2+M^2|z{|}^2+|2\lambda xz+My{|}^2$ gives $z=y=0$ with arbitrary $x$. Around $x=0$, the real scalar squared masses are $0,0,M^2,M^2,M^2-2{\lambda }^2{\mu }^2,M^2+2{\lambda }^2{\mu }^2$, while the three Weyl spinor masses are $0,M,M$. Their weighted supertrace vanishes. The massless ${\psi }_X$ is the goldstino; the two real $x$ modes form a tree-level pseudomodulus. The stability bound follows from $|z^2-{\mu }^2{|}^2\ge (|z{|}^2-{\mu }^2{)}^2$, after minimizing the final square over $y$.

For $X=x+\sqrt{2}\theta G+{\theta }^{2}F$, the nilpotency condition gives $x^2=xG=0$ and $2xF=GG$. On the branch with invertible commuting part of $F$, $x=GG/(2F)$, while the goldstino $G$ and auxiliary field $F$ are independent. Products of three identical two-component odd spinor entries vanish, verifying the remaining constraints. The scalar is therefore composite. The branch hypothesis matters: $X=0$ also obeys the constraint and need not break supersymmetry.

The super-Higgs mechanism is the absorption of the goldstino by the gravitino when local supersymmetry is spontaneously broken. In rigid supersymmetry breaking, the goldstino is a physical massless fermion. In supergravity, its transformation permits a gauge choice removing it; its two degrees of freedom become the longitudinal helicity $\pm \frac{1}{2}$ states of the massive gravitino. The massless gravitino has helicities $\pm \frac{3}{2}$, whereas the massive gravitino has four spin states. This is distinct from the supersymmetric Higgs mechanism, which gives an internal gauge vector a mass and need not break supersymmetry.

In the supersymmetric Higgs mechanism, an internal gauge symmetry is broken by a charged scalar field expectation value while supersymmetry can remain unbroken. A massless vector multiplet absorbs a chiral multiplet to form a massive N=1 vector multiplet: the vector absorbs a scalar Goldstone boson, and the gaugino and matter fermion acquire the matching masses. In the super-Higgs mechanism, local supersymmetry itself is spontaneously broken: the gravitino absorbs the spin-$1/2$ Goldstino and becomes a massive spin-$3/2$ particle. In a flat vacuum this increases its physical states from two to four.

Spontaneous supersymmetry breaking preserves the action and conserved supercharges, but the vacuum fails to be invariant. This differs from explicit breaking, which changes the symmetry of the action itself. In global four-dimensional N=1 supersymmetry, summing diagonal entries of the Super-Poincaré algebra writes the Hamiltonian as a sum of positive charge anticommutators. Its expectation is a sum of squared norms. Consequently a zero-energy vacuum is supersymmetric, whereas an existing vacuum with broken global supersymmetry has positive energy density. The energy zero is fixed by the algebra. Neither this positivity statement nor the particle-multiplet mass relations should be transferred without qualification to supergravity.

For supersymmetric quantum mechanics, let $H=\{q,q^{†}\}/2$, $q^2=0$, and let fermion parity anticommute with both charges. On a positive-energy eigenspace, $(q+q^{†})/\sqrt{2E}$ is an odd involution: its square is one, it preserves energy, and it reverses parity. Thus every positive-energy bosonic state has a fermionic partner and conversely. Their contributions cancel in the Witten indexFor a discrete spectrum with a well-defined trace, this proves independence of $\beta$. Continuous changes of parameters also preserve the index if the trace stays well defined and no state escapes to infinity or crosses an unregulated continuum threshold. A nonzero index guarantees an unbroken supersymmetric ground state; a zero index is inconclusive. For example, de Rham supersymmetric quantum mechanics on a circle has a bosonic constant zero-form and a fermionic constant one-form, both normalizable zero modes, so it is unbroken with index zero.

A more explicit one-dimensional family illustrates how normalizability determines the answer. DefinePositivity of these Hamiltonian operators shows that a zero mode must solve $A{\psi }_{-}=0$ or $A^{†}{\psi }_{+}=0$. Thus the only candidates areFor $w(x)=x$, the Gaussian minus-sector wavefunction is normalizable and its reciprocal is not, giving an unbroken model with $I=1$ when the minus sector is assigned even parity. For $w(x)=x^2+a$, $a>0$, the exponent $x^3/3+ax$ tends to opposite infinities at the two ends, so neither candidate is normalizable. Both partner potentials $[w^2\mp w^{\prime }]/2$ grow quartically; their spectra are discrete and their lowest energies cannot be zero. The lowest states are therefore paired at positive energy, $I=0$, and supersymmetry is spontaneously broken. This is supersymmetric factorization and zero-mode normalizability. In quantum mechanics the paired ground states illustrate the charge algebra; a relativistic massless-particle conclusion requires field-theoretic hypotheses.

In relativistic global field theory, Goldstone's theorem has a fermionic version. If a conserved supercurrent charge does not annihilate the vacuum, its Ward identity has a nonzero vacuum contact term. Fourier transforming, the divergence of the current correlator cannot tend to zero smoothly at zero momentum. Its spectral representation therefore contains a massless fermionic pole: the Goldstino, with spin one-half. This statement assumes a Poincaré-invariant vacuum and the usual local unitary field-theory conditions. It does not require a bosonic Goldstone particle for the fermionic symmetry. In supergravity the Goldstino can instead supply the longitudinal polarization of a massive gravitino.

For canonical chiral superfields ${\Phi }_i$, elimination of their auxiliary fields givesA supersymmetric vacuum solves every $W_i=0$. At a stationary broken vacuum,The same matrix $W_{ij}$ is the chiral-fermion mass matrix, so the nonzero vector $\overline{W_j}$ is a zero mode. This derives the Goldstino zero mode from vacuum stationarity. The transformation $\delta {\psi }_i=\sqrt{2}ϵF_i+\cdots$ independently identifies that direction through its inhomogeneous shift.

For one canonical chiral field, $W=fZ$, $f\ne 0$, has $U=|f{|}^2$ everywhere, a massless fermion and a classically flat scalar direction. It is flat F-term breaking with a linear superpotential, rather than an isolated vacuum. In contrast, a nonconstant polynomial $W^{\prime }$ of positive degree has a complex root and hence a supersymmetric vacuum; in particular a generic quadratic or cubic single-field superpotential cannot remove all such roots. This argument assumes canonical nonsingular kinetic terms and does not claim that every runaway or nonpolynomial model has a vacuum.

A renormalizable three-field O'Raifeartaigh model gives a less degenerate illustration:The auxiliary equations require $W_2=m{\varphi }_1=0$, then $W_1=hX{\varphi }_1+m{\varphi }_2=0$, leaving $W_X=f\ne 0$. They cannot vanish simultaneously. For real positive $f,h,m$ with $m^2>fh$, the potential obeysTherefore its global tree-level minimum has ${\varphi }_1={\varphi }_2=0$, arbitrary $X$, and energy $f^2$. The massless ${\psi }_X$ is the Goldstino, while $X$ is a pseudomodulus. At $X=0$, the scalar mass-squared spectrum is $0,0,m^2,m^2,m^2+fh,m^2-fh$, and the fermion masses are $0,m,m$. This exhibits both the stability condition and the loss of ordinary supermultiplet mass degeneracy in a broken vacuum. Quantum corrections can lift the pseudomodulus and must be analysed rather than assumed away; the noncompact classical valley also prevents an unqualified finite-volume Witten index trace argument. The index, the vacuum equations and the Goldstino theorem consequently answer complementary questions.

In a supersymmetric Higgs mechanism, an internal gauge symmetry breaks while supersymmetry can remain unbroken. A massless vector multiplet absorbs a chiral multiplet and becomes a massive multiplet with spins $(1,\frac{1}{2},\frac{1}{2},0)$: the gauge boson acquires its longitudinal particle polarization from the Goldstone mode. In the super-Higgs mechanism, local supersymmetry itself breaks: the spin-$3/2$ gravitino absorbs the spin-$1/2$ goldstino, gaining two longitudinal polarizations and becoming massive. With only global supersymmetry breaking, the goldstino instead remains a physical massless fermion.

Take canonical kinetic terms, gauge coupling $g>0$, and a nonzero charge $q$. Define $e=gq$ and choose the convention in which the Fayet–Iliopoulos term contributes $\xi D$ to the Lagrangian. With one charged chiral superfield, gauge invariance permits no nonconstant polynomial superpotential; an irrelevant global constant gives $F=0$. The real auxiliary field part isIts equation of motion is $D=-(\xi +e|\varphi {|}^2)$. Eliminating it gives the D-term scalar potentialThe gaugino transformation has the form $\delta \lambda =iϵD+$ a field-strength term, with a convention-dependent overall phase. In a translationally invariant vacuum with zero field strength, a nonzero $⟨D⟩$ therefore gives an inhomogeneous shift of $\lambda$: no nonzero supersymmetry parameter leaves the vacuum invariant. The massless Goldstino is consequently the gaugino, not the matter fermion, since $F=0$.

Minimize the potential over $u=|\varphi {|}^2\ge 0$. If $q\xi <0$, the allowed value $u=-\xi /e$ sets $D=0$, so supersymmetry is unbroken while the internal gauge symmetry is Higgsed. If $\xi =0$, the origin also has $D=0$. For the broken branch, $q\xi >0$ and the formal zero of $D$ would require negative $u$. The actual minimum isThis is single charged-field D-term breaking. Nonzero FI parameter alone does not force breaking if a scalar can cancel it. The degenerate case $q=0$ is different: any $\xi \ne 0$ breaks supersymmetry in the vector sector while the neutral scalar remains flat; the sign test above assumes an actually charged field.

Expand around the broken vacuum:For $\varphi =({\varphi }_R+i{\varphi }_I)/\sqrt{2}$, both canonically normalized real scalars have squared mass $e\xi =gq\xi >0$. The matter Weyl spinor has no superpotential mass. The gauge boson remains massless because $⟨\varphi ⟩=0$. The gauge Yukawa coupling, proportional to ${\varphi }^{\ast }\lambda \psi$, gives no fermion mixing or mass at this vacuum, so the gaugino is also massless. The tree-level spectrum is thereforeand the chiral-multiplet splitting isThe vector and its gaugino happen to remain degenerate at zero mass even though supersymmetry is broken. If the sign convention for the FI contribution is reversed, the sign criterion changes accordingly; the invariant condition is that the scalar condensate cannot cancel the auxiliary source. This is the classical toy-model spectrum; a quantum completion of the single charged-fermion theory also has to cancel its gauge anomalies.

Set $x=T+\bar{T}>0$, the domain in which the Kähler potential is defined, and use Planck units. The nonzero entries of the Kähler metric and its inverse areThe Kähler covariant derivatives of a superpotential areDenote $W=C^3+B$ and $S=3C^2+\bar{C}W$. The supergravity F-term potential isHere the $T$ contribution is exactly $3|W{|}^2$, cancelling the negative term. This is the no-scale supergravity identity, givingThe cancellation is important: replacing the covariant derivatives by ordinary derivatives would miss both the matter dependence and the possibility of zero vacuum energy with supersymmetry breaking.

In the convention $F^i=-e^{K/2}{K}^{i\bar{j}}\overline{D_{j}W}$, the chiral supergravity auxiliary fields areAn overall auxiliary phase or sign convention does not change their vanishing conditions. These are upper-index fields, including the inverse Kähler metric, rather than just the covariant derivatives.

Since $V$ is nonnegative and vanishes at $C=0$, its minimum energy isThere are additional minima that should not be discarded by examining only real $C$. For $C=\rho e^{i\alpha }\ne 0$, the condition $S=0$ becomesIf $B\ne 0$, the magnitude equationhas exactly one positive root: its left side is strictly increasing from zero to infinity. There are three phases, differing by $2\pi /3$, determined by $e^{3i\alpha }=-B/|B|$. Thus for nonzero $B$ the finite zero-energy matter vacua consist of $C=0$ and these three nonzero phase-related values, each with arbitrary $T$ in the allowed half-plane. At a nonzero matter vacuum,At $C=0$, $W=B$.

For $B\ne 0$, every such minimum has $F^C=0$ but $F^T\ne 0$, so supersymmetry is spontaneously broken despite zero vacuum energy. Indeed no finite point anywhere is fully supersymmetric: $D_{T}W=0$ would force $W=0$, after which $D_{C}W=3C^2=0$ forces $C=0$ and then $B=0$. This proves breaking for the specified nonzero-constant case without relying just on the positivity of the potential.

For the allowed exceptional value (B=0), the requested breaking statement is false. Then $S=C^2(3+|C{|}^2)$ vanishes only at $C=0$, where $W=F^T=F^C=0$. Every finite allowed $T$ gives an unbroken supersymmetric vacuum with zero energy. This is an explicit counterexample to unqualified breaking for an arbitrary complex $B$.

Both real components of $T$ are flat directions of a scalar potential along every minimum: the imaginary component never appears in $V$, and when $S=0$ the entire $x$ dependence is multiplied by zero. The matter vacua are isolated in the $C$ plane; there is no continuous matter vacuum direction. At $B=0$ the potential begins quartically in $C$, so zero quadratic mass is not a flat vacuum manifold. Away from $S=0$, the real $T$ direction instead has $V\propto x^{-3}$ and a decompactification-type runaway towards zero as $x\to \infty$, not a further finite positive-energy minimum.

The gravitino mass from a superpotential isAt the $C=0$ branch it is $|B|/x^{3/2}$; at each nonzero branch it is $3\rho e^{{\rho }^2/2}/x^{3/2}$. Its value is not fixed because the $T$ modulus is flat. For $B=0$ it vanishes at the supersymmetric minimum. For nonzero $B$, the super-Higgs mechanism absorbs the Goldstino associated with $F^T$ into the massive gravitino. The zero-energy relation is explicitly satisfied:which balances the auxiliary contribution against the gravitational negative term.

Choose canonical vector normalization, $g>0$, and the convention that the Fayet–Iliopoulos term contributes $+\xi D$. In a constant Lorentz-invariant vacuum with vanishing gauge field strength, the gaugino transformation containsA nonzero $⟨D⟩$ therefore shifts a fermion by a constant under supersymmetry: no invariant vacuum can have this expectation. With only D-term breaking, the Goldstino is the gaugino $\lambda$. If F-term expectation values were present too, the Goldstino would instead be the corresponding linear combination of matter fermions and gauginos.

For a genuinely charged single chiral superfield, $q\ne 0$, gauge invariance forbids every nonconstant polynomial superpotential in that field. The renormalizable superspace action is consequentlywhere ${\mathcal{W}}_{\alpha }=-{\bar{D}}^2{D}_{\alpha }V/4$. A constant superpotential is dynamically irrelevant in global supersymmetry. Take the standard vector expansion with highest component ${\theta }^2{\bar{\theta }}^{2}D/2$. In the matter exponential, the term $2gqV$ then contributes $gq|\varphi {|}^{2}D$. The gauge kinetic chiral integral contributes $D^2/2$, and the FI term contributes $\xi D$. ThusThe auxiliary equations are $F=0$ and $D=-(gq|\varphi {|}^2+\xi )$. Completing the square givesThis is the single charged-field D-term breaking model. Its vacuum is found by minimizing over $\rho =|\varphi {|}^2\ge 0$, not by assuming that a nonzero FI constant must break supersymmetry.

For $q\xi >0$, the square cannot be canceled by any $\rho \ge 0$. It is minimized at the origin, whereSupersymmetry breaking occurs while the internal $U(1)$ gauge symmetry remains unbroken. Expanding the scalar potential about the origin givesThere is no superpotential fermion mass and no gaugino-matter mixing at $\varphi =0$. Therefore the chiral multiplet mass splitting isBoth real components of the complex scalar have the same positive squared mass; the gaugino is the massless Goldstino. With this sign convention and $\xi >0$, the breaking condition is $q>0$. Reversing the FI sign convention reverses this quoted charge inequality, while the condition that the scalar cannot cancel the auxiliary-field shift is unchanged.

For $q\xi <0$, the minimum instead satisfiesThe nonzero charged scalar expectation breaks the continuous internal gauge symmetry and preserves supersymmetry. To see the resulting supersymmetric Higgs mechanism, choose a real representative $v>0$ and expand $\varphi =v+(h+ia)/\sqrt{2}$. The scalar kinetic term supplies a vector mass, the D-term potential supplies the radial scalar mass, and the Yukawa interaction $-\sqrt{2}gq{\varphi }^{\ast }\lambda \psi +h.c.$ pairs the two Weyl fermions. They have the common squared massThe phase field $a$ is the absorbed Goldstone mode. There is no Goldstino in this supersymmetric Higgs vacuum; the fields assemble into a massive N=1 vector multiplet. This branch makes explicit that internal gauge breaking and supersymmetry breaking are different phenomena.

If $\xi =0$ and $q\ne 0$, the minimum of $g^2{q}^2|\varphi {|}^4/2$ is $\varphi =0$. Both supersymmetry and the continuous gauge symmetry are then unbroken, and the fields have zero tree-level masses at that vacuum. For the degenerate uncharged case $q=0$ with no superpotential interactions, a nonzero $\xi$ still breaks supersymmetry in the vector sector, but the free chiral multiplet stays unsplit and cannot Higgs the gauge field. An uncharged field would allow additional superpotential terms, outside the genuinely charged model above.

The calculation is classical. A single charged Weyl fermion has nonzero Abelian gauge and mixed gravitational anomaly coefficients proportional to $q^3$ and $q$; a complete quantum gauge theory needs an anomaly-canceling completion. The tree-level branches above refer to the specified field content; extra fields in such a completion can change the vacuum structure.

Assume global four-dimensional N=1 supersymmetry with canonical kinetic terms and no explicit gaugino mass. Write $W_i={\partial }_{i}W$ and $W_{ij}={\partial }_i{\partial }_{j}W$. To match the displayed stationarity equation, use $F^i=\overline{W_i}$; this differs by a minus sign from the eliminated auxiliary field in the component convention of Solution 2. The real D-terms are $D^a=-g^a({\bar{\varphi }}_i(T^a{)}^i{}_j{\varphi }^j+{\xi }^a)$, with Hermitian gauge generators. A constant Fayet–Iliopoulos term is permitted only for an appropriate Abelian factor. The scalar potential isDifferentiate with respect to ${\varphi }^i$, holding $\bar{\varphi }$ independent:Thus stationary point conditions gives the first requested identity. Gauge invariance of the superpotential gives $W_i(T^a{)}^i{}_j{\varphi }^j=0$. Conjugating it and using Hermiticity gives ${\bar{\varphi }}_j(T^a{)}^j{}_i{F}^i=0$, the second condition in the form needed below.

At the vacuum, define $H_{ij}=⟨W_{ij}⟩$ and $G_{ia}=g^a⟨{\bar{\varphi }}_j⟩(T^a{)}^j{}_i$. The two conditions combine asHere the upper equation is stationarity and the lower equation is conjugated gauge invariance. The chiral-superfield fermion mass matrix contributes $-\frac{1}{2}{H}_{ij}{\psi }^i{\psi }^j$, and the gauge Yukawa interaction contributes the mixed chiral-fermion/gaugino bilinear. With canonical Weyl fermion and gaugino kinetic terms, and choosing the gaugino phase to put the mixed bilinear in real-sign convention, these terms areThe factor $\sqrt{2}$ is important: the matrix directly acting on the printed $(F,D)$ is the same mass bilinear with rescaled gauginos, rather than literally the canonical matrix. In detail, for $S=\mathrm{diag}(I,\sqrt{2}I)$,Since supersymmetry breaking makes this vector nonzero, there is at least one zero mass eigenvalue. A normalized massless fermion isWith the consistent gaugino phase, the inhomogeneous vacuum supersymmetry transformation of $(\psi ,\lambda )$ is proportional to the same vector $(F,D/\sqrt{2})$. Therefore $\eta$ shifts by a nonzero constant times the transformation parameter: it is the Goldstino, the Goldstone fermion of broken global supersymmetry. The argument guarantees at least one Goldstino zero mode, not the absence of other massless fermions.

For the second calculation, first take only canonical chiral superfields and F-term breaking. At a stationary vacuum $v$, let $h=\varphi -v$, $m_{ij}=W_{ij}(v)$ andThese follow by differentiating $V={\sum }_k|W_k{|}^2$ twice. The quadratic scalar potential isThe doubled scalar mass matrix has blocksTransforming to the $2N$ canonically normalized real components of $h$ preserves its trace, so the sum of real scalar mass squares is $\mathrm{tr}{M}_s^2=2\mathrm{tr}A$. The Weyl fermion mass squares are the eigenvalues of $m^{†}m=A$ and their sum is $\mathrm{tr}A$. Each Weyl mass eigenstate has two physical spin states. The printed supertrace has scalar sign $-1$ and fermion weight $+2$, henceThe frequently used boson-minus-fermion definition has the opposite overall sign and gives the same zero. The mixing block $B$ can split scalar masses but cannot change this trace. This proves the tree-level supertrace mass sum rule; it uses canonical kinetic terms and a renormalizable global theory, rather than a general supergravity or noncanonical effective theory.

In the MSSM, trying to make all squarks and sleptons heavy through direct canonical tree-level F-term breaking encounters this constraint. In an unbroken electric-charge and color sector, the scalar mass-squared trace is twice the trace for its ordinary fermionic partners. More explicitly, take a unit vector $u$ minimizing $u^{†}Au$. For $h=e^{i\alpha }u$, choose $\alpha$ so that $\mathrm{Re}(e^{2i\alpha }{u}^{T}Bu)\le 0$. The curvature along this real scalar direction is then at most $u^{†}Au$, so at least one scalar mass square is no larger than the smallest fermion mass square in that sector. For one isolated pair the scalar masses are $m_f^2\pm |B|$. Thus light quarks can force an unacceptably light squark, or a tachyon, under these assumptions. A hidden supersymmetry-breaking sector with mediation produces effective soft supersymmetry breaking; radiative effects, noncanonical kinetic terms, or supergravity can change the assumptions and allow a viable spectrum. The trace over an arbitrary enlarged theory alone would not locate the light state in the visible sector; the MSSM conclusion uses the conserved-charge block structure.

Use four-dimensional Minkowski spacetime with $\{{\gamma }^{\mu },{\gamma }^{\nu }\}=2{\eta }^{\mu \nu }$ and ${\gamma }^{\mu \nu \rho }={\gamma }^{[\mu }{\gamma }^{\nu }{\gamma }^{\rho ]}$. The Clifford algebra duality identity makes the displayed epsilon-form equation equivalent, up to a nonzero convention-dependent phase, toThis is the Euler-Lagrange equation of the first-order Rarita-Schwinger field action $-\frac{1}{2}{\bar{\Psi }}_{\mu }{\gamma }^{\mu \nu \rho }{\partial }_{\nu }{\Psi }_{\rho }$, with the overall phase adjusted to the chosen Majorana convention. Varying the Majorana spinor action accounts for both occurrences of the field and cancels the one-half normalization.

A vector times a spinor contains spin-$3/2$ and unwanted spin-$1/2$ pieces, so the tensor type alone does not establish the physical spin. The field equation has gauge invariancesince the two derivatives contract an antisymmetric pair of gamma indices. Put $\chi ={\gamma }^{\mu }{\Psi }_{\mu }$ and $d={\partial }^{\mu }{\Psi }_{\mu }$. Gamma matrix multiplication givesHence $d=/\partial \chi$. Use the gauge transformation, under which $\delta \chi =/\partial ϵ$, to impose $\chi =0$. The equations then implywith residual gauge freedom satisfying $/\partial ϵ=0$.

For a plane wave with nonzero momentum satisfying the null condition along the third axis, this residual freedom sets the temporal component to zero. Transversality then removes the longitudinal component, leaving the tensor product of two transverse vector polarizations with the two massless spinor helicities. The possible total helicities are $\pm 3/2$ and $\pm 1/2$. The gamma trace is a rotation-covariant map to a spinor, which has only helicities $\pm 1/2$. It therefore vanishes on the aligned $\pm 3/2$ combinations and removes the two mixed combinations. Equivalently, the transverse gamma trace condition has rank two on the four remaining complex positive-frequency coefficients. The massless Rarita-Schwinger polarization count is thusThe Majorana spinor reality condition relates negative-frequency coefficients to their conjugates; it does not introduce a separate antiparticle multiplet. A complex vector-spinor would also have independent antiparticle states.

A nonzero standard Rarita-Schwinger field mass term destroys the massless gauge invariance and adds the two longitudinal helicities. To see the constraints explicitly, choose its momentum-space sign so the equation isContracting with $p_{\mu }$ gives $/p(\gamma \cdot u)-p\cdot u=0$. Its gamma trace then gives $3m\gamma \cdot u=0$. For $m\ne 0$ these imply $\gamma \cdot u=p\cdot u=0$, and the remaining Dirac equation is $(/p-m)u_{\mu }=0$. In the rest frame $u_0=0$. Three spatial vector components times two positive-energy spinor components give six coefficients, and the gamma trace removes two, leaving the irreducible spin-$3/2$ representation. ThereforeIn supergravity a consistent spontaneous mass generation is the super-Higgs mechanism, which supplies those extra states from the goldstino.

The massless graviton also has two physical helicities, so the graviton and gravitino already match on shell. The reason for auxiliary fields is the off-shell component count of minimal supergravity mismatch, not a mismatch of these physical states. After removing gauge functions but before using field equations, a metric has $10-4=6$ independent bosonic components, while a Majorana vector-spinor has $16-4=12$ fermionic components. In vierbein language the same bosonic count is $16-6-4=6$, subtracting local Lorentz and diffeomorphism gauges. Old-minimal supergravity adds a complex scalar and a real vector, supplying six real nonpropagating bosonic components. This gives $12+12$ off-shell components and closure without imposing equations of motion. Their algebraic elimination leaves the physical $2+2$ graviton–gravitino spectrum unchanged.

For a single chiral superfield, the supergravity F-term potential, with $\kappa =m_p^{-1}$ restored, isThe canonical Kähler potential has $K_{z\bar{z}}=K^{z\bar{z}}=1$, so the Kähler covariant derivative of a superpotential isConsequently the Polonyi model has the scalar potentialThe negative term is essential; retaining only the square of the supergravity auxiliary field would give the global F-term scalar potential rather than the supergravity F-term potential.

Set $x=\kappa z=a+iy$ and $b=\kappa \beta =2-\sqrt{3}$. In this notation $V=|\mu {|}^2{m}_p^2{e}^{|x{|}^2}U$, whereAt $a_0=\sqrt{3}-1$, $y=0$, one has $a_0+b=1$ and $1+a_0(a_0+b)=\sqrt{3}$, so $U=0$. To prove that this is a local minimum in both real directions, rather than checking only the real axis, put $u=a-a_0$. Direct expansion gives the stable zero-energy Polonyi vacuum identityEvery coefficient outside the square is strictly positive, and the exponential factor is positive. Thus $V\ge 0$ everywhere and equality requires $u=y=0$, provided $\mu \ne 0$. This proves the stronger conclusiona unique global minimum of this Polonyi model. If $\mu =0$, the scalar potential vanishes identically and this uniqueness and supersymmetry breaking conclusion do not hold.

For an independent local stability check, the Hessian matrix of $U$ at this global minimum is diagonal:Since $U$ and its first derivatives vanish there, differentiating the exponential introduces no additional Hessian matrix terms at the global minimum. For canonically normalized real fluctuations $z=z_0+(s+it)/\sqrt{2}$, the squared scalar masses are thereforewhich are both positive.

Although the vacuum energy is zero, the supergravity auxiliary field is not. In the convention $F^z=-e^{{\kappa }^{2}K/2}\overline{D_{z}W}$, its vacuum expectation value obeysThe matter fermion transformation contains a term proportional to $F^zϵ$, so no nonzero constant supersymmetry parameter leaves this vacuum invariant. Hence supersymmetry is spontaneously broken even though the vacuum energy vanishes: the positive auxiliary field contribution cancels the negative gravitational term. The matter fermion supplies the goldstino, which is absorbed by the gravitino in the super-Higgs mechanism.

Using the gravitino mass from a superpotential, and $z_0+\beta =m_p$, givesAn auxiliary field $F^z$ has mass dimension two. Defining the supersymmetry breaking scale by ${\Lambda }_{\mathrm{SUSY}}=\sqrt{|F^z|}$, one obtainsThus the gravitino mass is small compared with the supersymmetry breaking scale when that scale is sub-Planckian, as in the usual hierarchy $|\mu |\ll m_p$. This smallness is gravitational suppression; it is not a conclusion valid for arbitrary choices of the mass parameter.

Use the scalar components of the three chiral superfields, and set $a=|{\varphi }_0{|}^2$, $b=|{\varphi }_{+}{|}^2$, $c=|{\varphi }_{-}{|}^2$ and $\Sigma =a+b+c$. We assume the physical sign $g>0$ and a nonzero coupling $\lambda$. The coefficient $g$ below is exactly the coefficient in the supplied D-term scalar potential; it should not be silently replaced by a differently normalized squared gauge coupling. The canonical Kähler potential has identity Kähler metric, and the three Kähler covariant derivatives of a superpotential areSubstitution in the supergravity F-term potential givesIn particular, the subtraction cancels only half of the six ${\kappa }^{2}abc$ terms contributed by the three squares. The full scalar potential isIts nonnegativity follows term by term from $a,b,c\ge 0$ and $g>0$. This is a special property of this cubic superpotential, not of a general supergravity F-term potential.

The D-term vacuum branches of a cubic superpotential must be described as branches: there are not two isolated field-space minima. First suppose $\zeta >0$. Vanishing of $V_F$ requires $ab=ac=bc=0$, and vanishing of the D-term scalar potential requires $b-c=\zeta$. Together these conditions give the vacuum expectation valuesThe phase of ${\varphi }_{+}$ lies on a gauge orbit, and one may choose it positive and real. At this global minimum, all $D_{i}W$ and the real auxiliary field of the vector multiplet vanish. It is a supersymmetric vacuum, even though the internal gauge symmetry is spontaneously broken. For $\zeta <0$, interchange ${\varphi }_{+}$ and ${\varphi }_{-}$: the nonzero vacuum expectation value has magnitude $\sqrt{-\zeta }$. For $\zeta =0$, the supersymmetric vacuum is the entire family ${\varphi }_{+}={\varphi }_{-}=0$, with ${\varphi }_0$ arbitrary.

The other branch has ${\varphi }_{+}={\varphi }_{-}=0$ and arbitrary ${\varphi }_0$. Here $W=D_{i}W=0$ but the real auxiliary field is nonzero for $\zeta \ne 0$, andThus this branch has pure D-term supersymmetry breaking and a flat direction of a scalar potential in the neutral scalar. It is not stable at every neutral-field value. At a fixed $a=|{\varphi }_0{|}^2$, expansion in the charged scalars yieldsHence the two charged squared masses and the stability condition areAbove this threshold, both charged directions have positive mass squared. Continuity makes them uniformly positive in a sufficiently small neighborhood of the chosen neutral-field value, so the stationary branch is a genuine, non-strict local minimum valley. Its neutral direction stays flat. Below the threshold, a charged mass squared is negative and the branch is a saddle point. At equality it is a boundary of the stable valley, not a local minimum in the full field space: changing $a$ slightly downward and switching on the unstable charged field lowers $V$. For example, for $\zeta >0$, put $a=a_c-ϵ$, $b={ϵ}^2$, $c=0$. Since $M(a)=|\lambda {|}^{2}a{e}^{{\kappa }^{2}a}$ has $M^{\prime }(a_c)>0$, one finds $V-g{\zeta }^2=-M^{\prime }(a_c){ϵ}^3+O({ϵ}^4)<0$.