Continuous functional calculus Created 2026-10-05 Updated 2026-10-14
For a Normal element of a C-star algebra in a unital C-star algebra, the Commutative Gelfand--Naimark theorem identifies isometrically with the closed unital algebra generated by and . The coordinate function maps to , defining for every continuous on the spectrum of an element.
Past exam of the mathematics course of the University of Cambridge 2001 iii Paper 7 3 Solution 2026-10-14
An algebra involution is a conjugate-linear map satisfying and ; on a unital algebra it fixes . In the Banach-star convention it is continuous, although the following spectral identity uses only its algebraic properties. An element is invertible precisely when is: its inverse is . Applying this to provesFor a nonunital algebra, extend the involution to its unitization of an algebra by and use the spectrum in that unitization; the same argument proves the identity.
A unital C-star algebra is a complex Banach algebra with an involution satisfying the C-star identity . A Normal element of a C-star algebra satisfies . The norm identity for the nonzero identity implies .
Past exam of the mathematics course of the University of Cambridge 2006 iii Paper 6 6 i Solution Created 2026-10-03 Updated 2026-10-14
First the C-star identity and submultiplicativity give , hence when . Applying this to gives equality, so the involution is isometric and continuous. Also and , yielding .
For a Normal element of a C-star algebra , put , which is a self-adjoint C-star element. Normality gives , and the C-star identity applied to and to givesThus . Every power of is normal because commutes with , so iteration yieldsThe spectral radius formula has a limit along all positive integers, and along this subsequence its root norms are exactly . ThereforeThis proves spectral radius norm equality for normal elements directly from the defining norm identity, rather than assuming a spectral representation in advance.
Past exam of the mathematics course of the University of Cambridge 2010 iii Paper 6 5 Solution 2026-10-14
For an element of a complex unital Banach algebra, its spectrum of an element isThe nonzero spectra of products in opposite orders agree:For , if exists, direct multiplication on both sides verifiesInterchanging proves the converse. Zero may differ. On the Hilbert space , let be the unilateral shift operator and take , . Then , whereas , where is projection onto the first coordinate. HenceBoth values for the second operator occur on its two nonzero invariant summands; every other value has an inverse obtained separately on those summands.
We use the spectral definition of a Positive element of a C-star algebra: is positive when and . The continuous functional calculus, supplied by the Commutative Gelfand--Naimark theorem for the algebra generated by a Normal element of a C-star algebra and its adjoint, sends to . It preserves products, sums, conjugation and the identity, is isometric, and satisfies . For a self-adjoint element the spectrum is real, so real-valued functions produce self-adjoint elements.
For example, gives the positive square root in a C-star algebra of a Positive element of a C-star algebra. It satisfies . Its uniqueness follows from the composition rule: if and , then the continuous functional calculus in the algebra generated by gives . For positive invertible , the functions and give positive inverses and inverse square roots. If and , the function gives ; the same calculus givesThese transfer elementary scalar inequalities for functions of one element to the algebra. They do not justify applying a scalar inequality to arbitrary noncommuting elements.
To prove closure under addition without assuming an order theorem, let , set , and . If , both elements are zero. Otherwise,The element is self-adjoint, so any is real and satisfies . Thus , provingWe will also use that the positive cone is proper: if and , then , and the norm formula for self-adjoint elements gives .
We next prove without presupposing that positivity is defined by such products. Put , which is self-adjoint, and form its negative part by the continuous functional calculus:This is positive. Let . Since commutes with ,The nonzero product-spectrum identity proved above gives . As is self-adjoint, it too has spectrum in , so .
Write with and . The continuous functional calculus makes and positive, and the addition result givesBut both summands on the left are nonpositive, so their sum is also nonpositive. Properness of the cone forces . Now is positive as well as nonpositive, so . The C-star identity gives , whence and . Thus has no negative spectral part:This proves the positivity of adjoint products from spectral positivity and the equivalence with the usual definition by elements of the form : the reverse direction is the factorization for .
Finally, if and , writeThe preceding result therefore provesIn particular, congruence preserves positivity in a C-star algebra, and implies . These facts will justify the noncommutative order manipulations in the numbered parts.
Past exam of the mathematics course of the University of Cambridge 2015 iii Paper 6 4 Solution Created 2026-10-03 Updated 2026-10-06
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditionsConsequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a fieldMultiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel isthe Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtainIts powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
Past exam of the mathematics course of the University of Cambridge 2016 iii Paper 106 4 Solution Created 2026-10-03 Updated 2026-10-14
The definitions in a unital C-star algebra areThus a Hermitian element of a C-star algebra is self-adjoint, a Unitary element of a C-star algebra has inverse , and a Normal element of a C-star algebra commutes with its adjoint. We derive the needed C-star algebra facts directly from , as required.
First gives , andgives ; applying the same argument to gives equality. Thus the involution is an isometry. For a Unitary element of a C-star algebra ,The general Banach algebra spectrum bound gives for . Such a is nonzero, and the inverse spectral mapping theorem gives , so also . Hence
If , the convergent exponential series and the isometric involution give . These commuting exponentials multiply to , so is unitary for real . By the exponential spectral mapping theorem, if then . Taking gives , soOnly general Banach algebra spectral mapping theorem and the defining C-star identity were used.
Now prove spectral permanence for C-star algebras. Let be the norm-closed C-star subalgebra with the same identity. The algebraic inclusion always gives . For , both spectra lie in . If , choose nonreal . Since , each belongs to . By continuity of inversion in a Banach algebra, these inverses converge in to , which belongs to because is closed. Thus , proving equality for hermitian elements.
For the requested normal , suppose is invertible in . The element is hermitian and invertible in , so the equality just proved places in . ConsequentlySince already has a two-sided inverse in , multiplying by that inverse gives . Hence its inverse belongs to , and
We need one more elementary consequence of the C-star identity: the spectral radius norm equality for normal elements. If , then . If is normal, commutativity of givesEvery power of is a Normal element of a C-star algebra. Induction gives . The general spectral radius formula therefore implies
The continuous functional calculus is the unique unital -homomorphism taking the coordinate function to . For bounded linear operators on a Hilbert space, the adjoint identity gives . ThereforeThis proves the C-star identity for directly; completeness and submultiplicativity come from the operator norm. LetBecause is a normal operator, this is a commutative unital C-star algebra. Every element of is a Normal element of a C-star algebra, so the preceding norm identity says its Gelfand transform is isometric:Here is the compact character space from the general Gelfand representation theorem for commutative Banach algebras.
Each algebra character preserves the involution. Indeed, write with hermitian; and similarly for , so . Therefore the continuous mapis injective: its value determines and hence its value on all the dense polynomials. It is surjective because the general character description of the spectrum gives , and spectral permanence for C-star algebras identifies this with . A continuous function that is a bijection from a compact space to a Hausdorff space is a homeomorphism, so we identify with .
Under this identification, the Gelfand transform sends to and to . Its image is an isometric, and therefore closed, unital self-adjoint subalgebra of . It separates points because it contains . The complex Stone-Weierstrass theorem makes the image dense, hence equal to all of . Inverting the Gelfand transform and including into givesan isometric unital C-star homomorphism with .
To prove uniqueness without assuming automatic continuity of C-star homomorphisms, let be any other such map. Since every is normal, is normal. A unital algebra homomorphism preserves inverses, soUsing the normal-element norm identity yields . Thus is contractive. It agrees with on polynomials in , since both send them to the same polynomials in . These polynomials are dense by the Stone-Weierstrass theorem, so continuity proves . This establishes the continuous functional calculus with no unproved theorem specific to C-star algebras.
A disconnected spectrum gives a nontrivial closed invariant subspace. Write with nonempty and both open and closed in . The indicator function is continuous on , even though no such continuity is needed across the gap outside . Let . The continuous functional calculus givesIts isometry gives and , so . The linear projection has closed range . Its range is nonzero and proper, and proves invariance. Since it also commutes with , the same subspace is reducing. This proves disconnected spectrum gives a reducing subspace.
A disconnected spectrum and its continuous indicator, which produces a nontrivial reducing projection
. Details. The figure can be realized without any eigenvalues: take , where is planar area on the two closed disks, and let multiply by . Its adjoint multiplies by , so it is a normal operator. An eigenvector for would be supported on the area-zero singleton , hence would be zero in . Outside , multiplication by is a bounded inverse to . For , normalized indicator functions of have , excluding a bounded inverse. Thus its spectrum is exactly . The linear projection in the figure multiplies by , and its range consists of functions supported on the left disk.
Past exam of the mathematics course of the University of Cambridge 2024 iii Paper 106 2 Solution Created 2026-09-24 Updated 2026-10-03
In a unital C-star algebra , an element is Hermitian when , unitary when , and normal when . It is a Positive element of a C-star algebra when for some , equivalently when it is Hermitian and its spectrum lies in .
Suppose first that , and normalize so that both equal one. If , the C-star identity givesWriting , we obtainfor every real , which forces . Decomposing an arbitrary into its Hermitian real and imaginary parts now gives
Let . Every character of an algebra on the commutative unital Banach algebra generated by has norm and value at one equal to one, so the preceding argument makes its value on real. The character description of the spectrum of an element therefore gives . Iterating the C-star identity,so . If , then has nonnegative spectrum and is positive, as is ; henceis a difference of positive elements.
If and , then spectral translation givesThus is positive and, by the norm--spectral-radius equality for Hermitian elements, .
Return to a norm-one with . For , the preceding paragraph and reality on Hermitian elements giveScaling proves that is a positive functional on a C-star algebra. Every character has norm and value at one equal to one, so every character is positive. On , the functionalis positive but is not multiplicative, and hence is not a character.
Conversely, let be positive. Writing a Hermitian element as a difference of positive elements shows that is real on Hermitian elements. Positivity offor every says that the associated quadratic polynomial is nonnegative. Minimizing it in gives the Cauchy--Schwarz inequalityTaking yields . Since , positivity givesTogether with , this proves .
Convex combinations preserve positivity and value one at the identity, so the state space is convex. If is normal, the unital C-star subalgebra is commutative and its Gelfand transform identifies it with . Choose with . Evaluation at is a state taking to . Its norm-preserving Hahn--Banach extension to still takes to one, so the norm criterion makes the extension a state satisfying .
The state space is nonempty, convex, and weak-star compact by the Banach-Alaoglu theorem. The Krein-Milman theorem gives an extreme point, so a pure state on a C-star algebra exists. For positive , the preceding norm-attainment result makesa nonempty weak-star compact convex set. It is a face: if a convex combination has the maximal possible value on , each summand does. An extreme point of exists by Krein--Milman and, because is a face, is extreme in . It is the required pure state.
Spectral radius norm equality for normal elements Created 2026-10-06 Updated 2026-10-14
For a Normal element of a C-star algebra, the C-star identity gives , and iteration gives . The spectral radius formula then gives . This proves the isometry of the Gelfand transform for a commutative C-star algebra directly from its defining norm identity.
