Put and . The dispersion relation for two density interfaces in uniform shear is
Its discriminant is , so both roots are real. Their sum is positive; therefore one is negative precisely when their product is negative. That condition is
Solving for gives
In this interval , so is the growing normal mode. At either endpoint the corresponding root is zero and the mode is neutral.
Linearizing about the conductive state gives
The perturbations vanish at . For a normal mode with vertical dependence , put . The two modal equations are and . Eliminating gives
Neutrality requires . The arithmetic-geometric mean inequality bounds this below by , with equality at . The first unstable vertical mode is therefore , giving
The wavelength statement applies at the first onset. At a general larger , maximizing the growth rate within a fixed vertical mode gives , so its preferred wavelength need not remain exactly two. This is the onset of convection in a horizontal Darcy layer.
Put ahead of the front and behind. With viscosity , Darcy's law gives the planar pressure gradients and . Write the displacement as with , and take the unperturbed interface to be in its translating frame.
The liquid flux is divergence-free away from the interface, so the pressure perturbations are harmonic. The decaying normal modes are
Expanding pressure continuity at the displaced interface and matching normal Darcy flux gives
Hence
The common normal-flux perturbation is . The local enthalpy balance converts it into a front-speed perturbation, . Thus the melting-front instability due to permeability contrast has
For a signed transverse wavenumber, replace by .
Take for definiteness and define . Thermal-wind balance gives , and the lower boundary condition fixes . The basic interior quasi-geostrophic potential vorticity has no gradient, so a boundary-supported normal mode has zero interior potential-vorticity perturbation. Its vertical equation is
Decay upward selects .
The buoyancy perturbation is . At a rigid boundary , linearized material conservation of buoyancy gives
At , this is , where for . The Eady edge wave therefore has
It is an exponentially trapped boundary-buoyancy wave, not a vertically propagating interior mode. The formula for extends to , where the perturbation is stationary.
For the two-region problem, absence of a density jump at the common material interface requires continuity of buoyancy:
Thus its basic slope is . For a nondegenerate stratification contrast, its variation over horizontal scale is , which is small in the usual quasi-geostrophic approximation with Burgers number of order one. The matching conditions can therefore be applied at the constant reference level to leading order. An exceptionally small stratification contrast would require checking this flat-interface ordering separately.
Pressure and normal velocity must be continuous because there is no membrane or singular interfacial force. Since base buoyancy is continuous, expanding pressure continuity at the displaced interface gives simply . The base horizontal velocity is also continuous there; call it . Decay away from the interface then gives
Linearized buoyancy conservation in each region gives
Matching normal velocity gives : the common slope correction to normal velocity cancels because pressure continuity also makes the horizontal velocity perturbation continuous. Hence
The quasi-geostrophic wave at a stratification interface has intrinsic phase velocity
As with and the shears bounded, the lower region becomes effectively rigid and
recovering the upper-fluid Eady edge wave. The matching calculation describes regular interface-supported modes; arbitrary interior potential-vorticity initial disturbances can additionally be advected by the shear.
Assume , , and use complex normal mode amplitudes. The zonal momentum and continuity equations give
When , solving these two linear equations gives
For , a nonzero solution requires and . The remaining momentum equation gives . Only the positive sign decays at both infinities, so the equatorial Kelvin wave is
Its phase and group velocities are both eastward with speed .
For nonzero meridional velocity, substitute the eliminated amplitudes into . The result is
Set . The decaying Hermite polynomial modes have , up to normalization, and their eigenvalue gives the equatorial shallow-water dispersion relation
For , the quadratic in factors as
The admissible Yanai wave root is . With , substitution and cancellation give
These expressions satisfy the original equations even at the isolated point where the two algebraic roots coincide and the earlier elimination formula has a zero denominator. The other root is not an independent admissible branch: its generic singular reconstruction fails the trapping conditions.
In the zonal momentum equation, the acceleration term is , the Coriolis term is , and the pressure term is . When , acceleration is small and the leading balance is between Coriolis acceleration and the pressure gradient. When , acceleration balances pressure and the Coriolis term is small; the branch tends to an eastward gravity wave.
For , the fixed-frequency zonal roots are
The radicand is nonnegative exactly when satisfies . This gives the frequency gap for higher equatorial wave modes:
For the forcing frequency , we have . Already the low-frequency upper bound is , and that bound decreases with , while the high-frequency bound increases. Hence no mode propagates. The available real-wavenumber branches are
For the equatorial Kelvin wave, . For the Yanai wave, differentiating gives
Thus both propagating responses are detected east of the localized forcing, provided it has nonzero projection onto their meridional structures. The Yanai phase travels westward at this frequency, but its wave packet and energy travel eastward. Higher modes contribute only an evanescent response near the forcing.
Figure 1.
Equatorial dispersion branches at the specified forcing frequency
. The horizontal line at dimensionless frequency one half meets the Kelvin and Yanai branches. Both intersections have positive group velocity; higher trapped modes have no real zonal wavenumber at this frequency.
By separation of variables, the axisymmetric normal modes satisfying regularity at and the fixed-edge condition at are
where . The zero initial displacement removes all cosine terms, so
Differentiating at gives the weighted Fourier-Bessel expansion
Multiply by and integrate from zero to one. The orthogonality and norm from part (i) give
Using
the remaining integral is
Hence
and therefore
At , the two free-surface conditions for a normal mode give
Eliminating yields
For the vertical factor found in part (b),
Thus the gravity-wave dispersion relation is
where
Let each mass be and each spring constant be , with the denoting longitudinal displacements from equilibrium. The Lagrangian is
The inverse coordinate transformation is
Substitution gives
Thus the Euler-Lagrange equations separate into a symmetric pair,
and an antisymmetric pair,
The symmetric normal modes are:
  • , corresponding to and the translational frequency
  • , corresponding to and
For antisymmetric modes, the squared dimensionless frequencies are the eigenvalues of
namely . They give
and
In the original coordinates their mode shapes are respectively
and
Let the disturbed sheet be and take a normal mode proportional to , with . Irrotational flow and the rigid-wall condition at give perturbation velocity potentials
The two linearized kinematic boundary conditions at are
The Unsteady Bernoulli equation gives and . Continuity of pressure therefore yields the finite-depth vortex-sheet dispersion relation
or, with ,
For its two roots are
One root has positive temporal growth for every , so every finite wavelength is subject to the Kelvin-Helmholtz instability.
For a normal mode proportional to , put . The three scalar equations become
and
Multiplying through by the two scalar operators and eliminating yields
The Euler--Lagrange equations for the quadratic Lagrangian are
For a normal mode , they become the generalized eigenvalue problem for small oscillations
Put . With the stated spring constants,
The final matrix has characteristic polynomial
so its eigenvalue are . Hence
The two angular frequencies therefore satisfy
This is the spectrum recorded by normal modes of two equal masses between three springs.
With gravity omitted, the initial data contain only the first fixed-end normal mode, so write
Then
Because , this oscillator is critically damped, and
Therefore
The function is strictly convex. Subject to , the Jensen inequality gives
with equality only at
This is the minimum of the relative potential, so it is a stable relative equilibrium.
Let near an equally spaced configuration, and put
The gap perturbations are
whose sum vanishes. A Taylor expansion gives the quadratic energies
Thus the linearized equations are
The matrix in parentheses is the Graph Laplacian of . Its constant eigenvector has eigenvalue zero, while every vector whose components sum to zero has eigenvalue three. One orthonormal set of three normal modes and their angular frequencies is therefore
The zero mode is rigid rotation. The positive and equal squared frequencies on the two-dimensional relative subspace prove stability and agree with the general normal modes of three equal masses with a symmetric gap potential.
The linearized equations are homogeneous and have constant coefficients in and . Consequently, spatial Fourier modes evolve independently, and the superposition principle reconstructs arbitrary sufficiently regular initial disturbances from them. It is therefore enough to seek the normal modes
Here the real is the wavenumber, is the possibly complex temporal exponent, and taking the real part produces a physical displacement.
The steady radial equation first gives the base-pressure gradient
For the stated normal mode, put
Retaining terms linear in the disturbance in the Euler equations for an inviscid fluid gives
together with incompressible flow
The and terms are the linearized centrifugal and angular-momentum couplings of the swirling base flow.
Linearization about removes the quadratic term and gives
The three homogeneous boundary conditions select the vertical normal modes
Take a horizontal Laplacian eigenfunction satisfying
On , the full Laplacian has eigenvalue . The growth rate is consequently
Neutrality occurs at
For fixed nonzero , this increases strictly with , so the first unstable vertical mode is and
For the normal mode
the linear material derivative becomes
Substitution into the equation from part b and division by gives the Taylor–Goldstein equation
where
and the Scorer parameter is
Expanding the Hamiltonian about a static classical solution removes the linear term by its Euler-Lagrange field equation. For a canonical real scalar field with potential , the quadratic fluctuation operator is . Positive-frequency normal modes become quantum harmonic oscillators under canonical quantization, yielding the Gaussian contribution to a one-loop soliton mass correction. A negative eigenvalue signals an instability, while a physical zero mode in field theory must be replaced by a collective coordinate.
With basic zonal velocity , basic horizontal buoyancy gradient , and , adiabatic buoyancy evolution at a flat impermeable wall gives
A normal mode thus obeys at the wall. This dynamical condition, rather than vanishing streamfunction, sets the frequency of an Eady edge wave.
Small oscillation Created 2026-09-24 Updated 2026-09-24
Near a stable equilibrium, retaining quadratic Lagrangian terms gives a linear system .