The scaling hypothesis for critical phenomena says that the singular part of the equilibrium free energy is a generalized homogeneous function of its thermal and field-like controls. Smooth backgrounds must first be removed; the hypothesis does not claim that the entire free energy, including arbitrary regular terms, has a pure scaling form.
For the ordinary scalar quartic LG theory, set with and , and rescale the uniform order parameter as
The order-parameter-dependent free-energy density becomes
Define as the minimum of the braces, with the sign of the quadratic term respectively positive or negative. Consequently
For an extensive , additionally contains the system volume. The printed double-inequality subscript labels the two temperature branches: the upper-temperature function is and the lower-temperature function is . It does not classify positive and negative magnetic fields. In particular and ; below the transition the field dependence has a cusp at zero, so derivatives are taken on a selected branch.
For the following derivatives, take to be a density, so is the magnetization density; for total free energy the derivative gives total magnetization instead. Differentiate this mean-field scalar free-energy scaling form. The magnetization is , giving and . The magnetic susceptibility is , giving . At zero field the nonzero curvature amplitudes are and .
To allow nonclassical critical exponents, replace the fixed powers by
The heat-capacity critical exponent is defined by ; temperature differentiation gives the thermal exponent in . The order-parameter critical exponent has , and the magnetic-susceptibility critical exponent has . Differentiating the scaling form gives
Eliminating proves the Rushbrooke scaling relation
The critical-isotherm exponent is defined by . At fixed small , the limit requires , so that the temperature factors cancel. Therefore , yielding . But the two differentiated identities also give , and hence the Widom scaling relation
These are relations among the leading power indices. At marginal dimensions, multiplicative logarithms can accompany them, and an additive analytic background must not be mistaken for the singular scaling contribution.
In Landau-Ginzburg theory, use the sextic even Landau potential with a fixed positive stabilising coefficient :
Here is the scalar order parameter, its conjugate magnetic field, and an independent symmetry-preserving control, such as the single-ion coupling in the Blume–Capel model. Thus need not break , whereas does. The Blume–Capel mean-field tricritical parameters are one realization; generally, a tricritical point occurs when
Two controls tune away the quadratic and quartic terms. For , crossing at gives a continuous phase transition; for , the quartic term instead favours a finite- minimum before the origin loses local stability. The sextic term bounds the free energy below. The tricritical point joins the continuous and discontinuous transition loci.
For the symmetric phase diagram, write . A nonzero stationary point obeys . Its free-energy density relative to the origin is . Equality of the two minimum values, together with stationarity, gives
At this phase coexistence point,
so are genuinely degenerate global minima, not just stationary solutions. The spinodal points are for the disordered local minimum and for the appearance of the ordered minima. They are limits of metastability, distinct from the equilibrium first-order phase transition at .
Accordingly, the coefficient equations determining the physical temperature curves are
The simultaneous zeros of and determine and . For the alternative normalization , the same first-order condition is , with . These equations determine the curves implicitly; their slopes in actual coordinates depend on the material-specific coefficient functions.
In three controls , or locally equivalent coordinates, there are tricritical first-order wings. The plane contains a coexistence sheet of the two symmetry-related ordered phases. For it ends on the ordinary critical line ; for it reaches the three-phase line . Two further first-order surfaces extend from that line into and . Across a wing, two minima of the same sign but different magnitudes exchange global stability; the field favours that sign. Each wing ends on an ordinary critical edge where those minima and their intervening maximum merge. The three surfaces and their critical boundaries meet at the tricritical point.
The tricritical wing critical edges follow by imposing at :
Here , confirming an ordinary quartic critical minimum locally. The field scale and the temperature-like displacement both vanish at the tricritical point. If are independent smooth local coordinates in , the following diagram has the same local topology as the physical three-dimensional phase diagram. Its surfaces use exact equal-minimum conditions, as described by tricritical wing coexistence factorization.
Figure 1.
Symmetric transition curves and three-dimensional first-order wings of a sextic Landau potential
. Details.
For the order-parameter critical exponent and critical-isotherm exponent at the tricritical point, set to leading order and take . For , the ordered saddle has , while at the equation of state is . Hence the tricritical mean-field critical exponents are
These are mean-field critical exponents. Below the tricritical upper critical dimension they need not be the interacting exponents, and at that dimension logarithmic corrections can accompany the powers. Along a generic path with the quartic term is subleading in the tricritical balance; a path keeping fixed instead approaches ordinary critical behaviour.
For the Blume–Capel model, take ferromagnetic , count each nearest-neighbour bond once and use hypercubic coordination . The nearest-neighbour direction sum in the printed Hamiltonian is understood implicitly. In a ferromagnetic mean-field approximation, write and replace the interaction by its self-consistent single-site field . The single-site partition function and variational free-energy density are
The first term prevents double counting the interaction energy. Differentiation gives the mean-field self-consistency equation
Set and , the occupied-spin probability at . Expanding the single-site logarithm yields
The nontrivial simultaneous quadratic and quartic zeros require and , hence . At those values the sixth-order coefficient is , so the degeneracy is a stable tricritical point. The mean-field tricritical parameters are
This is a mean-field result, not a dimension-independent exact lattice transition temperature. The Boltzmann constant is kept explicit in this lattice calculation.
Use inverse temperature , reserving without a subscript for the critical exponent. Write ; each undirected bond occurs once, so the number of bonds is . In the mean-field theory of the Ising model, write each Ising spin as and neglect the product of fluctuations:
The resulting independent-spin statistical Hamiltonian is
The constant corrects the double counting of interaction energy. The Ising spin sums now factorize and can all be evaluated:
This is the approximate partition function at an assumed mean field; equilibrium fixes self-consistently. The corresponding Ising auxiliary mean-field free energy is
Its equilibrium value gives the mean-field Helmholtz free energy in the imposed field. Away from a stationary point its parameter is an assumed field variable, not necessarily the actual mean Ising spin of that independent-spin distribution.
For the full small- expansion at fixed , set and . Differentiating gives successive derivatives , , , and at . Therefore
At zero field, spin inversion symmetry eliminates odd powers and this simplifies to
The quadratic coefficient changes sign and the quartic coefficient is positive at
Thus the zero-field mean-field prediction is a continuous, continuous phase transition: the stable zero spin magnetization develops two symmetry-related nonzero minima continuously below .
Both requested routes give the same mean-field self-consistency equation. First, the one-spin expectation in the effective field is
Second, differentiating the Ising auxiliary mean-field free energy gives
whose stationary condition is precisely that mean-field self-consistency equation. Choose its stable, lowest-free-energy branch rather than every algebraic solution.
An equally useful mean-field approximation parametrizes the trial distribution by its actual mean Ising spin. Its probabilities are , giving the Bragg-Williams free energy of the Ising model
This energy-minus-entropy function has expansion
Its stationary equation is , again equivalent to the mean-field self-consistency equation. The two functions differ away from equilibrium, but agree on stationary branches: for and , the entropy bracket equals . Their small- coefficients therefore need not agree at arbitrary temperature; at they have the same leading critical quartic coefficient . This distinction prevents confusing the auxiliary-field expansion with the physical-magnetization variational expansion.
For the order-parameter critical exponent, expand the equation of state at :
On a nonzero stable branch,
Hence . The spontaneous magnetization is understood by selecting a branch with an infinitesimal field after the thermodynamic limit; a finite symmetric sample has zero exact zero-field mean Ising spin.
For the magnetic susceptibility per site, define with in energy units. Implicit differentiation gives
Above , and . Below , evaluated on a selected ordered branch, the expansion of gives . Thus the magnetic-susceptibility critical exponent is on both sides, with different amplitudes. At , the equation of state becomes
so the critical-isotherm exponent is . These are mean-field critical exponents, not a claim that neglecting fluctuations gives the exact Ising transition in every dimension.
These are mean-field critical exponents at a tricritical point. Hold the other control at its tricritical value and take the coefficients to be real analytic functions of temperature along a thermal approach with , , , and or . At fixed tricritical , a generic real analytic temperature path with nonzero thermal slope has and meets the last condition. Paths tangent to a scaling direction can have different apparent temperature powers.
At zero field on the ordered side with , stationarity gives ; under the more general approach , this relation holds to leading order. Thus the order-parameter critical exponent is
For the zero-quartic representative, putting this minimum into the Landau free energy gives the singular order-parameter contribution (and the leading asymptotic contribution under the stated negligible-quartic approach)
Using at fixed other control yields , specifically to leading order. Hence
This heat-capacity critical exponent refers to the nonzero ordered-side singular amplitude; in this mean-field approximation to Landau theory, the disordered global minimum contributes zero singular free energy, while any regular background remains. Fluctuation corrections lie outside the present approximation.
In the disordered phase, differentiating the equation of state at gives the magnetic susceptibility . On the ordered branch its curvature is , so . Both give the magnetic-susceptibility critical exponent
At the tricritical temperature with both lower coefficients zero, , so and the critical-isotherm exponent is
The Widom scaling relation and Rushbrooke scaling relation both check these powers. Their validity here is a mean-field conclusion, not a claim that fluctuations in every spatial dimension preserve them.
Use the usual homogeneous, local, analytic Landau-Ginzburg theory; rotational symmetry and Z2 symmetry alone do not specify locality, analyticity, or the signs of the coefficients. The local derivative expansion contains every rotational scalar with an even total number of fields:
The omitted terms include all allowed higher field powers and contracted spatial derivatives. Terms differing by a total derivative are equivalent for bulk behavior with suitable boundary conditions. The displayed gradient energy assumes spatial homogeneity. If only rotations about an origin are imposed, rotationally invariant position-dependent coefficients are also possible.
In the mean-field approximation, take a spatially uniform order parameter and minimize its Landau free energy. For , and with , keeping the quadratic and quartic terms gives
The single minimum splits into two minima as the temperature passes below the critical temperature. Choosing one minimum gives spontaneous symmetry breaking of the Z2 symmetry and a continuous phase transition. The order parameter is the expectation in a selected ordered state; averaging equally over both states gives zero. A Z2 symmetry does not guarantee a continuous phase transition: a negative quartic coefficient stabilized by a positive sextic coefficient can instead give a first-order phase transition.
Relaxing the Z2 symmetry permits odd terms. A nonzero linear source generally rounds this ordinary continuous phase transition. A cubic term can instead give a first-order phase transition: for , and , equal minima occur at
The order parameter jumps from zero to . A continuous phase transition without an exact Z2 symmetry is still possible with additional tuning; odd terms do not logically exclude it.
For the multicritical even Landau potential, set and assume an integer , and . For , all lower even interactions must be absent or tuned to zero to obtain these mean-field critical exponents. The stationary equation is
Its nonzero solutions are minima because . Thus the order-parameter critical exponent is
Substituting into the minimum free energy density gives
The singular heat capacity per unit volume is . Smooth variation of the other coefficients does not change the leading power. Consequently
For , this means a finite heat capacity jump, with ; for , the tricritical point has and . The case would contain only a quadratic potential and would not stabilize an ordered phase.
The Gaussian fluctuation correction near a critical point is more singular than the mean-field approximation contribution when
This is the upper critical dimension of an even scalar interaction. Equivalently, its coupling has engineering dimension , positive below . Dominant fluctuations signal breakdown of the mean-field approximation; the Gaussian expression is not then a calculation of the exact interacting heat-capacity critical exponent. At , equality of the powers allows logarithmic corrections.
Take for a stable quartic Landau free energy. The cubic-term removal in a conserved quartic Landau free energy uses and gives, apart from a constant,
For a closed binary fluid mixture, the compositional order parameter has fixed integral. Adding therefore adds the same constant to every allowed state. Equivalently, in the common-tangent construction for phase coexistence, a linear term changes the tangent slope, hence the chemical potential, by , but leaves the coexistence compositions unchanged. This is why linear composition bias leaves coexistence compositions unchanged; it would not mean an unchanged composition at a fixed externally imposed chemical potential.
In the shifted variable, the binodal compositions are for . They merge at
The continuous phase transition therefore has the same scalar quartic Landau theory as the symmetric binary fluid mixture, with a shifted critical composition and control parameter. In the mean-field approximation, the composition difference vanishes with order-parameter critical exponent . This argument presumes the critical composition lies in the physically accessible composition range; conservation affects the dynamics, not this static phase coexistence construction.
At the tricritical point, and the zero-field Landau free energy is . Below , minimization gives
Since , the order-parameter critical exponent is
At this minimum, is proportional to . Comparing this with gives the heat-capacity critical exponent
After adding the magnetic contribution , the inverse zero-field magnetic susceptibility is the curvature . Above it is , while below it is , so and the magnetic-susceptibility critical exponent is
Finally, exactly at the equation of state is . Hence and the critical-isotherm exponent is
The ordered solution gives
so the order-parameter critical exponent is
At , adding a magnetic term gives , hence
Above , the zero-field susceptibility is . Below , the curvature at a minimum is , so both sides give
At the ordered minimum, and
Since , the heat-capacity critical exponent is
These values obey the Widom scaling relation and Rushbrooke scaling relation at mean-field level.
Put , so . At zero field the stationary equation factors as
For , is the unique minimum. For , it is unstable and the two minima are
The order parameter therefore tends continuously to zero, and its order-parameter critical exponent is .
At either ordered minimum the singular free-energy density is
whereas it is zero for . Two temperature derivatives give a singular heat capacity proportional to below the transition and zero above it, so the heat-capacity critical exponent is .
The inverse magnetic susceptibility at a stable minimum is the curvature . Below ,
and hence and . Above , however, the curvature at vanishes for every . Indeed, at small field , so and the linear susceptibility is already infinite away from the critical point. Consequently the usual magnetic-susceptibility critical exponent is not defined for this exceptional free energy; assigning it a finite value would incorrectly assume a quadratic term.
At , the equation of state is , so and the critical-isotherm exponent is . Thus the transition is continuous, although its missing quadratic term makes the high-temperature linear response singular throughout that phase.
For the one-mode smectic phase ansatz , take without loss of generality. Spatial averaging gives
and
Using , the free-energy density is
For , its minimum is . For , the nonzero stationary point is
and
Thus the modulation amplitude grows linearly and continuously from zero below . In the language of an order-parameter critical exponent, this nonanalytic theory has the mean-field value .