Past exam of the superconductivity and Quantum Coherence course of the University of Cambridge / 2013 / Paper 1 / 1

A neutral superfluid has a complex order parameter whose phase describes coherent particle transport. For a Bose condensate it is represented by a field amplitude; for a paired Fermi superfluid it is a pair amplitude. In a symmetry-breaking description, selecting its phase breaks the global particle-number $U(1)$ symmetry. A common phase shift leaves the energy unchanged, while a phase gradient costs energy and produces superfluid velocity. Long-wavelength phase oscillations give a gapless Goldstone mode, generally a sound wave when density fluctuations provide the conjugate dynamics. A finite isolated state with exact particle number need not have a nonzero field expectation: the phase-selected language describes the ordered limit and relative-phase coherence.

In a superconductor, the paired order parameter carries charge of magnitude $2e$ and couples to the electromagnetic field. The meaningful spatial phase combination is $\hslash \nabla \theta -q\mathbf{A}$, with signed pair charge $q$. Gauge symmetry is a redundancy, so “breaking local gauge symmetry” is not a literal breaking of a measurable physical symmetry. The gauge-invariant electromagnetic response includes the Meissner effect and a finite London penetration depth. Long-range Coulomb forces move the would-be neutral phase mode to a plasma scale through the Anderson-Higgs mechanism in a superconductor.

Additional symmetries can be broken by particular pairing states. Conventional isotropic spin-singlet pairing need not break spatial rotations or time reversal. A d-wave superconductor has a gap transforming nontrivially under crystal symmetries, and some triplet or multicomponent states can also break spin-rotation or time-reversal symmetries. These additional choices are not required by superconductivity itself. A nonzero pairing amplitude, phase coherence and electromagnetic screening describe related but distinct aspects of the ordered state.

In BCS theory, pairing mixes an electron state with a hole in its opposite-momentum partner. For a uniform spin-singlet gap, the uniform Bogoliubov--de Gennes Hamiltonian gives the momentum-pair eigenproblemHere ${\xi }_{\mathbf{k}}={\epsilon }_{\mathbf{k}}-\mu$. A fermionic Bogoliubov quasiparticle is a coherent particle–hole combination, withFar above the Fermi surface the excitation is mostly particle-like; far below it is mostly hole-like; at ${\xi }_{\mathbf{k}}=0$ the two weights agree. The transformation preserves the fermionic canonical anticommutation relations. Its mean-field particle-number mixing does not mean that the full physical theory violates charge conservation.

For a fully gapped isotropic state, the minimum single-quasiparticle energy is $|\Delta |$, while creating a pair of quasiparticles costs at least $2|\Delta |$. This produces suppressed low-temperature thermal populations, an activated electronic heat capacity and a gap feature in superconducting tunneling. Gap nodes in an unconventional state instead allow low-energy excitations, changing the temperature dependence. These fermionic excitations are distinct from collective phase and amplitude oscillations of the paired condensate.

A neutral superfluid's broken global $U(1)$ phase symmetry produces a Goldstone mode. Coupling phase to density fluctuations generally gives a long-wavelength phonon with $E(p)\simeq cp$, rather than the quadratic dispersion of a noninteracting condensate. In a dilute interacting Bose gas, the Bogoliubov quasiparticle dispersion isFor a heavy weak obstacle moving at speed $v$, emitting an excitation of momentum $\mathbf{p}$ changes the available energy by $E(p)-\mathbf{v}\cdot \mathbf{p}$. The Landau criterion therefore givesThe dilute-gas spectrum has $v_L=c$. In liquid helium, a roton minimum can make the minimum ratio smaller than the sound speed; the slope of a line from the origin tangent to the full dispersion determines the kinematic bound. A neutral paired Fermi superfluid also has a fermionic pair-breaking bound of order $\Delta /p_F$ in weak coupling. The smallest relevant branch bound must be considered. Actual flow can fail earlier through vortex nucleation, surface defects or other instabilities: the excitation-energy criterion is not a complete dynamical guarantee of dissipation-free flow.

In weak-coupling conventional superconductivity, a useful guide is $k_B{T}_c\sim \hslash {\omega }_{\mathrm{ph}}\exp [-1/{\lambda }_{\mathrm{eff}}]$: an appreciable phonon scale and an effective attraction after Coulomb effects are favorable. A large density of states at the Fermi level can strengthen pairing, while light constituent masses can raise relevant phonon frequencies. Increasing electron–phonon coupling without limit is not a general strategy: lattice instabilities, competing order and changes to the phonon spectrum constrain it, and stronger coupling requires treatment beyond the simple exponential expression.

For unconventional high-temperature superconductivity, strong electronic interactions and magnetic fluctuations can support sign-changing pairing, as in d-wave superconductivity. Layered structures and proximity to magnetic order may enhance useful correlations, but can also promote competing insulating or density-wave states. Sufficient mobile-carrier phase stiffness is needed to turn pairing into coherent superconductivity; strong pairing alone does not guarantee a large transition temperature. Disorder that is relatively harmless to an isotropic conventional pair state can be pair-breaking for sign-changing gaps. There is no universal recipe established by these qualitative conditions: the pairing interaction, symmetry, carrier density, competing phases and phase coherence must all be considered.