BCS theory

BCS theory describes a superconducting instability caused by attractive interactions between opposite-momentum fermions near a Fermi surface.

A Cooper pair is a correlated pair of fermions associated with superconductivity. The conventional BCS ground state uses opposite-momentum, opposite-spin pair creation operators $c_{k\uparrow }^{†}{c}_{-k\downarrow }^{†}$. Their total momentum is zero for every relative momentum $k$; zero total momentum does not restrict $k$ to zero.

The BCS ground state is the normalized product of empty and occupied pair states ${\prod }_k(u_k+v_k{b}_k^{†})|0⟩$. For $u_k^2+v_k^2=1$, each pair factor is normalized. The inverse Bogoliubov transformation annihilates it, so it is the vacuum of positive-energy quasiparticles. Although individual factors use opposite momenta, $k$ runs over the relative pair momenta; it is not restricted to $k=0$.

For real gap and the particle-hole block $\left(\begin{array}{cc}{\xi }_k& -{\Delta }_k\\ -{\Delta }_k& -{\xi }_k\end{array}\right)$, the BCS coherence factors obey $u_k^2=(1+{\xi }_k/E_k)/2$, $v_k^2=(1-{\xi }_k/E_k)/2$ and $u_k{v}_k={\Delta }_k/(2E_k)$, where $E_k=\sqrt{{\xi }_k^2+{\Delta }_k^2}$. They diagonalize the Bogoliubov--de Gennes Hamiltonian and give the empty/pair amplitudes of the BCS ground state. Their relative sign depends on the pairing convention.

The BCS anomalous average is the pair expectation $⟨b_k⟩=⟨c_{-k\downarrow }{c}_{k\uparrow }⟩$. In the BCS ground state it is $u_k{v}_k={\Delta }_k/(2E_k)$ for real gap at zero temperature. At temperature $T$ it becomes ${\Delta }_k\tanh (E_k/(2k_{B}T))/(2E_k)$. Substitution into the pairing-field definition gives the BCS gap equation.

The reduced BCS pairing Hamiltonian retains scattering of opposite-momentum, opposite-spin Cooper pairs:A mean-field approximation introduces the BCS anomalous average and pairing field ${\Delta }_k=-{\sum }_{k^{\prime }}{V}_{k,k^{\prime }}⟨b_{k^{\prime }}⟩$. The subtraction $-\sum V_{k,k^{\prime }}⟨b_k^{†}⟩⟨b_{k^{\prime }}⟩$ corrects the double counting of the mean-field interaction energy.

The Cooper instability is the logarithmic growth of an attractive BCS coupling at low energy. If ${\nu }_F$ is the density of states and $V<0$, perturbation theory breaks down at a scale proportional to $\Lambda e^{-1/({\nu }_F|V|)}$.

At zero temperature and weak coupling, the BCS gap equation gives $\Delta \simeq 2\Lambda e^{-1/({\nu }_F|V|)}$. Its exponential scale agrees with the renormalization-group scale of the Cooper instability.

An attractive interaction $V_{k,k^{\prime }}=-V/\mathcal{V}$ within $|{\xi }_k|,|{\xi }_{k^{\prime }}|<{\Omega }_D$ gives a constant gap inside that energy shell and zero outside. With approximately constant single-spin density of states ${\nu }_s$ per volume,The weak coupling limit is $\Delta \simeq 2{\Omega }_D{e}^{-1/({\nu }_{s}V)}$. A density counting both spin species is twice ${\nu }_s$ and must be divided by two. The shell cutoff is a relative-energy condition, even when every Cooper pair has zero total momentum.