Write . The mean-field approximation drops the quadratic product of the fluctuations:
For a Hermitian pairing interaction, the two linear terms are Hermitian conjugates. Defining the BCS anomalous average and pairing field by , and writing , gives
The final constant corrects the double counting in the reduced BCS pairing Hamiltonian.
Use the reduced attractive reduced BCS pairing Hamiltonian with volume V, and attraction :
A specified pairing shell or an ultraviolet renormalization is part of the model. The trace is grand canonical. Insert fermionic coherent states into its time-sliced trace. The resulting Grassmann variables are antiperiodic, and with inverse-energy imaginary time the dimensionless action is
This boundary condition is essential for Fermi-Dirac statistics; replacing it by a bosonic periodic trace changes the answer. A complex Hubbard–Stratonovich transformation uses the local identity
with time-slice factors understood. The pairing field renders the fermion action quadratic. For a uniform static field the independent Nambu spinor block has
Its determinant is . The phase-independent determinant sign cancels under consistent reference normalization. Integrating the fermions gives the BCS pairing-field effective action, , with the normal-ordering/reference term retained. The fermionic pairing-block determinant normalization uses one independent pairing block for every k; a fully doubled spin-particle-hole trace instead needs one half. The subtracted grand potential of the reduced BCS model is particularly unambiguous:
Performing the Matsubara frequency sum yields
up to a common constant. At zero gap this reduces exactly to the two-spin free-gas result. The Matsubara derivation of the BCS saddle follows by differentiating with respect to and using gives
The second equation fixes the chemical potential at specified number. This stationary action is BCS mean-field theory, not an exact integration of pairing-field fluctuations. With constant single-spin density of states per volume and a symmetric energy cutoff , weak coupling gives and . The zero-temperature condensation grand-potential density is to leading weak-coupling order; using a spin-summed density would change these displayed factors. The BCS coherence factors are and , and the associated BCS ground state is the normalized product of empty and occupied pair states. [ref]
Allowing a slowly varying complex pairing field generates phase stiffness and, near the transition, the Ginzburg-Landau theory of superconductivity. A neutral paired system has a gapless phase sound mode; in a charged bulk superconductor electromagnetic coupling produces the Anderson-Higgs mechanism in a superconductor and the Meissner effect. These collective fluctuations are distinct from the gapped fermionic excitations. A microscopic dynamical calculation is needed to fix collective-mode dispersion and damping; the static saddle alone does not determine them. [ref]
Condensate depletion means particles outside a macroscopically occupied bosonic single-particle mode. Interactions can deplete that mode even at zero temperature: the Bogoliubov transformation mixes creation and annihilation operators, so its quasiparticle vacuum contains particles at nonzero momentum. A weak homogeneous three-dimensional gas with repulsive scattering length has leading quantum depletion of a Bose condensate
Thermal quasiparticles add another contribution. Depletion and normal-fluid density are distinct: a Galilean-invariant fluid can have quantum depletion while retaining its full superfluid mass response at zero temperature.
For the fermionic pairing problem, mean-field decoupling of the reduced BCS pairing Hamiltonian introduces the anomalous amplitude . Each paired Nambu block has diagonal entries and off-diagonal pairing entries of magnitude . A phase convention with negative off-diagonal entries gives eigenvalues , where . Its canonical Bogoliubov rotation yields the BCS coherence factors
The partner transformation has the complementary sign required by fermionic anticommutation. At zero temperature all positive-energy BCS quasiparticle modes are empty. Expanding the supplied electron operator therefore gives
Since ,
The electron occupation is close to one far below the normal-state Fermi surface, equals one half at , and decays toward zero above it. Pairing smooths the Fermi step over an energy range of order . The positive-energy quasiparticle occupation is instead zero everywhere at this temperature; the electron sea and the quasiparticle vacuum are different descriptions of the same state. At finite temperature, in the same mean-field model.
Figure 1.
Zero quasiparticle occupation coexists with electron population above the normal-state Fermi surface
. Original isotropic BCS calculation. The left panel uses an illustrative gap-to-chemical-potential ratio of 0.1; it is not measured mercury or cuprate data. Details.
For a three-dimensional parabolic normal band, the total density of states including both spins is . In the weak-gap limit, replace it by this constant across the narrow pairing region and use . The number of electrons above the normal-state Fermi surface is
The integral is . Therefore the BCS population above the normal-state Fermi surface is
The constant-density-of-states approximation and a small gap relative to the chemical potential are essential. This is the question's explicitly defined fermionic population measure; it is not the fraction of electrons outside a single bosonic condensate orbital.
For an order-of-magnitude mercury estimate, use and the weak-coupling scale , with a representative metallic . These input approximations give , of order . The use of a weak-coupling gap is an estimate, not an assertion of mercury's exact measured gap.
For a copper oxide, an illustrative gap and effective chemical-potential scale give about three per cent in this formula. Choosing – instead gives roughly – per cent. These are explicit example inputs: the paper specifies no compound, doping or band parameters from which a unique number follows. A real cuprate's anisotropic gap, quasi-two-dimensional band and strong correlations require a band-resolved occupation integral, so the reliable contrast is the much larger gap-to-electronic-energy scale, rather than a universal cuprate percentage.
The reduced BCS pairing Hamiltonian retains scattering of opposite-momentum, opposite-spin Cooper pairs:
A mean-field approximation introduces the BCS anomalous average and pairing field . The subtraction corrects the double counting of the mean-field interaction energy.