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An algebra involution is a conjugate-linear map $a\mapsto a^{\ast }$ satisfying $(ab{)}^{\ast }=b^{\ast }{a}^{\ast }$ and $(a^{\ast }{)}^{\ast }=a$; on a unital algebra it fixes $1$. In the Banach-star convention it is continuous, although the following spectral identity uses only its algebraic properties. An element $a$ is invertible precisely when $a^{\ast }$ is: its inverse is $(a^{-1}{)}^{\ast }$. Applying this to $a=\lambda 1-x$ provesFor a nonunital algebra, extend the involution to its unitization of an algebra by $(a,\lambda {)}^{\ast }=(a^{\ast },\overline{\lambda })$ and use the spectrum in that unitization; the same argument proves the identity.

A unital C-star algebra is a complex Banach algebra with an involution satisfying the C-star identity $\Vert a^{\ast }a\Vert =\Vert a{\Vert }^2$. A Normal element of a C-star algebra satisfies $x^{\ast }x=x{x}^{\ast }$. The norm identity for the nonzero identity implies $\Vert 1\Vert =1$.

We first extend the scalar Hadamard three-circle theorem to a holomorphic Banach-space-valued function $F$. Apply its inequality to $\ell (F(z))$ for every bounded linear functional $\ell$ of norm at most one, and use the Hahn-Banach theorem to recover the norm. For the radii $1/R,1,R$ this givesNow take $F(z)=p(z{)}^{2^n}$. Even for noncommuting coefficients this is an algebra-valued holomorphic polynomial. Taking the $2^{-n}$th power givesOn each boundary circle the continuous functions $f_n(z)=\Vert p(z{)}^{2^n}{\Vert }^{1/2^n}$ decrease, by submultiplicativity, to $r_A(p(z))$ by the spectral radius formula. Their maxima decrease to the supremum of this pointwise limit. To justify that passage without assuming continuity of the spectral radius, take maximizing points along a convergent subsequence on the compact circle. For any fixed $k$, all later $f_n$ are bounded by $f_k$; continuity of $f_k$ therefore bounds the limiting maxima by $f_k$ at the limiting point. Taking the infimum over $k$ gives the desired upper bound, while the reverse bound is immediate.

Passing to the limit proves the spectral-radius three-circle inequality at the geometric mean:For a nonunital algebra, use its unitization of an algebra; the spectral radius of an original algebra element is unchanged. Zero boundary suprema cause no difficulty in the decreasing-limit argument.

Use additive notation and fix Haar measure $m$ on $G$. A continuous unitary character is a continuous homomorphism $\chi :G\to \mathbb{T}$. With the conventionthe Fubini theorem and the character identity imply $\widehat{f\ast g}(\chi )=\hat{f}(\chi )\hat{g}(\chi )$. Also $|\hat{f}(\chi )|\le \Vert f{\Vert }_1$, and choosing $f=\chi a$ for a nonzero nonnegative $a\in C_c(G)$ shows that evaluation at $\chi$ is a nonzero functional. Thus each character gives a character of an algebra on the L1 convolution algebra. Here a multiplicative linear functional means a nonzero multiplicative linear functional; the zero functional must be excluded for the claimed bijection.

Conversely, let $\phi$ be such a functional. It is automatically bounded with $|\phi (f)|\le \Vert f{\Vert }_1$: extend it to the unitization of an algebra by $\tilde{\phi }(f+z1)=\phi (f)+z$. If $|z|>\Vert f{\Vert }_1$, the Neumann series makes $z1-f$ invertible, so its image under the unital homomorphism cannot be zero. Hence $\phi (f)$ cannot lie outside the norm disc.

Choose $a\in L^1(G)$ with $\phi (a)\ne 0$, and let $T_{x}a(t)=a(t-x)$. The Abelian translation identities $(T_{x}a)\ast b=a\ast (T_{x}b)$ giveTherefore, defining $c(x)=\phi (T_{x}a)/\phi (a)$, one has $\phi (T_{x}b)=c(x)\phi (b)$ for every $b$. Applying this to two successive translations gives $c(x+y)=c(x)c(y)$ and $c(0)=1$. By translation continuity in Lp on a locally compact group, $c$ is continuous. It is uniformly bounded by $\Vert a{\Vert }_1/|\phi (a)|$; applying this bound to $c(nx)=c(x{)}^n$ for positive and negative integers forces $|c(x)|=1$. Thus $\chi (x)=\overline{c(x)}$ is a continuous unitary character.

The Bochner integral identity $a\ast b={\int }_{G}b(y)T_{y}adm(y)$ holds in $L^1$, since $\Vert T_{y}a{\Vert }_1=\Vert a{\Vert }_1$. Applying the bounded functional yieldsCancel $\phi (a)\ne 0$ to obtain the required correspondenceThe recovery formula $\overline{\chi (x)}=\phi (T_{x}a)/\phi (a)$ proves uniqueness. These functionals have norm exactly one, since $b=\chi a$ with $a\ge 0$ and $\int a=1$ has $\Vert b{\Vert }_1=\phi (b)=1$.

For the topology, identify the Pontryagin dual group with these functionals and give it the Gelfand topology, namely pointwise convergence of $\hat{f}(\chi )$ for every $f\in L^1$. If a net ${\chi }_{\lambda }$ converges to $\gamma$ uniformly on every compact subset of $G$, then for $f\in C_c(G)$,Density of $C_c$ in $L^1$ and the uniform functional norm bound one extend this convergence to every $f\in L^1$.

Conversely, suppose convergence in the Gelfand topology and choose $a$ with $\hat{a}(\gamma )\ne 0$. For compact $K\subseteq G$, the set $\{T_{x}a:x\in K\}$ is compact in $L^1$ by translation continuity in Lp on a locally compact group. Evaluation convergence is uniform on this compact set: a finite $\delta$-net reduces its supremum to finitely many convergent evaluations plus $2\delta$, using the common functional norm one. ThusNow $\widehat{T_{x}a}(\chi )=\overline{\chi (x)}\hat{a}(\chi )$, and $\hat{a}({\chi }_{\lambda })\to \hat{a}(\gamma )\ne 0$. Dividing this identity proves ${\sup }_{x\in K}|{\chi }_{\lambda }(x)-\gamma (x)|\to 0$. Hence the Gelfand topology is exactly the compact-open topology, with the requested neighbourhood basisFor compact $K$, the continuous difference attains its maximum, so this strict pointwise inequality on $K$ is equivalent to a strict uniform bound. Finite intersections contain another such set by taking the union of the compact sets and the minimum of the tolerances.

Invertibility is stable under sufficiently small perturbations, and inversion is continuous. Let $1$ be the identity of the complex unital Banach algebra $A$, with its submultiplicative algebra norm. For $\Vert h\Vert <1$, completeness makes the Neumann seriesconverge in $A$. Multiplying either side of the partial sums by $1-h$ gives $1-h^{N+1}$, which tends to $1$, proving that the sum is a two-sided inverse.

Fix $a\in G(A)$, the group of invertible elements of a Banach algebra. If $\Vert b-a\Vert <\Vert a^{-1}{\Vert }^{-1}$, thenso the Neumann series makes $b$ invertible. This proves that $G(A)$ is open. It also gives a local boundWe retain $\Vert 1\Vert$ here so the estimate does not silently assume a normalized identity. The inverse identitythen impliesThis proves continuity of inversion in a Banach algebra.

For a unital Banach algebra, the spectrum of an element isFor a nonunital Banach algebra, use its unitization of an algebra $A^{+}=A\oplus \mathbb{C}$ with multiplication and normIt is a unital Banach algebra, with identity $(0,1)$, and define ${\sigma }_A(x)={\sigma }_{A^{+}}((x,0))$. In this nonunital convention, $0$ belongs to the spectrum: the scalar coordinate of $(x,0)$ is zero, so it cannot be invertible in $A^{+}$.

The spectrum is nonempty and compact. It suffices to work in a nonzero unital Banach algebra, since unitization reduces the other case to this one. The group of invertible elements of a Banach algebra is open, so the complement of the spectrum of an element is open. For $|\lambda |>\Vert x\Vert$, the Neumann series givesThus ${\sigma }_A(x)$ is closed and lies in $\{\lambda :|\lambda |\le \Vert x\Vert \}$, hence is compact.

For nonemptiness of the Banach-algebra spectrum, suppose that $R$ were defined on all of $\mathbb{C}$. At any ${\lambda }_0$, factoring $\lambda 1-x=({\lambda }_{0}1-x)(1+(\lambda -{\lambda }_0)R({\lambda }_0))$ gives a locally convergent power seriesFor every bounded linear functional $\ell \in A^{\ast }$, the scalar function $\ell (R(\lambda ))$ is therefore entire. The bound at infinity makes it bounded outside a disk, while continuity makes it bounded on the disk. By the Liouville theorem, it is constant; since it tends to zero at infinity, it is identically zero. The version of the Hahn-Banach theorem used here says that bounded linear functionals separate points of a normed vector space: if $z\ne 0$, there is $\ell$ with $\ell (z)\ne 0$. Consequently $R(\lambda )=0$ for every $\lambda$, contradicting $(\lambda 1-x)R(\lambda )=1$. This proves the assertion.

Every nonzero complex unital normed division algebra is algebraically and topologically isomorphic to $\mathbb{C}$. This is the Gelfand-Mazur theorem; completeness is not needed in its statement. Let $D$ be a normed division algebra, and take its completion of a normed space using the algebra norm to obtain a unital Banach algebra $\hat{D}$. Submultiplicativity extends multiplication continuously to the completion, and the original identity remains its identity.

For $x\in D$, the spectrum of an element of $x$ in $\hat{D}$ contains some $\lambda$. If $x-\lambda 1\ne 0$ in $D$, the division-algebra assumption supplies an inverse in $D$, which is still an inverse in $\hat{D}$. This contradicts $\lambda \in {\sigma }_{\hat{D}}(x)$. Therefore $x=\lambda 1$. The map $\lambda \mapsto \lambda 1$ is a bijective complex algebra homomorphism, andIt and its inverse are continuous; when $\Vert 1\Vert =1$, it is an isometry.

A complete algebra norm on a function algebra dominates the supremum norm, even before continuity of point evaluations is known. Let $A$ be the given algebra of functions. Form the same artificial unitization $A^{+}$ even if $A$ already has an identity. For each $t\in K$, the algebraic mapis a unital multiplicative complex linear functional. No continuity has been assumed. Since ${\chi }_t(f-f(t)1)=0$, the element $f-f(t)1$ cannot be invertible: applying ${\chi }_t$ to an inverse equation would give $0=1$. Hence $f(t)\in {\sigma }_{A^{+}}(f)$, and the spectrum bound already proved yieldsTaking the supremum proves the supremum bound for a complete function-algebra norm:In particular every $f$ is bounded, and every point evaluation is a bounded linear functional of norm at most $1$. This is an instance of automatic continuity of characters: a character of an algebra on a Banach algebra is bounded because its value at any element belongs to that element's spectrum.

A character of an algebra is a nonzero complex-linear multiplicative map $\phi :A\to \mathbb{C}$. The character space of an algebra ${\Phi }_A$ carries the Gelfand topology, namely pointwise convergence on $A$, equivalently the subspace weak-star topology in $A^{\ast }$.

For a unital complex Banach algebra, $\phi (1)=1$: multiplicativity and nonzeroness force this. If $a-\phi (a)1$ were invertible, applying $\phi$ to its product with its inverse would give $0=1$. Thus $\phi (a)\in {\sigma }_A(a)$. The Neumann series shows ${\sigma }_A(a)\subset \{|z|\le \Vert a\Vert \}$, so $|\phi (a)|\le \Vert a\Vert$ and the character of an algebra is automatically bounded. The same conclusion for a nonunital algebra follows by extending $\phi$ to its unitization of an algebra via $\tilde{\phi }(a,t)=\phi (a)+t$ and using the standard norm $\Vert (a,t)\Vert =\Vert a\Vert +|t|$.

In the algebra $R(K)$ let $u(z)=z$ and fix $\phi \in {\Phi }_{R(K)}$. Write $\lambda =\phi (u)$. If $\lambda \notin K$, the rational function $(u-\lambda {)}^{-1}$ belongs to $R(K)$, which is impossible because a character of an algebra cannot vanish on an invertible element. Thus $\lambda \in K$. For a rational function $r=p/q$ without poles in $K$, choose a reduced denominator having no zeros in $K$. Multiplicativity gives $\phi (r)=p(\lambda )/q(\lambda )=r(\lambda )$. Density of these rational functions and boundedness of $\phi$ then yield $\phi (h)=h(\lambda )$ for every $h\in R(K)$.

Conversely, evaluation at each $\lambda \in K$ is a character of an algebra. The map $\lambda \mapsto {\delta }_{\lambda }$ is continuous in the Gelfand topology because every $h\in R(K)$ is continuous; its inverse is $\phi \mapsto \phi (u)$, also continuous. Hence the character space of R(K) isThe identification includes the topology, not merely a bijection of sets.

For $x$ in a unital complex algebra $A$, the spectrum of an element isFor a nonunital algebra one uses its unitization.

Now let $A$ be a Banach algebra. The invertible group is open, so the resolvent set is open and the spectrum is closed. If $|\lambda |>\Vert x\Vert$, the Neumann seriesconverges, so ${\sigma }_A(x)$ is contained in the closed disc of radius $\Vert x\Vert$ and is therefore compact.

If the spectrum were empty, $R(\lambda )=(\lambda 1-x{)}^{-1}$ would be an entire $A$-valued function. For each $f\in A^{\ast }$, the scalar function $f(R(\lambda ))$ is bounded: it tends to zero at infinity by the Neumann series and is bounded on every compact disc. The Liouville theorem makes it identically zero. Since the Hahn-Banach theorem separates points, this would give $R(\lambda )=0$, contradicting its invertibility. Hence the spectrum is nonempty.

For a unital Banach algebra, $\phi (a)$ belongs to ${\sigma }_A(a)$: otherwise $a-\phi (a)1$ would be invertible, while applying $\phi$ to its inverse identity would give $0=1$. Thereforeso every character of an algebra is continuous and has norm one. The nonunital case follows by extending the character to the unitization of an algebra.

The Gelfand topology on ${\Phi }_A$ is the weak-star topology inherited from $A^{\ast }$: a net ${\phi }_i$ converges to $\phi$ exactly when ${\phi }_i(a)\to \phi (a)$ for every $a\in A$. If $A$ is unital, ${\Phi }_A$ lies in the weak-star compact dual unit ball by the Banach-Alaoglu theorem. The equationsdefine a weak-star closed subset, so ${\Phi }_A$ is compact.

The unitization of $C_0(\mathbb{R})$ is $C({\mathbb{R}}^{+})$ on the one-point compactification of $\mathbb{R}$. The supplied homeomorphism identifies ${\mathbb{R}}^{+}$ with the circle $\mathbb{T}$. Every character $\phi$ of $C_0(\mathbb{R})$ extends to the unital characterBy part d, $\tilde{\phi }$ is evaluation at a point of ${\mathbb{R}}^{+}$. Evaluation at the point at infinity vanishes on $C_0(\mathbb{R})$ and cannot restrict to the nonzero character $\phi$. The point is therefore some $x\in \mathbb{R}$, and $\phi ={\delta }_x$. Conversely each ${\delta }_x$ is plainly a character, so

The spectrum of $a$ in a unital complex algebra $A$ isFor a nonunital algebra it is defined in the unitization of an algebra.