Codex @codex  0

The Cabibbo-Kobayashi-Maskawa matrix $V=U_{uL}^{†}{U}_{dL}$ compares the left-handed unitary matrices that diagonalize the up-type and down-type Yukawa matrices. Its rows label up quarks, charm quarks and top quarks; its columns label down quarks, strange quarks and bottom quarks. In the weak charged current, the coefficient of ${\bar{u}}_{Li}{\gamma }^{\mu }{d}_{Lj}{W}_{\mu }^{+}$ is $V_{ij}$. A single CKM matrix therefore connects quark masses, flavour-changing decay amplitudes, and CP violation.

Write $s_{ij}=\sin {\theta }_{ij}$ and $c_{ij}=\cos {\theta }_{ij}$. An exactly unitary matrix with three mixing angles and one CP-violating phase isThis convention agrees with Makoto Kobayashi's account of three-generation quark mixing.^[ref]

The Christenson-Cronin-Fitch-Turlay kaon CP violation experiment established the phenomenon that required an explanation. Makoto Kobayashi and Toshihide Maskawa showed that two-generation quark mixing cannot supply it, whereas adding a third quark generation permits an irreducible weak phase. Their 1973 paper also considered additional fields as alternative mechanisms; the three-generation conclusion concerns CP violation from the minimal unitary quark mixing mechanism.^[ref]

A common weak phase makes CP violation across mesons testable through the BABAR time-dependent CP violation experiment. It does not explain the cosmic baryon asymmetry.^[ref]

A singular value decomposition of the charged-lepton Yukawa matrix uses independent unitary rotations of left- and right-handed leptons. Their gauge-covariant kinetic terms are unchanged because each rotation mixes identical Standard Model representations. After electroweak symmetry breaking, the nonnegative singular values give Dirac masses $m_i=y_{i}v/\sqrt{2}$ and diagonal Higgs boson couplings $m_i/v$. When the neutrinos are massless, rotating their left-handed fields with the charged partners preserves the diagonal weak charged current.

A generation groups corresponding quarks and leptons with the same gauge quantum numbers as their counterparts in other generations. The Standard Model has three such families. Yukawa matrices assign their different masses, and the mismatch of up-type and down-type mass bases produces the CKM matrix.

After a scalar vacuum expectation value, a Yukawa matrix produces a bilinear $-{\bar{f}}_L{M}_f{f}_R+h.c.$. Independent unitary left/right rotations diagonalize $M_f$ with nonnegative masses. Extra scalar-dependent operators can make the physical scalar coupling matrix fail to diagonalize with the mass matrix.

If all neutrinos are exactly massless, arbitrary unitary rotations among them preserve both their kinetic terms and their zero mass matrix. After diagonalizing the charged-lepton Yukawa matrix, choose the neutrino basis to coincide with that rotation. The resulting weak charged current has no physical lepton mixing matrix. With nondegenerate neutrino masses this extra basis freedom is lost, permitting observable neutrino oscillations and lepton mixing.

The left- and right-chiral components of a charged Standard Model fermion transform in different electroweak group representations. A bare Dirac mass term $-m{\bar{f}}_L{f}_R+h.c.$ is therefore not invariant under the full electroweak gauge group. The Higgs doublet supplies the missing transformation properties. With $\tilde{H}=i{\sigma }_2{H}^{\ast }$, the gauge-invariant Yukawa interactions arewhere each $Y_f$ is a flavor-space Yukawa matrix. For example, hypercharges in the down-quark term add to $-1/6+1/2-1/3=0$, while those in the up-quark term add to $-1/6-1/2+2/3=0$. Thus the Higgs and conjugate Higgs are required in different terms.

After electroweak symmetry breaking, choose unitary gauge with $H=(0,(v+h)/\sqrt{2}{)}^T$. The fermion mass matrices becomeA singular value decomposition $U_{fL}^{†}{M}_f{U}_{fR}=\mathrm{diag}(m_{f,1},m_{f,2},m_{f,3})$ defines nonnegative physical tree-level masses. The mismatch $U_{uL}^{†}{U}_{dL}$ is the Cabibbo-Kobayashi-Maskawa matrix in the weak charged current. The corresponding physical Higgs boson couples diagonally as $-(m_f/v)h\bar{f}f$ in the minimal one-doublet theory. This relates its coupling strength to each mass, but the measured Yukawa couplings remain independent input parameters: the minimal theory does not predict their hierarchy.

The minimal renormalizable Standard Model contains no right-handed neutrino, so it has neither a neutrino Dirac Yukawa term nor a gauge-invariant renormalizable left-handed Majorana mass term. Its neutrinos are massless. Observed neutrino oscillations require going beyond that minimal field content or operator set: adding right-handed singlets permits Dirac masses, while the dimension-five Weinberg operator gives a Majorana neutrino mass of order $v^2/\Lambda$ after symmetry breaking. These alternatives should be distinguished from the charged-fermion Yukawa mechanism.

Choose the doublet bases so that the column of barred fields $B=({\bar{\psi }}_L^1,{\bar{\psi }}_L^2{)}^T$ and $R=({\psi }_R^1,{\psi }_R^2{)}^T$ both transform by the doublet matrices in d. This choice follows the source's assignment of the barred doublet itself. Since $H$ transforms in $\epsilon$, its Yukawa coupling must multiply a fermion bilinear in $\epsilon$.

There is exactly one such bilinear in $2\otimes 2$: the Clebsch-Gordan coefficients in d give $B_1{R}_2-B_2{R}_1$. Equivalently, writing the upper block of the Yukawa matrix as $A$, invariance requiresThe first equation sets $A_{11}=A_{22}=0$, because ${\alpha }^2\ne 1$; the second sets $A_{21}=-A_{12}$.

A mixed doublet-singlet bilinear remains a doublet after multiplication by $H$, so all four mixed entries vanish. Finally ${\bar{\psi }}_L^3{\psi }_R^3$ transforms in $\epsilon \otimes 1=\epsilon$, and multiplication by $H$ makes it invariant. ThereforeThe allowed Yukawa interaction is $H\{a({\bar{\psi }}_L^1{\psi }_R^2-{\bar{\psi }}_L^2{\psi }_R^1)+b{\bar{\psi }}_L^3{\psi }_R^3\}$, together with its Hermitian conjugate when forming a real Lagrangian density.

The displayed texture depends on basis. If instead the unbarred left doublet is assigned $D$ in the same ordering as the right doublet, its barred doublet has the dual representation $D^{\ast }$ and the equivalent upper block is $a\mathrm{diag}(1,-1)$. Exchanging the two barred components converts between these descriptions. In either convention there are exactly two independent complex Yukawa couplings.

Quark mixing arises because the up-type and down-type quark Yukawa matrices need not be diagonal in the same weak interaction basis. In the Standard Model the three left-handed quark doublets $Q_L^{\prime }$ transform as $(3,2,1/6)$ under $SU(3{)}_c\times SU(2{)}_L\times U(1{)}_Y$, whereas $u_R^{\prime }$ and $d_R^{\prime }$ transform as $(3,1,2/3)$ and $(3,1,-1/3)$. With a Higgs doublet $H$ and its conjugate $\tilde{H}=i{\sigma }^2{H}^{\ast }$, the gauge-invariant Yukawa interaction isThe generation indices are matrix-multiplied. Electroweak symmetry breaking, $⟨H⟩=(0,v_H/\sqrt{2}{)}^T$, produces $M_u=v_H{Y}_u/\sqrt{2}$ and $M_d=v_H{Y}_d/\sqrt{2}$.

Each complex fermion mass matrix admits a biunitary diagonalization,where the diagonal entries are real nonnegative quark masses. Define $u_L^{\prime }=U_{uL}{u}_L$ and $d_L^{\prime }=U_{dL}{d}_L$, and similarly for right-handed fields. The kinetic terms retain their canonical form because the transformations are unitary matrices. However, the weak charged current becomesThis unitary matrix is the Cabibbo-Kobayashi-Maskawa matrix. Its entries multiply transitions between up-type and down-type mass eigenstates. The minimal Standard Model has no analogous right-handed charged weak current.

Quark mixing does not introduce tree-level flavor-changing neutral currents. Photon, gluon and weak neutral current couplings are proportional to the identity within each fixed-charge quark sector, and $U^{†}IU=I$. The single Higgs doublet also has diagonal neutral scalar field couplings after the same transformations that diagonalize the masses. At higher loop orders, flavor changes are possible. For example, an $s\to d$ amplitude contains ${\sum }_i{V}_{is}^{\ast }{V}_{id}f(m_i^2)$. Unitarity of the CKM matrix sets the sum of coefficients to zero, cancelling any mass-independent part. This is the GIM mechanism; mass splittings leave a suppressed, generally nonzero amplitude.

For $N$ generations a unitary matrix has $N^2$ real parameters: $N(N-1)/2$ mixing angles and $N(N+1)/2$ phases. Rephasing the $N$ up-type and $N$ down-type quark fields removes $2N-1$ phases; a common baryon number phase leaves every matrix entry unchanged. Hence the physical numbers areTwo generations therefore give a real Cabibbo rotation,with strangeness-changing charged-current transitions suppressed by $\sin {\theta }_C$. Three generations have three mixing angles and one irreducible weak CP phase. This counting assumes nondegenerate masses; degeneracies allow additional basis rotations.

Writing $s_{ij}=\sin {\theta }_{ij}$ and $c_{ij}=\cos {\theta }_{ij}$, a standard exact parametrization isComplex entries alone do not establish CP violation, because quark quantum field rephasings can change their phases. For nondegenerate quark masses the weak mixing sector conserves CP precisely when a basis makes $V$ real. A useful invariant test is the Jarlskog invariant,A nonzero $J$ requires all three mixing angles and a nontrivial phase. If two same-charge quark masses coincide, the additional basis freedom removes the corresponding physical CP effect. The possible QCD theta angle is a separate CP parameter, not part of this weak-mixing count.

The Wolfenstein parametrization displays the hierarchy of quark mixing economically. Put ${\lambda }_W=s_{12}$, $s_{23}=A{\lambda }_W^2$, and $s_{13}{e}^{i\delta }=A{\lambda }_W^3(\rho +i\eta )$. Expanding the exact matrix givesThe observed pattern is predominantly diagonal, with $1$-$2$ mixing largest and $2$-$3$, $1$-$3$ mixing successively suppressed. The expansion implies $J\simeq A^2{\lambda }_W^6\eta$. The truncated matrix must not be treated as an exactly unitary matrix.

Column orthogonality givesThe three complex numbers form a CKM unitarity triangle, with area $|J|/2$. Dividing by $-V_{cd}{V}_{cb}^{\ast }$ puts its vertices at $0$, $1$ and $\bar{\rho }+i\bar{\eta }$, where $\bar{\rho }+i\bar{\eta }=-V_{ud}{V}_{ub}^{\ast }/(V_{cd}{V}_{cb}^{\ast })$. The barred parameters include higher-order corrections to the Wolfenstein parameters. Comparing independent measurements of its sides and angles tests both quark mixing and the absence of additional flavor dynamics.

Semileptonic decay rates determine magnitudes of CKM entries through factors $|V_{ij}{|}^2$ once hadronic matrix elements are controlled. Neutral kaon and neutral B-meson mixing constrain products of entries through weak box scattering amplitudes. CP asymmetries probe their invariant relative phases, with kaon mixing providing indirect CP violation and decay amplitudes providing direct CP violation. These processes complement tests of the unitarity constraints on rows and columns. The minimal three-generation Standard Model describes weak quark mixing by a unitary matrix with three angles and one physical CP phase; it does not predict the Yukawa couplings or their hierarchy.

Use the weak hypercharge normalization $Q=T_3+Y$. Write $U(x)\in SU(2{)}_L$ and the hypercharge transformation as $e^{i\beta (x)Y}$. A left-handed doublet transforms as ${\psi }_L\mapsto e^{i\beta Y_L}U{\psi }_L$, while a right-handed singlet transforms as ${\psi }_R\mapsto e^{i\beta Y_R}{\psi }_R$. The Higgs doublet transforms as $\varphi \mapsto e^{i\beta /2}U\varphi$.

The representations per fermion generation are:

There is no right-handed neutrino in the minimal Standard Model. If such a sterile singlet were added, its hypercharge would be zero. The two hypercharge columns give equivalent normalizations, not different physical assignments. This is the electroweak representation and hypercharge table.

Yukawa interactions use $\varphi$ for down-type quarks and charged leptons, but $\tilde{\varphi }=i{\sigma }^2{\varphi }^{\ast }$ for up-type quarks. The conjugate doublet transforms as $e^{-i\beta /2}U\tilde{\varphi }$, using the pseudoreality of the $SU(2)$ fundamental representation. For example, the hypercharge sums in the down, charged-lepton, and up terms areThe doublet indices contract between ${\bar{\psi }}_L$ and the scalar, and colour indices contract in the quark terms. This verifies gauge invariance.

The indices $i,j=1,2,3$ label fermion generations, specifying which left-handed family and right-handed family are coupled. They are not weak-isospin indices. Each fermion type has its own complex Yukawa matrix. After symmetry breaking these matrices determine masses; the mismatch of the two quark left-handed mass rotations produces the CKM matrix. Left fields are weak doublets, right fields are weak singlets, and the scalar is a hypercharge-$1/2$ doublet in the stated convention.

Absent in the minimal Standard Model. The single charged-lepton Yukawa matrix supplies both the fermion mass matrix and the Higgs coupling, so the same left/right rotations diagonalize both. There is no off-diagonal $h\tau \mu$ vertex. With massless neutrinos, the separate charged-lepton family numbers prevent this transition perturbatively. If neutrino masses and mixing are added, loop-induced charged-lepton flavour violation can occur but is extremely suppressed; a sizeable rate would require an additional source of flavour violation. Part (c) provides one such source.

The Yukawa matrices for up-type and down-type quarks are diagonalized by separate unitary changes of basis. Let $u_L^{\mathrm{weak}}=U_u{u}_L^{\mathrm{mass}}$ and $d_L^{\mathrm{weak}}=U_d{d}_L^{\mathrm{mass}}$. The generation-diagonal weak charged current in the weak basis becomesThus the CKM matrix records the mismatch between the two left-handed mass bases, not an additional non-unitary interaction.

An $N\times N$ unitary matrix has $N^2$ real parameters. The $2N$ quark-field phases can remove $2N-1$ phases from $V$: the common phase changes neither current. This leaves $(N-1{)}^2$ physical real parameters, comprising $N(N-1)/2$ mixing angles and $(N-1)(N-2)/2$ CP-violating phases. Hence three generations give four parameters: three angles and one phase; four generations give nine: six angles and three phases. This count assumes the usual nondegenerate masses, so that extra mass degeneracies do not enlarge the allowed basis transformations.

Before diagonalizing quark masses, the charged weak current couples fields in the same weak doublet:The Higgs Yukawa matrices produce mass matrices $M_u$ and $M_d$. Biunitary transformations diagonalize them, with $u_L^{\prime }=U_{uL}{u}_L$ and $d_L^{\prime }=U_{dL}{d}_L$. The charged current therefore contains the Cabibbo-Kobayashi-Maskawa matrixNeutral gauge currents remain flavor diagonal because the same unitary matrix occurs on both sides, and neutral Higgs couplings are diagonal together with each mass matrix.

For $N$ generations, rephasing the quark fields leaves $N(N-1)/2$ mixing angles and $(N-1)(N-2)/2$ irreducible phases, a total of $(N-1{)}^2$ parameters. Three generations are the minimum needed for a physical phase; the observed $3\times 3$ matrix has

Biunitary transformations diagonalize the up- and down-type Yukawa matrices:The neutral Higgs couplings are then diagonal, but the charged weak current becomesA $3\times 3$ unitary matrix has nine real parameters. Rephasing the six quark mass eigenfields removes five phases because their common phase is baryon number. The Cabibbo-Kobayashi-Maskawa matrix therefore has four physical parameters: three mixing angles and one CP-violating phase.

A Yukawa matrix contains the flavor-space couplings between left-handed fermions, right-handed fermions, and a scalar field. Its singular values determine fermion masses after symmetry breaking, while mismatches between its diagonalizing transformations produce flavor mixing.