Algebra involution 2026-10-14
An algebra involution on a complex associative algebra is a conjugate-linear map satisfying and . It fixes the identity when one exists. A star algebra is an algebra equipped with such a map. These algebraic identities do not themselves impose norm continuity or the C-star identity.
C-star subalgebra Created 2026-10-06 Updated 2026-10-14
A C-star subalgebra is a norm-closed subalgebra closed under the involution, with the inherited C-star identity. A unital inclusion in this context uses the same identity as the ambient C-star algebra. The spectral permanence for C-star algebras says the inclusion preserves the spectrum of an element.
The left multiplication representation of a C-star algebra is isometric: test on to get . For a nonunital algebra, its closed image plus the identity operator is the algebraic unitization. For a formal and , . Thus ; applying the same estimate to proves the algebra involution is isometric and the C-star identity holds. This gives a unitization without first assuming an operator representation on a Hilbert space.
An injective C-star homomorphism preserves norms. For unital maps, reduce to the commutative algebra generated by and . Its induced map on character spaces has dense, hence full, image; otherwise a nonzero continuous function vanishing on that image would lie in the kernel. The C-star identity then gives norm preservation for .
The complex dual numbers , with norm and involution , is a commutative unital Banach algebra with an isometric involution. Its sole character of an algebra kills , so the Gelfand transform is neither injective nor isometric. The C-star identity excludes this example and gives the Commutative Gelfand--Naimark theorem. Even preservation of the involution on characters can fail without that identity: on , the involution exchanges the two evaluation characters.
For a self-adjoint C-star element , the C-star identity gives . If is a normal C-star element, then
All powers are normal C-star elements, so induction gives . The general spectral radius formula now gives .
One can also see the needed growth estimate directly. For the resolvent Cauchy coefficient formula gives
The formula follows by the Neumann series on a larger circle and contour deformation through the resolvent annulus. Put , take th roots and let to get . Let ; the reverse inequality already follows from the norm bound on the algebra spectrum. Thus
This proves spectral radius norm equality for normal elements from the norm identity.
Submultiplicativity and the C-star identity give . For this implies . Apply the same argument to and use for the reverse inequality; is immediate. Hence
An algebra involution is a conjugate-linear map satisfying and ; on a unital algebra it fixes . In the Banach-star convention it is continuous, although the following spectral identity uses only its algebraic properties. An element is invertible precisely when is: its inverse is . Applying this to proves
For a nonunital algebra, extend the involution to its unitization of an algebra by and use the spectrum in that unitization; the same argument proves the identity.
A unital C-star algebra is a complex Banach algebra with an involution satisfying the C-star identity . A Normal element of a C-star algebra satisfies . The norm identity for the nonzero identity implies .
A C-star algebra is a complex Banach algebra with a conjugate-linear involution satisfying and . The inequality , and then the same inequality for , show that the involution is isometric. In a nonzero unital C-star algebra, the identity has norm one.
For a Hermitian algebra element , the exponential is unitary for real and has norm one. If , then : factoring with entire proves this, since the evaluated factors commute. Hence for all positive and negative , forcing . Thus Hermitian algebra elements have real Banach algebra spectrum.
For a normal C-star element , commutation of gives
The middle equality of norms uses the C-star identity on the Hermitian algebra element . Iterating along powers and applying the spectral radius formula proves .
Now suppose is commutative and unital. Every maximal ideal is closed: if it were dense, it would contain an element within distance less than one of the identity, hence an invertible element by the Neumann series, which is impossible for a proper ideal. Its quotient is a complex Banach division algebra and is therefore by the Gelfand-Mazur theorem. Maximal ideals thus give characters. Conversely, every character satisfies , because applying it to an inverse of would give a contradiction. Characters are consequently contractive. The converse spectral inclusion follows by placing the proper ideal generated by in a maximal ideal. We have proved
The character space is a weak-star closed subset of the dual unit ball, characterized by and . The Banach-Alaoglu theorem makes it compact Hausdorff. Define the Gelfand transform by . For Hermitian , its values are real; writing with both terms Hermitian shows . In the commutative algebra every element is normal, so
The transform is therefore an isometric unital star-homomorphism and has closed range in . Its range separates characters by their definition and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence equal to . This proves the Commutative Gelfand--Naimark theorem:
For a nonunital C-star algebra, its C-star unitization can be constructed without assuming an operator representation on a Hilbert space. Represent by left multiplication on itself, which is isometric because testing on gives . Adjoin the identity operator and set . For and , the C-star identity in gives . Consequently . Applying this also to proves that the new involution is isometric and that its C-star identity holds. The extension by the identity is complete, since the isometric image of is closed and one adjoins just one dimension. Apply the unital result to a commutative ; the character given by has kernel . Under the isomorphism, this kernel consists of the continuous functions vanishing at . Thus in the nonunital case, with locally compact character space .
For a Hermitian in a possibly noncommutative algebra, apply this result to the commutative unital C-star subalgebra in the unitization. Its Banach algebra spectrum at equals the ambient Banach algebra spectrum: both Banach algebra spectra are real, the complement of the ambient compact real Banach algebra spectrum is connected, and the resolvent-component result of Question 1 retains that whole complement in the smaller algebra. Characters of this subalgebra are determined by their values at , so its character space is homeomorphic to . We obtain the continuous functional calculus .
Interpret here as . If , apply this calculus to , obtaining a Hermitian with . In a nonunital algebra this element remains in because the defining scalar function vanishes at zero. Conversely, if with , spectral mapping theorem and the real Banach algebra spectrum of give . Hence nonnegative Banach algebra spectrum is equivalent to being the square of a Hermitian algebra element. A strict-positive interpretation would exclude , and would not be equivalent to the assertion about an arbitrary Hermitian square.
Finally, use the two continuous real functions and on . Their calculus values are Hermitian, belong to also in the nonunital case, and satisfy
A C-star algebra is a complex Banach algebra with an antilinear algebra involution satisfying , and the C-star identity . First take a nonzero unital algebra. Its identity has norm one, since . Also
and exchanging proves . Thus the algebra involution is continuous. An element is a Hermitian C-star element, and an element satisfying is a normal C-star element.
We establish the spectral facts needed for the representation, to avoid assuming the conclusion. For a Hermitian C-star element , the Banach algebra exponential is unitary: taking adjoints of its absolutely convergent series gives , and multiplication gives . Hence . If , then . Indeed, the entire factorization
can be evaluated by its convergent power series at . If the resulting product were invertible, its commuting factors would make invertible, a contradiction. The spectral bound therefore gives for every real . Both signs of force . Thus Hermitian elements have real spectrum.
For completeness, the spectral radius formula needed below follows from the same resolvent theory. Submultiplicativity gives
For the existence of the limit, write with and bound ; this bounds the upper limit by every th root, while the infimum bounds the lower limit. If a power vanishes, the conclusion follows directly. For , the resolvent series converges by the root test, so . Conversely, for any , contour integration of the resolvent gives
At a larger circle this follows by termwise integration of the Neumann series; deformation to radius is justified by norm analyticity and scalar Cauchy theory as in Question 4. Therefore , so . Letting proves .
For a normal C-star element , its adjoint commutes with it. The C-star identity gives
where the middle norm equality uses the identity for the Hermitian element . Every power is again normal, so . The spectral-radius formula yields
This derives the spectral radius norm equality for normal elements from the axioms.
Now let be commutative and unital. Its character space of an algebra is compact Hausdorff in the weak-star topology. Every algebra character has norm at most one by the argument in Question 4, and this space is the weak-star closed subset of the dual unit ball defined by and . Compactness follows from the Banach-Alaoglu theorem; weak-star separation makes it Hausdorff.
We also need the full character-spectrum correspondence, not just one inclusion. Every proper ideal is contained in a maximal ideal. Such a maximal ideal is closed: if its closure contained one, it would contain an element within norm distance less than one of the identity, which is invertible by the Neumann series, contradicting properness. Its closure is therefore proper and maximality gives equality. The quotient is a complex Banach division algebra. By nonemptiness of its spectrum, every quotient element has some for which is noninvertible; in a division algebra this means . Thus the quotient is the scalars, proving the needed Gelfand-Mazur theorem conclusion directly and producing a algebra character with kernel .
If is noninvertible, the ideal it generates is proper, since commutativity would otherwise supply its inverse. A containing maximal ideal therefore supplies a algebra character with . The converse inclusion was already proved. Hence
The Gelfand transform , , is a unital algebra homomorphism into . If , the reality of its spectrum makes real. Writing with Hermitian C-star elements gives . Thus the transform respects the algebra involution. Every element of a commutative C-star algebra is normal, and therefore
It is a linear isometry, hence injective and with closed image because is complete. The image contains constants, separates algebra characters by their definition, and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that image dense in , and closedness makes it all of that space. We have proved the Commutative Gelfand--Naimark theorem:
These steps show exactly how completeness, the algebra involution and the C-star norm identity enter the theorem. A general Banach algebra need not have an injective or norm-preserving Gelfand transform.
The general commutative theorem also has a nonunital form. Here is an elementary construction of the necessary C-star unitization, without assuming the representation theorem. Left multiplication on is isometric in operator norm: the upper bound is submultiplicativity, and testing on proves the reverse bound for nonzero . If is nonunital, adjoin the identity operator to the closed algebra inside the bounded operators on the Banach space . The sum is closed, since it is a finite-dimensional extension of a closed subspace, and . A left identity in a C-star algebra would, by taking adjoints, give a right identity; the two coincide, so would contradict nonunitality.
For the formal element , define its algebra involution by and norm by . For every ,
Taking suprema over the unit ball and using submultiplicativity gives . Apply the same inequalities to to obtain and then the C-star identity. This is the C-star unitization by left multiplication. The original algebra is a closed ideal in it.
For commutative nonunital , apply the proved unital theorem to . The scalar quotient algebra character identifies with the continuous functions on that vanish at . Removing this one algebra character gives a locally compact Hausdorff space; those functions are exactly its continuous functions vanishing at infinity. Restriction and extension of nonzero algebra characters identify this space with : a algebra character extends uniquely by , and every algebra character other than restricts nontrivially. Thus the full nonunital conclusion is .
Return to a normal C-star element in a unital C-star algebra, possibly noncommutative. Let , the closed unital star algebra generated by and . It is commutative because the two generators commute. We first prove the spectral permanence for C-star algebras needed to use the ambient spectrum rather than a potentially larger subalgebra spectrum.
If , both its ambient and subalgebra spectra are real. The complement of the compact real set is connected. Within this complement, the set of for which is nonempty by the large-parameter Neumann series; it is open by a local inverse series in and closed by continuous inversion in and closedness of . It is therefore the entire complement, proving . If a general is invertible in , then and are invertible Hermitian elements, whose inverses lie in . The elements and give a left and a right inverse for inside , and these inverses coincide. Applying this to every proves for all .
By the proved commutative theorem, . The map
is onto by the character-spectrum correspondence and spectral permanence. It is injective because algebra characters respect adjoints and are determined by their values on the star polynomials in one normal element, which are dense in . It is a continuous bijection from a compact space to a Hausdorff space, hence a homeomorphism. Consequently the inverse Gelfand transform, under this identification, supplies
It is a continuous unital star homomorphism and a linear isometry. Its image is exactly . If another such map sends to , it sends to and agrees on every polynomial in . These functions contain constants, separate points of the compact spectrum and are closed under conjugation; Stone-Weierstrass gives their uniform density. Continuity proves uniqueness on all of . This is the requested continuous functional calculus, including its isometry and image assertion.
Two conventions in the printed statement need to be made explicit. A unital map into requires to have an identity. If nonunital C-star algebras are allowed, for example , the asserted unital map into does not exist in general; the unital construction instead has target . Also the image above is the closed unital star algebra , not necessarily the smallest nonunital algebra generated by . For in , the former is and the latter is . Thus the intended assertion is correct if “generated” includes the identity; without that convention, this is a counterexample. The distinction is the unital versus nonunital generation by a normal element.
For a nonunital , take in and construct the unital calculus there. The scalar quotient algebra character sends to zero, so it sends to . Functions with therefore give elements of . They are isometrically identified with by restriction and zero extension. Approximating them by star polynomials and subtracting the constant value at zero proves that their image is exactly , with no identity adjoined. This proves the nonunital continuous functional calculus as well as specifying the corrected form of the original claim.
We finish with the positive-square-root theorem, giving a proof that even allows to be nonnormal. Define a positive element spectrally as a Hermitian element with spectrum in . The calculus of a Hermitian element shows its square is positive. Positivity is closed under sums: for positive , let . The calculus gives and the analogous bound for , hence . Since has real spectrum, the spectral norm bound forces it into . The cone is proper: an element positive and negative has spectrum in and therefore norm zero.
To establish positivity of an arbitrary adjoint product, put . Let by the continuous calculus of , and let , where the square root of the already positive is supplied by that same scalar calculus. Multiplicativity gives
Thus has nonpositive spectrum. The nonzero spectra of and agree: for general products and , direct multiplication verifies
whenever the inverse on the right exists, and the converse follows on exchanging . Hence is also nonpositive. Write with Hermitian C-star elements . Then
is positive, as a sum of Hermitian squares, and nonpositive, as a sum of the two nonpositive elements. Properness makes it zero. Therefore is both positive and nonpositive, hence zero. The C-star identity gives , and then implies . Thus is positive. This proof does not use positivity of adjoint products in establishing an earlier step.
Apply the continuous calculus of to on its nonnegative compact spectrum. It gives a positive Hermitian C-star element
For the originally normal , the equivalent direct formula is . In a nonunital algebra, the unitized construction still lands in , because the square-root function is zero at zero.
For uniqueness, suppose has nonnegative spectrum and . It commutes with , and hence with , which is a norm limit of polynomials in . The unital C-star algebra generated by is therefore commutative. Its Gelfand transform, together with spectral permanence, gives two nonnegative continuous functions whose squares are equal. Pointwise uniqueness of the nonnegative real square root makes the functions equal, and injectivity of the transform gives . This proves the positive square root in a C-star algebra in full, without an unwarranted cancellation by when zero lies in its spectrum. In the notation , zero must be included here: a noninvertible , in particular , need not have a strictly positive square root.
Put . For a given , let by the C-star identity. For the binomial series
converges absolutely in the Banach algebra, because . Its coefficients are real and is Hermitian, so ; multiplication of the absolutely convergent series gives . Positivity yields . Let . Part (iii) now gives
Thus is a bounded linear functional with . Since the nonzero identity in a C-star algebra has norm one, evaluating at it gives the reverse bound. Hence
This proves automatic continuity from the original algebraic positivity assumption, including the case , when .
For the converse, let be bounded and . If , it is zero and positive. Suppose . For any Hermitian , the Banach algebra exponential is unitary for real , so its norm is one by the C-star identity. Consequently
Writing and squaring moduli gives . The bound for both signs of small forces , so is real.
For a Hermitian element , repeated applications of the C-star identity give . The spectral radius formula therefore gives . Take ; by the permitted spectral positivity assumption, . If , affine spectral mapping and the just-proved Hermitian norm identity give . Hence . Since is real, this implies . If , and the result is immediate. Thus a bounded functional with is positive.
For the spectral-value request, let and define a functional on the linear span of by . If , the scalar belongs to : subtracting it from that element gives , which is not invertible. The same norm bound is immediate for . Therefore
This also proves well-definedness if that span is one-dimensional. We have and . The complex Hahn-Banach theorem extends it to a functional on all of with norm one and . The converse just proved makes that extension positive. Thus there is a state with , the spectral values attained by C-star states result.
Finally, for , write with Hermitian. At least one of them is nonzero. Its norm equals its spectral radius, so compactness of its nonempty spectrum supplies a nonzero spectral value. Apply the preceding state construction to that Hermitian element. Part (i) makes real; the selected one is nonzero, so . This proves positive functionals separate every nonzero element, the states separate elements of a C-star algebra property. Looking only at would not prove this last step, since a nonzero quasinilpotent can have spectrum .
An algebra involution is a map satisfying
Thus it is a conjugate-linear map, reverses multiplication, and has square equal to the identity map. These are algebraic axioms; norm continuity, when included in a convention for a Banach star algebra, is an additional requirement and is not used here. A Hermitian element of a star algebra satisfies .
Conjugate linearity gives . The map is surjective, so every is for some . The identities and show that is a two-sided identity; uniqueness of the identity gives . Therefore both zero and the identity are Hermitian algebra elements.
For the final unheaded request, first prove equality of the two spectra for a Hermitian element of a star algebra . Write . The spectrum is a compact subset of the real axis by the assumption that is a Hermitian Banach algebra, so is connected: points above and below the real axis can be joined by paths passing beyond the endpoints of an interval containing the spectrum; points of the real axis outside the spectrum can first move a short distance vertically. Define
For large , the Neumann series converges in the closed unital star-subalgebra , so is nonempty. It is relatively open in by the same series applied to a perturbation of an already invertible element of . It is relatively closed in , since the resolvent of an element is continuous in and is closed. Connectedness gives . Conversely an inverse in is an inverse in , so
This proves the needed spectrum in a closed unital subalgebra equality for Hermitian algebra elements without presupposing that their spectra in are real.
Now suppose is invertible in . Both and are Hermitian algebra elements, since reversing products and applying twice fixes them. They are invertible in , by part (ii), so the preceding equality of spectra of Hermitian algebra elements makes them invertible in . Part (ii), applied within , then makes invertible in . Applying this to for every scalar , and using the automatic converse for an inverse already in , proves spectral permanence for Hermitian Banach algebras:
Only closedness, a common identity, closure under the algebra involution, and real ambient spectra of Hermitian algebra elements were used; the C-star identity was not assumed.
Let . The exponential is defined by its norm-convergent power series. Continuity and conjugate linearity of the involution give , and multiplication of the commuting exponential series gives . Thus is a Unitary element of a C-star algebra and, by the C-star identity, .
A character of an algebra is automatically continuous with , as proved in Question 5. Passing it through the exponential series gives
The left side is . Considering both signs of forces . So characters take real values on self-adjoint C-star elements.
Now write with
both self-adjoint C-star elements. Then
This proves that characters of a C-star algebra respect the involution. The argument itself does not require commutativity, although a noncommutative algebra need not have any characters.
First the C-star identity and submultiplicativity give , hence when . Applying this to gives equality, so the involution is isometric and continuous. Also and , yielding .
For a Normal element of a C-star algebra , put , which is a self-adjoint C-star element. Normality gives , and the C-star identity applied to and to gives
Thus . Every power of is normal because commutes with , so iteration yields
The spectral radius formula has a limit along all positive integers, and along this subsequence its root norms are exactly . Therefore
This proves spectral radius norm equality for normal elements directly from the defining norm identity, rather than assuming a spectral representation in advance.