First the C-star identity and submultiplicativity give , hence when . Applying this to gives equality, so the involution is isometric and continuous. Also and , yielding .
For a Normal element of a C-star algebra , put , which is a self-adjoint C-star element. Normality gives , and the C-star identity applied to and to gives
Thus . Every power of is normal because commutes with , so iteration yields
The spectral radius formula has a limit along all positive integers, and along this subsequence its root norms are exactly . Therefore
This proves spectral radius norm equality for normal elements directly from the defining norm identity, rather than assuming a spectral representation in advance.
The first assertion needs the C-star identity; a Banach-algebra involution alone is insufficient. For an explicit counterexample, take the dual-number algebra
This is a commutative unital Banach algebra, since it is finite-dimensional and
Its involution is conjugate-linear, multiplicative, involutive and isometric. Every character of an algebra kills , because . Thus there is just one character, , and the Gelfand transform sends the nonzero norm-one element to zero. It is neither injective nor norm preserving. In particular , identifying the missing norm axiom.
Even the claimed compatibility with the involution is not automatic. On with the maximum norm and pointwise multiplication, define . This is another isometric involution, but evaluation at the first coordinate takes to zero rather than to the conjugate of its value at . These examples establish involution alone does not imply an isometric Gelfand transform.
We now prove the intended assertion for a commutative complex unital C-star algebra. Let be its maximal ideal space, identified with the compact character space of an algebra as in Question 3. The C-star identity and submultiplicativity give
and applying the same inequality to proves . Thus the involution is continuous. For a self-adjoint element , the exponential series defines in norm. Applying the involution term by term gives , and multiplying the absolutely convergent series shows . Hence . Every character of an algebra is contractive by Question 3, and so
Taking both signs of forces to be real. Writing
with self-adjoint, proves
This proves that characters of a C-star algebra respect the involution.
To prove the norm assertion, we also justify the spectral radius formula used here. Put . By spectrum equals character values in a commutative Banach algebra,
For , integrating the uniformly convergent Neumann series on gives
Only the coefficient of survives. The resolvent is holomorphic outside the spectrum by Question 3, so the Cauchy integral theorem deforms this contour to any circle of radius . For algebra-valued integrals the same identity follows by applying every bounded linear functional and then using Hahn-Banach separation. Taking norms gives
The maximum is finite by resolvent continuity on the circle. Taking th roots and then proves .
Every element is normal because is commutative. For self-adjoint , the C-star identity gives . Therefore, for arbitrary ,
Iterating yields , so the proved spectral radius formula gives
The Gelfand transform is thus isometric and injective. Its range is closed, since is complete and an isometry takes norm-Cauchy sequences back to norm-Cauchy sequences. It contains the constants, separates the characters, and is closed under complex conjugation by the proved involution identity. The Stone-Weierstrass theorem says that such a unital self-adjoint point-separating subalgebra of is uniformly dense: apply its real version to real and imaginary parts. Closedness then makes the range all of . Hence the Gelfand transform is an isometric star-isomorphism under the C-star hypothesis, establishing the Commutative Gelfand--Naimark theorem in the form required.
For the finite-dimensional operator application, assume first and let be the unital algebra generated by . Their pairwise commutation makes commutative; it is closed under the adjoint and norm closed because it is finite-dimensional. With the operator norm it is a C-star algebra. Indeed inner product duality gives , and
Thus the missing hypothesis in the first paragraph really does hold for this algebra, independently of any spectral theorem.
The proved result identifies with . This character space is finite. For if it had distinct points, point separation would give, for each pair, a continuous function taking values and at the chosen two points. Products of these functions give functions with Kronecker-delta values on the selected points, hence linearly independent functions. Taking is impossible. Write , a finite Hausdorff and therefore discrete space.
Let be the indicator of and let be its inverse Gelfand transform in . Since , , for , and , the injective star-isomorphism gives
Thus the are mutually orthogonal linear projections, and in particular commute. Put and . The pointwise identities and pull back to
The ranges are simultaneous eigenspaces: on , the two operators act as the scalars . This proves that finite commuting normal operators have joint spectral projections. If , the same conclusion holds with empty sums.
For , suppose exists. The identities and show, by multiplication on either side, that
For example, multiplying on the left gives , and the right product gives the same cancellation. Thus invertibility of implies invertibility of . Interchanging proves the converse. The nonzero spectra of products in opposite orders are therefore equal:
In particular the requested inclusion follows. The exclusion of zero matters: for the unilateral shift operator , has Banach algebra spectrum , whereas has Banach algebra spectrum .
Use the spectral definition of a Positive element of a C-star algebra: is positive if and . We use the standard continuous functional calculus for a Hermitian element of a C-star algebra, including its real Banach algebra spectrum and the equality of its norm with its spectral radius. To prove positive without assuming this as part of the definition, first establish two elementary cone facts.
If are positive and , the continuous functional calculus gives and the corresponding bound for , hence
Since is self-adjoint, every spectral value is real and satisfies , so . Thus the positive cone of a C-star algebra is closed under addition. It is proper: if both and are positive, their Banach algebra spectra force , and the self-adjoint norm equality gives . It is also norm closed: if converges to , choose ; then passes to the limit and forces every spectral value of to be nonnegative.
Now put , and form its negative part by continuous functional calculus. Let . Because is a function of , the scalar identity gives
This has nonpositive Banach algebra spectrum. The previously proved equality of nonzero product Banach algebra spectra shows that also has nonpositive Banach algebra spectrum; it is self-adjoint, so both and are negative elements. Write , where and are self-adjoint. Direct multiplication gives
By the spectral mapping theorem, the squares are positive, so their sum is positive by the cone fact above. But the same sum is negative, since both its original summands are negative. Properness forces . Then is both negative and positive, so , whence . The C-star identity applied to the self-adjoint gives . Thus , proving
This establishes positivity of adjoint products from spectral positivity. It also proves positivity under congruence: for and any , write using its functional-calculus square root; then .
For the comparison of squares, we first derive inversion reverses the order of strictly positive elements. If with both positive and invertible, then
The continuous functional calculus gives , because the scalar function is nonnegative on . Congruence then gives
No commutation of was assumed.
Next derive the square-root resolvent integral in a C-star algebra. For ,
For , substituting reduces the integral to ; for it is zero. For a positive element , the norm of is at most . Thus the integral converges in norm, with integrable bounds near zero and near infinity, uniform on . The continuous functional calculus consequently gives
Put and . The assumption says . For every , inversion reverses the order of the strictly positive elements and . Subtracting the two square-root formulas therefore yields
Here and because themselves are positive. Every truncated integral has a positive integrand, so is positive; norm convergence and closedness of the positive cone of a C-star algebra make its limit positive. This proves order preservation by the positive square root in the required case:
It is important that this argument does not factor as , which would be invalid for noncommuting elements.
For , apply the continuous function on its nonnegative compact Banach algebra spectrum. The resulting element is self-adjoint, has nonnegative Banach algebra spectrum by continuous functional calculus, and satisfies . Thus has a positive square root in a C-star algebra.
Finally, if the positive element is invertible, its compact Banach algebra spectrum is bounded away from zero. Let ; continuous functional calculus gives . Since , we also have , so . The reciprocal function is continuous on this Banach algebra spectrum and supplies . Therefore under the given positivity assumptions.
Let be the character space of an algebra, consisting of nonzero multiplicative complex linear functionals on . We construct the required Gelfand transform and prove its properties.
Characters exist. A maximal proper ideal exists by the axiom of choice and is closed: if it were dense it would contain an element within distance one of the identity, hence an invertible element, contradicting properness. The quotient is a complex unital Banach division algebra, and the Gelfand-Mazur theorem identifies it with , producing a character. The same argument applied to the proper ideal generated by proves
Every character has norm one, since its value belongs to the spectrum and is bounded by , while . The character equations are weak-star closed in the dual unit ball. Thus Banach-Alaoglu theorem makes compact Hausdorff; separability of makes it metrizable.
The algebra is inverse-closed in . If is invertible there, for some . For , the Neumann series for converges in , since the positive contraction in brackets has norm at most . Therefore . This proves spectral permanence for C-star algebras in the present concrete setting. In particular a self-adjoint element has real spectrum in , so characters take real values on it. Decomposing into self-adjoint real and imaginary parts gives .
Define . This is a unital star-homomorphism to . Every element of the abelian star-algebra is normal, and the C-star identity gives . The spectral radius formula therefore gives . The displayed spectrum identity now yields , proving isometry and injectivity. Its image is closed because is complete, contains the constants, is closed under conjugation, and separates distinct characters. The Stone-Weierstrass theorem makes that image dense in , hence equal to it. isometrically as a star-algebra.
For an element of a complex unital Banach algebra, its spectrum of an element is
The nonzero spectra of products in opposite orders agree:
For , if exists, direct multiplication on both sides verifies
Interchanging proves the converse. Zero may differ. On the Hilbert space , let be the unilateral shift operator and take , . Then , whereas , where is projection onto the first coordinate. Hence
Both values for the second operator occur on its two nonzero invariant summands; every other value has an inverse obtained separately on those summands.
We use the spectral definition of a Positive element of a C-star algebra: is positive when and . The continuous functional calculus, supplied by the Commutative Gelfand--Naimark theorem for the algebra generated by a Normal element of a C-star algebra and its adjoint, sends to . It preserves products, sums, conjugation and the identity, is isometric, and satisfies . For a self-adjoint element the spectrum is real, so real-valued functions produce self-adjoint elements.
For example, gives the positive square root in a C-star algebra of a Positive element of a C-star algebra. It satisfies . Its uniqueness follows from the composition rule: if and , then the continuous functional calculus in the algebra generated by gives . For positive invertible , the functions and give positive inverses and inverse square roots. If and , the function gives ; the same calculus gives
These transfer elementary scalar inequalities for functions of one element to the algebra. They do not justify applying a scalar inequality to arbitrary noncommuting elements.
To prove closure under addition without assuming an order theorem, let , set , and . If , both elements are zero. Otherwise,
The element is self-adjoint, so any is real and satisfies . Thus , proving
We will also use that the positive cone is proper: if and , then , and the norm formula for self-adjoint elements gives .
We next prove without presupposing that positivity is defined by such products. Put , which is self-adjoint, and form its negative part by the continuous functional calculus:
This is positive. Let . Since commutes with ,
The nonzero product-spectrum identity proved above gives . As is self-adjoint, it too has spectrum in , so .
Write with and . The continuous functional calculus makes and positive, and the addition result gives
But both summands on the left are nonpositive, so their sum is also nonpositive. Properness of the cone forces . Now is positive as well as nonpositive, so . The C-star identity gives , whence and . Thus has no negative spectral part:
This proves the positivity of adjoint products from spectral positivity and the equivalence with the usual definition by elements of the form : the reverse direction is the factorization for .
Finally, if and , write
The preceding result therefore proves
In particular, congruence preserves positivity in a C-star algebra, and implies . These facts will justify the noncommutative order manipulations in the numbered parts.
A character of an algebra is a nonzero complex linear multiplicative map . It necessarily satisfies . If , then cannot be invertible, since applying to an inverse identity would give . Therefore . The Neumann series bound gives
proving automatic continuity of characters. In particular every algebra character belongs to the closed unit ball of ; no prior continuity was needed.
The character space of an algebra is , the set of all algebra characters. Its Gelfand topology is the weakest topology making every evaluation continuous, equivalently the weak-star topology inherited from . Within the weak-star compact ball , it is the closed set specified by
These equations are closed conditions on finitely many evaluations at a time. By the Banach-Alaoglu theorem, is compact, and it is Hausdorff because distinct characters differ on an evaluation.
To obtain every spectral value from a algebra character, take . Commutativity makes the ideal proper, so it is contained in an algebraic maximal ideal . Every such maximal ideal is norm closed: its closure is an ideal, and cannot be all of , because an element of sufficiently close to would be invertible by the Neumann series. Maximality then makes its closure equal to itself.
The quotient is a complex Banach division algebra, hence is by the Gelfand-Mazur theorem. Composing the quotient map with this scalar identification gives a algebra character with . Together with the first inclusion,
The same maximal-ideal argument shows that the algebra character space of a nonzero algebra is nonempty.
Now suppose is a commutative C-star algebra. All its elements are normal. The C-star identity gives
since the self-adjoint element satisfies . Iterating yields . The spectral radius formula along this subsequence proves
This is spectral radius norm equality for normal elements, applied to the commutative case.
For a self-adjoint , the element is unitary for every real , so . Algebra character continuity and multiplicativity give
Its modulus is , forcing . Write with self-adjoint. Then
This proves that characters of a C-star algebra respect the involution. The conjugation bar is present in the original PDF and must be retained; the TeX aid omits it.
The Commutative Gelfand--Naimark theorem states that a complex commutative unital C-star algebra is isometrically star-isomorphic to for a compact Hausdorff space, canonically . Its Gelfand transform is
It is a unital algebra homomorphism; the conjugation identity just proved makes it preserve the involution. The algebra character description of the spectrum and the spectral-radius equality give
Thus it is injective and isometric, and its range is closed because is complete. The range contains constants, is closed under complex conjugation, and separates points of : two distinct algebra characters differ on some element of .
The complex Stone-Weierstrass theorem says that a self-adjoint unital subalgebra of separating points is uniformly dense. For completeness, its familiar lattice argument explains the last step. The real part of its uniform closure is closed under absolute value, by polynomial approximation of on bounded real intervals, and hence under finite maxima and minima. Constants and point separation permit a real function matching any given real continuous at any chosen pair of points. Fixing the first point, take a maximum of finitely many such functions to obtain a function above everywhere and equal to at that first point. It is below in a neighborhood of that point. A finite cover by these neighborhoods and the minimum of their associated functions then lies between and everywhere. Real and imaginary parts give density for complex functions.
Apply this to . Its range is both dense and closed, so it is all of . Therefore
This proves the commutative theorem in the setting of the question. For the zero algebra the corresponding compact space is empty and the representation is .
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:
One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditions
Consequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a field
Multiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel is
the Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtain
Its powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
The definitions in a unital C-star algebra are
Thus a Hermitian element of a C-star algebra is self-adjoint, a Unitary element of a C-star algebra has inverse , and a Normal element of a C-star algebra commutes with its adjoint. We derive the needed C-star algebra facts directly from , as required.
First gives , and
gives ; applying the same argument to gives equality. Thus the involution is an isometry. For a Unitary element of a C-star algebra ,
The general Banach algebra spectrum bound gives for . Such a is nonzero, and the inverse spectral mapping theorem gives , so also . Hence
If , the convergent exponential series and the isometric involution give . These commuting exponentials multiply to , so is unitary for real . By the exponential spectral mapping theorem, if then . Taking gives , so
Only general Banach algebra spectral mapping theorem and the defining C-star identity were used.
Now prove spectral permanence for C-star algebras. Let be the norm-closed C-star subalgebra with the same identity. The algebraic inclusion always gives . For , both spectra lie in . If , choose nonreal . Since , each belongs to . By continuity of inversion in a Banach algebra, these inverses converge in to , which belongs to because is closed. Thus , proving equality for hermitian elements.
For the requested normal , suppose is invertible in . The element is hermitian and invertible in , so the equality just proved places in . Consequently
Since already has a two-sided inverse in , multiplying by that inverse gives . Hence its inverse belongs to , and
We need one more elementary consequence of the C-star identity: the spectral radius norm equality for normal elements. If , then . If is normal, commutativity of gives
Every power of is a Normal element of a C-star algebra. Induction gives . The general spectral radius formula therefore implies
The continuous functional calculus is the unique unital -homomorphism taking the coordinate function to . For bounded linear operators on a Hilbert space, the adjoint identity gives . Therefore
This proves the C-star identity for directly; completeness and submultiplicativity come from the operator norm. Let
Because is a normal operator, this is a commutative unital C-star algebra. Every element of is a Normal element of a C-star algebra, so the preceding norm identity says its Gelfand transform is isometric:
Here is the compact character space from the general Gelfand representation theorem for commutative Banach algebras.
Each algebra character preserves the involution. Indeed, write with hermitian; and similarly for , so . Therefore the continuous map
is injective: its value determines and hence its value on all the dense polynomials. It is surjective because the general character description of the spectrum gives , and spectral permanence for C-star algebras identifies this with . A continuous function that is a bijection from a compact space to a Hausdorff space is a homeomorphism, so we identify with .
Under this identification, the Gelfand transform sends to and to . Its image is an isometric, and therefore closed, unital self-adjoint subalgebra of . It separates points because it contains . The complex Stone-Weierstrass theorem makes the image dense, hence equal to all of . Inverting the Gelfand transform and including into gives
an isometric unital C-star homomorphism with .
To prove uniqueness without assuming automatic continuity of C-star homomorphisms, let be any other such map. Since every is normal, is normal. A unital algebra homomorphism preserves inverses, so
Using the normal-element norm identity yields . Thus is contractive. It agrees with on polynomials in , since both send them to the same polynomials in . These polynomials are dense by the Stone-Weierstrass theorem, so continuity proves . This establishes the continuous functional calculus with no unproved theorem specific to C-star algebras.
A disconnected spectrum gives a nontrivial closed invariant subspace. Write with nonempty and both open and closed in . The indicator function is continuous on , even though no such continuity is needed across the gap outside . Let . The continuous functional calculus gives
Its isometry gives and , so . The linear projection has closed range . Its range is nonzero and proper, and proves invariance. Since it also commutes with , the same subspace is reducing. This proves disconnected spectrum gives a reducing subspace.
Figure 1.
A disconnected spectrum and its continuous indicator, which produces a nontrivial reducing projection
. Details.
The figure can be realized without any eigenvalues: take , where is planar area on the two closed disks, and let multiply by . Its adjoint multiplies by , so it is a normal operator. An eigenvector for would be supported on the area-zero singleton , hence would be zero in . Outside , multiplication by is a bounded inverse to . For , normalized indicator functions of have , excluding a bounded inverse. Thus its spectrum is exactly . The linear projection in the figure multiplies by , and its range consists of functions supported on the left disk.
The Beurling–Gelfand spectral radius formula states that for every element of a complex Banach algebra,
For a Hermitian element of a C-star algebra , the C-star identity gives . Iterating,
The subsequence in the spectral-radius limit therefore proves .
Let be a unital C-star homomorphism. If is invertible in , its inverse is sent to an inverse of in . Thus without assuming continuity of . For Hermitian , is also Hermitian, so
For arbitrary , apply this inequality to and the C-star identity in both algebras:
Hence for every .
Now assume is injective. For a fixed , it is enough to prove norm preservation on , a commutative unital C-star algebra: the preceding square-norm identity will then recover the norm of . By the Commutative Gelfand--Naimark theorem, identify with . Let . It is also a commutative unital C-star algebra, and its character space is compact. Each restricts along to a character of , hence to evaluation at a point . The map is continuous, so is closed.
If , the Urysohn lemma provides a nonzero vanishing on . Then for every . Faithfulness of the Gelfand transform in gives , contradicting injectivity. Thus is onto. The isometric Gelfand transform of now gives
Finally,
This proves that an injective C-star homomorphism is isometric without assuming its image is closed before norm preservation has been established.
If is normal, then is normal and . The C-star identity and normality imply . The spectral radius formula consequently gives
so .
Normality is essential. On , let send to and every other basis vector to zero. Then but , so
while .
Define positivity spectrally: a self-adjoint element has nonnegative spectrum. First, addition preserves it. For and , functional calculus gives , forcing every real spectral value of to be nonnegative. The cone is proper because a self-adjoint element with spectrum contained in has norm zero.
For , let by the continuous functional calculus, and set . Then is nonpositive. The nonzero spectra of products in opposite orders imply that is nonpositive too. Write with self-adjoint. Then is positive, since self-adjoint squares have nonnegative spectrum. It is also nonpositive, hence zero. It follows that is both positive and nonpositive, hence zero. The C-star identity gives , so and . Thus , without assuming positivity of adjoint products in an earlier step.
Spectral radius norm equality for normal elements Created 2026-10-06 Updated 2026-10-14
For a Normal element of a C-star algebra, the C-star identity gives , and iteration gives . The spectral radius formula then gives . This proves the isometry of the Gelfand transform for a commutative C-star algebra directly from its defining norm identity.