Complex refractive index 2026-10-18
For a plane wave proportional to , the complex refractive index separates phase propagation from attenuation. In a nonmagnetic medium , so and . The passive branch has . If and , then and . These signs assume the convention for the complex permittivity.
The imaginary part of the complex refractive index makes wave amplitude decay as . Since intensity is proportional to amplitude squared, its absorption coefficient is .
Electromagnetic waves drive mobile charges in a conducting medium. Their current changes both the phase and attenuation of the wave. A description in terms of a real, frequency-independent refractive index is therefore generally insufficient: the material response and the propagation constant are complex and frequency dependent.
Use phasors proportional to , with and for a passive medium. In a homogeneous, isotropic, linear material, let represent the permittivity associated with bound-charge electric polarization, the magnetic permeability and the mobile-charge conductivity. The macroscopic Maxwell equations give
For a transverse plane wave, taking another curl yields
This division of the response avoids counting mobile Electrons both in and in . Define the complex refractive index . For a nonmagnetic medium, . Its real part determines the phase variation, while the positive optical extinction coefficient gives amplitude attenuation and intensity attenuation . The amplitude penetration length is
A simple microscopic explanation comes from the Drude model. Let Electrons of charge , mass and number density move against an effectively stationary positive background. Collisions relax their mean velocity at rate :
Consequently
With a vacuum-like bound-charge background, this gives
Its imaginary part is positive for positive , consistent with dissipation under the chosen phasor convention. Real materials can require an effective Electron mass, a nontrivial bound-charge response, or additional absorption associated with the electronic band structure.
A plasma is a conducting ionized medium with mobile Electrons and ions, approximately neutral on large scales because of plasma screening. For the electron-frequency transverse waves considered here, the heavy ions can often be treated as stationary. In a dilute weakly collisional plasma, , so
For , is real in this collisionless model and the wave propagates. Its phase velocity is , while its group velocity is ; their product is . A phase crest exceeding does not imply superluminal information transport. For , the refractive-index square is negative and
The transmitted field is evanescent rather than a traveling bulk wave. A sufficiently thick collisionless plasma reflects such radiation without Ohmic absorption. Collisions make the response complex and permit absorption. This accounts for a plasma cutoff and, qualitatively, the reflection of some radio frequencies by ionized atmospheric layers. The simple model describes transverse waves; plasmas also support longitudinal collective modes.
In a metal, positive ions usually form a crystal lattice. Mobile conduction Electrons occupy states described by the electronic band structure and normally form a degenerate Fermi gas. The conduction-electron density is usually much higher than in a dilute gas plasma. Thus its plasma frequency is commonly in the optical or ultraviolet range, rather than the lower radio-frequency values possible in dilute plasmas. Electron scattering from the lattice, defects and other excitations gives a finite relaxation rate. The distinction is not that every plasma is collisionless and every metal collisional: the controlling ratio for either material is , together with its carrier density and bound-charge response.
At sufficiently low frequency, , the metal's conductivity is approximately real, . In a good conductor the conduction current dominates the displacement current, . The wave equation then gives
For example, a tangential electric field varies as
The current is therefore concentrated within a few skin depths of the surface: this is the skin effect. As frequency increases within this regime, . In a wire whose radius greatly exceeds , only a thin outer region carries appreciable alternating current, increasing the effective resistance. In a conducting shield, the same penetration suppresses the field transmitted through a sufficiently thick wall.
The Poynting theorem identifies the loss as Joule heating. The cycle-averaged heating density for a complex conductivity is
The wave impedance is . For incidence from vacuum at normal incidence, the electric reflection amplitude is , where . A good conductor has small and therefore strong reflection, while the part of the incident power entering it is dissipated over the skin depth.
At high enough frequency that , a metal's free-electron response also approaches the collisionless plasma form. The low-frequency formula must not simply be extrapolated into that regime. Real optical behavior additionally depends on the electronic band structure and transitions between bands. Both plasmas and metals are therefore described by the same electromagnetic response framework, but their relevant densities, scattering rates and frequency regimes differ.
Set . The real part and imaginary part of the complex permittivity are
For positive frequency the loss part is nonnegative. The real part starts at , rises below resonance, falls steeply through the resonance region, and approaches one from below at high frequency. The imaginary part is a positive absorption peak near , tending to zero on both sides.
For a nonmagnetic medium write its complex refractive index as , with and optical extinction coefficient . In a transparent region with and ,
The real part controls phase velocity and optical dispersion; the loss part controls wave absorption and the cycle-averaged dissipated power density . Weak damping gives a narrow line but does not make wave absorption weak at its centre. The transparent-medium approximation applies away from the line.
Figure 1.
Single-resonance, multiple-resonance and free-electron optical responses
. Original dimensionless model plots. The first row shows one bound-electron resonance, the second shows three, and the third shows the Drude permittivity and its normal-incidence reflectance. Finite damping is retained; these are illustrative calculations, not material measurements. Details.