Cube root of a matrix 2026-10-25
A cube root of a matrix is a square matrix of the same size over the specified field satisfying . Every complex invertible matrix has one: put it in Jordan normal form, choose a scalar cube root of each nonzero eigenvalue, and apply the truncated binomial cube root of the identity plus a nilpotent matrix on each block. The Nilpotent Jordan block has none, even though its square is nonzero. If , then , making a nilpotent matrix of size three; the Cayley-Hamilton theorem then gives , a contradiction.
Use the compatible open semicircles and set . The characteristic curve through has
The condition is essential: at there is finite-time blowup, so the opposite branch cannot be reached from the data. From and ,
Eliminating yields
The ratio inside the cube root is positive precisely on the two data-determined regions
On each point traces to the upper semicircle, and on to the lower semicircle, with . To check the parameter ranges explicitly, for they are , whereas for they are . At the latter lower endpoint the planar projection escapes to infinity. The inverse function theorem and uniqueness for the characteristic ordinary differential equations give a unique smooth solution on each region. Equivalently, each point has the unique foot and parameter .
A direct check is particularly short. For , let . Then , , and
Since , the displayed formula solves the partial differential equation, and gives on both open semicircles. The finite boundary where , away from the axis, is the parabola and corresponds to blowup. Points on cannot be added to a classical continuation of these regions: where they are approached from a data-determined region, the height behaves like a nonzero multiple of , or has incompatible limits at the endpoints. The formula is therefore the complete classical answer for the compatible arcs, while the full-circle problem as printed has no classical solution.
A characteristic curve in follows the vector field defining the first-order partial differential equation. Along such a curve the chain rule turns the equation into
Its characteristic projection is the curve in the independent-variable plane.
Writing , , , separation of variables gives
These formulas hold on the maximal interval through where the denominators remain nonzero, using the real cube root. They include (a stationary characteristic projection) and (the zero height). For , the last formula follows from . The alternative zero solution must be retained when deriving this by division by .
We construct a cube root of a matrix on each Jordan block. Since is an invertible matrix over the complex numbers, its Jordan normal form is
Consider one block , where is a Nilpotent Jordan block and . Choose a complex cube root of , so .
We need a polynomial with constant term one satisfying
This can be constructed using only polynomial multiplication. Write . Once have been chosen, the coefficient of in is plus an expression depending only on those earlier coefficients. Choose to make this coefficient one at and zero at . Division by three is possible over the complex numbers, so the recursion always succeeds. Its first coefficients are
This is the truncated binomial cube root of the identity plus a nilpotent matrix; equivalently , where the generalized binomial coefficient is and the empty product is one.
Substitute . The polynomial remainder is a multiple of , hence zero. It follows that
For , take , so the same construction covers single-entry blocks. Assemble the block diagonal matrix . Taking matrix powers respects these blocks, and conjugating back gives
Thus every invertible matrix over the complex numbers has at least one cube root of a matrix. The construction uses only finitely many matrix powers.
Write . Every cube root has complex modulus and an angle one third of one of these complex arguments:
Equivalently the three complex roots are
They lie on the circle of radius centred at the origin in the Argand plane, spaced by . Further integer values of repeat these three points. Cubing any of them multiplies its angle by three and cubes its complex modulus from to , giving .
Figure 1.
Original Argand diagrams for the three cube roots and the argument-constrained hyperbola
. Details.
A stationary point is a point where the function is differentiable and its first derivative vanishes. Interpret the cube root as the real cube root, and put . Then . For , the product rule and chain rule give
The denominator is positive wherever it is defined. Consequently the two stationary abscissae are
Using the stationary equation to simplify the value of gives . Thus the complete stationary points are
Numerically they are approximately and . The numerator of is positive outside and negative inside, so the first is a local maximum and the second a local minimum.
At , the real function is continuous but has a vertical tangent; the factor does not cancel either cube-root singularity. Those points are not stationary points. This is the distinction required when finding stationary points with real cube-root factors.
If , set . The definition of limit of a sequence gives for all sufficiently large , contradicting . Hence .
Factor the difference of cubes. Since both cube roots are at least one,
Given , the definition of limit of a sequence supplies with for . The displayed inequality then gives , proving directly that .
Where , the product rule and chain rule give the displayed real derivative. Its stationary points therefore satisfy . The denominator uses the square of the real cube root, which stays positive for negative . Points with must be checked in the original function: a simple zero of with creates a vertical tangent, not a stationary point. If the prefactor also vanishes, a cancellation can change differentiability and must be analyzed separately.
Over the complex numbers, if , then
Here the generalized binomial coefficient is , with . This is an exact finite identity, even when an infinite binomial series would not converge.
One can construct the required polynomial without any infinite series. At polynomial degree , the coefficient of is plus terms involving only earlier coefficients. Recursively choose it to agree with through polynomial degree ; the first coefficients are . The stated generalized binomial coefficients solve this recursion: near , the binomial series for cubes to , and truncating it changes no coefficient below polynomial degree . Thus is divisible by as a polynomial identity. Substituting the nilpotent matrix kills the remaining terms, all divisible by . For a Jordan block with , replace by and multiply by a scalar cube root of .