Harmonic chain 2026-10-20
A uniform harmonic chain couples neighbouring displacements by quadratic spring energies. With periodic boundaries and spacing , a Fourier transform gives . Quantization makes each nonzero normal mode a phonon. The zero-frequency uniform displacement is a free centre-of-mass coordinate unless pinned, not an ordinary oscillator.[ref]
A periodic harmonic chain with masses , spacing and nearest-neighbour spring constant has
Hamilton's equations give . The discrete Fourier transform , , with in one Brillouin zone, diagonalizes the quadratic form:
The harmonic-chain normal-mode reality condition means , not that and are independent real coordinates. For canonical quantization, impose , equivalently . For set
Then the quantum harmonic chain is a set of independent phonon oscillators:
The centre-of-mass zero mode of a harmonic chain is the free coordinate , with ; it cannot be normalized by dividing by . Retaining it gives
with the corresponding momentum expansion and uniform term . The nonzero modes alone give the site commutator ; the uniform term supplies the missing . Each oscillator occupation is a nonnegative integer, and adding one phonon costs and crystal momentum modulo a reciprocal-lattice vector. [ref]
In the continuum limit of a harmonic chain, , and
The wave equation and linear low- dispersion relation follow. The lattice gives an ultraviolet cutoff; the acoustic approximation does not reproduce the zone-edge flattening.
With the centre of mass fixed, the oscillator partition function and Bose-Einstein distribution are
For a long chain, above its finite-size level spacing and below the zone-edge scale, integrating the two acoustic propagation directions gives . At high temperature each retained oscillator instead contributes to the heat capacity.
Figure 1.
Original monatomic-chain mode sketch and its acoustic lattice dispersion
. Source. Details.
At wavelengths with , neglect the density-gradient term in the quadratic density-phase action. Complete the square in its remaining density terms:
The convergent Gaussian integral can be performed by a contour shift or by its Fourier-transform identity. Its determinant is independent of at this order. Combining that normalization with the saddle action into a constant gives
The saddle contribution to is ; the additional measure-dependent constant need not be assigned an invented numerical value. The density Gaussian extends the fluctuation integration beyond its exact positivity domain, which is justified only while fluctuations around are small. The smooth zero-winding assumption is also required as discussed above. A constant global phase zero mode gives a finite compact-group volume, handled separately from nonzero phonon modes.
Fourier transforming the Bose-gas phase-only action gives a kernel . Analytically continuing gives its real-frequency poles,
In the present units the excitation energy equals . Each real Fourier coordinate is a harmonic oscillator with inertia coefficient and spring coefficient , hence frequency equal to the square root of their ratio. This is the direct relation to a quantum harmonic chain. The mode is a gapless sound phonon; its finite speed reflects both the compressibility and the phase stiffness .
Retaining the density-gradient term provides a useful check. Its integration instead gives a temporal coefficient , so
This is the Bogoliubov spectrum. Its small- limit is the derived sound branch; at large within the contact model it crosses towards particle-like behaviour. The crossover in the squared dispersion is , precisely the scale beyond which the discarded density gradient is not small.
The same action checks the dimensional restriction in the saddle analysis. At nonzero temperature its zero Matsubara mode gives phase fluctuations proportional to ; at zero temperature integrating the frequency gives . Their infrared divergences invalidate uniform true long-range order for at nonzero temperature and for at zero temperature. The long-wave collective description can remain useful for correlations even where a global condensate saddle is not a literal symmetry-broken state. The contact coupling here is an effective low-energy parameter; this calculation does not determine ultraviolet renormalization or trap-specific surface modes.
Figure 1.
Original dimensionless Bogoliubov dispersion and its sound and particle limits
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Take a uniform nearest-neighbour harmonic chain with displacement , conjugate momentum , mass , spring stiffness , lattice spacing and periodic length . These specify a standard model for the requested notes, not additional numerical exam data. Its Lagrangian and Hamiltonian are
Variation gives . For a mode , periodicity requires and
The lattice makes periodic modulo , so choose one Brillouin zone. At long wavelength , where is the sound speed. The continuum limit of a harmonic chain expands and replaces by . Defining mass density and one-dimensional elastic coefficient gives
The momentum density is , and the Hamiltonian density is . Translational invariance of makes total momentum conserved. The continuum approximation describes acoustic wavelengths large compared with ; it is not a justification for extending the lattice dispersion and zero-point sums to arbitrarily large wavevector.[ref]
canonical quantization promotes the coordinates and momenta to operators with and the other equal-time commutators zero. In the continuum, . The nonzero normal modes can be represented by independent phonon operators obeying . A useful lattice expansion is
where is the centre-of-mass displacement. The corresponding momentum is
Including the centre-of-mass term restores the full site commutator: the nonzero-mode sum alone gives . Substitution diagonalizes the Hamiltonian,
A phonon is one quantum of a collective normal mode, carrying energy and lattice momentum modulo a reciprocal-lattice vector. Reality of relates its Fourier coordinates by ; it does not remove the independent oppositely travelling phonon modes. Using one complete Brillouin zone avoids double-counting real standing-wave coordinates.[ref]
The free centre of mass has no restoring force and must not be treated as an oscillator of zero frequency. Fixing it, weakly pinning it, or specifying a finite centre-of-mass volume defines the corresponding zero-mode factor. With a fixed centre of mass, the internal thermal partition function and occupations are
The internal energy is ; its high-temperature heat capacity approaches . For a large one-dimensional chain at temperatures below the lattice cutoff but above its finite-size mode spacing,
This one-dimensional acoustic phonon heat capacity shows that quantization turns classical normal waves into bosonic excitations with a linear low-temperature heat capacity in one dimension. The Euclidean field action is Gaussian, with periodic imaginary-time boundary conditions; its Fourier modes reproduce these oscillators. Absolute displacement correlations require the zero-mode convention, and the lattice regulates short-distance fluctuations.