The classical computational spectral problem takes , reads the matrix entries , and asks for in the Hausdorff distance or Attouch--Wets topology. Its Solvability complexity index is three for general bounded operators.
For nonempty compact sets, define the distance from a point to a closed set by and the Hausdorff distance by
The minima and suprema exist: the sets are nonempty and compact, and the distance function is Lipschitz continuous. The Hausdorff distance is finite, nonnegative and symmetric. If it is zero, every point of belongs to the closed set and conversely, so ; the converse is immediate.
For , choose attaining and then attaining . The triangle inequality gives . Taking the supremum over , and doing the same with exchanged, proves . Hence this is a metric.
The nested compact sets have the finite intersection property inside , so is nonempty. It is a closed subset of and therefore compact. Because , only contributes to the Hausdorff distance. If this did not tend to zero, some increasing indices and would satisfy . A convergent subsequence in has limit . For each fixed , its tail belongs to the closed set , so . But then , a contradiction. Thus .
Because , one of the two directed terms in the given Hausdorff distance vanishes, and
Suppose this does not tend to zero. Then some , a strictly increasing sequence and points satisfy
All lie in the compact set , so after passing to a subsequence, . For every fixed , eventually , so and the closedness of gives . Hence , contradicting . Therefore .
For nonempty compact subsets of a metric space , the Hausdorff distance is
For compact metric spaces , the Gromov-Hausdorff distance is
where and range over isometric embeddings into a common metric space .
The collection of compact real trees is not compact in the Gromov-Hausdorff topology. Indeed, the intervals are compact real trees and
Their diameters are unbounded, so has no convergent subsequence in the Gromov-Hausdorff topology.
False under the hypotheses as printed. Nonzero coefficients do not ensure the two-column dominant-subspace condition.
For a counterexample, take , eigenvalues
and an orthonormal eigenbasis for which
The two displayed coefficient vectors are orthonormal and can be completed to an orthogonal matrix, so such a real symmetric matrix exists. Every and is nonzero, but
Indeed, with ,
is a nonzero multiple of , while the remaining direction in
is
Thus
By the simultaneous iteration interpretation of the QR algorithm, the leading two columns of the accumulated factor span this same space. The leading block is therefore an orthogonal-coordinate representation of the compression of to this space. Since
we have
for every relevant , rather than . Hence the requested Hausdorff convergence does not hold.
For completeness, the intended statement becomes true if one adds
Let consist of the first two columns of . The Accumulated QR factorization identity gives
After division by , every component along
tends to zero because of the strict spectral gap, while makes the two surviving dominant components independent. Therefore these two-dimensional subspaces converge to the dominant invariant subspace
There are two-by-two orthogonal matrices such that
Because
up to the harmless index convention at , we obtain
in the matrix 2-norm. Orthogonal similarity preserves the spectrum, and the stated spectral perturbation bound now gives
The proposed implication is not symmetric. In , take
Then , but , so .
For a point and a nonempty set, write . The given Hausdorff distance is equivalently
It is nonnegative and symmetric. If , then every has , so because is closed; hence , and symmetry gives .
For the triangle inequality, the ordinary triangle inequality gives
Taking suprema over , and then repeating with and interchanged, yields
Thus is a metric on . Closedness is essential: if it is omitted, then the distinct bounded sets and have Hausdorff distance zero.
For singleton sets,
so is an isometry. Its image is closed. Indeed, if converges in Hausdorff distance to , then for every and all sufficiently large ,
Hence any satisfy . Letting gives , so the nonempty set is a singleton. This is the closed singleton embedding in a Hausdorff hyperspace.
If is complete, its closed subspace is complete. Since is an isometry, is complete. Hence completeness is reflected by the Hausdorff hyperspace.
A computational problem in the SCI hierarchy is a quadruple
Here is the primary set of inputs, is the set of permitted evaluation functions, is the output metric space, and is the problem function. The Solvability complexity index is defined from the minimum height of a tower of algorithms that computes from finite subsets of .
For the classical computational spectral problem, take
and
Since the spectrum of a bounded operator is a nonempty compact subset of the complex numbers, one may take to be the nonempty compact subsets of with the Hausdorff distance. The Attouch--Wets topology gives an equivalent convenient formulation on bounded spectral sets and also extends naturally to unbounded closed sets. This choice of makes convergence mean convergence of the whole spectrum as a set, including both the absence of persistent spectral pollution and the approximation of every genuine spectral point.
A general algorithm in the SCI hierarchy reads a finite set on each input . Its output depends only on those values, and whenever another input has the same values on , the algorithm requests the same finite set and gives the same output. A tower of algorithms of height satisfies
for every . The Solvability complexity index is the least such , with value zero when one finite algorithm computes exactly.
We reduce a known height-three finite-column decision problem to spectral computation. Let be a bi-infinite zero-one matrix and let ask whether there is a number such that every column either contains fewer than ones or has infinitely many ones in both directions. The lecture lower-bound theorem states
even for unrestricted general algorithms.
For a zero-one sequence , define on to be the identity on coordinates where and the shift from each coordinate with to the next coordinate carrying a one. It is a direct sum of identity pieces and one shift chain. Consequently:
  • finitely many ones give ;
  • infinitely many ones in both directions give the unit circle ;
  • a one-sided infinite sequence gives the closed unit disk .
For the columns , form the bounded direct-sum operator
Every finite set of matrix entries of is determined by finitely many entries of , so this construction respects the finite-information condition for a general algorithm in the SCI hierarchy. The preceding trichotomy implies
whereas
The two cases are separated by the point : its distance from the spectrum is respectively zero and .
If a height-two tower computed the spectrum of every bounded operator, apply it to and inspect
Use the disjoint intervals and to turn each finite output into Yes or No, retaining the latest inner-stage value that lies in either interval. Convergence in the Hausdorff distance ensures that the inner limit stabilizes; the outer limit answers correctly. This would give a height-two tower for a problem whose Solvability complexity index is three, a contradiction. Therefore
Let and let be its orthogonal projection. For , define
Because is unitary,
The displayed finite Hermitian matrix uses only finitely many matrix entries of , and its least eigenvalue can be approximated by an arithmetic algorithm in the SCI hierarchy.
As increases densely,
A unitary operator is normal, so the spectral theorem for normal operators on a separable Hilbert space identifies the limit as
The functions are continuous and decrease to a continuous function on the compact unit circle. The Dini theorem therefore gives uniform convergence there.
Take successively finer rational meshes around . From the finitely computed values of , retain the mesh minima in the comparison neighborhoods whose radii are ; equivalently, use the standard local-minimum construction for a decreasing approximation to a distance function. Call the resulting finite set . Uniform convergence and the shrinking mesh imply
in Hausdorff distance. Every operation at stage is finite and arithmetic, so is the required one-limit sequence.
There is no finite-stage certificate that the whole output has the correct Hausdorff error: the convergence of has no uniform computable rate over all unitary operators, and unseen matrix entries can still reveal a missing spectral component. A small computed residual can certify that an individual output point lies near the spectrum, but it cannot verify that covers all of . Thus the full finite-stage output is not verifiable without additional information.