Let a nonzero Jacobi field vanish at times zero and . On a longer geodesic segment ending at , extend it by zero to a continuous piecewise smooth field . Then . Choose an endpoint-vanishing field with ; integration by parts gives . Thus for small positive . Smooth approximation preserves negativity. The second variation of geodesic energy supplies a shorter path, so a minimizing geodesic cannot extend beyond its first conjugate point.
// Target: differential-geometry.bigb
Morse index theorem 2026-10-06
The Morse index of a fixed-endpoint geodesic equals the number of conjugate points strictly between its endpoints, counted with multiplicity. Its nullity equals the multiplicity of the terminal conjugate point. A conjugate multiplicity is the dimension of the space of Jacobi fields vanishing at the initial point and at the point in question.
Along a nonconstant affinely parametrized geodesic, the multiplicity of a conjugate point at positive time is the dimension of the space of Jacobi fields vanishing at both endpoints. The tangential component of such a Jacobi field is affine and vanishes at both endpoints, hence is zero. Uniqueness for the Jacobi field equation embeds this space into the -dimensional normal space by . Thus its dimension is at most .
Nonpositive sectional curvature excludes conjugate points Created 2026-10-07 Updated 2026-10-14
For a Jacobi field along a geodesic with nonpositive sectional curvature, the curvature convention with positive round-sphere curvature gives
Thus is nonnegative and convex. If it vanishes at both ends of a segment, convexity forces it to vanish everywhere. No nonzero Jacobi field can vanish at both ends, so the segment has no conjugate points. Only curvature of planes containing the geodesic tangent is needed, and completeness is unnecessary.
A vector field along a smooth curve is parallel if its covariant derivative along that curve is zero. Its value is the parallel transport of its initial value. A Levi-Civita connection preserves inner products under this transport, so the length of a parallel field is constant. Along a unit-speed curvature-one geodesic, the normal Jacobi field with zero initial value and initial derivative is times the parallel transport of .
For a smooth manifold of dimension , the tangent space can be defined as the space of derivations at : linear maps on germs of smooth real functions satisfying . Equivalently, is the velocity of a smooth curve through , with curves identified when their coordinate velocities agree. A chart supplies the basis , so .
The tangent bundle is the disjoint union , with projection . Its smooth structure is defined by the local local trivializations
On overlapping charts, the change of trivialization is
These are smooth changes of coordinates on a -dimensional smooth manifold, linear and invertible in each fibre. Thus is a rank- vector bundle, and its projection is a submersion. Fibrewise addition, scalar multiplication and the zero section are smooth. A smooth section of a vector bundle , satisfying , is exactly a vector field; locally , with components transforming by the displayed Jacobian matrix. Its action on functions is a derivation, and the commutator of two such derivations is their Lie bracket.
The dual bundle of is the cotangent bundle . Its smooth sections of a vector bundle are differential 1-forms, locally . The coefficient transformation is the inverse transpose of that for tangent vectors, ensuring that is a well-defined smooth function. Tensoring these two bundles gives the tensor bundles
Their sections of a vector bundle are tensor fields; their transition functions of a vector bundle are the corresponding tensor products of the tangent and cotangent transformations. For example, the bundle contains fields of linear endomorphisms, while contains symmetric bilinear fields. Taking alternating covariant tensors gives , whose sections are differential forms. The wedge product, exterior derivative and pullback of a differential form make these bundles central to integration, Generalized Stokes theorem and de Rham cohomology.
A nowhere-vanishing section of chooses an orientation of a smooth manifold; such a section exists exactly when is orientable. Without an orientation of a smooth manifold, one can still integrate sections of the density bundle , whose coordinate changes use the absolute Jacobian determinant. A Riemannian metric is a positive-definite section of . It identifies with by the musical isomorphisms and gives the Riemannian volume density
On an oriented smooth manifold, this density corresponds to a volume form.
Another organizing construction is the frame bundle . A frame over is a linear isomorphism , and the right action makes a principal bundle with general linear group as its structure group. Given a group representation , the associated bundle is obtained from pairs by the relation . The standard representation reconstructs ; dual, tensor and exterior representations reconstruct the associated bundles described above. A Riemannian metric reduces the frame bundle to the orthonormal frame bundle, with orthogonal group as structure group; an orientation of a smooth manifold reduces it further to the special orthogonal group . A global section of is a global frame, so it exists exactly when is a parallelizable manifold. Local triviality does not imply a global trivialization: the Hairy ball theorem prevents even one nowhere-zero vector field on .
A connection on a vector bundle differentiates its sections in tangent directions and defines parallel transport. For , the Levi-Civita connection is distinguished by compatibility with a Riemannian metric and vanishing torsion tensor. Its coefficients are not tensor components, because a coordinate change introduces second derivatives; the difference of two connections is a section of . The Riemann curvature tensor is a genuine tensor measuring the failure of covariant derivatives to commute.
Finally, a smooth map gives the pullback tangent bundle . Its sections are vector fields along a map, including the velocity of a curve and Jacobi fields along a geodesic. For an embedded submanifold , the derivative identifies with a subbundle of , and the quotient is the normal bundle. With an ambient Riemannian metric, the normal bundle is identified with the orthogonal complement of in ; the second fundamental form records the normal component of the ambient derivative of tangent fields. These constructions connect the bundle description to both intrinsic and extrinsic differential geometry.
The tangent bundle is a rank- smooth vector bundle over an -manifold; its dual, tensor, exterior, frame and pullback constructions encode the principal geometric fields and their natural operations.
Use the curvature convention of the earlier curvature calculation. A geodesic variation of is a smooth map with such that every is an affinely parametrized geodesic. Its variation vector field satisfies the Jacobi equation
Indeed by vanishing torsion tensor; differentiating in and commuting the covariant derivatives gives this equation. A Jacobi field is a field satisfying this equation. Conversely, any prescribed pair is obtained by smoothly varying the initial point and velocity of a geodesic; smooth dependence of the geodesic equation then constructs a geodesic variation on the compact parameter interval, whose variation vector field is the prescribed Jacobi field by uniqueness of this linear equation.
For continuous piecewise smooth vector fields along a curve along , the Riemannian index form is the symmetric bilinear form
Continuity at the breakpoints is part of the admissibility condition; without it an arbitrary jump could destroy the claimed index inequality. The curvature symmetries make self-adjoint. For fields with zero endpoints, this form is the second variation of geodesic energy . More explicitly, twice differentiating energy, commuting and integrating the term by parts leaves the displayed integral; and fixed endpoints remove the remaining terms.
The endpoints and are conjugate points along when there is a nonzero Jacobi field with . Equivalently, the Riemannian exponential map at the initial velocity for this segment has singular differential: variations of initial velocity give precisely the Jacobi fields with zero initial value. For a unit-speed geodesic starting at , its cut time is
If finite and the geodesic is defined there, its endpoint is the Riemannian cut point along that geodesic. Before the cut time the segment minimizes, at that time it still minimizes by continuity, and every positive extension ceases to minimize. This is the Riemannian notion, independent of whether deleting the endpoint disconnects the space.
Let denote the continuous piecewise smooth vector fields along a curve with zero endpoints. The precise characterization at conjugate endpoints is
Thus Jacobi fields form the radical of the fixed-endpoint index form. For a smooth field , integration by parts gives
A Jacobi field makes both terms vanish. Conversely, if for all tests, first take tests supported inside each smooth subinterval. The fundamental lemma gives the Jacobi equation on each piece. Integrating by parts piecewise then leaves, at an interior breakpoint , the term . The values of the tests there are arbitrary, so all derivative jumps vanish. The continuous field and its continuous first covariant derivative solve the smooth Jacobi equation globally, making smooth by uniqueness of its initial-value problem. In particular, conjugacy means that this radical is nonzero. Merely imposing is insufficient when the Riemannian index form is indefinite; a zero value of an indefinite quadratic form need not mean membership in its radical.
Now suppose there are no conjugate points on . In a parallel orthonormal frame along , write the Jacobi equation as , where the symmetric matrix represents . Let
Every Jacobi field vanishing at zero has components . The nonconjugacy assumption means is invertible for every , and hence the unique Jacobi field with the requested endpoint values is
Put , so . Since solves the Jacobi equation, integration by parts gives and therefore
To establish the needed strict positivity, use the Riccati factorization of the Riemannian index form. Differentiation gives
and the initial data make this conserved quantity zero. Consequently is symmetric and obeys the matrix Riccati equation . For the components of ,
Near zero, the differential equation gives and . Since is piecewise smooth and , , so . At time one the same boundary term vanishes because . Integration, including cancellation at all interior breakpoints by continuity, therefore gives
If equality holds, on each piece, so on . Continuity across the breakpoints gives with one constant vector ; and invertibility of force . Hence
The nonzero endpoint condition is compatible with this proof, but the minimizing property itself holds for arbitrary specified final value.
For the relation to the Riemannian cut point, let be the first conjugate time along a unit-speed geodesic, and let be a nonzero Jacobi field on vanishing at both endpoints. Necessarily , otherwise uniqueness of the Jacobi equation would give . Fix any later time for which the geodesic exists. Extend by zero to a continuous piecewise smooth field on . Then , while for any endpoint-vanishing smooth field ,
Choose , using a smooth bump times parallel fields, so this equals . For small ,
If a smooth variation is desired, smooth the single corner of this field while preserving the endpoints. The field and its derivative converge in the integral defining the Riemannian index form, so strict negativity persists. The second variation of geodesic energy then gives a fixed-endpoint path of smaller energy. By the Cauchy-Schwarz inequality, for paths on , with equality for the original unit-speed geodesic; the new path is therefore shorter. This proves loss of geodesic minimality beyond a conjugate point, and hence
A missing conjugate time is interpreted as infinity. If a finite conjugate time exists and the geodesic continues past it, every later segment fails to minimize, so its first loss of minimality occurs no later than that conjugate time.
Finally, the cut-point dichotomy for complete Riemannian manifolds is the following characterization, stated without proof. On a complete connected Riemannian manifold, the cut time is the first time at which either the endpoint is conjugate to along the given geodesic, or a distinct minimizing geodesic from reaches the same endpoint with the same length. Thus a finite Riemannian cut point is either the first conjugate point or the meeting point of at least two distinct minimizing geodesics from the initial point; both alternatives may occur together. Completeness is the hypothesis guaranteeing that competing minimizing geodesics exist at a nonconjugate cut endpoint. It is not needed for the preceding local index-form argument on an existing segment.
Write along an affinely parametrized geodesic and for the covariant derivative from the Levi-Civita connection. We use the Riemann curvature tensor convention , for which positive sectional curvature means on an orthonormal pair. A Jacobi field is a smooth vector field along satisfying
Such a field describes the first-order separation of nearby geodesics, as the geodesic variation construction in part (c) shows.
For , is a conjugate point of along this geodesic if a nonzero Jacobi field satisfies . The multiplicity of a conjugate point is
It is equivalently the dimension of the kernel of the differential of the Riemannian exponential map at , by Jacobi fields vanishing at their initial point. Conjugacy concerns the specified geodesic and its two parameter values, even when its endpoints represent the same point of the Riemannian manifold.
Suppose is a Jacobi field vanishing at both endpoints of a nonconstant geodesic segment . Its tangential component satisfies
because and the Riemann curvature tensor has the usual skew-adjoint symmetry. The two zero endpoint values imply . Both and are therefore perpendicular to .
The linear map from these Jacobi fields to given by is injective: together with forces by uniqueness for the linear ordinary differential equation defining a Jacobi field. Its target has dimension , so
This proves the endpoint-vanishing normal Jacobi fields have dimension at most n-1 bound. For a constant geodesic the equation is , and two zero values instead force , so there is no conjugate point.