Infrared spectroscopy measures absorption as the incident photon frequency is swept through molecular normal mode frequencies. In the electric-dipole approximation the interaction is . Expanding the molecular electric dipole moment in a normal coordinate gives
The fundamental one-quantum vibrational transition dipole moment is proportional to the derivative multiplying . Thus
is the criterion for vibrational infrared activity; the derivative must also have a component along the incident polarization of an electromagnetic wave. A permanent molecular electric dipole moment is not necessary. Absorption occurs near , with broadened lines reflecting finite lifetimes and the molecular environment.
General definitions. The Euler-Lagrange equation gives . Write and . A normal mode has fixed displacement pattern and common time factor, ; its normal frequency satisfies
Here is angular frequency. A normal coordinate is the coefficient of one pattern in a complete modal expansion, so these coordinates decouple the equations. Since is positive definite, the change turns the mode equation into the ordinary symmetric eigenvalue problem for .
Three-mass equations. Let be horizontal displacements from the unstretched equilibrium, ordered left to right. The kinetic energy and potential energy are
Differentiating the potential energy gives
Thus and
Frequencies and patterns. Put . Expansion of the generalized eigenvalue problem for small oscillations gives
Solving at each root gives
The zero normal mode is uniform translation. In the lower nonzero mode, the central mass stays fixed, the two end masses move oppositely, and their unequal displacements balance both the end-mass momenta and the forces on the central mass. In the upper mode the end masses move together and the centre oppositely. Both vibrating modes leave the centre of mass fixed.
Orthogonality. Because is symmetric, two mode equations imply
Distinct eigenvalues therefore give the mass-matrix orthogonality of normal modes:
The Euclidean dot product need not vanish for unequal masses; for example , while . The modal squared norms are .
Figure 1.
The three normal modes of the unequal free mass chain
. Masses from left to right are m, 2m and 3m, joined by springs k and 3k. Arrow lengths show the modal amplitude ratios (1,1,1), (-3,0,1), and (1,-2,1). Details.
Normal coordinates. Expand . Project using the mass-weighted inner product and divide by each modal norm to obtain
For example, the inverse equations are , , . They reduce the energies to
and hence
The first coordinate is the centre of mass and has free linear motion. Multiplying by respectively gives mass-normalized normal coordinates if desired.
Order coordinates as . For either uniform displacement, or , every relative displacement and every extension vanishes. These normal modes have zero normal frequency and represent two independent planar translations.
For , substitution gives
Thus too. A small rigid rotation through angle moves equilibrium position by . With the specified positions this displacement is , identifying the third vector as infinitesimal rigid rotation. Hence
A zero-frequency normal coordinate obeys , so . This permits a constant displacement or a uniform velocity at the level of the linearized equations. In particular, the rotational pattern preserves lengths to first order; finite-angle rotation follows a curved path outside a single linear displacement pattern.
A normal mode is a fixed displacement pattern whose components share a common harmonic time dependence in the equations for small oscillations. Its normal frequency is the associated oscillation frequency; below, denotes the angular frequency, so the frequency in cycles per unit time is . A normal coordinate is the amplitude of one such pattern, chosen so that the linear equations decouple. For mass matrix and stiffness matrix , the patterns solve . Zero eigenvalues describe free rigid motions rather than periodic restoring oscillations.
For small oscillations with quadratic kinetic and potential energies, a normal mode has a fixed spatial amplitude pattern and one angular normal frequency. Its amplitude is a normal coordinate; choosing all modes diagonalizes the two quadratic forms and decouples their equations. A zero frequency describes a free symmetry motion.
Let be the small signed arc displacements, with cyclic indices . The springs follow arcs, so their extensions are . The Lagrangian of the normal modes of a four-bead spring ring is
The stiffness matrix divided by is the cycle graph Laplacian, with diagonal entries two, adjacent entries minus one, and zero opposite entries. An orthonormal basis of mode vectors and their frequencies is
The normal mode coordinates are , with equations . The zero mode rotates all beads together without stretching a spring and has . In each of the two degenerate middle modes, opposite beads have opposite signed arc displacements while the other pair remains stationary. Any fixed linear combination is another mode of that frequency. The last mode alternates the signed displacement of adjacent beads. The radius cancels from the frequencies because arc length supplies the same factor to the angular kinetic and spring energies.
Figure 1.
Tangential displacement patterns of the four normal modes of a spring ring
. Original mode diagrams, with arrows showing signed arc displacements in an arbitrary common scale. Filled beads move in the displayed phase; hollow beads have zero displacement. The two middle patterns have the same frequency. Details.