Let , so and . The orthonormal tetrad gives . To first order,
Hence the time-index Christoffel symbols contract to
The term cancels the perturbation in the coordinate direction norm. This cancellation is why the local tetrad direction must not be mistaken for the coordinate direction.
Along the photon null geodesic, , and
The time component of the geodesic equation now gives the photon energy redshift from a tensor metric perturbation:
The derivative on the left follows the ray; the dot on is a partial conformal time derivative. The background redshift has already been removed by using comoving energy. The calculation only needs and ; the unrelated printed should contain , rather than the full derivative.
A null geodesic congruence is a smooth family of null geodesics filling a region without crossings there. Choose a smooth future-directed tangent and an affine parameter , so
The space orthogonal to is degenerate because it contains itself. To measure genuine transverse separation, introduce an auxiliary null vector with and the screen-space projector
In four dimensions has a positive-definite two-dimensional image and annihilates and . The optical tensor is the transverse part of the velocity derivative,
Its irreducible decomposition defines the three optical quantities:
The null expansion is the fractional rate of change of a small transverse area, . The symmetric trace-free null shear distorts the shape of the transverse beam without changing its area at first order. The antisymmetric null twist, also called rotation of the congruence, describes the rotational part of its transverse deformation. These are properties of the screen quotient ; the auxiliary vector chooses a convenient representative of that quotient. For an affinely parametrized null geodesic congruence, the contraction constraints also give .
The relevant Penrose singularity theorem states: a connected time-oriented four-dimensional globally hyperbolic spacetime with a noncompact Cauchy hypersurface, a nonempty compact orientable boundaryless trapped surface, and the null convergence condition is future null-geodesically incomplete. Under the Einstein field equations, the null energy condition supplies the curvature hypothesis. A trapped surface here is spacelike and has both future normal null expansions strictly negative. The conclusion is an incomplete null geodesic, not necessarily a divergent curvature invariant at an identifiable point.
Suppose, for contradiction, that every future null geodesic is complete. Write for the trapped surface and
The equality follows because the causal future of a compact set is closed in a globally hyperbolic spacetime. This future horismos is a closed achronal boundary. It is nonempty: the restriction of a Cauchy time function to compact has a minimum, and a point at that minimum cannot be chronologically preceded by another point of .
Normalize the two future null normal directions along against a smooth future timelike field, fixing the affine scale continuously. Their initial null expansions are continuous and strictly negative. Compactness of the normalized normal bundle gives a uniform with everywhere on . The preceding null focusing theorem forces a conjugate point to a spacelike surface along each normal generator within affine length .
By the supplied boundary-generator result, every point of is reached by an orthogonal future null geodesic which has no earlier conjugate point. No such boundary generator can remain on the boundary beyond its first focal point. Every point of therefore lies in
The parameter set is compact. Future null completeness makes its geodesic flow defined throughout this common finite interval, and smooth dependence on initial data makes its image compact. Since is closed and contained in , it is compact. This is the compactness of the future horismos of a trapped surface step; a merely pointwise finite bound would not suffice without compactness and uniform normalization.
Choose a smooth complete timelike vector field, obtained if necessary by positive rescaling against a complete auxiliary Riemannian metric. Its inextendible integral curves of a vector field meet a chosen smooth Cauchy hypersurface exactly once. Projection along those curves defines a continuous map . The achronal set property makes this map an injective function: two boundary points on the same timelike integral curve of a vector field would be timelike related.
An achronal boundary is a topological hypersurface without boundary, even at nonsmooth generator junctions; the submanifold property allowed in the question supplies this fact. Thus domain and codomain are both three-dimensional topological manifolds without boundary. Invariance of domain makes open in . Compactness makes it closed in the Hausdorff space , and it is nonempty. Connectedness of the spacetime gives connectedness of , so this image is all of . That would make compact, contradicting the noncompact Cauchy hypersurface hypothesis. The completeness assumption is false, proving the theorem.
The noncompactness hypothesis and strict trapping are essential to this version. Global hyperbolicity cannot simply be omitted in the compactness and projection steps, and nonpositive initial expansion with zeros does not supply the uniform focusing bound used here.
For the zero-angular-momentum curves, the fiber term in the induced metric tensor vanishes along the tangent, leaving
for a null geodesic. In the exterior, a future geodesic has positive conserved energy . Its equations are
Define the tortoise coordinate, separately on intervals bounded by horizon radii, by
For an outgoing curve ,
for an ingoing curve , . Thus and are the respective constant labels. The derivative , with its sign, is required for continuation; taking would give the wrong labels between the horizons.
For a nonextremal horizon , the tortoise coordinate has leading behavior
At the double root of the extremal black hole it instead has a pole. These singularities are coordinate effects at a regular Killing horizon; they are not the curvature singularity at . To cross the future horizon, the ingoing coordinates
give the regular induced metric tensor
This also fixes the future branch used in the causal argument below.
Relative to a chosen asymptotically flat end, define the black hole region by
where is that end's future null infinity in a conformal completion. It consists of events unable to send a future causal signal to that infinity; its boundary is the corresponding future event horizon.
For , and on . The gradient of has norm , so it is timelike there. Use the future extension regular in the ingoing coordinates above, reached by an exterior future ingoing null geodesic with . This determines to be future timelike in the inter-horizon block. Every nonzero future causal tangent therefore obeys
At the future outer horizon the gradient becomes future null and gives the corresponding one-way inequality . No future signal can cross that horizon outward to the selected exterior. The future inter-horizon block is consequently within ; a future-directed path can leave it only through the inner horizon, not return through the outer horizon to the selected infinity.
This statement requires a branch and an end. The maximal extension also contains time-reversed inter-horizon blocks, where future-directed curves have increasing and emerge into an exterior: they are white holes, not the selected black hole region. Thus the unqualified claim for every copy of in an arbitrary extension is false. Analytic continuation past a Cauchy horizon can also introduce other asymptotic ends; the displayed definition explicitly refers to the chosen component of infinity.
To sketch the causal structure, suppress the spacelike circle by its orbit-space projection. The induced three-dimensional metric tensor is
The causal projection along a spacelike circular fiber is exact: any causal curve projects to a -causal curve, and every base curve has a lift with exactly its base norm. The diagrams therefore represent this two-dimensional orbit space, not a constant- slice of the three-dimensional submanifold.
There are three nonextremal block types. For , spans the full real line from the outer horizon to infinity, producing an exterior diamond. For , spans the full line with the time and space roles reversed; these diamonds contain the future black-hole or past white-hole branches. For , is finite at zero and diverges at the inner horizon, producing a static half-diamond with a timelike singular edge. The supplied Kretschmann scalar diverges as at , and on the inner side, so that edge is a genuine timelike curvature singularity. In contrast, both horizon radii are regular in horizon-adapted coordinates.
The finite strip shows two exterior levels, a future trapped block, an inner static level with timelike singularities, and the next emerging block. Continuing through the inner Cauchy horizons repeats this pattern upward and downward in the maximal analytic extension. The inner boundary is not a spacelike Schwarzschild-type singularity. Such an ideal extension need not describe a physical collapse past its unstable inner horizon.
At , put . Then , , and the interval is empty. The lapse is positive on both sides, so there is no inter-horizon trapped diamond. The horizon is a degenerate Killing horizon, with . In the exterior as , while inside as ; more precisely its leading pole is . Static proper distance to the horizon is infinite. Future ingoing rays still cross it at finite affine parameter, as the regular ingoing metric tensor shows.
Figure 2.
Extremal conformal blocks and horizon gluing
.
The extremal sketch gives the exterior diamond and singular interior half-diamond, with the complete gluing prescription: the exterior future horizon attaches to the interior past horizon; the interior future horizon attaches to the past horizon of another exterior. Repeating these attachments gives the maximal extension. The marked throat endpoints are conformal ideal endpoints, not bifurcation points of the spacetime. This block representation avoids incorrectly treating the extremal geometry as two transverse horizons with a collapsed trapped region.
A radial null geodesic has and , so and . In the exterior, for a future-directed ray. Define the analogue of the Schwarzschild tortoise coordinate by
Then an outgoing ray satisfies , whereas an ingoing ray satisfies . Thus is constant on outgoing rays and on ingoing rays. The radial two-dimensional metric becomes .
The ingoing coordinate is regular at the future horizon: substituting gives . Inside the horizon, the words outgoing and ingoing refer to the continued null families; both future-directed families in the future interior decrease .
A radial null geodesic satisfies
so for the outgoing ray
The coordinate-time interval is therefore
The stationary observer at measures proper time . Hence
This is the Schwarzschild-de Sitter spacetime. Its geodesic Lagrangian may be taken as
Time-translation and rotational symmetry give three independent integrals of motion, which may be chosen as
The constant norm of the tangent is , where for a timelike geodesic parametrized by proper time and for a null geodesic. Substitution gives
and hence
For a nonradial null geodesic,
It tends to as , rises to one maximum, and tends to as . A circular null geodesic requires , so
Since , this photon sphere is unstable. Its energy satisfies .
Let the photon phase-space distribution be a Planck distribution whose local temperature is . In the absence of collisions, Liouville theorem says that the distribution is constant along a photon null geodesic. Linearizing about the homogeneous distribution and using gives
A spatial Fourier transform sends to , so
This is the Free-streaming photon Boltzmann equation: the second term transports angular structure, while the last term is the gravitational redshift source.
The radial first integral for an equatorial null geodesic in Schwarzschild spacetime is
Since , regarding as a function of gives
Set . Then and therefore . Division by gives the equatorial null orbit in Schwarzschild spacetime
where is the impact parameter. Differentiating with respect to gives
By continuity this yields
An affinely parameterized geodesic satisfies
For the conformally flat metric , its Christoffel symbols are
Let . Along a null geodesic, , so the equation reduces to
The acceleration is parallel to the tangent. A change of parameter removes it, leaving a straight null line of the Minkowski metric. Thus conformal rescaling changes the affine parameter but not the unparametrized light ray.
Consequently Nordstrom theory of gravitation predicts
for light passing a star. This contradicts the observed nonzero deflection and the successful general-relativistic value .
For a radial null geodesic, gives . Choose the affine parameter so that and the outgoing branch has . Then
Using ,
Consequently while
The conformal boundary is infinitely far away in affine parameter but is reached in finite static coordinate time.
For radial null geodesics, and , so
Introduce the tortoise coordinate by
up to an additive constant. The plus sign gives on outgoing rays, while the minus sign gives on ingoing rays. Hence
are respectively constant on the stated radial null families.
Past null infinity 2026-10-06
Past null infinity is the ideal boundary from which incoming null geodesics arrive in an asymptotically flat spacetime. In the Minkowski conformal compactification it is , with the retarded coordinate tending to and the advanced coordinate finite.
Photon sphere 2026-10-03
A photon sphere is a spherical set of circular null geodesics. In Schwarzschild spacetime it occurs at and is unstable.
The two radial null geodesic families are and . The first has affine radius, while the second has tangent obeying , so advanced time is generally a nonaffine parameter. An affine parameter for the outgoing family satisfies .
Tortoise coordinate 2026-10-06
A tortoise coordinate straightens radial null directions. For a static radial metric outside a horizon, choose ; then are constant along the corresponding radial null geodesics. Continuation across horizons requires choosing branches consistently rather than replacing an analytic derivative by its absolute value.