Past exam of the mathematics course of the University of Cambridge / 2013 / iii / Paper 13 (Algebraic Geometry)

A ring homomorphism is understood to preserve $1$. Start with $\phi :A\to B$. Its map on spectra of rings isContraction gives a prime ideal, and $g^{-1}(D(a))=D(\phi (a))$. Thus $g$ is continuous for the Zariski topology. On each principal open subscheme, the structure sheaf map is the ring homomorphismThese maps commute with restrictions, so they define a sheaf morphism ${\mathcal{O}}_X\to g_{\ast }{\mathcal{O}}_Y$. At $\mathfrak{q}$, with $\mathfrak{p}={\phi }^{-1}(\mathfrak{q})$, its stalk map is $A_{\mathfrak{p}}\to B_{\mathfrak{q}}$. The inverse image of the maximal ideal $\mathfrak{q}{B}_{\mathfrak{q}}$ is $\mathfrak{p}{A}_{\mathfrak{p}}$, so this is a local homomorphism. We have constructed a morphism of locally ringed spaces.

Conversely, let $(g,g^{\#})$ be a morphism of locally ringed spaces. Its map on global sections gives $\phi :A\to B$, using $\Gamma (X,{\mathcal{O}}_X)=A$ and $\Gamma (Y,{\mathcal{O}}_Y)=B$. Fix $\mathfrak{q}\in Y$ and put $\mathfrak{p}=g(\mathfrak{q})$. Compatibility with the stalk maps and the local homomorphism property giveConsequently $\mathfrak{p}={\phi }^{-1}(\mathfrak{q})$, so the underlying map is forced. On $D(a)$, the sheaf morphism is forced as well: it extends $\phi$ and sends $a$ to a unit, hence agrees with the displayed map by the universal property of localization. The principal open subschemes form a basis, so the entire sheaf morphism is determined. Taking global sections of the construction recovers $\phi$. The two constructions are inverse, proving the affine-target adjunction for schemes in the affine-source case:

To describe the real affine plane scheme points, write $R=\mathbb{R}[t_1,t_2]$. It is a unique factorization domain of Krull dimension two. Its points are exactly the following prime ideals:

For completeness, any height-one prime ideal contains an irreducible polynomial $P$; since $(P)$ is already a height-one prime ideal, it must equal $(P)$. Every remaining nonzero prime ideal has height two and is maximal, by Krull dimension. For a nonreal pair, evaluation generates all of $\mathbb{C}$ over $\mathbb{R}$, so its kernel is maximal. Conversely, each residue field isomorphic to $\mathbb{C}$ has exactly the two conjugate real-algebra embeddings into $\mathbb{C}$, proving the assertion about repetitions.

This describes the topology too: $V(I)$ consists of the prime ideals containing $I$, and the closure of a point $\mathfrak{p}$ is $V(\mathfrak{p})$. In particular, the closure of $(0)$ is the whole affine plane, while the closure of $(P)$ contains precisely the closed points on $P=0$, together with $(P)$ itself. The spectrum is much larger than the set ${\mathbb{R}}^2$. For example, $(t_1^2+1)$ is a height-one point although its curve has no real points. Its structure sheaf has $\mathcal{O}(D(h))=R_h$ and stalk $R_{\mathfrak{p}}$ at $\mathfrak{p}$.

The induced morphism of schemesis contraction of prime ideals, with the structure sheaf maps given above. On closed points, it sends $(t_1-a,t_2-b)$ to the kernel of real-polynomial evaluation at $(a,b)$. A real closed point has one complex point above it; a nonreal closed point has two, interchanged by complex conjugation. The source generic point maps to the target generic point. The source height-one points are generated by irreducible complex polynomials $Q$. Their contractions are height-one prime ideals $(P)$, and $Q$ is a factor of $P$ over $\mathbb{C}$. An irreducible real $P$ either stays irreducible over $\mathbb{C}$ or splits into two distinct conjugate irreducible factors. Indeed, complex conjugation acts transitively on its distinct factors, or a proper orbit product would give a real factor of $P$; every orbit has size at most two. Repeated factors are excluded by separability in characteristic zero. Thus one or two height-one points lie above $(P)$.

The complexification fibres of a real scheme give a uniform description of all scheme-theoretic fibres, including the nonclosed points, is especially useful. The extension of coordinate rings isa free $R$-module with basis $1,s$. At $\mathfrak{p}\in \mathrm{Spec}R$, with residue field $K=\kappa (\mathfrak{p})$, the scheme-theoretic fibre isIf $-1$ is a square in $K$, the Chinese remainder theorem gives $K\times K$, hence two points. Otherwise it is a quadratic field extension, hence one point. The polynomial has no repeated root in characteristic zero, so all these scheme-theoretic fibres are reduced schemes. This also proves surjectivity. Conjugation acts on each two-point fibre by exchanging its points and fixes each one-point fibre. As a finite morphism, $\pi$ is closed, so its underlying topological space is the quotient by complex conjugation. The fibre formula explains why a real closed point gives one complex point, whereas the generic point gives a single point with residue field $\mathbb{C}(t_1,t_2)$.

An irreducible scheme is a nonempty scheme whose underlying topological space cannot be expressed as the union of two proper closed subsets. Equivalently, any two nonempty open subsets meet. A reduced scheme is one whose local rings have no nonzero nilpotent elements. Equivalently, every affine open subscheme has a reduced ring of regular functions. We may define an integral scheme as a nonempty scheme for which the coordinate ring of every nonempty affine open subscheme is an integral domain. We shall show that this is equivalent to being reduced and irreducible. The nonempty convention matters: the empty scheme is reduced but is not irreducible or integral.

For a commutative ring $A$, the spectrum of a ring is reduced exactly when $A$ is a reduced ring. One direction follows since localization preserves reducedness. Conversely, if $a$ is a nonzero nilpotent element, choose a prime ideal containing its proper annihilator. Then $a/1$ cannot vanish at that localization, contradicting reducedness of its local ring.

The spectrum of a ring is irreducible exactly when its nilradical $N=\sqrt{(0)}$ is a prime ideal. To see the essential implication directly, if $ab\in N$, then $D(a)\cap D(b)=D(ab)$ is empty. Irreducibility forces $D(a)$ or $D(b)$ to be empty, hence $a\in N$ or $b\in N$. Also $N$ is proper because the spectrum is nonempty. Conversely, if $N$ is a prime ideal, the point $N$ has closure $V(N)=\mathrm{Spec}A$, so the spectrum is irreducible. Combining the two criteria gives

Now suppose $X$ is reduced and irreducible. Every nonempty affine open subscheme is also reduced and irreducible: irreducibility passes to nonempty open subsets, because their nonempty open subsets are nonempty opens of $X$. The affine criterion makes each coordinate ring an integral domain, so $X$ is integral. Conversely, suppose all its nonempty affine coordinate rings are integral domains. Their localizations show that $X$ is reduced. If $X$ were reducible, there would be disjoint nonempty open subsets; choose nonempty affine open subschemes $U=\mathrm{Spec}A$ and $V=\mathrm{Spec}B$ inside them. Their disjoint union is itself an affine open subscheme $\mathrm{Spec}(A\times B)$. Since $A,B$ are nonzero, $(1,0)(0,1)=0$ contradicts the domain condition. Therefore

The generic point of an integral scheme $X$ is the unique point $\eta$ with $\overline{\{\eta \}}=X$. For existence, take a nonempty affine open subscheme $V=\mathrm{Spec}A$. Its point $(0)$ has closure containing $V$, which is dense in $X$, so its closure in $X$ is all of $X$. For uniqueness, both proposed generic points lie in every nonempty open subset, hence in $V$, where the only dense point is $(0)$. The function field isHere the stalk description shows that the field of fractions is independent of the choice of nonempty affine open subscheme.

Every nonempty open subscheme $U$ contains $\eta$, so taking a germ there defines $\Gamma (U,{\mathcal{O}}_X)\to K(X)$. If a section has zero germ, restrict it to any nonempty affine open subscheme $V\subseteq U$. Its image in $\mathrm{Frac}\Gamma (V,{\mathcal{O}}_X)$ is zero. Since this coordinate ring is an integral domain, the section is zero on $V$. Such affines cover $U$, and the sheaf gluing axiom makes the section zero on $U$. Thus the generic-point embedding of regular functions is

For a nonreduced reducible fibre between integral schemes, take both source and target to be the affine line over $\mathbb{C}$, and use the ring homomorphismBoth coordinate rings are integral domains, so both schemes are integral. At the target closed point $t=0$, the scheme-theoretic fibre has ringby the Chinese remainder theorem. Its underlying space has two distinct closed points, so it is reducible. The class of $x(x-1)$ is nonzero but has square zero, so it is not reduced. Even a morphism between integral schemes can have a fibre consisting of two nonreduced double points.

The point to retain in the direct-image theorem is quasi-compactness of inverse images of affine opens and of overlaps; no separation assumption has been supplied. The underlying space of a Noetherian scheme is Noetherian, so every open subset of $X$ is quasi-compact. Fix an affine open subscheme $V=\mathrm{Spec}A$ of $Y$, put $W=f^{-1}V$, and choose a finite open cover by affine open subschemes $W={\bigcup }_i{U}_i$. For each pair $i,j$, choose a finite affine cover $(W_{ij\ell }{)}_{\ell }$ of $U_i\cap U_j$. Empty overlaps contribute no terms.

Write $M=\Gamma (W,\mathcal{F})$. The sheaf gluing axiom gives the exact sequencewhere $\delta$ is the difference of the two restrictions to each overlap chart. All terms are $A$-modules through $f$. For $a\in A$, the inverse image of $D(a)$ cuts each $U_i$ and $W_{ij\ell }$ by a principal open subscheme. Because $\mathcal{F}$ is a quasi-coherent sheaf, sections on these smaller affine charts are the corresponding module localizations at $a$. Exactness of localization and its commutation with finite products now identify the localized equalizer with the equalizer for the restricted cover. ThusThe isomorphisms respect restrictions, proving $(f_{\ast }\mathcal{F}){|}_V\cong \tilde{M}$ on the basis of principal open subschemes. Since $V$ was arbitrary, $f_{\ast }\mathcal{F}$ is a quasi-coherent sheaf. The finite covers of overlaps are what allow the proof to work for nonseparated Noetherian schemes; this is the quasi-coherence of direct image under a quasi-compact quasi-separated morphism.

For a quasi-coherent sheaf which is not coherent but has coherent direct image, use $f:{\mathbb{P}}_k^1\to \mathrm{Spec}k$ andThis infinite negative-twist sum with zero global sections is quasi-coherent: on each standard affine chart it is the sheaf associated with a direct sum of free rank-one modules. Its stalk at every point, modulo the maximal ideal, is an infinite-dimensional vector space. A finitely generated module would have a finite-dimensional quotient, so $\mathcal{F}$ is not a coherent sheaf.

Nevertheless, $\Gamma ({\mathbb{P}}^1,\mathcal{O}(-1))=0$. This follows from cohomology of twisting sheaves on projective space, or directly by gluing on the two standard affine charts: if $z=t_1/t_0$, a section is a polynomial $p(z)$ on the first chart and $q(z^{-1})$ on the second with $p(z)=z^{-1}q(z^{-1})$, which forces both to vanish. Global sections commute with this direct sum: they are the kernel of the difference map for the two-chart cover, and direct sums commute with that finite equalizer of modules. Hencewhich is coherent on $\mathrm{Spec}k$. Both schemes in this example are Noetherian.

For a finite morphism, such an example is impossible. On an affine open subscheme $V=\mathrm{Spec}A$ of the target, its inverse image is $\mathrm{Spec}B$, with $B$ a finite $A$-module. Write $\mathcal{F}{|}_{f^{-1}V}=\tilde{M}$. Its direct image corresponds to $M$ considered as an $A$-module. If the direct image is coherent, $M$ is finitely generated over $A$. The same generators also generate it over $B$, because $A$ acts through $B$. Since $B$ is Noetherian, $\tilde{M}$ is coherent. Conversely, a finite set of $B$-generators combined with a finite set of $A$-generators of $B$ gives finitely many $A$-generators of $M$. Thus coherence reflected by finite direct image gives the stronger equivalence

Finally, let $Y=\mathrm{Spec}k[x,y]$, let $X=Y\setminus \{(x,y)\}$ be the punctured affine plane, and let $j:X\hookrightarrow Y$ be the open immersion. Both are integral schemes, but $j$ is not an isomorphism of schemes because it omits a point. The cover $X=D(x)\cup D(y)$ givesinside the field of fractions $k(x,y)$. Indeed, in a reduced fraction, membership in the first localization forces every denominator factor to be associated to $x$, while membership in the second forces it to be associated to $y$. Unique factorization and coprimality force the denominator to be a unit. By the theorem just proved, $j_{\ast }{\mathcal{O}}_X$ is quasi-coherent on the affine $Y$, hence determined by this module of global sections. The natural map ${\mathcal{O}}_Y\to j_{\ast }{\mathcal{O}}_X$ corresponds to the identity of $k[x,y]$, soa coherent sheaf. This is a concrete case of codimension-two extension of regular functions on a normal variety.

The intersection hypothesis says that $X$ is a semi-separated scheme. For an affine open subscheme $V\subseteq X$, the intersection $V\cap U$ is affine. Restricting the given short exact sequence of sheaves to it and applying the affine module-sheaf equivalence gives an exact sequence of global sections:These are exactly the sections on $V$ of the three direct image sheaves. Affine opens form a basis, and every section of the last sheaf on such a basis open lifts to the middle sheaf. This proves surjectivity as a sheaf morphism; left exactness of direct image supplies the other positions. Hence direct image preserves this short exact sequence. The crucial ingredient is exactness of sections of quasi-coherent sheaves on an affine intersection; arbitrary open immersions need not have this property.

For the cohomology comparison, every nonempty finite intersectionis affine. This follows by mathematical induction, intersecting the affine intersection already obtained with the next affine open. The restriction of $\mathcal{F}$ to it is quasi-coherent, so vanishing of quasi-coherent cohomology on an affine scheme givesWe now prove why this local vanishing gives the acyclic cover theorem, rather than identifying the two sorts of cohomology without a comparison.

Take a flasque resolution $0\to \mathcal{F}\to {\mathcal{I}}^0\to {\mathcal{I}}^1\to \cdots$. Here a flabby sheaf has surjective restriction maps; its restrictions to open subsets are still flabby and have zero higher sheaf cohomology. Form the double complexThe horizontal differential is the alternating restriction map $d_{\mathrm{C}}$; the vertical one $d_{\mathrm{I}}$ is induced by the resolution. They commute, so the total differential in bidegree $(p,q)$ is $d_{\mathrm{C}}+(-1{)}^p{d}_{\mathrm{I}}$ and has square zero. The Čech resolution on a semi-separated scheme uses precisely these intersections.

A flabby sheaf has zero positive Čech cohomology for a finite open cover, and its degree-zero Čech cohomology is its global sections. One way to establish this auxiliary fact is to use the exact augmented two-open complexExactness at the first two terms is the sheaf gluing axiom; the last map is onto because a section on the intersection extends to $V$. For the induction step, write $V$ for the union of all but the last open and $W$ for the last open. Separate Čech cochains according to whether their index list contains the last index. The resulting two-block complex compares the smaller cover of $V$ with its restricted cover of $V\cap W$, together with $\Gamma (W,\mathcal{I})$ in degree zero. By induction those two smaller cover complexes have cohomology only in degree zero, where they give $\Gamma (V,\mathcal{I})$ and $\Gamma (V\cap W,\mathcal{I})$. The displayed two-open exact sequence then gives zero positive-degree cohomology for the full cover. This proves the auxiliary fact by induction on the number of opens. Thus horizontal cohomology of $C^{\bullet ,q}$ consists only of $\Gamma (X,{\mathcal{I}}^q)$ in degree zero. Computing the cohomology of the total complex first horizontally therefore gives $H^n(X,\mathcal{F})$, by the resolution principle for sheaf cohomology.

On the other hand, vertical cohomology issince the restricted flasque resolutions compute cohomology on each intersection. The already established affine vanishing makes all rows with $q>0$ zero. The surviving row $q=0$ is exactly the Čech cochain complex ${\check{C}}^{\bullet }(\mathcal{U},\mathcal{F})$. Computing total cohomology first vertically therefore gives ${\check{H}}^n(\mathcal{U},\mathcal{F})$. These two computations are justified by the two filtrations of the first-quadrant double complex: in every total degree only finitely many terms occur, and the cover also bounds the horizontal degree. Their edge maps give the natural identificationFor negative degrees both groups are zero by convention. In particular, degree zero is the usual identification by the sheaf gluing axiom, not merely a comparison of dimensions.

For the Sheaf of relative Kähler differentials on $X={\mathbb{P}}_{\mathbb{C}}^3$, the cotangent form of the Euler sequence isThe last arrow is onto because at least one homogeneous coordinate is invertible on each standard affine chart. Locally its kernel is the rank-three module generated by the differentials of the three affine coordinates, yielding the displayed Sheaf of relative Kähler differentials. The cohomology of twisting sheaves on projective space gives $H^q(X,{\mathcal{O}}_X(-1))=0$ for every $q$, while $H^0(X,{\mathcal{O}}_X)=\mathbb{C}$ and its positive-degree groups vanish. The long exact sequence in sheaf cohomology therefore gives the cotangent-sheaf cohomology of projective space in this dimension:The isomorphism for $q=1$ is the connecting map from the constant global sections of ${\mathcal{O}}_X$. The Euler characteristic of a coherent sheaf is the alternating sum of dimensions, explaining the minus sign.

For the curve, put $S=\mathbb{C}[t_0,t_1,t_2,t_3]$. It is a unique factorization domain, so irreducibility of $F$ makes $(F)$ a prime ideal. Also $F$ does not divide $G$: otherwise irreducibility of $G$ would make them associates, contrary to their distinct degrees. Thus the image of $G$ is a nonzero element of the integral domain $S/(F)$. It follows that $(F,G)$ is a regular sequence. Its Koszul complex is an exact sequence, and graded sheafification giveswhere $i:Z\hookrightarrow X$ is the closed immersion. The signs make the composite $F(-G)+GF=0$. The shifts come respectively from $5+7$, $5$, and $7$.

Let ${\mathcal{I}}_Z$ be the ideal sheaf of a closed subscheme. Split this Koszul resolution intoFor all integers $d$, $H^1(X,{\mathcal{O}}_X(d))=H^2(X,{\mathcal{O}}_X(d))=0$. Also $H^1(X,{\mathcal{O}}_X)=H^2(X,{\mathcal{O}}_X)=0$. The two long exact sequences in sheaf cohomology, together with sheaf cohomology under a closed inclusion, consequently identifyBy Serre duality, $H^3(X,{\mathcal{O}}_X(-m))\cong S_{m-4}^{\ast }$ for $m\ge 4$. Counting degree-$d$ monomials in four variables gives $\dim S_d=\left(\genfrac{}{}{0ex}{}{d+3}{3}\right)$. Thus the source has dimension $\left(\genfrac{}{}{0ex}{}{11}{3}\right)=165$, and the two target spaces have dimensions $\left(\genfrac{}{}{0ex}{}{4}{3}\right)=4$ and $\left(\genfrac{}{}{0ex}{}{6}{3}\right)=20$. The rank-nullity theorem proves the requested bound:

In fact equality holds. Under the Serre duality pairings, the dual of this map isIf $Ga=Fb$, primeness of $F$ and $F\nmid G$ imply $F\mid a$. But $a$ has degree one and $F$ has degree five, forcing $a=0$, and then $b=0$. The dual map is injective, so the original map is surjective and its kernel has dimension $141$. Thus the lower bound is attained for every pair allowed in the question. No smoothness assumption is needed. The regular sequence cuts out a projective complete intersection of dimension one. Also $H^0(X,{\mathcal{I}}_Z)=H^1(X,{\mathcal{I}}_Z)=0$, by the negative twists and the intermediate cohomology vanishing in the first short exact sequence, so the second gives $H^0(Z,{\mathcal{O}}_Z)=\mathbb{C}$. This is the genus of a complete-intersection space curve: the first cohomology has dimension $141$, equal to its arithmetic genus.