Commuting maps preserve eigenspaces Created 2026-10-06 Updated 2026-10-18
If and , then . Therefore each eigenspace of is invariant under . The vector may be zero; invariance does not require it to be a nonzero eigenvector. This observation is the starting point for simultaneous diagonalization.
If is an invariant subspace for a finite-dimensional diagonalizable linear map , its restriction is diagonalizable over the same field. The minimal polynomial of divides that of : an annihilating polynomial for still annihilates the restriction, and polynomial division by its minimal polynomial proves divisibility. A divisor of a product of distinct linear polynomials remains a product of distinct linear polynomials, proving the assertion. This is the key step in simultaneous diagonalization of commuting linear maps.
On each nonzero eigenspace , the restricted linear map is diagonalizable. Indeed , so the minimal polynomial of divides . A divisor of a product of distinct linear polynomials has the same property, proving the diagonalizable restriction lemma.
Choose a basis of -eigenvectors in each . Every chosen vector is simultaneously a -eigenvector, with eigenvalue . The direct sum in part (ii) shows that joining these bases gives a basis of . Therefore and have a common eigenbasis, which is exactly simultaneous diagonalization.
Suppose a single basis gives the diagonal matrices . Entrywise multiplication gives . If is the change-of-basis matrix, then
Thus simultaneous diagonalization implies commutation.
Yes, provided “commute” means pairwise commute. Necessity follows because three diagonal matrices commute pairwise.
For sufficiency, first choose the common eigenbasis for the first two linear maps, say , obtained in part (b). Their joint eigenspaces
give a direct sum decomposition of . The third map preserves each , since and . By the diagonalizable restriction lemma, has a basis of eigenvectors there. Every such vector already has fixed eigenvalues for and .
Joining these bases therefore gives a common eigenbasis for all three maps. The same induction proves simultaneous diagonalization for any finite pairwise commuting family of diagonalizable linear endomorphisms.
We use the supplied weight decomposition . There is a small distinction to justify: the definition of a toral subalgebra uses the Adjoint representation, while these weight spaces use the defining representation. For the symplectic Lie algebra, adjoint semisimplicity in the symplectic Lie algebra implies that each is diagonalizable on as well. Here is a direct verification.
Define the symplectic adjoint by . The symplectic Lie algebra condition is . Write the Jordan–Chevalley decomposition in as , with diagonalizable, a nilpotent linear map, and . Uniqueness of the Jordan–Chevalley decomposition, applied to , gives and . Thus . On , is diagonalizable by using a matrix unit basis in an eigenbasis of , and is a nilpotent linear map, since
vanishes for large . These operators commute and preserve , so their restrictions are the Jordan–Chevalley decomposition of . Because is diagonalizable, its nilpotent part is zero: on .
To conclude that without an assumption on the center of a Lie algebra, observe that each map lies in . If , its image is , because is a nondegenerate bilinear form. Since commutes with , it preserves . Hence for every , forcing to be a scalar linear map: compare its action on two linearly independent vectors and their sum. A scalar nilpotent linear map is zero. For the assertion is immediate. This proves the needed diagonalizability. Commuting diagonalizable linear maps admit simultaneous diagonalization, giving the displayed weight decomposition.
Now let and . For every , preservation of the alternating bilinear form gives
If as a linear functional, choose on which it is nonzero; then . Therefore
For in , the fact that is a nondegenerate bilinear form supplies a with . Decomposing into weight spaces, only its component can contribute. Thus , and . The same argument on both sides shows that is a perfect pairing, so . On , the restriction of is a nondegenerate bilinear form that is an alternating bilinear form, so is even.
Choose one representative from each pair of nonzero weights of a representation, for . Here
The linear map sending to is injective: an element in its kernel acts by zero on every nonzero weight space, and also on , so it is the zero element of . Taking dimensions yields
The final inequality follows because each pair contributes at least two to . Equivalently, the nonzero weights of a representation span the dual space ; they need not be linearly independent at this stage.
The second gradient is . Combining its vanishing with gives
The zero vector always works. A nonzero common stationary vector exists exactly when have a common eigenvector with respective eigenvalues ; both stationary values are then zero. Commuting symmetric matrices have a common orthonormal eigenbasis, so commutation is sufficient to find such vectors for the paired eigenvalues in that basis. It does not guarantee an arbitrary prescribed pair.
Commutation is also not necessary for one common eigenvector. For example,
are real symmetric matrices sharing with eigenvalues , but . This separates the question's common-vector condition from the stronger simultaneous diagonalization of the entire space.
For positive frequency take , with . Lowering the index in is important: put
These are commuting Hermitian matrices with . Their eigenvalues are , so they are positive definite for and positive semidefinite matrices for . Simultaneous diagonalization defines their positive square roots of a matrix and gives .
The plane-wave ansatz reduces the Dirac equation to , where
For and , commutativity gives and . Therefore
This is the Hermitian square-root construction of Dirac plane waves.
For negative frequency retain the future-directed momentum label and use . The equation is now . Its general solution is
with arbitrary two-spinor . The minus between its two blocks gives and . For these parametrizations span the two-dimensional positive- and negative-frequency solution spaces. At nonzero null momentum the square roots have complementary rank-one supports and still give the full two-dimensional kernels. If , both spinors have norm squared ; the positive one also has .
Suppose and for an invertible and diagonal matrices . Since diagonal matrices commute,
Therefore simultaneous diagonalization implies commutation. This argument works over either or and explains why simultaneous diagonalization produces commuting operators.
Direct multiplication gives
Take and in the preceding result: has the three distinct eigenvalues and the matrices commute. The common eigenbasis from part (i) gives
Indeed and , and . These equalities directly verify the simultaneous diagonalization.
The simultaneous diagonalization from part (a) applies to both and . With ,
and
Multiplying the th block equation by and writing and gives
with the absent boundary terms omitted. This is exactly system (3).
Bloch theorem states that the energy eigenstates of a Hamiltonian invariant under translations by a Bravais lattice can be chosen as Bloch states
Indeed, the unitary operators commute with one another because , and they commute with by hypothesis. The simultaneous diagonalization theorem therefore lets us diagonalize all translations within each energy eigenspace. Their eigenvalues form a unitary character of the additive lattice:
Writing on a primitive basis gives . In position space, with , this implies . Hence is lattice-periodic. Adding a reciprocal lattice vector to leaves the character unchanged, so the crystal momentum lies in a Brillouin zone.
For
the equations give the reciprocal basis
The reciprocal lattice is triangular, so the first Brillouin zone is its Wigner-Seitz cell, a regular hexagon. Its six corners are
Reciprocal-lattice translations identify these corners in two classes of three. Representatives are
For example, , while the other equivalences follow by symmetry and reciprocal translations. This gives the requested sketch: a regular hexagon with the vertical edge from to at and alternating corner classes.
For the tight-binding model, introduce the normalized Bloch sum
Each hop by multiplies this state by . Thus the two-direction nearest-neighbour tight-binding dispersion is
Along the boundary edge from to , and , so
For , it rises from at either corner to at the midpoint; for the ordering reverses. Globally the two cosines in the first expression can simultaneously equal or , and therefore
Each orbital band contains two one-electron states per lattice site because an electron has two spin states. By band filling, a valency of one leaves this band half-filled and the material conducts, whereas a valency of two fills it. A filled band can be insulating only if it is separated from every empty band by a positive band gap.
The first band's maximum is . If the second band's minimum is , a gap exists precisely when . Consequently, among the nontrivial fillings described here,
For valency one the first band is partially filled. If , the bands overlap or touch, so even at valency two the overlapping energy bands prevent a band insulator.
Use and the canonical commutation relation. With ,
Using these two transformation laws on gives
These are the orbital angular momentum commutation relations.
Now
The factor is antisymmetric in and its remaining product is symmetric after the two terms are combined, so the contraction vanishes:
The same commutators show that and are rotational scalars: their commutators with every vanish by contraction of the antisymmetric with a symmetric product. Therefore also commutes with every , and for
we have , hence
In particular are pairwise commuting Hermitian operators. By simultaneous diagonalization, they admit a common eigenbasis, subject to the usual spectral-domain qualifications for unbounded operators. This is the rotational invariance of a central-potential Hamiltonian.
Eliminating the intermediate vector gives the amplification matrix
The commuting real symmetric matrices admit simultaneous diagonalization in the orthonormal basis from the question. On this vector,
Since the basis is orthonormal, stability in the discrete Euclidean norm is equivalent to for every .
Put
Then . The smallest denominator is , while the largest numerator modulus occurs at an endpoint of this interval. The condition involving is automatic, and the other is
For , this is equivalent to
Since , the exact finite-grid stability condition is
For there is only one mode and the method is stable for every . A simple grid-independent condition, and the limiting condition as , is
This is the stability limit of one-implicit-direction diffusion splitting.
Schur lemma says that an intertwining linear map between irreducible finite-dimensional complex representations is either zero or an isomorphism. In particular, every endomorphism of an irreducible complex representation is a scalar multiple of the identity.
A continuous representation of a topological group is a continuous homomorphism
for a finite-dimensional complex vector space . It is a unitary representation if has a positive-definite Hermitian inner product for which
for every and .
For , start with any positive-definite Hermitian form and average it using normalized Haar measure:
Translation invariance makes this form -invariant, and positivity is preserved, proving unitarity. Since is abelian, the operators commute; since they are unitary, they are normal. Simultaneous diagonalization therefore decomposes into common one-dimensional eigenspaces. Thus every representation of the circle group is a direct sum of one-dimensional representations.
Write
The group law and inverse are
A calculation gives
Every element of the centre occurs by taking, for example, and . Hence the commutator subgroup is exactly . The image of a one-dimensional representation is abelian, so the one-dimensional representation kills the commutator subgroup and its kernel contains .
Now let be a complex representation of . Its restriction to the central subgroup
is a representation of the circle group. Decompose it into its distinct weight spaces:
Because is central, every commutes with its action and preserves every common eigenspace. Thus the are -subrepresentations, as asserted by the central circle weight-space decomposition.
Let . The map
is a one-dimensional representation of ; after composition with , its kernel contains . On its value is
so . A continuous character of has the form ; the displayed identity forces . Therefore every is trivial. Since the were distinct, and .
It follows that every finite-dimensional complex representation of kills the entire nontrivial central circle . Its kernel is therefore nontrivial, so no such representation is faithful. This is the real Heisenberg quotient has no faithful finite-dimensional representation.
Suppose and . Then
Because the eigenvalues of are distinct, the eigenspace for is one-dimensional. It follows that , including the possibility . Thus an orthonormal eigenbasis of is also an eigenbasis of . The simplicity of both spectra means their eigenvectors coincide as directions, up to ordering, phases and nonzero scalar multiples.
Conversely, if they share a complete eigenbasis, choose the unitary matrix whose columns are these common normalized eigenvectors. Then and are diagonal, so and . Hence
This is simultaneous diagonalization of the two Hermitian matrices.
Let . The commutation relation gives , so preserves the eigenspace of with eigenvalue . Because it is a nondegenerate eigenvalue, the eigenspace is one-dimensional, and for some real . This includes . Thus the eigenvectors of form a common eigenbasis, and
Writing the corresponding unit-modulus eigenvalue of as gives
The pairing refers to the same common eigenvector; independent reorderings of the two real spectra would lose this information. The simultaneous diagonalization can also be constructed without requiring simple eigenvalues by diagonalizing within each eigenspace of .
With the two diagonal matrices from the preceding part, write and . Their diagonal products agree entry by entry, so . Therefore
Hence simultaneous diagonalization implies that are commuting operators.
The independent eigenvectors of from part (e) are also eigenvectors of . Put and . Then
This supplies the required simultaneous diagonalization over the same field as in part (e).
For , take
They are commuting operators because every matrix commutes with the identity matrix. However has only the eigenvalue zero, and has dimension one. It has no eigenbasis, so it cannot appear in any simultaneous diagonalization. Equivalently, a diagonal matrix similar to this nonzero nilpotent matrix would have to be zero, an impossibility. For any prescribed , use and ; its zero eigenspace has dimension . For no such example exists.