Compact embedding of Hölder spaces Created 2026-09-24 Updated 2026-10-14
On a bounded regular domain, a bounded subset of is relatively compact in whenever . This is an Arzelà-Ascoli theorem argument applied successively to the derivatives.
Compactness of normalized weak elliptic solutions Created 2026-10-05 Updated 2026-10-14
For a fixed bounded measurable uniformly elliptic operator in divergence form, solutions bounded by one have uniform local Caccioppoli inequalities and Hölder continuity estimates. A diagonal subsequence argument yields a local weak limit, while the Arzelà-Ascoli theorem gives uniform convergence on a fixed smaller closed Euclidean ball. The weak equation passes to the limit because the coefficients are fixed and bounded. A global supremum normalization does not force the interior limit to be nonzero.
Compactness of zero-boundary Poisson solutions Created 2026-10-06 Updated 2026-10-14
On a fixed smooth bounded domain, zero-boundary solutions with forcing in a bounded subset of are uniformly bounded in by a maximum-principle barrier and the global Schauder estimate. The Arzelà-Ascoli theorem gives convergence in . A closed Hölder-norm constraint passes to the limit by lower semicontinuity of a Hölder seminorm, so the constrained solution set is compact rather than merely relatively compact.
A subset of is relatively norm compact exactly when it is bounded, its absolute-integral tails tend to zero uniformly, and as . Necessity follows by taking a finite norm net and using the tail decay and translation continuity in Lp of its finitely many centers; the error contributes at most twice the net radius. For sufficiency, convolve with a triangular unit-integral kernel of width . Translation continuity gives uniform approximation in , while boundedness gives a common supremum bound and a common Lipschitz constant for the smoothed family. The original tail condition controls its tails outside a slightly enlarged interval. On that interval Arzelà-Ascoli theorem gives a finite uniform net. Extend its centers by zero outside the interval to obtain a finite net, and combine the smoothing and tail errors. Completeness of turns total boundedness into relative compactness.
If a thrice differentiable solution has both endpoint values and both endpoint first derivatives bounded in modulus by , it obeys and throughout the interval. A positive interior maximum of would give , and a negative interior minimum would give , both impossible. For , differentiation gives , so the same argument applies at an extremum of . The resulting uniform bound and Lipschitz constant imply total boundedness of the solution family by the Arzelà-Ascoli theorem.
Use the direct method in the calculus of variations. The affine function is admissible with finite energy, and the energy is nonnegative since is even. Thus is finite. Choose a minimizing sequence with uniformly bounded energy. Then
The fixed value and the Cauchy-Schwarz inequality give and . Hence the sequence is bounded in and uniformly bounded and equicontinuous.
By reflexivity and the Arzelà-Ascoli theorem, pass to a subsequence with in and uniformly. The two limits coincide; uniform convergence also preserves , . Since all functions stay in a common bounded interval, uniform convergence gives uniformly, and therefore convergence of the potential integrals. The derivative term is lower semicontinuous for weak convergence, so
Admissibility gives . Thus
Work in the Banach space with its supremum norm, and take the nonempty closed bounded convex set . Define
For the absolute value is unnecessary, and . Thus . Also, for ,
so and in particular is continuous.
The image is uniformly bounded, and , so it is equicontinuous. The Arzelà-Ascoli theorem says that a uniformly bounded equicontinuous family in has relatively compact closure in the uniform norm. Hence is compact, and the Schauder fixed-point theorem supplies , the required solution. In fact the displayed contraction estimate also lets the contraction mapping theorem give uniqueness within and convergence of the corresponding Picard iteration. The initial constant here is the printed integer .
Since the kernel has integral one, The Tonelli theorem and the triangle inequality give
This proves the stated convolution approximation estimate.
For the unlabelled compactness assertion let bound the norms of , and fix . Choose the kernel width smaller than the translation radius supplied for , so that the same bound holds for all shifts of size at most this width. The preceding estimate gives uniformly. The smoothed family has uniform bound and uniform Lipschitz constant . Choose with all original tails outside below , and put . The Tonelli theorem gives
On the smoothed family is relatively compact in the uniform norm by the Arzelà-Ascoli theorem. Take a finite uniform net with error below and extend its centers by zero outside that interval. It is a finite net for the smoothed-and-truncated family with error . Each original is within another of its corresponding truncated smoothing. Thus is totally bounded in . The displayed (a),(b) are the two hypotheses used together in this argument.
For the final family, Young convolution inequality gives . Its translations satisfy
which tends to zero uniformly over the family. Since vanishes outside ,
uniformly as well. Both compactness hypotheses apply, proving is totally bounded.
A subset is totally bounded if for every it has a finite cover by balls of radius . If its closure is compact, the cover by all such balls has a finite subcover, proving total boundedness.
Conversely, cover by finitely many balls of radius at stage . Starting with all indices, at least one ball contains infinitely many of the currently indexed terms. Retain those indices as . These sets are infinite and nested, and two terms indexed by have distance less than . Choose increasing ; then is Cauchy, because all its terms after stage lie in that same ball. If is complete it converges. To cover sequences in the closure as well, approximate their th terms by points of at distance less than and apply this argument. The corresponding subsequence in the closure has the same limit. Sequential compactness therefore proves total boundedness implies relative compactness in a complete ambient space.
The Arzelà-Ascoli theorem says a subset of is relatively compact exactly when it is uniformly bounded and equicontinuous. Pointwise boundedness together with equicontinuity is an equivalent version here. In the specified derivative-bounded family, the mean-value estimate gives , uniformly over the family, while . Thus this family is relatively compact.
For , the image of the unit ball has sup norm at most one and derivative of sup norm at most one; it lies in that family, so is compact.
For , take , each of norm one. Then . Every subsequence converges pointwise to zero at and to one at every . This limit is discontinuous, so no subsequence converges uniformly to a continuous function. Thus is not compact. The same integration formula has different compactness properties because the domain unit balls impose different controls.
A normal family of holomorphic functions on a domain is one from which every sequence has a subsequence converging locally uniformly to a holomorphic function, or locally uniformly to infinity in the extended convention. For a bounded family, only finite limits occur.
For functions mapping a plane domain into the unit disc, the Cauchy integral formula supplies uniform derivative bounds on each compact subset. More explicitly, if a closed disc of radius around lies in , the Cauchy estimate gives . A slightly larger compact neighborhood of any given compact set therefore gives uniform boundedness and equicontinuity there. Apply the Arzelà-Ascoli theorem on a compact exhaustion and take a diagonal subsequence. Its limit is locally uniform; the Cauchy integral formula shows that the limit is holomorphic. This proves normality rather than merely invoking it.
Now let on the complex upper half-plane. Every dilation has the same bound, so the argument just given, after scaling the bound if necessary, proves that is a normal family. For any sequence , every locally uniform subsequential limit satisfies
The identity theorem for holomorphic functions forces . It follows that locally uniformly as : otherwise a sequence violating convergence on one compact set would have a convergent subsequence with this same constant limit, a contradiction.
For , the arc is a compact subset of the complex upper half-plane. Write with . Local uniform convergence of the dilations gives
For the specified sector is empty. This is the same compactness mechanism as the normal-family proof of angular boundary convergence.
To transfer the result to the unit disc, use the Cayley transform between the half-plane and disk
It sends to with , so as . Choose the curvature-minus-one normalization of the hyperbolic metric, for which the disc line element is and the half-plane line element is . The Cayley transform between the half-plane and disk preserves these metrics. For and ,
Thus implies . This is the hyperbolic tube around a radial segment estimate. It places in a fixed sector bounded away from the real axis. Moreover implies . Applying the sector result gives
A different constant normalization of the hyperbolic metric only rescales and gives the same conclusion.
For a plane domain, the following are equivalent descriptions of a simply connected domain: every based loop contracts in the domain with its basepoint fixed; any two paths with the same endpoints are homotopic while those endpoints stay fixed; its complement in the Riemann sphere is connected; every holomorphic function has a single-valued primitive; and every nowhere-zero holomorphic function has a holomorphic logarithm. The complement must be taken in the extended plane, including infinity. An equivalent winding number formulation is that every closed curve has index zero about every point outside the domain.
Here is a direct equivalence proof for the first two topological formulations. If all paths with given endpoints are homotopic relative to those endpoints, apply this to a loop based at and the constant path at , obtaining a contraction. Conversely, let join to . The loop contracts with basepoint fixed. Concatenating this contraction with produces a homotopy from to , relative to . The middle retracing excursion contracts by shortening its traversal in both directions, giving a homotopy from that first path to . Hence and are homotopic relative to their endpoints. Planar domains are path-connected, so no extra path-component condition is needed.
The analytic descriptions follow from path independence of the holomorphic integral. Local primitives exist on discs by integrating power series; a homotopy can be subdivided into pieces lying in such discs, and local path integrals cancel along its common edges. Thus integrals over homotopic paths agree, giving a global primitive. Applied to for a nowhere-zero function, a primitive makes constant and hence supplies a holomorphic logarithm. These observations are also the tools used in the mapping proof below.
The Riemann mapping theorem states that every nonempty simply connected proper domain admits a conformal bijection onto the unit disc. Given , there is exactly one such map with and . The exclusion of the whole plane is necessary: an entire map into the disc would be constant by Liouville's theorem.
An extremal proof has the following concrete steps. First construct an injective bounded holomorphic map. Choose and a holomorphic square root of . It is injective, since equality of its values implies equality of their squares. Its image is disjoint from its negative: would imply and then , impossible. If , choose with ; the disc is omitted. Therefore is injective and bounded. Scaling it and applying an automorphism of the unit disk gives a map into the disc taking to zero; a rotation makes its derivative positive.
Let consist of all injective maps with this normalization. It is nonempty. The derivative at is bounded above by the Cauchy integral formula on a small disc compactly contained in . Choose with derivatives tending to their positive supremum . Boundedness, the Cauchy estimates and a diagonal Arzelà-Ascoli theorem argument give a subsequence converging locally uniformly to ; this is the bounded-family form of the Montel theorem. Then , , and the maximum modulus principle puts its image in the open disc. The limit is injective: if distinct had , apply Hurwitz's theorem near to , which has no zero there; the limit would vanish identically, contradicting .
Finally suppose is omitted by . It is nonzero since . Let and choose a holomorphic square root of . It is injective and takes values in the disc. Put , so , and normalize by a rotation. The new map's derivative magnitude at is
This square-root improvement of a normalized conformal map contradicts extremality. Thus is onto. Two normalized bijections differ by a disc automorphism fixing zero; Schwarz lemma applied to it and its inverse makes it a rotation, and positivity of the normalized derivatives forces that rotation to be the identity. This completes the requested proof outline.
In the supremum-norm metric, is totally bounded if for every finitely many norm balls of radius cover it. It is uniformly bounded if some satisfies for all . It is equicontinuous if for each and there is a neighbourhood of with for all . This definition works for compact Hausdorff without assuming it is metrizable.
Suppose is totally bounded. A finite radius-one net makes uniformly bounded by one plus the largest norm of a net centre. For equicontinuity, choose a finite net. Continuity of each centre gives a common neighbourhood of on which all centre values vary by less than . Approximating any by its centre and using the triangle inequality at and bounds its variation by . Thus both conditions follow.
Conversely suppose those two conditions hold. For each , choose a neighbourhood on which every function varies from its value at by less than . Compactness provides a finite cover . The vectors form a bounded subset of , so partition their possible values into finitely many boxes of diameter less than in the maximum-coordinate norm. From each occupied box choose one function as a representative. If and its representative have sample values in the same box, and , then
These finitely many representatives are a norm net, proving total boundedness is equivalent to uniform boundedness and equicontinuity. This supplies the finite-net part of the Arzelà-Ascoli theorem directly.
For a bounded set that is not totally bounded, take the standard unit vectors in the Banach space . Their norms are one and their pairwise distances are . A ball of radius less than contains at most one of them, so finitely many such balls cannot cover .
A normal family is a family such that every sequence has a subsequence converging locally uniformly in the spherical metric to a meromorphic limit, possibly the constant infinity. For a family uniformly bounded in modulus, the possible limits are finite holomorphic functions, and ordinary locally uniform convergence suffices. The limit need not take values in the open unit disc; a sequence of constants can approach its boundary.
Here is a direct compactness proof for disc-valued maps. For each compact subset , choose a slightly larger compact neighborhood contained in . The Cauchy estimate on a fixed-radius disk around each point bounds independently of because . A finite covering of yields uniform boundedness and equicontinuity there. The Arzelà-Ascoli theorem, applied successively to a compact exhaustion and followed by a diagonal subsequence, gives a limit uniformly on every compact. The Cauchy integral formula passes to that limit on small circles, proving it is a holomorphic function. This proves the required normal family assertion rather than just invoking Montel theorem.
Every is a holomorphic function on the complex upper half-plane with values in the unit disc, so the same argument makes a normal family. If a subsequence converges locally uniformly to , then for every ,
The identity theorem for holomorphic functions gives . Since every convergent subsequence has this same limit, the whole sequence converges locally uniformly to : otherwise a compact set and a subsequence with a fixed positive discrepancy would have a further locally uniformly convergent subsequence, a contradiction.
To obtain the nontangential limit, take any with and . Put . Then , , and the points lie, for large , in a fixed compact rectangle inside the half-plane. Therefore
This is the normal-family proof of angular boundary convergence; using integer rescalings requires this step because the points need not lie exactly on one fixed scaled ray.
For a tangential counterexample, use
If with , then , so is a holomorphic function and . Also . But
Their ratio tends to infinity. Thus the nontangential limit is zero while the unrestricted boundary limit does not exist.
Let be a weak geometric p-rough path, , with increments indexed by words of length at most . Choose a control function for rough paths with . We use the standard sufficient vector-field hypothesis , , with globally bounded regularity norms; smooth bounded fields are a special case. Regard as the differential operator , and put .
A pathlevel solution of a rough differential equation is a continuous state path , with prescribed , satisfying a local expansion
for some on sufficiently small control intervals. One can take under the stated regularity. This definition specifies the state path, without requiring its full rough-path enhancement as additional data. For , the displayed expansion reads
Repeated indices are summed.
We use the following discrete form of the Davie lemma. For a finite ordered grid and a continuous superadditive control, suppose nonnegative errors vanish on adjacent grid points and, for every grid triple , satisfy
There are and , depending on but not on the grid, such that whenever . This is the discrete higher-order error estimate: splitting close to half the control size makes the two -power errors contract; a crossing single grid interval contributes zero adjacent error.
Define the local Euler map
For small it has Lipschitz constant at most . Taylor expansion, the Chen identity and the shuffle identity for iterated integrals give the composition estimate
Here is the cancellation underlying the estimate. Assign degree to a level- increment. Expanding each and grouping terms through degree gives the differential-operator coefficients multiplying . Products of coefficients from the first increment are combined by the shuffle identity, which is the iterated Leibniz rule. Chen's identity says that the sum of these products is . Thus every term of degree at most agrees with the corresponding term in . The remaining Taylor terms have control order at least ; bounded norms make the estimate uniform in . For smooth fields the remainder has order .
On a partition , construct the Euler sequence by . For grid endpoints let
It vanishes on adjacent points. Insert into the next local map. The Lipschitz and composition estimates give
The Davie lemma therefore yields a bound independent of on small control intervals. Together with the Euler expansion this gives . A finite subdivision into small-control intervals gives a uniform global bound as well.
Interpolate each Euler sequence linearly in time, and take partitions with mesh tending to zero. Continuity of the control makes these paths uniformly equicontinuous: the grid estimates apply to the interval enlarged to its neighboring grid endpoints, and the enlargement tends to zero uniformly with the mesh. The paths are uniformly bounded. The Arzelà-Ascoli theorem supplies a uniformly convergent subsequence with continuous limit .
For arbitrary in a small control interval, choose neighboring grid endpoints converging to . Continuity of , the coefficient functions and the control lets us pass to the limit in the grid error estimate. We obtain the defining expansion with , and . This constructs a pathlevel RDE solution. No continuity theorem for the RDE solution map was used to obtain existence.
Let be a nonconstant rational map of the Riemann sphere, and write for its -fold iterate, with the identity. The appropriate notion of convergence is uniform convergence on compact subsets in the chordal metric, which treats poles as ordinary values at infinity. A family of meromorphic maps is a normal family if every sequence in it has a subsequence converging locally uniformly in that metric; the limit is meromorphic or constant, possibly the constant infinity.
The Fatou set consists of points with a neighborhood on which the iterate family is normal. The complementary Julia set is . Thus the sphere is the disjoint union of an open stability region and a closed instability region . These definitions concern all subsequences of iterates, rather than assuming that the iterates themselves converge on every stable region.
Equicontinuity makes this distinction precise. On a compact subset of a neighborhood, the family is equicontinuous if, for every , some makes whenever and , uniformly in . The Arzelà-Ascoli theorem says that equicontinuity of continuous maps from a compact domain to a compact metric target gives relative compactness for uniform convergence. Apply it to a compact exhaustion and take a diagonal subsequence to obtain local normality. Locally uniform spherical limits of meromorphic maps are again meromorphic or constant, by using finite target charts and the locally uniform limit theorem for holomorphic functions. Conversely, if equicontinuity failed, there would be maps and points with bounded below by a positive number. A subsequence converging uniformly on a compact neighborhood contradicts this. Hence local normality and local equicontinuity are equivalent here.
Both sets are completely invariant:
For the inverse direction, if the family is normal near , composition with makes normal near , and adding the identity does not affect normality. For the forward direction, suppose the iterates are equicontinuous near . A nonconstant holomorphic sphere map is open. Thus each sufficiently small neighborhood of maps onto a neighborhood of ; every nearby target point has a preimage as close to as desired. Then
is uniformly small. Applying this at each point of the image neighborhood proves equicontinuity there. This argument works at rational critical points and requires no single-valued inverse branch. Surjectivity of supplies the asserted image equalities. Also and for : one direction follows by taking a subfamily, and the other by splitting into the finitely many residue classes , .
For degree , the Julia set is nonempty. Otherwise the family would be equicontinuous on the whole compact sphere, giving a subsequence converging uniformly to a continuous sphere map . Maps sufficiently close in chordal distance are homotopic, using the unique short spherical geodesic between their values. They therefore have equal topological degrees. This is impossible because whereas has one fixed degree.
It cannot be a nonempty finite set either. Complete invariance would make a permutation of that finite set, with just one sphere preimage for each of its points. That preimage would have local degree of a holomorphic map . Every holomorphic cycle in this set would consequently be superattracting for its return map, hence lie in , a contradiction. In particular contains at least three points.
The Montel theorem in the form used here says that a family of meromorphic maps on a domain, each omitting the same three distinct points of the sphere, is normal for spherical convergence. It also shows that is perfect. If were isolated in , choose a disc with and four distinct points of . For each , complete invariance makes have at most the single point . Partition the iterates into finitely many families according to which of the four points, if any, that single value equals. Each family omits at least three fixed points, so each is normal by Montel; their finite union is normal. This would put in , a contradiction. Therefore the degree-at-least-two Julia set is compact, infinite and has no isolated points.
The same omitted-value argument explains its global reach. If an open meets , then can omit at most two sphere points, since three omissions would imply normality on . If had an interior and were not the whole sphere, these image sets would remain in and their complement would contain the nonempty open set , impossible. Thus a proper Julia set has empty interior and equals the boundary of . If the Julia set is the whole sphere, the Fatou set is empty instead.
An attracting periodic point and its holomorphic cycle has a contracting return map in a small disc, so its basin is in the Fatou set. Repelling periodic points belong to the Julia set: return iterates fix the point but have derivatives equal to unbounded powers of their periodic-orbit multiplier, contradicting derivative bounds for a normal subsequence near that fixed value. A standard further global property is that repelling periodic points are dense in the Julia set. Fatou components can also support convergence towards a parabolic cycle on the boundary, or rotation behavior in a Siegel disc or a Herman ring; normality need not mean attraction. For example, has , with the interior converging to zero and the exterior to infinity. On the unit circle, arbitrarily close radii have incompatible limiting behavior, preventing normality there.
Degree one has a different picture. A rational map of degree one is a Möbius transformation. Up to Möbius conjugacy, an elliptic map is with ; its iterates are rotations and are equicontinuous on the sphere, so is the whole sphere and is empty (including the identity). For with , all compact subsets away from zero converge to infinity, while and prevent equicontinuity at zero. Thus ; for the reciprocal coordinate gives . A nonidentity parabolic map is conjugate to . Its iterates converge locally uniformly to infinity on the finite plane, but has , so . Holomorphic conjugacy carries these sets to the corresponding fixed points of the original map. These finite Julia sets explain why the degree restriction in many global Julia-set properties is essential.
The Arzelà-Ascoli theorem for states that a family has compact closure in the uniform norm exactly when it is uniformly bounded and equicontinuous. To prove sufficiency, choose a countable dense set. From any sequence of functions, successive subsequence extraction at each dense point and a diagonal selection give convergence at all those points. Given , equicontinuity gives a common ; cover the interval by finitely many -balls centered at dense points. On a sufficiently late tail the functions differ by less than at those finitely many centres, and equicontinuity makes each of the other two differences less than . Thus the selected subsequence is uniformly Cauchy. Completeness of gives a continuous uniform limit. In a metric space this proves compactness of the closure. Conversely, a compact family has finite uniform -nets. The finitely many net functions are bounded and uniformly continuous; approximation by them gives a common bound and equicontinuity for the family. This proves both directions.
For , a positive interior maximum would have and , contradicting . A negative interior minimum likewise contradicts . The endpoint bounds therefore give everywhere.
Now put . Differentiating the equation, using the stipulated third derivative, gives . At an interior extremum of , , so . The same maximum/minimum argument and the derivative endpoint bounds imply . Consequently by the mean value theorem. Thus is uniformly bounded and equicontinuous, and the theorem makes it relatively compact, hence totally bounded in . Its closure need not be asserted to remain thrice differentiable.
For a compact space , the Arzelà-Ascoli theorem says that a family is relatively compact in the supremum norm if and only if it is pointwise bounded and equicontinuous. In the usual formulation is compact Hausdorff; the elementary argument below also works for any compact for real-valued continuous functions.
Pointwise bounded means for every . Equicontinuity means that for every and there is a neighborhood of such that for every and . Relative compactness means compactness of the closure in , where . This is a complete metric vector space, since uniform limits of continuous functions are continuous. Equivalently, every sequence in the family has a uniformly convergent subsequence, with limit in , though not necessarily in the original family.
Assume first that is compact in the supremum norm. A finite norm-net shows that the norms of its members are bounded, so pointwise boundedness follows. Given and , choose a finite -net in the closure. Their continuity gives a common neighborhood of where for every . For any , choose with ; the triangle inequality then gives . Thus the family is equicontinuous.
Conversely, suppose pointwise boundedness and equicontinuity. For a prescribed , choose neighborhoods where every varies from by less than . Compactness supplies a finite subcover . Pointwise boundedness makes the set of vectors bounded in . Partition a bounding box into finitely many boxes of coordinate diameter less than , and choose one function from each occupied box. If belong to the same box and , then
The chosen functions are therefore a finite -net in the supremum norm. Thus is totally bounded. Its closure is complete and totally bounded, hence compact. To recall the last metric-space fact, successively selecting subsequences in balls of radii produces a Cauchy diagonal subsequence from every sequence; completeness supplies its limit. This proves both directions of the Arzelà-Ascoli theorem.
As usual, the bounded set is assumed Lebesgue measurable and an exponent is positive; the conventional Banach-space assertion concerns . No boundary regularity of is needed. Choose a smooth compactly supported cutoff equal to one on a ball containing . Weak convergence and the Uniform boundedness principle give a common bound for , hence also for . These functions have a common compact support.
We prove their local compactness directly. Translation and the fundamental theorem along line segments give, by density from smooth functions,
For a compactly supported mollifier , integration of this estimate gives
At fixed , Hölder's inequality bounds and uniformly by the norm of the corresponding smoothing kernels. Their supports lie in one fixed compact set, so the Arzelà-Ascoli theorem makes this smoothed family precompact in . The uniform approximation makes the original family totally bounded in : choose a finite net for the smoothed family and add the approximation error. Completeness gives relative compactness.
Every strongly convergent subsequence of has limit , since multiplication by preserves weak convergence. Consequently the whole sequence converges strongly: otherwise a subsequence with distance at least a fixed positive number would have a further convergent subsequence and contradict that unique limit. In particular .
The critical Sobolev inequality supplies a uniform bound in . For clarity, this estimate follows from part 2(a), not from compactness at the critical exponent. For a compactly supported smooth , integrating by parts against the vector field gives
Its distributional divergence is the sphere-area multiple of a point mass; applying the Hardy–Littlewood–Sobolev inequality with yields . Density extends this to .
For choose with . Hölder's inequality gives
For , use . The same integral estimate also works for if is understood with its usual quasi-norm. Thus strongly for every positive . We have never asserted that multiplying by the possibly nonsmooth indicator preserves .
The Riemann mapping theorem asserts that a nonempty simply connected domain is biholomorphic to the unit disk . More precisely, for each there is a unique biholomorphism satisfying and . We prove existence through an extremal derivative, deriving the compactness and injectivity steps rather than assuming special lemmas for the theorem.
First construct a bounded univalent function on . Choose and a holomorphic logarithm of , which exists by the permitted logarithm result on the translated simply connected domain. Put
Then , so is univalent and never zero. Its image is open, and : equality would imply after squaring and then .
Fix and choose with . It follows that is disjoint from , so throughout . Hence
is a univalent function with . For , define
The identity
and the inverse show directly that is an automorphism of the unit disk. Apply to and then a rotation to make its nonzero derivative at positive. The family of univalent maps with value zero and positive derivative at is therefore nonempty.
Let
It is positive. Choose with . The Cauchy estimate gives for every , so is finite. Take a sequence with .
We now justify a locally uniform convergence subsequence. On any compact subset of , the bound and the Cauchy estimate on slightly larger interior disks give a uniform derivative bound. They therefore give equicontinuity. Apply the Arzelà-Ascoli theorem on a compact exhaustion of , then take a diagonal subsequence for locally uniform convergence. Its limit is holomorphic: pass to the limit in the Cauchy integral formula on every small interior circle. The same formula for derivatives gives
Thus is nonconstant. Initially , and the maximum modulus principle improves this to everywhere.
For completeness, the needed locally uniform limit of univalent functions argument is short. If and , the nonconstant holomorphic function has an isolated zero at . Choose a small closed disk around excluding , with no zero on its boundary. Uniform convergence there gives . The Rouche theorem then makes have a zero inside that disk for all sufficiently large . Its only possible zero, by injectivity of , is , outside the disk. This contradiction proves injectivity of . Therefore and attains the supremum .
It remains to prove surjectivity. Suppose is omitted by ; since , necessarily . The domain is simply connected, because both constituent maps are homeomorphisms onto their images, and it excludes zero. The permitted holomorphic logarithm gives a holomorphic square root
This maps into and is univalent, since equality of its values implies equality after squaring and hence equality of the original arguments. Write . Then and . Normalize again with and a rotation. Its derivative magnitude is
The strict inequality follows from . This square-root improvement of a normalized conformal map contradicts extremality. Thus . An injective holomorphic map has nonzero derivative and a holomorphic local inverse; these inverses agree, so the resulting bijection is biholomorphic. We have proved existence.
For uniqueness, two normalized maps give an automorphism of the unit disk fixing zero. Apply the Schwarz lemma, proved in the next part, to this automorphism and its inverse. Both inequalities force equality, so the equality case makes it a rotation. Its derivative at zero is the positive real number , forcing that rotation to be the identity. Therefore
The proper-domain hypothesis is necessary: a bounded entire holomorphic function has derivative at most on disks of arbitrarily large radius by the Cauchy estimate, and hence is constant. Conversely, a domain biholomorphic to the disk is simply connected because the map is a homeomorphism.