Compact embedding of Hölder spaces Created 2026-09-24 Updated 2026-09-24
On a bounded regular domain, a bounded subset of is relatively compact in whenever . This is an Arzela-Ascoli theorem argument applied successively to the derivatives.
For a fixed bounded measurable uniformly elliptic operator in divergence form, solutions bounded by one have uniform local Caccioppoli inequalities and Hölder continuity estimates. A diagonal subsequence argument yields a local weak limit, while the Arzela-Ascoli theorem gives uniform convergence on a fixed smaller closed Euclidean ball. The weak equation passes to the limit because the coefficients are fixed and bounded. A global supremum normalization does not force the interior limit to be nonzero.
On a fixed smooth bounded domain, zero-boundary solutions with forcing in a bounded subset of are uniformly bounded in by a maximum-principle barrier and the global Schauder estimate. The Arzela-Ascoli theorem gives convergence in . A closed Hölder-norm constraint passes to the limit by lower semicontinuity of a Hölder seminorm, so the constrained solution set is compact rather than merely relatively compact.
For smooth vorticity, parts (b)--(c) and the transport equation give and measure preservation. The change of variables formula therefore conserves and . Parts (d)--(e) give a uniformly bounded velocity and a uniform log-Lipschitz modulus; applying the time-dependent version of part (f) constructs unique global characteristic curves.
For a rough Yudovich characteristic flow, state the needed temporal hypothesis explicitly:
The usual weak Euler solution class provides these conditions and the initial time trace. On , put . The velocity bounds are and , with integrable on this interval.
For completeness, mollify spatially. The resulting smooth velocities have trajectories and obey the same speed and modulus bounds, up to one common constant. Their speeds have the integrable majorant , giving uniform boundedness and equicontinuity of trajectories. Arzela-Ascoli theorem supplies a uniformly convergent subsequence. The modulus estimate controls , while the spatial mollification error tends to zero with an integrable majorant. Thus the limit solves
Replace by in the Osgood uniqueness criterion proof. It gives uniqueness and prevents finite-time escape. The characteristics are globally uniquely defined for each given Euler solution in the usual Yudovich class. This constructs the flow for a fixed solution; it is not by itself the entire uniqueness proof for the nonlinear Euler equation.
Merely saying that both spatial norms are finite separately at each time does not state the local temporal bound or measurability used in this argument. The printed formulation must be interpreted in the usual solution class, or supplemented with these temporal conditions. Also, an initial datum here is a function of ; the extra time variable in the displayed initial-data space is extraneous.
We prove Kantorovich duality theorem here by a positive-functional extension argument; it produces the minimizing transport plan at the same time as equality of the values. Let and . This is a bounded continuous function because is a compact metric space. Write for the real space of continuous functions on a compact space, and let
On this vector subspace define . It is well-defined: two representations differ by a constant in the first variable and the opposite constant in the second, and both measures have mass one. It is positive, since implies and hence . Also .
Define the majorant envelope, which is a sublinear functional:
Constants majorize every , and positivity gives , so this quantity is finite. Taking approximate minimizing majorants proves subadditivity; rescaling majorants proves positive homogeneity. Moreover for , and subtracting from a majorant proves
The dual value in the question is exactly
Subadditivity at gives .
On , assign the value to . If the representation is unique. If , then , so the assignment is still well-defined. It is dominated by : for , use ; for , positive homogeneity gives . Together with the translation identity, these verify domination in both cases.
The real Hahn-Banach theorem extends this functional to with . If , then , so . Thus is a positive linear functional, with and . Positivity also gives , so is continuous. The Riesz-Markov-Kakutani representation theorem supplies a Borel probability measure on the compact space , satisfying .
For every , its pullback belongs to , so . Likewise . Uniqueness in the Riesz-Markov-Kakutani representation theorem shows that these are exactly the two marginal distributions. Finally, every feasible pair gives a lower bound for the cost of every transport plan, by integration. Our constructed plan achieves that bound:
This Kantorovich duality by positive extension establishes the requested existence and equality without assuming an optimal plan in advance.
The metric structure additionally gives the Kantorovich–Rubinstein theorem formulation. For a feasible pair define . The triangle inequality for makes one-Lipschitz continuous, , and . Hence the dual objective is at most . Conversely is feasible for every one-Lipschitz . Therefore
Normalizing for a fixed gives a uniformly bounded equicontinuous family; it is closed and compact in the uniform topology by the Arzela-Ascoli theorem. The objective is uniformly continuous on this family, so the supremum is attained as well. In particular, is the first Wasserstein distance between the two measures.
Use a bounded BV extension operator for the bounded Lipschitz domain. Extend to , supported in one fixed compact set, with . Such an extension is obtained by reflection in Lipschitz boundary charts, a partition of unity and a fixed cutoff function. A naive zero extension must also charge its boundary-trace jump; it cannot discard that contribution.
Let bound these norms and let be their mollifications. The BV mollification error estimate gives
The variation measure here is on . The printed lemma's needs this correction unless it also assumes all the derivative mass lies in : a nonconstant bump supported outside disproves its literal wording. The correct estimate follows by averaging the BV translation estimate over a mollifier supported in .
For each fixed , convolution gives uniform bounds
The mollifications have common compact support and are uniformly equicontinuous. The Arzela-Ascoli theorem supplies a uniformly convergent subsequence at each scale . A diagonal subsequence converges at every one of those scales. For two late members of that subsequence,
First choose large , then late ; the sequence is a Cauchy sequence in . Its limit belongs to the BV space because the total variation seminorm on a domain is sequentially lower semicontinuous. Uniform derivative bounds and integration by parts give . Restriction to proves the required weak-star convergence in BV.
We use a blow-up compactness proof of an interior Schauder estimate, with Taylor normalization in elliptic blow-up arguments. Fix and suppose no suitable constant exists. There would be solutions with forcing for which
Choose distinct such that, for ,
Then , , and
In particular . Subtract the quadratic Taylor polynomial of at and rescale:
Its domain exhausts . The normalization gives
Taylor theorem, or integration along line segments from zero, consequently bounds on every fixed ball by constants times , respectively. The Hessian matrices are equicontinuous. The Arzela-Ascoli theorem and a diagonal subsequence therefore give in on compact subsets of .
The rescaled equation is
on each compact set. Thus is harmonic and is smooth. Every entry of its Hessian matrix is harmonic and has a global Hölder seminorm at most . The allowed Liouville lemma for globally Hölder harmonic functions makes each entry constant. Since , all these constants are zero.
On the other hand, is a unit vector and by construction. A further subsequence has ; the local convergence implies , a contradiction. Hence the desired constant exists, and
The global Hölder seminorm on the limiting Hessian matrix, rather than a bound on its magnitude throughout space, is what makes this Liouville argument work.
We prove compactness of zero-boundary Poisson solutions. Here the printed must mean ; otherwise the boundary condition refers to an unspecified set. Use this intended boundary condition throughout. Let . A maximum-principle barrier gives a uniform bound on : with , we have and on . Since ,
The weak maximum principle gives , so .
Standard elliptic regularity on the smooth ball first gives . The global Schauder estimate then gives
Thus the functions and all their derivatives through order two are uniformly bounded and equicontinuous on the closed ball. The Arzela-Ascoli theorem gives a subsequence converging uniformly along with all these derivatives. Integration along line segments identifies the limiting derivatives, so the convergence is in .
It remains to keep the limit in the set, rather than merely proving relative compactness. If in , then the zero boundary values pass to the limit and uniformly. For each pair of distinct points,
Taking suprema gives , while . Hence . The limit belongs to the set, proving sequential compactness in . The fixed positive Hölder exponent supplies the compactness; a bound on the supremum norm of alone would not supply this argument.
For the inclusion, , with equality for a nonzero constant. Thus . The domain unit ball is uniformly bounded and has , so it is equicontinuous. The Arzela-Ascoli theorem makes its image relatively compact in . Therefore is compact.