For an inner circle of real center and radius lying strictly inside the unit circle, choose the real root of . When , take . The automorphism of the unit disk sends the inner circle to a concentric circle. Indeed it sends the two real endpoints to opposite real numbers; preservation of circles and reflection symmetry then give an image centered at zero. Its radius is .
The conformal invariance of harmonic measure and harmonic measure of an annulus give outer-boundary measure . For , the quadratic gives and , an explicit eccentric-annulus example.
Conformal automorphism of the upper half-plane Created 2026-10-06 Updated 2026-10-14
Every conformal automorphism of the upper half-plane is a Möbius transformation with real coefficients and positive determinant, and conversely every such map is a conformal bijection of the upper half-plane to itself:
The real-coefficient and sign conditions matter. The complex Möbius transformation sends to on the boundary, while the real Möbius transformation has negative determinant and sends to in the lower half-plane. [ref]
For two concrete upper half-plane automorphisms, take
Both matrices have determinant one. Here , , and . On the extended real line, fixes infinity and exchanges zero and infinity. On the unit disc, the same maps become and ; the second is simply .
Multiplying all four coefficients by a nonzero real scalar leaves unchanged. Dividing them by normalizes the determinant to one; the two remaining representatives and give the same map. Thus the group under function composition is the projective special linear group
where is the real special linear group of degree two. Composition of the Möbius transformations corresponds to multiplication of their matrices. [ref]
On the boundary,
So preserves the cyclic boundary orientation of the extended real line; when , its pole at prevents treating it as a single increasing function across that point on the ordinary real line. Three distinct boundary images determine a Möbius transformation uniquely, but an upper half-plane automorphism can realize only triples with matching cyclic boundary orientation.
A brief proof outline starts with the identities
They show that and its inverse function preserve the upper half-plane. For completeness of the classification, conjugate an arbitrary conformal bijection by the Cayley transform. Normalize its image of zero with an automorphism of the unit disk, then apply the Schwarz lemma to the resulting map and its inverse function; both inequalities force a rotation. Conjugating back gives the real Möbius transformation above.
Finally, and the displayed imaginary part identity show that . Every upper half-plane automorphism is therefore also an isometry of the Poincaré half-plane model. The same formulas describe both holomorphic coordinate symmetries and motions of the hyperbolic plane.
For , the automorphism of the unit disk sends to zero. The holomorphic function maps the unit disc into itself and satisfies . The Schwarz lemma therefore gives . Evaluate at to obtain the Schwarz-Pick theorem:
The denominators do not vanish because both their products have modulus less than one.
Use the simply connected domain shown in the diagram. A Riemann mapping theorem map followed by an automorphism of the unit disk sends its marked points to and . Split this disc along its real diameter. Map the upper conformal quadrilateral from c to a rectangle , with and as vertical sides and as its bottom. The lower half is a second identical rectangle. The full disc is obtained by gluing the two rectangles along their two vertical sides and their bottom sides; the two top sides form the original outer boundary.
In this doubled rectangle extremal-length duality, loops enclosing both marked bottom corners have shortest flat length . They must meet both vertical seams, and a closed curve's total horizontal travel is at least ; the doubled horizontal segments attain it. Crosscuts separating the two corners must meet the bottom seam, and run from outer boundary back to outer boundary. Their total vertical travel is at least , attained by doubled vertical segments. The total flat area is .
These flat metrics are extremal, not merely lower bounds. For an arbitrary metric, average the lengths of the doubled horizontal segments over their height and apply the Cauchy-Schwarz inequality to get . Averaging the doubled vertical segments gives . Consequently
The conformal metric on the doubled rectangles pulls back to an admissible metric on the original punctured domain; the two marked corner points have zero area. Here consists of crosscuts with endpoints on the outer boundary, as drawn. Boundedness alone, without the illustrated domain topology and the specified curve families, would not justify this construction.
For a holomorphic function , the Schwarz-Pick lemma states
Equality in the first inequality for distinct points, or in the derivative inequality at one point, occurs exactly when is an automorphism of the unit disk.
Here is a proof, including the underlying Schwarz lemma. If is holomorphic and , then has a removable singularity at zero. On its modulus is at most . The maximum modulus principle on this circle, followed by , gives and . Equality at a nonzero point, or , forces to be a constant of modulus one by the same maximum modulus principle.
Set , an automorphism of the unit disk. The composite fixes zero. The Schwarz lemma gives the first inequality, while its derivative at zero gives the second. The equality conclusion follows because a composite attaining equality is a rotation. Conversely, every automorphism of the unit disk attains equality. This also proves contraction of the hyperbolic metric.
The boundary lower bound first guarantees a zero inside the unit circle. If , there is nothing to prove about existence. Otherwise, if had no zeros on the closed unit disc, would be holomorphic on a neighborhood of it and satisfy on the boundary. The maximum modulus principle would give , contradicting the hypothesis. The boundary lower bound excludes boundary zeros, so there is a zero with .
The upper boundary bound and the maximum modulus principle give on the unit circle and its interior. The function is nonconstant under the stated hypotheses, so takes its interior values in the open unit disc. Apply the Schwarz-Pick lemma to the points and :
This is the zero location bound from Schwarz-Pick, and it applies to every zero inside the unit circle.
The bound is sharp. Given and , choose
This holomorphic function has no pole in , has constant modulus on the unit circle, and satisfies . With , its zero at gives equality. The case is also attained by .
Let be a universal covering map. On a small evenly covered neighborhood in , choose a local inverse of and set
Any two such lifts differ by a deck transformation of the disc. Every automorphism of the unit disk preserves the disc density: apply the derivative Schwarz-Pick lemma to the automorphism and its inverse to get equality. Hence the definition is independent of the local inverse. Uniqueness of the universal cover up to a covering isomorphism gives independence of the chosen cover as well. This is the Poincare metric on a Riemann surface, normalized to curvature .
For a piecewise continuously differentiable path , define its length by , and the distance by the infimum of lengths of joining paths. Path reversal and concatenation prove symmetry and the triangle inequality. The distance between distinct points is positive: choose a small closed Euclidean disc around one point not containing the other, on which the positive continuous density is bounded below by . Every joining path must leave that disc and has length at least times its radius before doing so. Joining paths of finite length exist because a plane domain is path connected and the density is locally bounded. Thus this construction gives an actual metric, not just a nonnegative path-length expression.
For the punctured unit disc, use from the complex upper half-plane. The half-plane line element is , while and . Consequently
The domain called an annulus in the paper has inner radius zero, so it is this punctured-disc metric, not the metric of an annulus with positive inner radius.
We now prove the Great Picard theorem. In its holomorphic form, an essential singularity takes every complex value, with at most one exception, infinitely often in every punctured neighborhood. It suffices to prove that a holomorphic function on a punctured disc omitting and extends meromorphically through the puncture: if two values occurred only finitely often, a smaller punctured disc would omit both, and an affine change of target would reduce them to .
Use the universal covering by the modular lambda function , whose construction is given in the following solution. Its deck transformation group is the projective level-two principal congruence subgroup . Rescale the source punctured disc to unit radius. Lift to a holomorphic function . Uniqueness of lifts gives
for a fixed deck transformation . The Schwarz-Pick lemma gives
as . A nonidentity deck transformation has no interior fixed point, so it is either a hyperbolic Möbius transformation or a parabolic Möbius transformation. The hyperbolic case is conjugate to a dilation with , . Since , its displacement is at least , contradicting this inequality.
If is the identity, compose with the Cayley transform between the half-plane and disk. Its periodicity lets the resulting bounded function descend to the punctured disc and extend by the Riemann removable singularity theorem. A nonconstant extension takes its central value inside the disc by the maximum modulus principle. The covering map then gives an extension of ; a constant lift gives a constant .
In the parabolic case, its fixed point is a rational modular cusp. Indeed, a parabolic integral matrix of trace has a rational eigenvector for its repeated eigenvalue. Conjugate by an element of the modular group sending this cusp to infinity. The level-two subgroup is normal, so the conjugated transformation is for a nonzero integer . The conjugated lift consequently satisfies
The modular transformations permute the three target cusp values , as seen from the lambda transformation formulas below. It is therefore enough to examine .
To fix the sign of , the function is periodic in the real direction. Its mean satisfies by the Cauchy-Riemann equations and the increment of . Positivity for all forces . The function
is well-defined, nonvanishing and bounded by one on the punctured disc, so it extends holomorphically to zero. Its winding number along a circle around the puncture is , because a unit increment in increases by . The argument principle therefore shows that has a zero of order at the origin.
At the infinite cusp, the modular lambda function has the convergent expansion in . Thus extends and tends to zero. Undoing the target permutation gives a removable singularity or a pole for . In every case the puncture is not essential, which proves the holomorphic Great Picard theorem. For a meromorphic function with an essential singularity, if three spherical values occurred only finitely often, a Möbius transformation would make the omitted values . The same proof applies because omission of infinity makes the transformed function holomorphic. Hence the meromorphic version has at most two exceptional spherical values.
For a plane domain, the following are equivalent descriptions of a simply connected domain: every based loop contracts in the domain with its basepoint fixed; any two paths with the same endpoints are homotopic while those endpoints stay fixed; its complement in the Riemann sphere is connected; every holomorphic function has a single-valued primitive; and every nowhere-zero holomorphic function has a holomorphic logarithm. The complement must be taken in the extended plane, including infinity. An equivalent winding number formulation is that every closed curve has index zero about every point outside the domain.
Here is a direct equivalence proof for the first two topological formulations. If all paths with given endpoints are homotopic relative to those endpoints, apply this to a loop based at and the constant path at , obtaining a contraction. Conversely, let join to . The loop contracts with basepoint fixed. Concatenating this contraction with produces a homotopy from to , relative to . The middle retracing excursion contracts by shortening its traversal in both directions, giving a homotopy from that first path to . Hence and are homotopic relative to their endpoints. Planar domains are path-connected, so no extra path-component condition is needed.
The analytic descriptions follow from path independence of the holomorphic integral. Local primitives exist on discs by integrating power series; a homotopy can be subdivided into pieces lying in such discs, and local path integrals cancel along its common edges. Thus integrals over homotopic paths agree, giving a global primitive. Applied to for a nowhere-zero function, a primitive makes constant and hence supplies a holomorphic logarithm. These observations are also the tools used in the mapping proof below.
The Riemann mapping theorem states that every nonempty simply connected proper domain admits a conformal bijection onto the unit disc. Given , there is exactly one such map with and . The exclusion of the whole plane is necessary: an entire map into the disc would be constant by Liouville's theorem.
An extremal proof has the following concrete steps. First construct an injective bounded holomorphic map. Choose and a holomorphic square root of . It is injective, since equality of its values implies equality of their squares. Its image is disjoint from its negative: would imply and then , impossible. If , choose with ; the disc is omitted. Therefore is injective and bounded. Scaling it and applying an automorphism of the unit disk gives a map into the disc taking to zero; a rotation makes its derivative positive.
Let consist of all injective maps with this normalization. It is nonempty. The derivative at is bounded above by the Cauchy integral formula on a small disc compactly contained in . Choose with derivatives tending to their positive supremum . Boundedness, the Cauchy estimates and a diagonal Arzelà-Ascoli theorem argument give a subsequence converging locally uniformly to ; this is the bounded-family form of the Montel theorem. Then , , and the maximum modulus principle puts its image in the open disc. The limit is injective: if distinct had , apply Hurwitz's theorem near to , which has no zero there; the limit would vanish identically, contradicting .
Finally suppose is omitted by . It is nonzero since . Let and choose a holomorphic square root of . It is injective and takes values in the disc. Put , so , and normalize by a rotation. The new map's derivative magnitude at is
This square-root improvement of a normalized conformal map contradicts extremality. Thus is onto. Two normalized bijections differ by a disc automorphism fixing zero; Schwarz lemma applied to it and its inverse makes it a rotation, and positivity of the normalized derivatives forces that rotation to be the identity. This completes the requested proof outline.
An explicit disk map of a slit half disk makes the two boundary approaches visible without assuming an extension theorem for the boundary. We construct the map as a succession of bijections and then determine its limits.
First maps the upper half-disc of radius two bijectively onto slit along . Indeed, its inverse chooses the square root whose argument lies in . The removed segment on the imaginary axis becomes , so the image of is precisely
The Möbius transformation maps the radius-four disc bijectively onto the unit disc, taking to zero and to one. This follows also by writing it as , an automorphism of the unit disk after the scaling. It takes the removed real interval to , so the image is the unit disc with this radial slit removed. Choosing defines a single-valued square root and maps that slit disc bijectively onto
All these maps have nonzero derivatives on their respective domains, since their potentially problematic zero or branch point is on the removed slit.
Next the Joukowski map is a conformal bijection from onto the lower half-plane. For ,
If , then , and rules out the second factor vanishing. To prove surjectivity, take in the lower half-plane and consider . Neither root lies on the unit circle, where is real. Their product is one, so exactly one has modulus less than one. For that root the displayed imaginary-part identity forces . Thus it lies in . Also cannot vanish there. Finally maps the lower half-plane bijectively onto the unit disc: the inequality is exactly , and its inverse is . Consequently
is a conformal bijection of onto the disc.
At the slit point the continuous rational expression for tends to . In a sufficiently small neighborhood of , points of have nonzero real part. Since and the real-coefficient Möbius map preserves the sign of the imaginary part, right-side approach gives , while left-side approach gives . Hence
The two limits of are therefore
They have modulus one and are distinct, since and the Möbius map is injective on the extended real line. The two-sided cluster set at an interior slit point is a geometric consequence of opening the slit into two boundary intervals.
Figure 1.
Two sides of the slit at i/2 become distinct boundary points after squaring, a disk automorphism and a square root
. Details.
For the given map , the composition is an automorphism of the unit disk. To see its precise boundary behavior, let and compose with the inverse of . This gives a disc automorphism fixing zero. Applying Schwarz lemma to it and its inverse shows it is a rotation. Thus
Its denominator never vanishes on the closed disc, and its inverse has the same property; it therefore extends to a continuous bijection of the unit circle. Put and . These are distinct points of that circle, independent of the approaching sequence.
For any sequence approaching , every infinite right-side subsequence has image tending to , and every infinite left-side subsequence has image tending to . At least one side occurs infinitely often. Conversely, any convergent image subsequence has a further subsequence confined to one side, so its limit must be the corresponding one of these two points. The cluster set is therefore exactly , or , according to which sides occur infinitely often. Both sides really occur in the domain, for example along with positive .
The Riemann mapping theorem asserts that a nonempty simply connected domain is biholomorphic to the unit disk . More precisely, for each there is a unique biholomorphism satisfying and . We prove existence through an extremal derivative, deriving the compactness and injectivity steps rather than assuming special lemmas for the theorem.
First construct a bounded univalent function on . Choose and a holomorphic logarithm of , which exists by the permitted logarithm result on the translated simply connected domain. Put
Then , so is univalent and never zero. Its image is open, and : equality would imply after squaring and then .
Fix and choose with . It follows that is disjoint from , so throughout . Hence
is a univalent function with . For , define
The identity
and the inverse show directly that is an automorphism of the unit disk. Apply to and then a rotation to make its nonzero derivative at positive. The family of univalent maps with value zero and positive derivative at is therefore nonempty.
Let
It is positive. Choose with . The Cauchy estimate gives for every , so is finite. Take a sequence with .
We now justify a locally uniform convergence subsequence. On any compact subset of , the bound and the Cauchy estimate on slightly larger interior disks give a uniform derivative bound. They therefore give equicontinuity. Apply the Arzelà-Ascoli theorem on a compact exhaustion of , then take a diagonal subsequence for locally uniform convergence. Its limit is holomorphic: pass to the limit in the Cauchy integral formula on every small interior circle. The same formula for derivatives gives
Thus is nonconstant. Initially , and the maximum modulus principle improves this to everywhere.
For completeness, the needed locally uniform limit of univalent functions argument is short. If and , the nonconstant holomorphic function has an isolated zero at . Choose a small closed disk around excluding , with no zero on its boundary. Uniform convergence there gives . The Rouche theorem then makes have a zero inside that disk for all sufficiently large . Its only possible zero, by injectivity of , is , outside the disk. This contradiction proves injectivity of . Therefore and attains the supremum .
It remains to prove surjectivity. Suppose is omitted by ; since , necessarily . The domain is simply connected, because both constituent maps are homeomorphisms onto their images, and it excludes zero. The permitted holomorphic logarithm gives a holomorphic square root
This maps into and is univalent, since equality of its values implies equality after squaring and hence equality of the original arguments. Write . Then and . Normalize again with and a rotation. Its derivative magnitude is
The strict inequality follows from . This square-root improvement of a normalized conformal map contradicts extremality. Thus . An injective holomorphic map has nonzero derivative and a holomorphic local inverse; these inverses agree, so the resulting bijection is biholomorphic. We have proved existence.
For uniqueness, two normalized maps give an automorphism of the unit disk fixing zero. Apply the Schwarz lemma, proved in the next part, to this automorphism and its inverse. Both inequalities force equality, so the equality case makes it a rotation. Its derivative at zero is the positive real number , forcing that rotation to be the identity. Therefore
The proper-domain hypothesis is necessary: a bounded entire holomorphic function has derivative at most on disks of arbitrarily large radius by the Cauchy estimate, and hence is constant. Conversely, a domain biholomorphic to the disk is simply connected because the map is a homeomorphism.
Fix . We prove the Riemann mapping theorem in this case by maximizing a normalized derivative. Choose . Since is a simply connected domain and never vanishes, it has a holomorphic square root . This is injective, and is disjoint from : equality up to sign would first force the original points to coincide. Choose and with . The ball is omitted, so is a bounded univalent function. Scaling and composing with an automorphism of the unit disk produces an injective holomorphic function with and .
Let be the family of all such normalized univalent functions. A Cauchy estimate in a small disk about bounds their derivatives, so is finite and positive. Choose a maximizing sequence in this normal family. Montel theorem gives a subsequence converging uniformly on compact subsets to . Its derivative at is . The maximum modulus principle puts its image in , and Hurwitz's theorem implies that a nonconstant limit of injective holomorphic functions is injective. Thus the maximum is attained.
If is omitted, then . Put . A holomorphic square root of exists, is injective, and takes values in . Compose with and a rotation to normalize it. Writing , the new derivative has magnitude
a contradiction. Therefore maps onto . The Cayley transform between the half-plane and disk now gives
Its inverse is holomorphic by the holomorphic inverse function theorem, so this is a biholomorphism. The proper-subset hypothesis was used to choose ; the whole complex plane cannot be mapped this way, by Liouville theorem.
Use the univalent functions on , namely the univalent functions . Each has nonzero derivative, so its image is a domain conformally equivalent to , and is therefore simply connected. This image is proper: otherwise would be a bounded nonconstant entire function, contrary to the Liouville theorem.
Conversely, every proper simply connected domain is for some such , by taking the inverse of a Riemann mapping theorem bijection. Thus these functions parameterize all proper simply connected domains by their images. The complex plane itself is the exceptional simply connected domain and must be listed separately.
The parameterization has redundancy: two univalent functions have the same image if and only if for an automorphism of the unit disk . All such automorphisms have the form
If an interior point is prescribed, the normalization and real removes this redundancy. Equivalently one can describe these maps through their convergent Taylor series on , imposing univalence on the resulting holomorphic functions.
If a holomorphic function on the unit disc satisfies and , the Schwarz-Pick lemma applied to gives . Equality for a nonzero central value forces a scaled automorphism of the unit disk. If extends past the unit circle and is smaller than its minimum boundary modulus, the maximum modulus principle applied to proves that a zero occurs inside the circle.