Use the reduced attractive reduced BCS pairing Hamiltonian with volume V, and attraction :
A specified pairing shell or an ultraviolet renormalization is part of the model. The trace is grand canonical. Insert fermionic coherent states into its time-sliced trace. The resulting Grassmann variables are antiperiodic, and with inverse-energy imaginary time the dimensionless action is
This boundary condition is essential for Fermi-Dirac statistics; replacing it by a bosonic periodic trace changes the answer. A complex Hubbard–Stratonovich transformation uses the local identity
with time-slice factors understood. The pairing field renders the fermion action quadratic. For a uniform static field the independent Nambu spinor block has
Its determinant is . The phase-independent determinant sign cancels under consistent reference normalization. Integrating the fermions gives the BCS pairing-field effective action, , with the normal-ordering/reference term retained. The fermionic pairing-block determinant normalization uses one independent pairing block for every k; a fully doubled spin-particle-hole trace instead needs one half. The subtracted grand potential of the reduced BCS model is particularly unambiguous:
Performing the Matsubara frequency sum yields
up to a common constant. At zero gap this reduces exactly to the two-spin free-gas result. The Matsubara derivation of the BCS saddle follows by differentiating with respect to and using gives
The second equation fixes the chemical potential at specified number. This stationary action is BCS mean-field theory, not an exact integration of pairing-field fluctuations. With constant single-spin density of states per volume and a symmetric energy cutoff , weak coupling gives and . The zero-temperature condensation grand-potential density is to leading weak-coupling order; using a spin-summed density would change these displayed factors. The BCS coherence factors are and , and the associated BCS ground state is the normalized product of empty and occupied pair states. [ref]
Allowing a slowly varying complex pairing field generates phase stiffness and, near the transition, the Ginzburg-Landau theory of superconductivity. A neutral paired system has a gapless phase sound mode; in a charged bulk superconductor electromagnetic coupling produces the Anderson-Higgs mechanism in a superconductor and the Meissner effect. These collective fluctuations are distinct from the gapped fermionic excitations. A microscopic dynamical calculation is needed to fix collective-mode dispersion and damping; the static saddle alone does not determine them. [ref]
Consider a conventional spin-singlet, weak-coupling, three-dimensional superconductor. Set in the microscopic action and restore electromagnetic units below. An attraction in an energy shell about the Fermi surface gives a Grassmann action
The attractive sign permits pairing even when the single-particle Fermi gas is otherwise stable. A complex Hubbard–Stratonovich transformation introduces a pair field proportional at the saddle to . The action is then quadratic in fermions. Integrating them out gives the BCS pairing-field effective action
Here the trace uses one independent Nambu spinor pairing block; a fully doubled particle-hole representation instead carries its corresponding one-half factor. At a uniform saddle the Bogoliubov--de Gennes Hamiltonian can be written as
The negative branch describes the paired vacuum; excitations are Bogoliubov quasiparticles mixing particles and holes. Extremizing the effective action gives
The physical cutoff or a renormalized interaction is part of the microscopic model; an unregulated contact integral must not be used indiscriminately. With constant density of states per spin and shell half-width , the zero-temperature weak-coupling solution is . The exponentially small scale follows from the logarithmic pairing susceptibility of states near the Fermi surface. For this ideal weak-coupling model, . The microscopic theory relates the gap, pairing and thermodynamic transition.[ref]
Close to a continuous transition, for fields varying slowly compared with microscopic scales, expand the effective action in powers and gradients of . Its static part is the Ginzburg-Landau theory of superconductivity:
The normalization of fixes the coefficients; here changes sign at . The uniform minimum has for , condensation free-energy density , and characteristic coherence-length scale . Above the transition the minimum is at zero. The quartic stabilization and gradient cost are precisely the ingredients of Landau theory for a complex order parameter. This controlled near-transition expansion supplies a bridge between microscopic BCS theory and macroscopic magnetic response; its coefficients and validity depend on the material and fluctuation regime.[ref]
Write . The radial fluctuation has positive local restoring curvature, whereas the phase has no local potential in a neutral theory with global symmetry. Freezing the amplitude gives
The neutral case supports a gapless collective phase mode. In the charged case the electromagnetic field couples to this phase rigidity. Under and , the displayed combination is invariant. Locally choosing a gauge with constant phase leaves a quadratic term in . Varying the free energy gives the transverse London current and magnetic screening scale,
Combining this relation with static Maxwell equations gives exponential field penetration, the Meissner effect. Single-valuedness of the pair field around a loop with negligible current gives flux in units . These are gauge-invariant physical consequences of the condensate stiffness.
For the dynamics, the neutral phase and density mode is reorganized by the Coulomb interaction and the dynamical electromagnetic field. In a bulk three-dimensional system the long-wave longitudinal mode has a plasma gap, rather than remaining the neutral sound mode. This is the Anderson-Higgs mechanism in a superconductor: a phase coordinate becomes part of the electromagnetic collective response instead of surviving as an independent massless physical particle. Local gauge transformations are redundancies of the description, so a literal breaking of a local redundancy is not an observable. Phase coherence, current response and magnetic screening provide the physical statements.[ref]
A static Landau functional alone cannot determine that full dynamical spectrum. A two-dimensional film, for example, need not have the same long-wave plasma dispersion as a bulk charged system. Nor does a positive radial curvature automatically guarantee a sharp Higgs amplitude resonance: coupling to quasiparticles and other modes can damp it. The chosen mean-field phase is also a thermodynamic symmetry-breaking description; an isolated finite system can be formulated with definite particle number. The microscopic pairing saddle, the near-transition Landau expansion and the electromagnetic Anderson-Higgs response describe successive scales of the same superconducting state, with distinct assumptions at each step.
A complex order parameter captures both the amplitude and phase rigidity of a superfluid. A local isotropic Ginzburg-Landau theory writes its free-energy functional, to fourth order in amplitude and second order in gradients, as
The uniform minimum has for and for . Its phase remains arbitrary under a global transformation. Minimizing with respect to gives . The phenomenological description specifies the allowed structures and coefficients; microscopic input is needed to identify the normalization of and calculate those coefficients. A static functional by itself does not fix the dynamical equation or mode frequencies.
For a dilute three-dimensional Bose gas with short-range repulsion and particle mass , the microscopic low-energy Hamiltonian is
The interaction parameter is expressed through the low-energy s-wave scattering length , rather than an unrenormalized bare delta potential. In a symmetry-selected description, and is condensate density. Equivalently, fixed-number off-diagonal long-range order identifies the macroscopically occupied natural orbital and its amplitude without a nonzero one-point expectation.
Evaluating in a coherent-field condensate variational state gives the Ginzburg-Landau functional of a dilute Bose gas, with the mean-field microscopic identifications
Its stationary variational equation is the Gross–Pitaevskii equation. The time-dependent variational action additionally contains , giving
This term expresses density-phase conjugacy. It is the missing microscopic dynamical input; a purely dissipative relaxation law would describe a different approximation.
Bogoliubov theory writes and retains quadratic fluctuations. In a uniform condensate, and the fluctuation matrix is
Its eigenvalues are . The positive branch is the gapless sound mode, continuously crossing over to particle-like excitations at larger . The same result follows by linearizing the time-dependent Gross–Pitaevskii equation about its uniform solution. Thus the microscopic condensate amplitude, scattering interaction and mass determine the mean-field static coefficients and the collective mode. Quadratic quantum fluctuations also produce quantum depletion of a Bose condensate, which a pure coherent-state product omits.
These identifications are controlled for a dilute weakly interacting gas away from a fluctuation-dominated critical region. They are not a universal statement that the exact finite-temperature GL coefficient is always or that its quartic coefficient never receives corrections. Integrating out noncondensed and short-wavelength modes produces effective temperature-dependent coefficients and can change their near-critical behavior. The phase rigidity described by and the thermodynamic order-parameter expansion remain the shared organizing structure.
For BCS theory, the microscopic order parameter is instead an anomalous pair amplitude, commonly normalized as an energy gap . It is not an ordinary single-electron field expectation or automatically the square root of a pair number density. Integrating out fermions and expanding in small and slow gradients near gives the microscopic derivation of Ginzburg-Landau theory. The BCS pairing-field effective action supplies its coefficients through normal-state pair-response functions and thermal fermion sums.
For example, a clean isotropic three-dimensional weak-coupling s-wave model, with the density of states per spin at the Fermi energy and measured in energy units, gives
with microscopic Ginzburg-Landau coefficients from BCS theory
The numerical factors arise from fermionic Matsubara sums and the isotropic velocity average; they depend on the stated gap and density-of-states conventions. Rescaling the order parameter rescales all three coefficients. The expansion applies near the transition with sufficiently slow spatial variation; disorder, anisotropic pairing and strong coupling alter the coefficients or require additional components. Microscopic derivation also fixes the pair charge in the covariant gradient, producing the superconducting screening current and the Meissner effect.[ref]
The neutral Bose and charged Fermi theories therefore share a complex order parameter and a phase-stiffness functional, while deriving that field from different microscopic objects. The Bogoliubov transformation mixes particle and hole fluctuations of the bosonic condensate in one case and paired fermionic excitations in the other. The static GL limit organizes long-distance behavior; the full microscopic theories retain excitation spectra and temperature dependence beyond that local near-transition expansion.
Subtracting the normal-state grand potential fixes the reference constant in the uniform BCS pairing-field effective action. Here has energy units and . The ratio cancels a field-independent determinant phase and produces a convergent high-frequency sum under the same momentum regulator. Differentiation gives the BCS gap equation. For a fixed attractive pairing shell, this is a finite regulated model; an unrestricted continuum contact interaction additionally needs ultraviolet renormalization. Its weak-coupling condensation density uses a single-spin density of states per volume.