Beam waist Created 2026-10-14 Updated 2026-10-25
The beam waist is the narrowest cross-section of a freely propagating Gaussian beam. Its radius uses the wave amplitude , or light intensity , convention; its diameter is . Specifying a “spot size” without saying radius or diameter can introduce a factor-of-two error. Within the scalar paraxial approximation, the wavefront at the beam waist is planar. The minimum radius sets both the Rayleigh range and the far-field beam divergence.
A concrete quantum quench experiment loaded a Bose-Einstein condensate of chemical atoms from a magnetic field trap into an optical lattice: three orthogonal laser standing waves, with approximately beam waists. An loading ramp preceded a increase in lattice depth. This suppressed quantum tunnelling while retaining each well's vibrational ground state. The switch preserved atom-number populations rather than freezing every motional degree of freedom.[ref]
Collapse and revival of the matter wave field of a Bose-Einstein condensate by Markus Greiner and others. Greiner and others, manuscript pp. 3–4: preparation and switching; p. 7, Methods: wavelength, beam waists and lattice geometry
After variable hold times, releasing the traps and taking photon absorption images after of flight revealed disappearance and return of interference peaks. Background-subtracted peak counts supplied a coherent fraction. Varying final depth tested the predicted revival period ; varying initial depth tested the collapse's sensitivity to atom-number statistics. Peak broadening outside counting windows and spatial variation of limited later signals.[ref]
Collapse and revival of the matter wave field of a Bose-Einstein condensate by Markus Greiner and others. Manuscript p. 4 and figure 2 caption on p. 11: flight and image extraction; figure 3 caption on p. 12: readout limitations; figures 4–5 captions on pp. 13–14: final-depth and initial-depth comparisons
Here is the on-site interaction energy. The approximate isolated-well Hamiltonian operator , with number operator , gives different quantum phases to its number states, which later rephase. This is a many-level realization of the distinction between fixed populations and changing quantum phases.[ref]
Collapse and revival of the matter wave field of a Bose-Einstein condensate by Markus Greiner and others. Manuscript pp. 2–3, equations (1)–(2): isolated-well Hamiltonian and number-state phase evolution
Complex beam parameter 2026-10-25
The complex beam parameter combines a Gaussian beam's wavefront curvature and spot radius : . With , the beam waist is . A real paraxial ray transfer matrix maps it by . Positive imaginary part selects the physical finite-width branch in this convention.
Confocal optical resonator 2026-10-25
A symmetric confocal optical resonator has two concave mirrors of equal curvature , separated by . Its symmetric fundamental Gaussian beam has a central beam waist and Rayleigh range . Its ideal transverse spectrum has degeneracies, so transmission at one resonance need not certify exclusive excitation of the fundamental normal mode.
Confocal reciprocal-Rayleigh-range map 2026-10-25
Gaussian beam Created 2026-10-05 Updated 2026-10-14
A fundamental Gaussian beam is an ideal beam of light whose transverse wave amplitude has a Gaussian function profile. Here consider a circularly symmetric beam in vacuum, with propagation along , two transverse coordinates , and radius from the optical axis. With the beam waist at , total power , and vacuum wavelength , its time-averaged light intensity, meaning irradiance in , isHere is the minimum beam radius, and is the Rayleigh range. Far from the beam waist, with beam divergence half-angle . These are the fundamental circular Gaussian beam laws within the scalar paraxial approximation, appropriate when and the beam divergence is small. The underlying envelope solves the parabolic wave equation exactly; this does not make it an exact vector solution of Maxwell equations. [ref].
The radius convention matters. Writing for the complex wave amplitude envelope, the same is the wave amplitude radius and the light intensity radius:At these ratios are and , respectively. The light intensity radius is instead . None of these radii is a sharp edge: the ideal Gaussian function has nonzero tails at every finite radius. Kogelnik and Li explicitly use the wave amplitude radius in their fundamental-mode treatment. [ref]
https://dielslab.unm.edu/sites/default/files/Kogelnik66_0.pdf. Herwig Kogelnik and Tingye Li, Laser Beams and Resonators, Applied Optics 5, 1550–1567, 1966, §3.2
.For a numerical example, take vacuum wavelength and beam waist radius . Substitution gives Rayleigh range and far-field beam divergence half-angle . At , the beam radius is and the on-axis irradiance is half its waist value. At the same wavelength, halving the beam waist radius to quarters the Rayleigh range to and doubles the beam divergence half-angle to . At fixed power, that smaller beam waist also quadruples the peak irradiance.
Gaussian beam radii at 632.8 nm: a smaller beam waist gives a shorter Rayleigh range and greater beam divergence
. Details. The contours in the left panel are in a plane through the optical axis; they mark an light intensity level, not an outer boundary. The right panel compares the exact model radii with the far-field asymptotes . The horizontal and vertical axes use different length units, so the drawn slopes are not physical angles.
The normalization expresses conserved power during free propagation. In transverse polar coordinates, an annulus has area , soA proof outline is the substitution in this integral. Spreading reduces peak irradiance as while increasing transverse area as , leaving power unchanged. In particular, the disk of radius contains , or , of the total power; the local light intensity at its rim is only of the on-axis light intensity. These are different quantities.
The left panel compares normalized wave amplitude magnitude and irradiance; the right panel integrates the transverse area to show enclosed power. For an ideal absorbing circular aperture of radius centered on the optical axis, the same fraction gives the power passing the aperture at that plane. An aperture of radius clips about of the incident power; radius clips only , or . After clipping, extra diffraction means the transmitted field no longer obeys the unmodified ideal Gaussian beam law. Every finite aperture cuts some ideal tail. Kogelnik and Li distinguish their large-aperture beam analysis from their finite-aperture diffraction analysis. [ref]
https://dielslab.unm.edu/sites/default/files/Kogelnik66_0.pdf. Kogelnik and Li, 1966, §§3–4
.The useful tradeoff is that a small bright spot cannot remain narrow indefinitely. An optical lens can create a smaller beam waist, but diffraction then makes the beam spread faster. The particularly simple relation ties localization directly to beam divergence. A proof outline for the propagation law starts with . The parabolic wave equation separates into two transverse factors, and a Gaussian integral in each coordinate givesHere is dimensionless and is the wavenumber; the carrier convention is , with angular frequency . Taking the squared complex modulus gives the stated and its light intensity scaling. Each transverse factor contributes , explaining the prefactor here and the different prefactor in the preserved Gaussian beam with one transverse coordinate.
Historically, Gaussian beam theory developed alongside early laser resonator theory and lens-guided transmission. In their 1966 review, Kogelnik and Li credit Boyd and Gordon, and Goubau and Schwering, with early beam treatments; they summarize earlier work rather than claim the whole construction as a new discovery. Their paper brings beam propagation, focusing and finite-aperture diffraction into a common practical account. [ref]
https://dielslab.unm.edu/sites/default/files/Kogelnik66_0.pdf. Kogelnik and Li, 1966, introduction and §3
. Gaussian beam radius 2026-10-25
For a circular Gaussian beam with intensity proportional to , the displayed is the intensity radius. Its minimum is the beam waist radius, while the larger radius at a cavity mirror is not itself a waist. The Rayleigh range is .
Optical mode matching 2026-10-25
Optical mode matching makes the spatial field of an incident beam equal to a desired optical cavity normal mode. For fundamental circular Gaussian beams, matching the complex beam parameter fixes the beam waist size and location; the optical axis, polarization and frequency must also match. A single converging optical lens connects waist Rayleigh ranges only when . With , waist-to-lens distances obey , with correlated signs, followed by physical distance constraints.
Let , so each mirror in the symmetric confocal optical resonator has radius . At mirror 1, an incident beam whose waist is at the centre has , with distances measured along its incoming direction. Reflection givesAfter propagating the distance back to the centre, its parameter is purely imaginary. Thus the reflected waist is also at the cavity centre andThe incident and reflected waist radii need not agree. With axial position measured from the centre, their radii obeyAt either mirror, and the two spot sizes agree, as reflection requires. Between the mirrors they generally have different waists while still reproducing themselves after a full round trip.
Equal waist sizes imply equal positive Rayleigh ranges, so c gives . Since , the matched radii areThese are radii; the corresponding spot diameters are twice these values. One practical disadvantage is the transverse-mode degeneracy of the exact confocal geometry: mode frequencies coincide in families, making clean selection of a single transverse mode more difficult. Its condition also lies at the strict-stability boundary. For example, perturbing the two radii in opposite directions, and , gives for , an unstable perturbation. This does not mean that all perturbations, or the ideal confocal resonator itself, are unstable.
Put . In the source's complex beam parameter convention,Substitution separates the transverse wave amplitude and phase:Thus the Gaussian beam is circularly symmetric, has a Gaussian function transverse light intensity, and narrows to a beam waist at before spreading by diffraction. Its wavefront is planar at the beam waist, converging before it and diverging after it. The quadratic transverse phase identifies the signed radius of curvature:Define spot size as the wave amplitude radius, equivalently the light intensity radius. ThenThe Rayleigh range is where ; the far-field beam divergence half-angle is . The factor also produces a longitudinal phase shift relative to a plane wave, changing by across the beam waist; its sign here follows the given convention. The on-axis light intensity decreases as while transverse integration leaves the power constant. These are scalar paraxial approximation results.
A thin lens has ray transfer matrixThe complex beam parameter transformation gives , henceThe sign is also obtained by multiplying the incident wave amplitude by the thin lens phase .
Choose the thin lens plane as and put , the incident Rayleigh range. Since the incident beam waist lies there, . Immediately after the thin lens,Subsequent free propagation adds , so write . Comparing real and imaginary parts givesFor a positive focal length, the new beam waist lies downstream but closer than the geometrical focus. At fixed , as ,This is the formal unbounded-aperture scalar limit; eventually finite aperture and the paraxial approximation limit the extrapolation.
Place the optical lens at . For a sufficiently broad incident Gaussian beam, the beam waist positions approach the focal lengths frequency by frequency:Add the group delay at the optical lens to propagation through vacuum:Here an arbitrary common time origin has been omitted. Differentiating both equations with respect to angular frequency yieldsFor , define . The velocity graph in the preceding figure has horizontal asymptote zero and a vertical asymptote at . For , : the higher-frequency components both enter later and travel farther. At , . For , : the farther-focusing components leave earlier, partly compensating their extra travel. At every component focuses at the same time, so the trajectory is not a finite-velocity function of time. For the farther positions focus first, giving ; it tends to zero from below as .
A flying focus is a moving pattern assembled from different portions of an optical pulse. Each portion propagates causally at in this model. The superluminal or backward motion of the focus therefore does not describe a material object or information overtaking light. The calculation assumes negligible additional frequency-dependent group delay from the optical lens; any such delay must be included in .
Use the complex beam parameter conventionHere is the wavefront curvature, distinguished from the mirror curvature . In an unfolded propagation coordinate, a concave mirror has the ray transfer matrix : a ray at height changes direction by . The return to the original plane is thereforeThe Gaussian beam transformation givesFor , and . The returning Gaussian beam consequently has a beam waist at the same plane, withThis alone does not make it the same Gaussian beam; equal Rayleigh ranges require .
Adding the plane mirror requires a self-consistent optical resonator normal mode, . Since , the fixed-point equation reduces to , givingFor a finite stable Gaussian beam, . The same formula remains valid at , where self-consistency selects . At the geometrical hemispherical limit it predicts ; that marginal boundary has no finite-width stable fundamental Gaussian beam. Thus the source's word “hemispherical” is used for the plano-concave family, including the near-hemispherical case below.
Propagate from one beam waist to the other, using the optical lens ray transfer matrix:Optical mode matching requires to transform to . Multiplying the denominator across givesEquating real and imaginary parts and multiplying by yieldsSet . The second equation gives . Substituting this into the first cancels the terms :Consequently the two algebraic branches areEquivalently, . The signs in and are the same. Real solutions require ; a converging optical lens therefore needs . At equality . For the stated arrangement, additionally require and that the chosen optical lens position is accessible outside both optical resonators. A negative is an algebraic virtual-waist solution, not a downstream beam waist.
The source optical resonator has Rayleigh rangeThe symmetric target optical resonator has its fundamental Gaussian beam beam waist halfway between the mirrors. At distance from that beam waist, wavefront curvature is . ThusHere , so b gives two real branches:Only the first branch has the target beam waist downstream of the optical lens. It is also geometrically accessible: the optical lens is beyond the source output mirror, and the target input mirror is beyond the optical lens. The total separation between beam waists is .
For a symmetric confocal optical resonator, the mirror separation equals either mirror's curvature, , so its symmetric fundamental Gaussian beam hasThe same optical mode matching calculation applies, now with . Keeping the example's gives and , compared with for the nonconfocal target. With , the two branches becomeAgain only the positive- branch fits the stated downstream geometry. The confocal target's smaller Rayleigh range means a smaller fundamental beam waist at the same wavelength and a less stringent minimum .
A confocal optical resonator also has transverse normal mode degeneracies: in the ideal paraxial spectrum, increasing transverse order by two shifts the resonance by one longitudinal spacing. Such a cavity can transmit combinations of higher transverse normal modes at a fundamental resonance, so transmitted power alone is a weaker diagnostic of pure fundamental optical mode matching. The degeneracy does not remove the complex beam parameter matching requirement if the objective is specifically the symmetric fundamental Gaussian beam.
Rayleigh length 2026-10-14
The Rayleigh range of a fundamental Gaussian beam in vacuum is the positive axial distance from the beam waist at which its radius grows from to . Thus its contour area doubles and its peak irradiance halves. Within , the radius stays at most ; for , beam divergence dominates. At fixed vacuum wavelength, the Rayleigh range scales quadratically with the beam waist radius. The formula here uses the vacuum wavelength, not an unlabelled wavelength in a material.


