BCS coherence factors 2026-10-06
For real gap and the particle-hole block , the BCS coherence factors obey , and , where . They diagonalize the Bogoliubov--de Gennes Hamiltonian and give the empty/pair amplitudes of the BCS ground state. Their relative sign depends on the pairing convention.
For real and , introduce the particle-hole column . Its quadratic block is the Bogoliubov--de Gennes Hamiltonian
The BCS coherence factors can be chosen to obey
With , choose the sign of to match . The rotation diagonalizes the matrix to . Reordering and restoring the mean-field constant gives
The inverse transformation is and . Both annihilate . Since every positive-energy quasiparticle mode is empty, the normalized BCS ground state is
Each momentum label refers to the pair once; distinct labels use disjoint single-particle spin states.
The continuum Hamiltonian is that of a spinless one-dimensional p-wave topological superconductor. Its topological phase has , whereas the empty vacuum may be modeled as the trivial phase with . With superconductor at and vacuum at , this is
Near the transition , momenta are small and the quadratic term may be neglected. In Pauli-matrix notation, the long-wavelength Bogoliubov--de Gennes Hamiltonian is
The zero-energy equation becomes
Choose a constant spinor with . Then
decays on both sides because changes from positive to negative. For asymptotically constant , the Continuum p-wave Majorana interface mode has width
Its characteristic momentum is . The neglected kinetic energy is small compared with when up to a factor of two, equivalently when .
In the Nambu basis, Particle-hole symmetry of a Bogoliubov--de Gennes Hamiltonian lets a zero-energy eigenvector be chosen self-conjugate, . The corresponding quasiparticle operator is
Taking the adjoint and interchanging the two terms gives . With the usual normalization it obeys , so it is a Majorana fermion operator localized at the interface.
The Bogoliubov--de Gennes Hamiltonian has particle-hole symmetry. A locally nondegenerate zero mode can therefore be chosen particle-hole invariant. If its Nambu wavefunction is , define
Then . Exponential localization and make distinct zero-mode wavefunctions orthogonal. Normalizing each one and using the fermionic canonical anticommutation relations gives
Pair the Majorana zero modes into ordinary zero-energy fermions
Their occupations produce states. Physical operations preserve total fermion parity, so choosing one parity sector imposes one binary constraint and leaves states. Thus Dense encoding with Majorana zero modes gives
Two local gapped Hamiltonians are topologically equivalent when a continuous path of local Hamiltonians joins them without closing the bulk gap. The Bogoliubov--de Gennes Hamiltonian has energies
For , this gap can close only at
The whole region is connected and gapped, so its parameters can be continuously deformed to . Therefore
Writing
shows the topological distinction. As crosses the Brillouin zone, traces an ellipse. It encloses the origin once when , giving nonzero winding number of a one-dimensional Bogoliubov--de Gennes Hamiltonian. For it does not enclose the origin and has winding zero. Changing this integer requires the ellipse to pass through the origin, exactly the bulk gap closing.
Figure 1.
Kitaev-chain ellipse and its winding around the origin
. For chemical potential zero the Bogoliubov--de Gennes vector traces an ellipse enclosing the origin once. For chemical potential minus 3t the translated ellipse misses the origin and has winding number zero. Details.