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For real gap and the particle-hole block $\left(\begin{array}{cc}{\xi }_k& -{\Delta }_k\\ -{\Delta }_k& -{\xi }_k\end{array}\right)$, the BCS coherence factors obey $u_k^2=(1+{\xi }_k/E_k)/2$, $v_k^2=(1-{\xi }_k/E_k)/2$ and $u_k{v}_k={\Delta }_k/(2E_k)$, where $E_k=\sqrt{{\xi }_k^2+{\Delta }_k^2}$. They diagonalize the Bogoliubov--de Gennes Hamiltonian and give the empty/pair amplitudes of the BCS ground state. Their relative sign depends on the pairing convention.

For an original check, write $x={\xi }_k/\Delta$ with constant real $\Delta >0$. At $x=0$, the BCS coherence factors give $u_k^2=v_k^2=1/2$. At $x=1$, they give $(u_k^2,v_k^2)=(0.853553,0.146447)$; at $x=-1$ these values exchange places. Thus the zero-temperature occupation $v_k^2$ rounds the normal Fermi sea's step over an energy interval of order $\Delta$. This mixing is strongest at the Fermi surface, where the BCS quasiparticle spectrum has its minimum.

A Bogoliubov--de Gennes Hamiltonian is the matrix representation of a quadratic fermion Hamiltonian in a Nambu spinor combining annihilation operators and creation operators. It treats ordinary one-particle motion and fermionic pairing in one eigenvalue problem.

For a column $c$ of $N$ fermionic annihilation operators, let $h=h^{†}$ and $\Delta =-{\Delta }^T$. With $\Psi =(c,c^{†}{}^T{)}^T$, defineThe canonical anticommutation relations give the identityThe factor $1/2$ compensates for the full particle-hole doubling; the trace constant follows when the hole block is normal-ordered.

A two-by-two opposite-spin pairing blockhas eigenvalues $E_{\pm }=\pm \sqrt{{\xi }^2+|\Delta {|}^2}$, as follows from its characteristic polynomial. Pairing opens a spectral gap at $\xi =0$. Negative and positive partners in a fully doubled representation are related by Particle-hole symmetry of a Bogoliubov--de Gennes Hamiltonian; they are not independent species of physical quasiparticles. A reduced block and a full doubled basis therefore require consistent counting conventions.

For the long-wavelength Bogoliubov--de Gennes Hamiltonian $H=-\mu (x){\tau }_z-i\hslash \Delta {\tau }_x{\partial }_x$, a sign change from $\mu >0$ in a one-dimensional p-wave superconductor to $\mu <0$ in the vacuum binds a zero mode of width $\xi =\hslash \Delta /|\mu |$. Neglecting the quadratic kinetic term is valid when $|\mu |\ll m{\Delta }^2$ up to an inessential numerical factor.

For real ${\Delta }_k$ and ${\xi }_{-k}={\xi }_k$, introduce the particle-hole column ${\Psi }_k=(c_{k\uparrow },c_{-k\downarrow }^{†}{)}^T$. Its quadratic block is the Bogoliubov--de Gennes HamiltonianThe BCS coherence factors can be chosen to obeyWith $u_k\ge 0$, choose the sign of $v_k$ to match ${\Delta }_k$. The rotation diagonalizes the matrix to $\mathrm{diag}(E_k,-E_k)$. Reordering ${\gamma }_{-k\downarrow }{\gamma }_{-k\downarrow }^{†}=1-{\gamma }_{-k\downarrow }^{†}{\gamma }_{-k\downarrow }$ and restoring the mean-field constant givesThe inverse transformation is ${\gamma }_{k\uparrow }=u_k{c}_{k\uparrow }-v_k{c}_{-k\downarrow }^{†}$ and ${\gamma }_{-k\downarrow }=v_k{c}_{k\uparrow }^{†}+u_k{c}_{-k\downarrow }$. Both annihilate $(u_k+v_k{b}_k^{†})|0⟩$. Since every positive-energy quasiparticle mode is empty, the normalized BCS ground state isEach momentum label refers to the pair $(k\uparrow ,-k\downarrow )$ once; distinct labels use disjoint single-particle spin states.

The continuum Hamiltonian is that of a spinless one-dimensional p-wave topological superconductor. Its topological phase has $\mu >0$, whereas the empty vacuum may be modeled as the trivial phase with $\mu <0$. With superconductor at $x<0$ and vacuum at $x>0$, this is

Near the transition $\mu =0$, momenta are small and the quadratic term may be neglected. In Pauli-matrix notation, the long-wavelength Bogoliubov--de Gennes Hamiltonian isThe zero-energy equation becomesChoose a constant spinor ${\chi }_{+}$ with ${\tau }_y{\chi }_{+}={\chi }_{+}$. Thendecays on both sides because $\mu$ changes from positive to negative. For asymptotically constant $|\mu |$, the Continuum p-wave Majorana interface mode has widthIts characteristic momentum is $|p|\sim |\mu |/\Delta$. The neglected kinetic energy is small compared with $|\mu |$ when $|\mu |\ll m{\Delta }^2$ up to a factor of two, equivalently when $\xi \gg \hslash /(m\Delta )$.

In the Nambu basis, Particle-hole symmetry of a Bogoliubov--de Gennes Hamiltonian lets a zero-energy eigenvector be chosen self-conjugate, $v(x)=u(x{)}^{\ast }$. The corresponding quasiparticle operator isTaking the adjoint and interchanging the two terms gives ${\gamma }^{†}=\gamma$. With the usual normalization it obeys $\{\gamma ,\gamma \}=2$, so it is a Majorana fermion operator localized at the interface.

The Bogoliubov--de Gennes Hamiltonian has particle-hole symmetry. A locally nondegenerate zero mode can therefore be chosen particle-hole invariant. If its Nambu wavefunction is $(u_j,u_j^{\ast })$, defineThen ${\gamma }_j^{†}={\gamma }_j$. Exponential localization and $\ell /\xi \to \infty$ make distinct zero-mode wavefunctions orthogonal. Normalizing each one and using the fermionic canonical anticommutation relations gives

Pair the $2M$ Majorana zero modes into ordinary zero-energy fermionsTheir occupations produce $2^M$ states. Physical operations preserve total fermion parity, so choosing one parity sector imposes one binary constraint and leaves $2^{M-1}$ states. Thus Dense encoding with Majorana zero modes gives

Two local gapped Hamiltonians are topologically equivalent when a continuous path of local Hamiltonians joins them without closing the bulk gap. The Bogoliubov--de Gennes Hamiltonian has energiesFor $t,\Delta >0$, this gap can close only atThe whole region $-2t<\mu <2t$ is connected and gapped, so its parameters can be continuously deformed to $t=\Delta ,\mu =0$. Therefore

Writingshows the topological distinction. As $k$ crosses the Brillouin zone, $(d_y,d_z)$ traces an ellipse. It encloses the origin once when $|\mu |<2t$, giving nonzero winding number of a one-dimensional Bogoliubov--de Gennes Hamiltonian. For $\mu <-2t$ it does not enclose the origin and has winding zero. Changing this integer requires the ellipse to pass through the origin, exactly the bulk gap closing.

Consider a conventional spin-singlet, weak-coupling, three-dimensional superconductor. Set $\hslash =k_B=1$ in the microscopic action and restore electromagnetic units below. An attraction $\lambda >0$ in an energy shell about the Fermi surface gives a Grassmann actionThe attractive sign permits pairing even when the single-particle Fermi gas is otherwise stable. A complex Hubbard–Stratonovich transformation introduces a pair field $\Delta$ proportional at the saddle to $\lambda ⟨{\psi }_{\downarrow }{\psi }_{\uparrow }⟩$. The action is then quadratic in fermions. Integrating them out gives the BCS pairing-field effective actionHere the trace uses one independent Nambu spinor pairing block; a fully doubled particle-hole representation instead carries its corresponding one-half factor. At a uniform saddle the Bogoliubov--de Gennes Hamiltonian can be written asThe negative branch describes the paired vacuum; excitations are Bogoliubov quasiparticles mixing particles and holes. Extremizing the effective action givesThe physical cutoff or a renormalized interaction is part of the microscopic model; an unregulated contact integral must not be used indiscriminately. With constant density of states $N(0)$ per spin and shell half-width ${\Omega }_c$, the zero-temperature weak-coupling solution is ${\Delta }_0\simeq 2{\Omega }_c{e}^{-1/[N(0)\lambda ]}$. The exponentially small scale follows from the logarithmic pairing susceptibility of states near the Fermi surface. For this ideal weak-coupling model, $2{\Delta }_0/(k_B{T}_c)\simeq 3.53$. The microscopic theory relates the gap, pairing and thermodynamic transition.^[ref]

Close to a continuous transition, for fields varying slowly compared with microscopic scales, expand the effective action in powers and gradients of $\Delta$. Its static part is the Ginzburg-Landau theory of superconductivity:The normalization of $\Delta$ fixes the coefficients; here $a(T)$ changes sign at $T_c$. The uniform minimum has $|{\Delta }_0{|}^2=-a/b$ for $a<0$, condensation free-energy density $-a^2/(2b)$, and characteristic coherence-length scale $\xi =\sqrt{K/|a|}$. Above the transition the minimum is at zero. The quartic stabilization and gradient cost are precisely the ingredients of Landau theory for a complex order parameter. This controlled near-transition expansion supplies a bridge between microscopic BCS theory and macroscopic magnetic response; its coefficients and validity depend on the material and fluctuation regime.^[ref]

Write $\Delta =(|{\Delta }_0|+\eta )e^{i\varphi }$. The radial fluctuation has positive local restoring curvature, whereas the phase has no local potential in a neutral theory with global $U(1)$ symmetry. Freezing the amplitude givesThe neutral case supports a gapless collective phase mode. In the charged case the electromagnetic field couples to this phase rigidity. Under $\mathbf{A}\mapsto \mathbf{A}+\nabla \chi$ and $\varphi \mapsto \varphi +q\chi /\hslash$, the displayed combination is invariant. Locally choosing a gauge with constant phase leaves a quadratic term in $\mathbf{A}$. Varying the free energy gives the transverse London current and magnetic screening scale,Combining this relation with static Maxwell equations gives exponential field penetration, the Meissner effect. Single-valuedness of the pair field around a loop with negligible current gives flux in units ${\Phi }_0=2\pi \hslash /|q|=\pi \hslash /e$. These are gauge-invariant physical consequences of the condensate stiffness.

For the dynamics, the neutral phase and density mode is reorganized by the Coulomb interaction and the dynamical electromagnetic field. In a bulk three-dimensional system the long-wave longitudinal mode has a plasma gap, rather than remaining the neutral sound mode. This is the Anderson-Higgs mechanism in a superconductor: a phase coordinate becomes part of the electromagnetic collective response instead of surviving as an independent massless physical particle. Local gauge transformations are redundancies of the description, so a literal breaking of a local redundancy is not an observable. Phase coherence, current response and magnetic screening provide the physical statements.^[ref]

A static Landau functional alone cannot determine that full dynamical spectrum. A two-dimensional film, for example, need not have the same long-wave plasma dispersion as a bulk charged system. Nor does a positive radial curvature automatically guarantee a sharp Higgs amplitude resonance: coupling to quasiparticles and other modes can damp it. The chosen mean-field phase is also a thermodynamic symmetry-breaking description; an isolated finite system can be formulated with definite particle number. The microscopic pairing saddle, the near-transition Landau expansion and the electromagnetic Anderson-Higgs response describe successive scales of the same superconducting state, with distinct assumptions at each step.

In BCS theory, pairing mixes an electron state with a hole in its opposite-momentum partner. For a uniform spin-singlet gap, the uniform Bogoliubov--de Gennes Hamiltonian gives the momentum-pair eigenproblemHere ${\xi }_{\mathbf{k}}={\epsilon }_{\mathbf{k}}-\mu$. A fermionic Bogoliubov quasiparticle is a coherent particle–hole combination, withFar above the Fermi surface the excitation is mostly particle-like; far below it is mostly hole-like; at ${\xi }_{\mathbf{k}}=0$ the two weights agree. The transformation preserves the fermionic canonical anticommutation relations. Its mean-field particle-number mixing does not mean that the full physical theory violates charge conservation.

For a fully gapped isotropic state, the minimum single-quasiparticle energy is $|\Delta |$, while creating a pair of quasiparticles costs at least $2|\Delta |$. This produces suppressed low-temperature thermal populations, an activated electronic heat capacity and a gap feature in superconducting tunneling. Gap nodes in an unconventional state instead allow low-energy excitations, changing the temperature dependence. These fermionic excitations are distinct from collective phase and amplitude oscillations of the paired condensate.

For a one-component superfluid with nonzero order-parameter magnitude on a closed loop, the phase defines a map from the loop into the circle. Its winding number isThe fundamental group ${\pi }_1(S^1)=\mathbb{Z}$ means that smooth deformations preserving nonzero amplitude cannot change this integer. With superfluid velocity ${\mathbf{v}}_s=\hslash \nabla \theta /m_B$, it gives quantized circulation $\oint {\mathbf{v}}_s\cdot d\mathbf{l}=nh/m_B$. A vortex core permits the order parameter to vanish and carries the winding; a superfluid phase slip changes a loop's winding when a core crosses it. For paired neutral fermions, the relevant condensed-object mass is the pair mass.

For charged pairs, gauge-covariant phase rigidity gives fluxoid and flux quantization in a superconductor:The magnitude of the pair flux quantum is $h/(2e)$. Magnetic flux alone approaches an integer multiple of this value when the circulating-velocity term on a bulk contour is negligible. The topological condition is not a claim that an arbitrary finite loop has exactly quantized magnetic flux independent of its screening current.

There are also momentum-space invariants, distinct from real-space vortex winding. A fully gapped two-dimensional Bogoliubov--de Gennes Hamiltonian can have a Chern number obtained from its occupied quasiparticle bands' Berry curvature. In a chiral paired model it can protect edge modes while the bulk gap and relevant symmetry class are maintained. Such an invariant can change only when those assumptions fail, for example through a bulk gap closing. A nodal d-wave state requires a different analysis; it is not automatically a fully gapped Chern superconductor.