Kelvin-Planck statement of the second law Created 2026-09-24 Updated 2026-10-14
No cyclic device can have as its sole effect the extraction of heat from one thermal reservoir and its complete conversion into net work. A putative device absorbing and returning to its starting state with and no other transfer would conserve energy, yet violate the Second law of thermodynamics. Rejecting heat to colder surroundings is an essential part of the ordinary two-thermal reservoir heat engine budget.[ref]
The cyclic and sole-effect qualifications matter. A single isothermal expansion of an ideal gas can absorb heat and deliver equal work while leaving its volume changed; restoring the initial state must also be counted. Likewise, a device discharging stored internal energy or consuming fuel has another effect. Converting supplied electrical work completely to heat through Joule heating reverses the proposed conversion and is allowed. The statement also allows cyclic devices that exchange heat with one thermal reservoir while consuming net work; it forbids positive net work output with that single heat source as the only external change.
Conversely, a hypothetical complete-conversion device could take from the hot thermal reservoir and supply of work to an ideal refrigerator that extracts from the cold thermal reservoir and delivers to the hot one. At and , that refrigerator is itself admissible: its reservoir entropy changes cancel. The composite would consume no external work and move a net from cold to hot, violating the Clausius statement of the second law. Together with the construction there, this proves the equivalence of the two impossibility statements.[ref]
For the two fixed positive-temperature thermal reservoir hypotheses, Carnot's theorem gives the sharper restriction . A reversible thermodynamic process reaches that bound in the ideal Carnot cycle; an ordinary device's smaller thermal efficiency reflects its entropy production and measurement boundary. An inefficient observed engine is compatible with the Second law of thermodynamics, rather than evidence that the bound has been experimentally determined.
The Clausius statement of the second law forbids a cyclic device whose sole effect is transfer of heat from a colder thermal reservoir to a hotter one. The Kelvin-Planck statement of the second law forbids a cyclic device whose sole effect is complete conversion of heat drawn from a single thermal reservoir into work. These are equivalent formulations of the Second law of thermodynamics; an ordinary refrigerator is allowed because supplied work is an additional effect.
The Clausius statement of the second law says that no cyclic device can have as its sole effect the transfer of heat from a colder reservoir to a hotter one. The Kelvin-Planck statement of the second law says that no cyclic device can have as its sole effect the extraction of heat from one reservoir and its complete conversion into work.
Suppose first that the Clausius statement fails. Use the forbidden device to return to a hot reservoir the heat rejected by an ordinary heat engine. The combined device extracts from the hot reservoir and converts all of it into work, violating the Kelvin--Planck statement.
Conversely, suppose the Kelvin--Planck statement fails. Use the work produced by the forbidden one-reservoir engine to drive an ordinary refrigerator. The engine's heat withdrawal and the refrigerator's heat discharge cancel by the work-energy balance, leaving only a transfer of heat from the cold reservoir to the hot reservoir with no external work. This violates the Clausius statement. Each statement therefore implies the other, so the two forms of the Second law of thermodynamics are equivalent.
The Second law of thermodynamics restricts which energy-conserving processes can occur. In the Kelvin-Planck statement of the second law, no cyclic engine can have as its sole effect the extraction of heat from one reservoir and its complete conversion into work. In the Clausius statement of the second law, no process can have as its sole effect transferring heat from a colder reservoir to a hotter one. An engine or refrigerator combined with the reverse of a reversible device shows that a violation of either statement would violate the other.
A heat engine takes heat from a reservoir at , rejects to one at , and returns its working substance to the initial state. Energy conservation gives and efficiency . Carnot's theorem states that no engine between these reservoirs is more efficient than a reversible one, and that all reversible engines between them have the same efficiency. Otherwise, drive a reversible engine backwards with the work of a more efficient engine; the composite cycle transfers heat from cold to hot without external work, contradicting the Clausius statement.
A reversible Carnot cycle consists of two isotherms joined by two reversible adiabats. For an ideal gas, and . The adiabats give , so
Carnot's theorem makes this independent of the working substance and defines the thermodynamic absolute-temperature scale consistently with ideal-gas temperature.[ref]
For any reversible cycle, . This makes the integral between two equilibrium states independent of the reversible path, defining the state function entropy:
Heat itself is path dependent; entropy is not. An irreversible change can be evaluated using any imagined reversible path between its equilibrium endpoints. For example, a fixed amount of ideal gas with constant has .
For a general cycle the Clausius inequality is . The entropy balance for a process is , with equality for reversible heat exchange and no entropy production. The surroundings' entropy must be included, giving . A system's own entropy can decrease by exporting entropy; an isolated system's cannot.
The engine's reservoirs have net entropy change , so
with equality for a reversible engine. Friction, heat flow through a finite temperature difference and unrestrained expansion produce entropy and reduce usable work. Thus energy conservation fixes the balance of heat and work, while the second law fixes their direction and the attainable efficiency.[ref]
A Carnot cycle consists of two reversible isothermal branches joined by two reversible adiabatic branches. Let the hot isothermal expansion run from volume to , and the cold isothermal compression from to . For moles of an ideal gas, their absorbed and rejected heat magnitudes are
On a reversible ideal-gas adiabat, is constant. Applying this to the two joining branches gives . Therefore
The result is independent of the gas's heat-capacity ratio. This derivation presumes the usual constant-heat-capacity ideal-gas model; more generally the equal entropy changes on the two isotherms give the same heat ratio without that restriction.
To establish the upper bound, suppose an engine were more efficient between these same two reservoirs. Use its output work to drive a reversed Carnot cycle, scaled so that the work magnitudes match. For fixed work , the hypothetical engine would take from the hot bath, whereas the reversed Carnot cycle would return to it. The combined device would transfer heat from the cold bath to the hot bath without any net external work. That contradicts the Clausius statement of the second law. Hence no such two-reservoir engine can exceed .
For the triangular cycle, call the three successive vertices , and measure energies in units of . For one mole of a monatomic ideal gas, , and positive work done by the gas is . The net values on the three complete branches are
Thus the net work is , equal to the triangle's enclosed area.
There is a small but important distinction between the net heat on a branch and its total positive heat input to a cycle. On the sloping branch put , so , with . Then
There is a heat-flow reversal along a thermodynamic path at . The first part absorbs heat; the final part rejects it. Integrating the two signed contributions separately gives
The true total absorbed and rejected heats and thermal efficiency are therefore
For clarity, the positive heat input on is , on it is , and on it is zero. Using just the positive net heats of the complete branches would give and ; that shortcut misses the short heat-rejection interval on .
Figure 1.
Original pressure-volume cycle with the interior temperature maximum and the late reversal of heat flow
. Details.
Finally, put . The minimum temperature is at . Along ,
which has its maximum at , not at either endpoint. Thus the corresponding two-reservoir Carnot efficiency is
The triangular cycle receives heat at a range of temperatures below and rejects it at temperatures above . It therefore makes less work per unit input heat than a Carnot cycle using only those extrema. The geometric path alone does not prove irreversibility: it could in principle exchange heat reversibly with a continuum of matched-temperature reservoirs, while still having this lower efficiency. Restricting it to only the two extreme-temperature reservoirs would introduce additional irreversible heat transfers.
Two equivalent second-law statements. The Clausius statement of the second law forbids a cyclic device whose sole net effect is transferring heat from a colder reservoir to a hotter one. A refrigerator can make that transfer when supplied with work, so the sole-effect qualification matters. The Kelvin-Planck statement of the second law forbids a cyclic device whose sole net effect is drawing heat from a single reservoir and converting all of it into work. A heat engine can produce work when it also rejects heat to a colder reservoir.
The two statements are equivalent by combining a supposed violating device with an ordinary reversible engine or refrigerator: one can cancel one reservoir exchange and obtain a violation of the other statement. The following original schematic shows the forbidden sole effects, with arrows indicating energy flow.
Figure 1.
Forbidden sole effects in the Clausius and Kelvin–Planck formulations of the second law
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Microscopic fluctuations. The second law is a macroscopic statistical law. A finite fluctuation can transfer a small heat amount from cold to hot, with reservoir entropy change . Such an individual event does not imply that a cyclic engine can extract systematic useful work from equilibrium. Entropy-decreasing trajectories become exceedingly improbable when the entropy involved is large compared with . Under suitable microscopic reversibility conditions, fluctuation relations quantify the relative probabilities of positive and negative entropy production and give nonnegative mean total entropy production. Thus a deterministic no-fluctuation reading has a limit at small scales or short times; the statistical second law remains applicable.
Maximum heating rate. Interpret the quoted as the maximum work-input rate to an ideal reversible heat pump. This interpretation is needed to obtain a heating rate larger than its electrical input; the wording does not explicitly distinguish input power from delivered heat. A reversible cycle satisfies
Therefore the heating coefficient of performance is
With and ,
The additional heat comes from the outdoor reservoir; it is not produced by converting work into more energy than was supplied.
Lowest outdoor temperature. Let . The largest available heating rate is , while the house loses . Equilibrium can be maintained when
At the limiting outdoor temperature,
Hence
This is the indoor-temperature limit of a Carnot heat pump. It assumes the ideal pump retains its stated input-power capability over the operating range. Real heat exchangers require finite temperature differences and incur irreversibility, so the reversible result is an ideal upper performance bound.
Conventional heater. At this limiting outdoor temperature, the required delivered heating power is simply the house's heat loss:
This is heat delivered to the house. The fuel-input power would be for heater efficiency . At the earlier outdoor temperature of , the required delivered heat would instead be ; the final question's reference temperature must be kept clear.
If is read literally as a maximum delivered heat rate rather than a work-input rating, the alternative answers are , , and a conventional heater delivering at that limit. Such a pump could not balance the stated house loss at . Both readings follow consistently once the ambiguous power rating is defined; the Carnot calculation above uses the work-input reading.
Refrigerator 2026-10-14
A refrigerator removes heat from the region we want to keep cold and releases heat to warmer surroundings. Here we consider a work-driven cyclic device: its useful output is the cold-side extraction , and its input is net work . A food compartment is a familiar example; the same cooling objective applies when removing heat from a room. The coefficient of performance measures extraction per unit work, rather than the fraction of input energy converted into output. [ref]
Choose the complete machine as the thermodynamic system. Let be heat entering from the colder side, be heat delivered to the hotter side, and be net work supplied, all over the same complete cycle. Assume these are its only energy transfers, no matter crosses the outer boundary, and there is no net change in stored energy. Returning to the initial state gives , so the first law of thermodynamics reads
The heat leaving the warmer side includes both the extracted heat and the supplied work. For instance, stipulated transfers and require ; the cooling coefficient of performance is . This is an illustrative budget, not measured performance. At steady operation the same balance holds for average transfer rates, , where is input power.
This budget explains a useful counterexample: operating a refrigerator with its door open inside an otherwise isolated room cannot cool the room as a whole. If both heat transfers occur within the room and the electrical input comes from outside, the room gains each cycle. Locally cold air does not imply net cooling. The Second law of thermodynamics permits cold-to-hot transfer because work is supplied; it forbids a cyclic device whose sole effect is that transfer. See the Clausius statement of the second law.
Second law of thermodynamics Created 2026-09-24 Updated 2026-10-14
For an isolated system, the second law requires . More generally, include all affected surroundings to obtain
Equality describes the reversible limit; irreversible macroscopic processes produce entropy. A closed system can lose entropy by exporting heat, so nondecrease does not apply to that system alone. The Clausius statement of the second law forbids a cyclic device whose sole effect is transferring heat from cold to hot. The Kelvin-Planck statement of the second law forbids a cyclic device whose sole effect is converting heat from one thermal reservoir completely into work. "Sole effect" matters: a refrigerator moves heat from cold to hot by consuming work. [ref]
For direct transfer of from a thermal reservoir at to one at , with no work extracted,
The reverse transfer alone would have negative total entropy change. Both directions conserve energy, but only the hot-to-cold direction is spontaneous. The finite-body example under entropy replaces these constant temperatures by changing ones.
Friction, free expansion and heat transfer across a finite temperature difference all introduce irreversibility. Moving arbitrarily slowly is insufficient if friction remains. A reversible thermodynamic process must permit restoration of both the system and surroundings. This gives engineers a useful ideal benchmark: irreversibility spends an opportunity to obtain work, even though energy itself is conserved. [ref]