A time-independent ray Hamiltonian conserves the stationary-observer absolute frequency. A horizontally uniform background also conserves horizontal wavenumber. The intrinsic frequency nevertheless changes when the ray moves through shear. These follow from the Hamiltonian ray-tracing equations and are essential to identifying a critical level of an internal gravity wave.
Critical level of an internal gravity wave Created 2026-10-05 Updated 2026-10-06
A critical level is a height at which the intrinsic frequency of an internal gravity wave vanishes. For finite positive buoyancy frequency, its local vertical wavenumber diverges as . The inviscid Taylor–Goldstein equation is singular there; viscosity, diffusion or nonlinear wave breaking can regularize the resulting small scales.
Internal-wave ray in uniform vertical shear Created 2026-10-06 Updated 2026-11-05
For a uniform vertical shear flow with , constant buoyancy frequency and horizontal wavenumber , choose the initially rising branch . The ground-frame angular frequency is the conserved ray Hamiltonian
The internal-wave ray tracing equations give and , hence and . As , the vertical wavenumber tends to negative infinity, the intrinsic frequency tends to zero and the height approaches the critical level . For , the laboratory ray slope is
The second term is mean advection divided by vertical group velocity. The zero-shear case has no finite and must instead be treated as propagation in a uniform current.
Mountain-wave cutoff Created 2026-09-24 Updated 2026-11-05
For a stationary topographic internal gravity wave in a uniform horizontal velocity and constant buoyancy frequency , a nonzero horizontal wavenumber gives intrinsic frequency . The nonrotating Boussinesq approximation gives
Vertical propagation therefore requires . At , the vertical wavenumber vanishes and so does the vertical group velocity; this grazing limit carries no finite upward energy flux for a finite-amplitude plane mode. For , the vertical wavenumber is imaginary and the bounded response is an evanescent wave. A hill pattern with very short horizontal wavelength can consequently produce a local disturbance without radiating an upward internal gravity wave.
Let be kinematic pressure, with the resting hydrostatic part subtracted, and let be the buoyancy perturbation about background buoyancy . The nonrotating inviscid Boussinesq equations, with no buoyancy diffusion, are
Here the third equation is mass conservation for incompressible flow, and the last expresses buoyancy conservation following a parcel. Linearization about rest removes the products of disturbances. For a plane internal gravity wave proportional to , the resulting Linearized Boussinesq equations become
With and , the first and third equations give . Substitution in vertical momentum and buoyancy gives the dispersion relation
Since the velocity is the time derivative of the displacement field, . Thus the complete buoyancy polarization of a plane internal gravity wave is
Both velocity and displacement are perpendicular to the wavevector; pressure and velocity are in quadrature with buoyancy and displacement.
For upward/rightward phase velocity, choose and . Differentiating this dispersion relation gives the group velocity, while the vector phase velocity points along the wavevector:
Their dot product is zero and . Draw from the tip of : the right-triangle geometry of internal-wave velocities has horizontal hypotenuse . This hypotenuse is distinct from the horizontal phase velocity .
At an instant with real complex amplitude , write . The spatial fields are
The constant-phase lines of an internal gravity wave slope down to the right, with . Buoyancy maxima lie a quarter wavelength from pressure maxima; the oscillating displacement and velocity run along the phase lines. The group velocity points down and right along them, despite upward/rightward motion of the wave phase.
Let , using horizontal averaging over a wavelength. This is the displacement pseudomomentum of an internal gravity wave, whose sign convention is opposite to . For complex coefficients, . The above wave polarization consequently gives
Since , these obey . With weak kinematic viscosity, each leading monochromatic velocity component satisfies , . The dissipative term is therefore , so the supplied averaged balance reduces to
For constant and a steady wave envelope, . As is proportional to squared wave amplitude, viscous attenuation of an internal gravity wave gives
Here , so amplitude decreases below a source at : the source is above the receiving level. The same conclusion follows directly because downward group velocity carries energy from the source downward. Upward phase velocity does not locate the source.
For a slowly varying mean shear flow , the local intrinsic frequency is . A local WKB approximation uses , with varying vertical wavenumber and group velocity. The appropriate transported quantity is wave action, or horizontal wave pseudomomentum ; its vertical flux has viscous loss, and the changing polarization factors must be retained. In particular, is no longer constant.
Near a critical level of an internal gravity wave, , so and . The damping per vertical distance, of order , grows rapidly. The waves are strongly attenuated over a narrow altitude range and transfer momentum to the mean flow there or before reaching the critical level. The inviscid WKB approximation eventually fails; viscosity and possibly internal-wave breaking regulate the small scales.
Assume , , constant , negligible rotation, dissipation and reflection from infinity, small and , and no wave overturning. The terrain is stationary, so laboratory frequency is zero and intrinsic frequency is . Propagation requires . Put
The kinematic boundary condition at the linearized bed is . The upward radiation condition selects the positive branch because . Thus
The internal-wave polarization and every other perturbation follow from this vertical velocity and the linear equations.
In the frame moving with the fluid, , the phase is , and
The intrinsic energy ray slopes upward and upstream, , along a constant-phase line of an internal gravity wave. At fixed intrinsic frequency the spatial wave equation is hyperbolic, with the two characteristic curve line slopes ; the radiation condition selects the upward ray of the appropriate horizontal propagation branch.
In the terrain frame, phase lines remain fixed and the pattern phase velocity is zero. A transported packet has
Its energy path slopes upward and downstream, , and need not coincide with a stationary phase line. One should not add to the chosen normal intrinsic phase velocity and call that the normal ground-frame phase velocity: tangential motion along a phase line is arbitrary; zero laboratory frequency makes the entire crest pattern stationary. The sketch distinguishes stationary crests, intrinsic characteristics and transported energy.
If , is imaginary and the bounded field is an evanescent wave; at the vertical group velocity vanishes and an ordinary upward radiation interpretation degenerates.
Figure 1.
Phase lines and energy rays of topographic internal waves in fluid and terrain frames, with rigid-lid reflection
. Details.
Take , , and represent the stationary topographic internal gravity wave by phase . Its laboratory angular frequency is zero, and its intrinsic frequency is . The internal gravity wave dispersion relation gives
The radiation condition selects , since this makes the vertical group velocity upward. The lower kinematic boundary condition is , so a corresponding linear wave field is
where is the vertical fluid displacement. The constant-phase lines of an internal gravity wave slope down to the right, with .
Let . In the frame fixed to the hills the phase pattern is stationary: its phase velocity is zero, while the group velocity is
Energy travels up and downwind, with ray slope . In coordinates moving with the wind, the phase is . Thus
The intrinsic phase velocity is upstream and downward; the intrinsic group velocity is upstream and upward, perpendicular to the wave vector. Adding to the group velocity recovers the laboratory energy ray.
Figure 1.
Stationary mountain-wave crests and energy directions in the ground and wind frames
. Details.
Vertically propagating waves require , equivalently . At equality the vertical group velocity vanishes; above the mountain-wave cutoff the bounded response is an evanescent wave. The linearization requires small terrain slope and small wave-induced displacement gradients , often summarized by . The model also neglects rotation, viscosity and compressibility; its scales must permit those approximations.
Let be the buoyancy perturbation and the pressure perturbation divided by . For stable stratification, . The nonrotating Linearized Boussinesq equations are
Eliminating gives . Since , a nonzero-frequency plane wave obeys the same equation for its displacement. Substituting its phase yields the dispersion relation for a plane internal gravity wave:
Thus the frequency depends on the wavevector direction rather than its magnitude.
Advection of the background density gives to first order. With constant , the instantaneous density gradient is . A region has unstable density stratification when this becomes positive, namely when . The maximum of is , so the monochromatic internal-wave overturning criterion is
Equality gives a locally vanishing gradient. This is the prediction of the displacement field extrapolated to overturning; the small-amplitude approximation itself ceases to be reliable there.
For the rising packet, distinguish its conserved absolute frequency from its actual intrinsic frequency . The printed terminology calls intrinsic while also assigning it to a stationary observer; the stationary-observer interpretation is the one consistent with the displayed Doppler shift. On the positive-frequency branch, the ray Hamiltonian is
The Hamiltonian ray-tracing equations give
The last identity follows also by differentiating the Hamiltonian along its canonical trajectory: the spatial and wavevector terms cancel in pairs. Thus absolute-frequency conservation in steady shear gives constant , constant , and constant stationary-observer horizontal phase speed . In contrast, decreases as the packet rises. At its initial height,
This is the critical level of an internal gravity wave. In fact and , so the inviscid ray approaches as , rather than reaching it at a finite time.
Write , so with . The intrinsic internal-wave phase and group velocity calculation gives
The observer-frame horizontal ray velocity is . Dividing it by proves the internal-wave ray in uniform vertical shear:
The angle increases toward and the vertical group speed tends to zero near the critical level.
The wave-action conservation law fixes the prescribed upward flux. For a nonzero packet, , and the given flux relation implies
Apply the monochromatic internal-wave overturning criterion, using . After multiplying by the positive trigonometric factors, the exact instability condition is
At marginal overturning near a critical level, , so the wave-action criterion for critical-level overturning gives
With fixed , this is the requested quarter-power order estimate; the prefactor supplies the dimensions suppressed in that notation. It is an onset balance, not a replacement for . Combining the two relations instead gives at onset. Since diverges as toward , any nonzero packet flux eventually violates the linear overturning criterion before reaching that level, within this nondissipative ray model.
Take a common constant buoyancy frequency and put . Define to be vertical parcel displacement; the kinematic boundary condition is . In either uniform region the exact Taylor–Goldstein equation gives
No WKB approximation is needed. If the earlier is genuinely nonconstant, the exact regional equation is instead ; its fundamental solutions, not plane exponentials, must be used. For example, let , , , , and let be an outgoing upper solution. Then , , with determined by and . This gives the exact arbitrary-profile field implicitly, while a simple angle-only coefficient requires further stratification assumptions.
Under the common constant- assumption, propagating incident internal gravity waves require
For co-directed upper flow, the outgoing propagating branch exists for and has . The radiation condition chooses because the laboratory vertical group velocity is positive on the negative intrinsic frequency branch. Define , so .
At the velocity jump, the material-interface jump conditions for stratified inviscid shear flow require continuity of displacement and of fluid pressure. Vertical velocity itself is generally discontinuous: . In terms of displacement the pressure is . The displacement impedance for an internal wave at a velocity jump is . An upward incident component of complex displacement amplitude at , a reflected component and a transmitted component therefore obey
Consequently
For a one-pass incident displacement , a real wave field is the imaginary part of
The incident vertical-displacement amplitude is , the reflected amplitude is and the transmitted amplitude is ; the sign of encodes a phase reversal. The other fields follow from , , and . If a perfectly reflecting terrain boundary is enforced after the return wave arrives, replace the incident coefficient by . The one-pass amplitudes use the permitted neglect of repeated terrain reflections.
For common , . The physical vertical-displacement transmission coefficient is therefore
The printed coefficient has a different denominator and cannot be obtained for this standard displacement convention. For example, when , there is no interface scattering and the vertical amplitude stays , whereas the printed expression gives . A total displacement magnitude would instead be the vertical amplitude divided by ; with unequal velocities it still does not give the printed expression. The transmission formula needs an explicit correction or a different, presently unspecified amplitude/interface model.
For , choose with : the transmitted response decays as and the same impedance equations give a complex , with . At the steady equation is singular. Oppositely directed upper flow formally supports propagating waves when , but upward radiation then requires and signed ; the positive-angle co-directed formula is not valid there. A real velocity jump can also have Kelvin-Helmholtz instability, which is excluded from this formal steady scattering calculation.
For the rapidly varying wave phase, define and , with the common scaling by absorbed into these local variables. A packet moves with group velocity . Along that trajectory, . Compatibility gives and . Differentiating the local dispersion relation then cancels its implicit derivatives, yielding
The last equality follows also by differentiating along the ray and cancelling the two Hamiltonian cross terms. The partial derivatives of hold its other arguments fixed.
A mean flow adds the Doppler shift: the intrinsic frequency is , so
on the positive-intrinsic-frequency branch launched here. The medium is stationary and independent of , so and are constant. Initially , hence . Moreover , and then . The initial vertical group velocity is zero, but immediately becomes negative and the ray accelerates upwards.
If reaches at a finite height , this is the critical level of an internal gravity wave, with . Below it,
Assuming , put . Then , giving
Thus the ray cannot cross this level in finite time within the geometrical-optics approximation. The hypothesis alone does not guarantee a finite : for example on never reaches . Existence of a finite critical level is an additional assumption. Very close to one, diverging wavenumber can invalidate the inviscid, linear, slowly varying approximation; the result is the formal ray prediction.
Take and assume an initially propagating mode, . Put and . Neglecting as stipulated, the Scorer parameter and stationary internal-wave WKB solution are
The positive root selects upward group velocity for the negative intrinsic frequency branch . The WKB approximation needs a slowly varying background relative to the local vertical wavelength, in particular and , away from a turning level or singular mean profile.
The local dispersion relation is . Its intrinsic and laboratory group velocities are, with ,
Thus intrinsic energy propagation is upstream and upward, while laboratory energy propagation is downstream and upward, parallel to . Constant-phase lines of an internal gravity wave have slope and normal spacing ; the horizontal spacing remains .
If , grows with height. The wavevector and laboratory energy ray become more vertical; phase lines become flatter and closer together. For finite nonzero , the height
is a critical level of an internal gravity wave: and the vertical wavenumber diverges. The laboratory group velocity tends to zero. Importantly, , so the formal WKB condition need not deteriorate before this level if that ratio is small. Nevertheless the stationary equation is singular at the level, the phase has no finite limit, and the horizontal perturbation velocity grows as ; the inviscid linear wave cannot be continued uniformly through it without additional physics.
If , decreases to zero at
The wavevector and laboratory ray become horizontal, the phase lines become vertical, and the normal spacing increases. Above , and the disturbance is an evanescent wave. Here diverges, so the WKB approximation fails in a turning region and must be replaced by a local connection solution.
Figure 1.
Rays of a stationary wave pattern
. Original WKB phase contours for decreasing and increasing . Red curves and arrows show laboratory energy rays; blue arrows show the local wavevector. The dashed levels mark the critical level and turning level, where a propagating WKB description cannot be continued unchanged. Details.
Let every perturbation be proportional to and define the intrinsic frequency
Eliminating pressure with incompressibility, and then eliminating buoyancy, gives the internal gravity wave dispersion relation
The vertical group velocity is
Thus energy propagates upward when and downward when . Equivalently, on the positive-intrinsic-frequency branch upward propagation requires , while on the negative branch it requires .
Put and . Acting on the Fourier mode, . Continuity and horizontal momentum give and . The buoyancy equation gives . Substitution into vertical momentum yields
The two signs describe the two frequency branches; when the intrinsic frequency is required positive, . For a stationary disturbance , so . With this requires and selects the minus sign, . The stationary dispersion condition is
Differentiate the unconstrained dispersion before imposing stationarity. The stationary mountain-wave group velocity is obtained from the ground-frame dispersion; before imposing stationarity it is
On the stationary locus this becomes
Differentiating after substituting as though all neighbouring modes were stationary would incorrectly erase the frequency gradients.
For upward energy propagation from the lower boundary, choose , since and . It requires real nonzero , hence
The downstream ray inclination above horizontal is
It is fixed for a given monochromatic forcing, with the two signs of giving the upward/downward rays.
Frame qualification for the requested phase angle: the normal intrinsic phase velocity is . Because , the boxed stationary group velocity is exactly : its angle to intrinsic phase propagation is , and it is perpendicular to the stationary phase lines. By contrast the intrinsic group velocity satisfies , so its angle to intrinsic phase propagation is . In the ground frame the phase velocity of a strictly stationary pattern is zero and has no nonzero propagation direction. For example , gives and . These distinctions prevent applying the usual zero-flow perpendicularity rule to two velocities expressed in different frames.
For a stationary internal gravity wave, the Taylor–Goldstein equation gives . In a propagating interval with slowly varying , the WKB approximation has amplitude proportional to and phase derivative . The conditions and fail at a regular turning level. With , the upward branch has and negative intrinsic frequency; laboratory group velocity is when the curvature term is negligible.
Stationary topographic internal gravity wave Created 2026-10-06 Updated 2026-10-14
A fixed terrain obstacle forces a zero laboratory-frequency internal gravity wave through the kinematic boundary condition . Its intrinsic frequency is . Propagation, radiation and the transient arrival of its permanent component are distinct questions.
With weak kinematic viscosity , zero buoyancy diffusion and locally unchanged plane internal gravity wave polarization, the displacement pseudomomentum of an internal gravity wave obeys . For constant wavenumbers and a stationary wave envelope, proves the displayed amplitude decay. Decay is along the group velocity, so describes a source above the receiving level. In a slowly varying shear flow, use wave action and the changing intrinsic frequency rather than treating as constant.
For a small-amplitude conservative wave packet in a slowly varying fluid flow, its intrinsic energy divided by intrinsic frequency is transported along its group velocity, with the basic advection added in the laboratory frame. A stationary background conserves laboratory angular frequency, but a changing mean velocity changes the intrinsic one through the Doppler effect; intrinsic energy alone need not be conserved. Geometrical spreading and dissipation enter the action-flux balance.