Affine Lie algebra of the line Created 2026-10-06 Updated 2026-10-14
The two-dimensional Lie algebra of infinitesimal dilations and translations of a line has a basis with . Its derived algebra is the abelian line spanned by , but every nontrivial term of its lower central series of a Lie algebra is that same line. It is solvable and not nilpotent.
Every Adjoint representation operator raises the lower central series of a Lie algebra filtration. In a basis adapted to that finite filtration, all adjoint operators are strictly triangular. Their products have zero trace, so the Killing form vanishes. Consequently its radical of the Killing form is the whole algebra. For strictly upper triangular matrices the filtration can be seen directly by the gap between the column and row indices.
// Target: algebra.bigb
Nilpotent Lie algebra Created 2026-09-24 Updated 2026-10-07
A Lie algebra is nilpotent when its lower central series eventually becomes zero.
For this diamond Lie algebra, every bracket lies in , and each of these three vectors occurs as a bracket. Thus its derived algebra is exactly . Inside that subalgebra the only nonzero bracket is a multiple of , so . Centrality of then gives . Hence
In particular it is a solvable Lie algebra, although its lower central series of a Lie algebra does not terminate: . Solvability does not imply nilpotence.
All brackets belong to the line , and shows this line is exactly the first derived algebra. Since is central, the derived series of a Lie algebra is
The lower central series of a Lie algebra is likewise
For completeness, the center of a Lie algebra is : an element commutes with only if , and with only if . The upper central series of a Lie algebra is therefore , because the quotient by is abelian. Thus the Heisenberg Lie algebra is nilpotent of class two and solvable of derived length two. These properties are not mutually exclusive.
For the Adjoint representation of a Lie algebra, the operator associated with is
The Jacobi identity gives , so this really is a Lie algebra representation. Define the lower central series of a Lie algebra by and . A nilpotent Lie algebra is one for which for some integer . If this holds, carries into , and consequently . This proves one implication without any condition on the field.
For the converse, we prove the linear form of the Engel theorem: if is a finite-dimensional Lie algebra consisting entirely of nilpotent linear maps, with finite-dimensional, then there is a nonzero vector annihilated by all of . This argument works over any field.
Induct on . The assertion is immediate when . First observe that if , then its commutator action on is nilpotent, because
Let be a proper Lie subalgebra of . The commutator action of on therefore consists of nilpotent linear maps. Its image has dimension at most , so induction supplies a nonzero coset annihilated by . Thus , and the normalizer strictly contains . This is the Engel normalizer lemma.
Choose maximal among proper Lie subalgebras. Its normalizer must be , so is a Lie algebra ideal. Moreover : otherwise the inverse image of a one-dimensional subalgebra of would lie strictly between and . By induction,
Since is an ideal, is -invariant: . Take . Its restriction to is nilpotent and hence has a nonzero kernel. A nonzero vector in that kernel is annihilated by and , and therefore by all of . This completes the induction.
Apply this result successively to , then its quotient by a common annihilated line, and so on. We obtain a complete flag with . Equivalently every element of is strictly upper triangular in one common basis; any product of such operators is zero.
Now take and . The hypothesis supplies exactly the nilpotence needed above. Every iterated bracket of length , where , is an application of adjoint operators and vanishes. These brackets span , giving . The zero algebra is already nilpotent. Thus is nilpotent if and only if every is nilpotent. The common flag is essential: separate nilpotence of unrelated operators would not imply that their mixed products vanish.
The endomorphisms of the finite-dimensional vector space over the complex numbers form the general linear Lie algebra with the usual addition and scalar multiplication and Lie bracket . This commutator is bilinear and antisymmetric, and expanding the six products verifies the Jacobi identity.
For a Lie subalgebra , being an abelian Lie algebra means . A nilpotent Lie algebra has , eventually zero; a solvable Lie algebra has , eventually zero. These are the lower central series of a Lie algebra and derived series of a Lie algebra, respectively. Nilpotence is a condition on the Lie bracket, and does not require every member to be a nilpotent endomorphism: a nonzero scalar multiple of the identity spans an abelian Lie algebra.
A flag of a vector space is an increasing chain of vector subspaces. The flag we construct is a complete flag, , where , and each is an invariant subspace for . We first prove the common-eigenvector assertion in the Lie theorem, by induction on ; the zero algebra is immediate. For nonzero solvable , its derived algebra is proper, so there is a codimension-one ideal of a Lie algebra containing . Write . By induction there are and a linear functional on such that for every .
Let be the cyclic subspace spanned by . The commutator derivation identity and show inductively that
Thus and all its initial cyclic spans are -invariant. If , the first cyclic vectors form a basis, is also -invariant, and . For , the trace of a matrix commutator gives
Hence , since the field has characteristic zero. The nonzero common weight space
is -invariant: . The restriction of to has an eigenvector, because is an algebraically closed field. This is a common eigenvector for . Its line is invariant, and repeating the argument on the quotient vector space gives the complete invariant flag. Equivalently, this proves simultaneous triangularization of a Lie algebra representation.
In a basis adapted to this complete flag, every member of is upper triangular, so every member of its derived algebra is strictly upper triangular. Products of strictly upper triangular matrices vanish, and each iterated Lie bracket of such matrices is a sum of these products. Consequently the derived algebra is a nilpotent Lie algebra. We may therefore take : it is an ideal, and the quotient Lie algebra is abelian. This also covers .
For a Lie algebra , write for the linear span of brackets with one argument in each indicated subspace. The three definitions are
These are respectively an Abelian Lie algebra, a solvable Lie algebra and a nilpotent Lie algebra. The second and third sequences are the derived series of a Lie algebra and the lower central series of a Lie algebra.
An Abelian Lie algebra has , and a nilpotent Lie algebra is a solvable Lie algebra: induction gives . Thus all the implications are generated by
None of the reverse implications holds. The Heisenberg Lie algebra with basis and , all other basic brackets zero, is nonabelian but has , . The two-dimensional affine Lie algebra of the line with has and , but for every . It is solvable and neither nilpotent nor abelian. These two examples answer all six ordered-pair comparisons.
The Lie theorem says that a finite-dimensional Lie algebra representation of a finite-dimensional solvable Lie algebra over an algebraically closed field of characteristic zero has a common eigenvector whenever its representation space is nonzero. Equivalently it admits an invariant complete flag, or simultaneous upper triangularization. Here the field may be taken to be ; these hypotheses are essential.
To prove the common-eigenvector assertion, induct on . The zero algebra is immediate. Since is nonzero and solvable, its derived algebra is proper. Choose a codimension-one Lie algebra ideal containing it, and write . The Lie algebra is solvable, so induction supplies and a linear functional with .
Consider the finite-dimensional cyclic subspace . Until the first linear dependence, these powers form a basis. The identity
and show by induction, simultaneously for all , that is -invariant and that is upper triangular on it with every diagonal entry . It is also -invariant by construction. Hence
The trace of a commutator is zero, and characteristic zero gives .
The simultaneous eigenspace is nonzero and -invariant, since
Over an algebraically closed field, has an eigenvector, which is therefore a common eigenvector for all of . This finishes induction. Apply the same assertion to the quotient representation by its invariant line, and then to successive quotients. A basis adapted to the resulting complete flag gives the stated simultaneous triangularization of a Lie algebra representation, completing the proof of the Lie theorem.
A nilpotent Lie algebra is a solvable Lie algebra, so the inclusion satisfies the Lie theorem and is upper triangular in a suitable basis, for finite-dimensional complex .
This is insufficient to prove the Engel theorem. Its matrix version starts with a Lie subalgebra of nilpotent endomorphisms and concludes that they are simultaneously strictly upper triangular; its abstract version concludes nilpotence from nilpotence of every Adjoint representation endomorphism. Merely upper triangular matrices can have nonzero diagonal entries: the one-dimensional algebra is an Abelian Lie algebra and a nilpotent Lie algebra, but acts by a nonnilpotent identity matrix. This is nilpotent Lie algebras need not act nilpotently. Moreover, in the abstract Engel theorem nilpotence of the algebra is a conclusion, so assuming it first to invoke the Lie theorem would be circular. Abstract nilpotence and nilpotence of each representing matrix are different conditions.
A nilpotent endomorphism satisfies for some positive integer . A nilpotent Lie algebra has a terminating lower central series of a Lie algebra: with and , one has for some . These are different conditions: the first concerns a particular linear map, whereas the second concerns repeated Lie brackets.
The representation form of Engel theorem says that if a finite-dimensional Lie subalgebra consists entirely of nilpotent endomorphisms, with , then contains a nonzero vector annihilated by every element of . Consequently there is a basis in which every element of is strictly upper triangular. No assumption on the characteristic of a field or algebraic closure is required.
We prove the common-vector assertion by induction on , simultaneously for every nonzero finite-dimensional representation space. The zero algebra is immediate. First, nilpotence of commutation by a nilpotent endomorphism follows from
If , the right-hand side vanishes for , in every characteristic of a field. For any proper Lie subalgebra , its Adjoint representation on therefore consists of nilpotent endomorphisms. Its image has dimension at most , so the inductive assertion gives a nonzero class annihilated by . Equivalently and . Thus the Engel normalizer lemma gives .
Choose a maximal proper Lie subalgebra . Its normalizer of a Lie subalgebra must be all of , so is an ideal of a Lie algebra. Moreover has dimension one: otherwise a one-dimensional Lie subalgebra of this quotient would have a proper inverse image strictly between and . By induction the space is nonzero. It is invariant under , since . Write . The restriction of the nilpotent endomorphism to has a nonzero kernel, and any vector in that kernel is annihilated by all of . This completes the induction. Apply the assertion repeatedly to to obtain a complete invariant flag with . A basis adapted to that flag makes every matrix strictly upper triangular.
A nilpotent abstract Lie algebra need not act by nilpotent matrices. For , the scalar algebra is an abelian Lie algebra, hence a nilpotent Lie algebra, but . No change of basis makes strictly upper triangular. The failed implication is precisely the distinction described in nilpotent Lie algebras need not act nilpotently.
If is a nilpotent Lie algebra, then , so every is a nilpotent endomorphism. Conversely, apply Engel theorem to acting on . Its invariant flag is lowered by every Adjoint representation matrix, so every product of such matrices vanishes. Since is spanned by expressions , the lower central series of a Lie algebra terminates. Therefore
Finally suppose is an algebraically closed field. If some is not a nilpotent endomorphism, it has a nonzero eigenvalue and an eigenvector , giving . The vectors are linearly independent and span a nonabelian two-dimensional Lie subalgebra. Conversely, a Lie subalgebra of a nilpotent Lie algebra is nilpotent because its lower central series of a Lie algebra lies termwise in the ambient series. A nonabelian two-dimensional Lie algebra has a basis with : choose spanning the nonzero derived algebra and rescale a complementary vector. Its Adjoint representation has the nonzero eigenvalue , so it is not nilpotent. This proves the two-dimensional subalgebra criterion for Lie algebra nilpotence:
Over the complex numbers, every finite-dimensional representation of a solvable Lie algebra has a basis in which every representing matrix is upper triangular. The Lie theorem is often stated first as the existence of a common eigenvector in every nonzero finite-dimensional Lie algebra representation of a solvable Lie algebra. Applying that assertion successively to quotient representations gives an invariant complete flag, and hence the upper triangular form. The same proof works over any algebraically closed field of characteristic zero.
We prove the common eigenvector assertion by induction on , writing the action as . The zero Lie algebra is immediate. If is solvable, its derived series of a Lie algebra shows that . Choose a codimension-one ideal of a Lie algebra containing , and choose . By induction there are and a linear functional such that for all .
Let be the span of . If , the first of these vectors form a basis, and is -invariant. We claim that for each ,
For this is the definition of . For the induction step, use and . Applying the induction hypothesis to both and proves the claim. Consequently is -invariant, and every acts on by an upper triangular matrix with all diagonal entries .
Since both and preserve , the matrix trace of their commutator on is zero. The claim applied to gives
Here characteristic zero is essential: in the field, so . Now the common weight space
is nonzero and -invariant. Indeed, for ,
An endomorphism of a nonzero finite-dimensional complex vector space has an eigenvector, so choose an eigenvector of in . It is a common eigenvector for . This proves the Lie theorem.
For the printed matrices in characteristic , , and there is no common eigenvector. Index the standard basis by . The cyclic entry in the PDF gives
The diagonal eigenvalues of are distinct in . Thus every eigenvector of is a scalar multiple of a single . Since , is never a scalar multiple of , proving the assertion even when is not an algebraically closed field.
For ,
At the cyclic boundary,
Hence . The two-dimensional Lie subalgebra has derived algebra , whose own derived algebra is zero, so it is solvable. It nevertheless has no common eigenvector, including after extending to its algebraic closure. This is a failure of Lie theorem in positive characteristic. In the proof above, the obstruction is precisely that can vanish as a scalar in .
The derived algebra of a complex solvable Lie algebra is nilpotent. First suppose . By the Lie theorem, put every element of in upper triangular form. The diagonal of a commutator of upper triangular matrices is zero, so consists of strictly upper triangular matrices. The Lie algebra of all such matrices is a nilpotent Lie algebra: if consists of matrices whose entries vanish whenever , then
Therefore the lower central series of a Lie algebra of reaches zero. Alternatively, every element of is a nilpotent linear map, and the Engel theorem states that a finite-dimensional Lie subalgebra consisting of nilpotent linear maps is a nilpotent Lie algebra.
For an abstract complex solvable Lie algebra , apply the preceding result to its Adjoint representation. The Lie algebra is nilpotent. Since is central in , some term of the lower central series of a Lie algebra of lies in that central ideal; the next term is zero. Thus itself is nilpotent.
Conversely, every nilpotent Lie algebra is solvable, since its derived series of a Lie algebra is contained term by term in its lower central series of a Lie algebra. If is nilpotent, it is therefore solvable, and is Abelian. More directly, the derived series of a Lie algebra of , after its first term, is the derived series of a Lie algebra of . Consequently the derived algebra nilpotence criterion is
The space becomes a Lie algebra under the commutator
A Lie subalgebra is abelian when ; nilpotent when its lower central series of a Lie algebra reaches zero; and soluble when its derived series of a Lie algebra reaches zero.
If and is nilpotent, choose the least with . Then , while
Thus the normalizer of a Lie subalgebra strictly contains . If is maximal proper, its normalizer must be all of , so is an ideal. Solubility is insufficient: in the two-dimensional affine Lie algebra with , the maximal subalgebra is not an ideal.
A derivation of a Lie algebra is a linear map satisfying
It is inner when for some .
Every nonzero finite-dimensional nilpotent Lie algebra has an outer derivation of a nilpotent Lie algebra. Choose a codimension-one maximal subalgebra ; it is an ideal by the result above, and write . The centralizer is nonzero because it contains . Let be largest such that
and choose . Define
Because is an ideal and centralizes , the derivation identity holds on and on , hence everywhere. If , then would put in , so
contrary to the choice of . Thus is outer.
The analogous assertion fails for soluble algebras. In the affine example, a derivation has
and equals . Thus every derivation is inner although is nonzero and soluble.
Write . The generalized eigenspace decomposition of the linear map is
for any sufficiently large . Because is a derivation, the generalized-eigenspace bracket lemma gives
Consequently is a Lie subalgebra.
The set is the normalizer of a Lie subalgebra . Certainly . Conversely, if , then gives
On the direct sum of the nonzero generalized eigenspaces, is invertible. Hence the nonzero-eigenvalue component of vanishes, and
Now let be a Lie subalgebra containing . Since , the subspace is -invariant. The generalized zero eigenspace of the induced map on is the image of , hence is zero. If , then , so lies in that zero eigenspace. Thus and
A nilpotent Lie algebra is one whose lower central series
eventually reaches zero. Suppose is nilpotent and . Choose the least for which . Then , and any
satisfies . Therefore , proving the normalizer condition for a nilpotent Lie algebra
It remains to prove the converse needed here. The Engel lemma states that if a finite-dimensional Lie algebra of linear maps consists of nilpotent maps, then the maps have a common nonzero vector in their kernels. To prove it, induct on the dimension of the algebra. For a maximal proper subalgebra , induction applied to the action of on produces with . Thus is an ideal of codimension one. Induction also gives a nonzero common kernel
The ideal property makes invariant under ; a nilpotent representative of a basis of has a nonzero kernel on , yielding a vector killed by all of .
Apply the lemma to the Adjoint representation. It produces a nonzero element of the center of a Lie algebra. Induction on , followed by passage to the quotient by this center, proves Engel theorem: if every is nilpotent, then is nilpotent. The hypothesis says exactly that every is nilpotent, so