This University of Oxford Part C paper is cross-listed for Mathematics, Mathematics and Computer Science, and Mathematics and Philosophy. Section A concerns topology, and section B concerns set theory. [ref]
https://www.whatdotheyknow.com/request/maths_past_papers_3. Source release
The archive contains the complete editable four-page transcription, with the source closure bars checked against the scan. Bounded official-source searches found no advertised answers to this exact paper. All source leaves and unnumbered preliminary tasks are covered below.A topological space is separable if it has a countable dense subset. A subset is dense when its closure is the whole topological space, equivalently when every nonempty open set intersects . Countable here permits a finite set, so finite topological spaces and the empty topological space fit the same definition.
A topological space is Lindelöf if every open cover has a countable subcover. We also prove the requested equivalence for metrizable spaces here, after the two source definition leaves.
Choose a compatible metric . First suppose that is a countable dense subset. The balls with centers and positive rational radii form a countable topological basis. Indeed, if and , choose with and a rational between and . The triangle inequality gives .
For any open cover, retain the topological basis elements which are contained in some member of the cover, and choose one covering member for each such topological basis element. There are only countably many choices, and the resulting subfamily covers the topological space, since each point has a topological basis neighborhood inside a covering member. Thus a separable metrizable space is Lindelöf.
Conversely, suppose the metric space is Lindelöf. For each positive integer , the balls cover it, so select a countable subcover with centers in a countable set . The union is countable and dense: if is a nonempty open ball, choose with . One of the selected radius- balls contains , so its center lies in . ThereforeThe metric hypothesis is used in producing uniform small-ball covers and a countable ball topological basis; the equivalence need not hold for general topological spaces.
Choose countable dense sets and . Their Cartesian product is countable. Every nonempty basic open set of the product topology has the form with nonempty open in their respective topological spaces. Density gives and , hence .
Every nonempty open set in the product contains such a basic open set. Thus is dense in , proving topological separability of the product. If one factor is empty the product is empty and the conclusion holds directly.
Since is a discrete subset in the subspace topology, for each choose an open set with . Closedness of makes open. The familyis therefore an open cover of . A countable subcover exists by the Lindelöf property. Each point can be covered only by its own among this family: the complement misses all of , and every other meets only at . Hence the countable subcover must include for every . This forcesBoth closedness and discreteness matter: they provide the open complement and the single-point traces, respectively.
The lower limit topology on the real line is the lower limit topology. Every nonempty basic interval contains a rational number, so the rational numbers are a countable dense subset. By the preceding product argument, is dense in the square, proving its topological separability.
Consider the uncountable anti-diagonalIt is a discrete subset: the basic rectangle intersects only at , because both coordinates have increased weakly and their sum can remain zero only if neither increases.
It is also closed. At a point off the anti-diagonal, . If this sum is positive, every sufficiently small lower-limit rectangle based at still has positive coordinate sum. If it is negative, choose with ; then has negative coordinate sum throughout. These neighborhoods avoid , so its complement is open.
If the square were Lindelöf, its closed discrete subset would be countable by part (c), contradicting its bijection with . Hence
For each point which belongs to at least one , its membership-index set is a nonempty subset of , so has an infimum in . Assigning the value one to the other points therefore defines everywhere.
For ,An index gives . Conversely if the infimum is below , some membership index must be below . Thus this strict sublevel set is open.
For we claimIf and , then cannot belong to any with , since for . Hence . Conversely, if , density of supplies with . Since and , one has . This proves the identity, and its right-hand side is open.
The remaining sublevel and superlevel sets, for thresholds outside these ranges, are either empty or all of . Preimages of open rays are consequently open, and these rays generate the usual real topology. Therefore is continuous. The closure inclusion is what supplies openness of the strict superlevel sets; mere nesting would not suffice.
Urysohn's lemma states that, in a normal space, disjoint closed subsets can be separated by a continuous function with on and on .
First use the shrinking consequence of the separation property of a normal space: if a closed set lies in an open set , there is an open with . To prove it, separate the disjoint closed sets and by disjoint open neighborhoods . Then .
Let be the dyadic rationals in . Set , and shrink around to choose with . At each subsequent dyadic stage, insert between each adjacent pair an open set such thatThe shrinking lemma applies because the first set is closed and contained in the last open set. Induction gives for all dyadic . Part (a) now constructs a continuous . Each point of lies in , so has value zero. Each point of lies in none of the , so has value one. This proves the lemma.
For the embedding, let , a set of continuous functions, and define the evaluation mapEvery coordinate is continuous, so is continuous in the product topology. The Hausdorff assumption makes singletons closed. For distinct points, Urysohn's lemma applied to their singletons gives a coordinate with different values, so is injective.
To check the inverse topology, take with open. Apply the lemma to and , choosing a coordinate with and outside . ThenThis is the preimage of an open coordinate cylinder under . Thus every original neighborhood is detected by coordinate neighborhoods, and is continuous. The evaluation map is a topological embedding.
Let be a topological basis consisting of clopen sets. For its characteristic function is continuous, since the preimages of both singleton values are open. DefineThe coordinate criterion for product topology makes this map continuous. If , the property gives an open set containing one and not the other. A topological basis element contained in that open set still distinguishes them, so their corresponding characteristic coordinates differ. Therefore is injective.
Finally, for each topological basis element ,The right-hand side is the preimage of an open cylinder in the product of discrete two-point topological spaces. These cylinders recover a topological basis for the topology of , proving continuity of the inverse onto the image. Hence
A Hausdorff compactification of is a pair in which is compact Hausdorff and is a topological embedding with dense image.
For a locally compact Hausdorff noncompact topological space, form with one new point. Keep all open subsets of , and take the neighborhoods of infinity to contain setsCompact subsets of a Hausdorff space are closed. Finite unions of compact sets are compact, so finite intersections of these basic neighborhoods are again of the same form; their intersections with ordinary open sets are open in . This specifies a topology restricting to the original one on .
It is compact: from an open cover choose a member containing infinity. Its complement is contained in some compact , and finitely many more members cover that compact remainder. It is Hausdorff: two points of are separated as before; to separate from infinity, choose an open neighborhood of lying inside a compact neighborhood . The open set and the infinity neighborhood are disjoint.
The inclusion of is an embedding. Every basic neighborhood of infinity meets , because otherwise its compact complement would equal all of , contrary to noncompactness. Thus is dense in . This proves that is the one-point compactification.
First prove the suggested density fact. If is dense in , is open and , then every open neighborhood of has nonempty open. It meets , so meets . HenceIdentify with its dense embedded image in the hausdorff compactification. For , local compactness supplies an open neighborhood in and a compact set with . Choose an open set in with . The inclusion into is continuous, so is compact in and therefore closed, since is Hausdorff. The density fact now yieldsThus every point of the embedded has a -open neighborhood contained in . Consequently
A proper filter on is a nonempty family of subsets, closed under finite intersection and passage to supersets, with . An ultrafilter is a maximal proper filter, equivalently one which contains, for each , exactly one of and . The pushforward filter isInverse images preserve intersections and complements. Thus it is a proper filter, and the either-a-set-or-its-complement criterion shows it is an ultrafilter whenever is one.
Convergence of a filter means that every neighborhood of belongs to . A mapping is continuous exactly when implies for all proper filters and points. The forward implication follows from inverse images of neighborhoods. For the converse apply the criterion to the neighborhood proper filter at : each inverse image of a neighborhood of must be a neighborhood of , which is continuity at .
A topological space is compact exactly when every ultrafilter converges to at least one point; equivalently every proper filter has a cluster point. For completeness, in a compact space the closed sets , , have the finite intersection property, hence a common point . Every neighborhood of belongs to the ultrafilter. Indeed, if did not, choose an open with . Then would not belong either, so would belong. That set is closed and excludes , contradicting the choice of in every closure. Conversely, if an open cover has no finite subcover, its closed complements generate a proper filter. An ultrafilter extension cannot converge anywhere, because each point has a covering neighborhood whose complement belongs to that ultrafilter. This proves the compactness criterion using the permitted extension principle.
Now suppose . The familyis a filter base of nonempty sets: closure guarantees each intersection is nonempty, and finite intersections correspond to intersections of neighborhoods. Extend its generated proper filter to an ultrafilter . It contains and every , so .
Conversely, if such an ultrafilter exists, each neighborhood of has . Its intersection with is nonempty. Thus meets , provingThis part includes the unnumbered proper filter definitions and criteria preceding the printed subparts.
For every ultrafilter on , its image is an ultrafilter on the compact space , so it has a limit. That limit is unique because is Hausdorff: distinct limits would have disjoint neighborhoods both belonging to the same proper filter. Therefore is well-defined. Since is dense, every lies in . Part (a), with , supplies an ultrafilter mapping to , proving surjectivity.
Suppose disjoint subsets have disjoint image closures. If , choose not in ; the ultrafilter criterion gives . Part (a) givesThe two closures are disjoint by assumption, so the limits differ. Thus is injective.
Conversely, suppose is injective and disjoint had a common point in their image closures. Part (a) would supply ultrafilters containing respectively, both with image limit . They must be distinct, since a proper filter cannot contain the disjoint sets and simultaneously. This contradicts injectivity. Hence
Use the Stone-Čech extension property: a discrete topological space embeds densely into a compact Hausdorff space , and every continuous map from to a compact Hausdorff space extends continuously to . Apply it to the characteristic function of an arbitrary subset ; discreteness makes it continuous. Its extension has clopen fibers, andIndeed that fiber is closed and contains , while its openness and density of show that every point in the fiber is approached by points of .
If and are disjoint, the extension of is one on and zero on , so these closures are disjoint. The inclusion therefore satisfies the criterion from part (b), and its ultrafilter-limit map is both surjective and injective. ThusThis is a bijection of underlying sets; identifying the compatible topology on the ultrafilter topological space would give the familiar stronger homeomorphism statement, but is not needed for the requested conclusion.
In first-order set theory a class in set theory is a definable collection, written schematically using a logical formula and set parameters. A class term is an abbreviation for such a defining condition; it does not add a new kind of object to the quantifiers of ZF. A class in set theory is proper if it is not the collection of elements of any set.
Define the cumulative hierarchy by transfinite recursion:and let . Without foundation this denotes the well-founded part produced by the hierarchy; it must not simply be assumed to contain every ambient set. Transfinite recursion on ordinals and the relevant set constructions remain available in ZF without foundation.
Prove transitivity by transfinite induction. The empty stage is transitive. Suppose is transitive. Then each member of is a subset of , so . Also is transitive: if , then and, by transitivity of , , so . At a limit stage, a union of transitive sets is transitive. This proves transitivity at every stage.
Finally transitivity of itself implies that every member is a subset of , givingThese successive inclusions and the limit definition also imply whenever . The argument has not used foundation. This leaf includes the unnumbered definitions preceding the source's three claims.
For every , the assumption supplies an ordinal stage containing . Let be the least such ordinal. Leastness makes this a uniquely definable assignment, so ambient replacement gives the setPut , taking if is empty. Monotonicity of the hierarchy gives for every . Hence , and thereforeThis is a rank-bounding argument: a set-sized collection of elements from the hierarchy has its stages bounded by one ordinal. No simultaneous arbitrary choices are required, since each least stage is uniquely specified.
Fix a logical formula with parameters in , and a set . Suppose satisfies that each has a unique with . Relativize every unbounded quantifier in to the definable class in set theory , obtaining an ambient first-order formula .
Transitivity of ensures that every member of belongs to . The ambient relationtherefore defines a unique ambient set for every . Apply ambient replacement to obtain its range set . By construction every element of belongs to , so part (ii) gives .
Membership in this set is exactly the range relation required by replacement inside the structure . Since the logical formula and parameters were arbitrary, every instance of the replacement scheme holds in the hierarchy class in set theory. The proof uses formula relativization to a class and the closure property from part (ii), not the unsupported assertion that is the whole ambient universe.
A bounded quantifier has the form or , abbreviating or . A logical formula, also called , is built from atomic membership and equality logical formulas using Boolean connectives and only bounded quantifiers. It has no unbounded quantifier.
For example abbreviates the bounded logical formula . Quantifiers are bounded by an existing variable or parameter, not by an unrestricted class term such as the power set of a parameter unless that set has separately been supplied as a parameter.
A logical formula has the formup to the standard logical transformations defining the hierarchy. The initial existential quantifiers may be unbounded; all quantifiers inside the matrix are bounded. A finite tuple of witnesses can be encoded by one set if desired, and logical formulas with no initial unbounded quantifier are included as the level-zero special case.
The dual class in set theory has an initial universal block with a bounded matrix. Negation interchanges these two classes, but does not in general preserve the existential class in set theory. Part (iii) supplies an explicit reason for the failure in this setting.
Use the strict-order convention appropriate to the membership relation. A bounded logical formula isThe first clause is irreflexivity, the second transitivity, and the third comparability of distinct elements. Irreflexivity and transitivity exclude , so distinct elements cannot be ordered in both directions. These are exactly the axioms of a strict total order on the set , with as its order relation.
Every displayed quantifier is bounded by , so is . The logical formula does not assert that is transitive as a set, and no such additional assertion is needed to say that the restriction of membership to is a total order.
There are two ways for a set to fail to be the power set of : it may contain an object which is not a subset of , or omit a subset of . A single existential logical formula expressing these alternatives isIts matrix is bounded, so this is . Its negation is precisely the first-order power-set specification
We prove the absoluteness fact needed to exclude a logically equivalent logical formula. If are transitive sets and all parameters lie in , bounded logical formulas have the same truth value in and . Atomic equality and membership agree because both structures use actual membership. Boolean operations preserve agreement. In a bounded quantifier over , transitivity ensures that every element of already lies in , so the two structures quantify over exactly the same elements of . Induction on logical formulas proves the claim. It follows that logical formulas are upward absolute: witnesses in remain available in , and their bounded matrix retains its truth value.
Now use a finite counterexample, so no existence of a transitive model of ZF is assumed. Let , the Finite von Neumann ordinal, and let . These are transitive sets with . Set and , both elements of . Inside , the subsets of which are available as elements of the domain are exactly ; the remaining domain element is not a subset of . Thus satisfies the displayed power-set specification with .
Inside , however, the set is also present and is a subset of , while . Thus the same specification is false in . If were logically equivalent to a logical formula, its truth in would transfer upward to , a contradiction. ThereforeThis proves the requested unrestricted logical non-equivalence. The finite structures are not being claimed to satisfy all of ZF; logical equivalence must hold in them as well as in any models of a stronger theory.
König theorem for cardinal numbers states that if for each index , thenRepresent each cardinal by its initial ordinal, let , and let .
First there is an injection : encode by the function which is zero away from and takes value at . The nonzero coordinate identifies , and its value identifies . It is valid because ; an index with contributes no domain points.
For strictness suppose a surjection existed. At coordinate , the values for occupy fewer than possibilities. Choose as the least ordinal below absent from that set. The resulting differs from at coordinate for every , contradicting surjectivity.
An injection would produce a surjection by inverting on its image and assigning the zero function elsewhere. It is therefore impossible. The injection in the first direction and impossibility of the reverse give the strict cardinal inequality. This diagonal argument uses the canonical well-orders of the specified cardinals to choose missing coordinate values, rather than an unexplained arbitrary choice at that step.
For an infinite cardinal regarded as an ordinal, its cofinality is the least cardinality of a cofinal subset of . Equivalently there is a family of ordinals below whose supremum is , and no smaller indexed family has that property. Since an infinite initial ordinal is a limit ordinal, is infinite and in particular nonzero.
Use the diagonal mechanism of König theorem for cardinal numbers directly. Suppose were surjective. For each , the sethas cardinality at most . Choose the least . The resulting function is not in the range: for any , cofinality supplies with , and then .
Thus no such surjection exists. Constant functions provide an injection , and an injection in the reverse direction would give a surjection by the same inverse-and-default construction as in part (i). ConsequentlyThis argument also handles , when cofinal initial segments are finite; it does not incorrectly assume that smaller cardinals themselves must form a cofinal sequence in every infinite cardinal.
In the usual arithmetic under the axiom of choice of cardinal numbers, take the singular strong-limit cardinalCantor's theorem makes this sequence strictly increasing. It is countable and cofinal in its supremum, so . No finite subset is cofinal in this limit ordinal, hence . ThereforeThis construction needs no assumption such as the Continuum hypothesis. The conventional use of cardinals here includes well-orderability of these power sets, supplied by the axiom of choice. It is a separate setting from the explicit failure of well-orderability hypothesized in question 8; one must not impose choice on that later hypothesis.
For a set , let consist of the subsets of definable over the structure by a first-order formula with finitely many parameters from . It is a set contained in : satisfaction for a set structure and the set of logical formula codes give a uniform set construction of these definable subsets. If is transitive, every is one such subset, defined over by , so .
Define the constructible hierarchy by transfinite recursion:Gödel's constructible universe is the definable class in set theoryAt successor stages only subsets definable over the previous stage are admitted, in contrast to the full power-set construction of the cumulative hierarchy. The stages are transitive and increasing, as permitted in the question, and their union contains every ordinal. Finite parameters are essential in the definition of .
Fix . In the ambient universe form the setby power set and separation, using definability of . This is the collection which must serve as the power set of inside ; it need not be the entire ambient power set.
For each , let be the least ordinal with . Ambient replacement is used to collect the ordinals into a set. Their supremum, enlarged if necessary to include a stage containing , gives an ordinal such that and every belongs to .
Because is transitive and , the bounded property for has its actual meaning when evaluated in that structure: every element of already lies in , and membership is unchanged. It follows thatThis is a definable subset of using the parameter , so . Every member of which is a subset of is in , and every member of is such a subset. Thereforewhich is exactly the power-set axiom in . The replacement step is indispensable to this proof: definability over one stage requires first bounding all the constructible subsets by one common stage.
Every constructible set is well-orderable: the constructible hierarchy has a canonical well-order, obtained by ordering the stage of first appearance, logical formula codes and the already ordered finite parameter lists. Its restriction to any set belonging to is a well-order in and remains a well-order in the ambient universe. This does not imply that arbitrary ambient sets are well-orderable.
If is finite, all its subsets are finite combinations of its elements and hence constructible. Moreover the finite set of all those subsets is constructible by the finite set operations available in . Thus the full ambient power set belongs to .
Conversely, suppose is infinite and that its full ambient power set belonged to . A well-order of supplies an injection by taking its first countably many elements. The mapis injective. But would make that set well-orderable in the ambient universe, and pulling its well-order back along this injection would well-order . This contradicts the hypothesis. HenceThe superscript emphasizes that the source's final claim concerns the ambient power set. The internal power set exists in for every by part (ii), including infinite ones.
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