The three primitive lattice translation vectors join a cube corner to the three adjacent face centres. Thus the Bravais lattice is a face-centered cubic lattice, with conventional cubic side .
Write the given primitive lattice translation vectors as . Their primitive unit cell volume is
The reciprocal lattice convention then gives
Each reciprocal lattice vector has units when is in metres. Integer combinations generate a body-centered cubic lattice of conventional cubic side ; the point is its body centre. Directly taking the nine dot products checks the signs and the normalization.
Let be the integer number of primitive unit cells. A Bloch state can be written as , with . The periodic boundary condition therefore requires
The spacing of allowed wavevectors is . The first Brillouin zone has width , so
For an exact endpoint convention take a half-open Brillouin zone, such as . Its two endpoints differ by a reciprocal lattice vector and must not both be counted as distinct values of crystal momentum. There are exactly inequivalent integers modulo , irrespective of whether is even or odd. This is state counting in a Bloch band: one allowed wavevector per primitive unit cell per energy band. A separate twofold spin multiplicity gives electronic states per energy band, without doubling the number of wavevectors.
The crystal has periodic potential . By Bloch's theorem, an energy eigenstate may be chosen as
Expand the periodic factor in a Fourier series:
Multiplication by gives the stated plane-wave expansion. Here is position, is the primitive unit cell length, is the primitive reciprocal lattice wavenumber, runs over every integer, and are complex numbers specifying the component wave amplitudes. The wavevector labels the Bloch state modulo ; is its crystal momentum, rather than generally its measured free-space momentum.
The component is a plane wave of wavevector . All these components acquire the same phase factor under , since . Their mixing therefore respects the crystal's translation symmetry. The coefficients and energy eigenvalue follow from the Schrödinger equation; the expression is not a claim that the coefficients are equal or that only finitely many are nonzero. The energy band index is suppressed in the notation, so different energy bands at a common generally have different coefficient sets.
Let the nearest-neighbour spacing be , so the primitive unit cell has length . Denote the two longitudinal displacements in cell by , with spring within each cell and spring between cells. Hooke's law and Newton's second law give
For normal modes and , the two amplitudes satisfy
Its vanishing determinant gives the alternating-spring chain dispersion relation
The minus sign is the acoustic phonon branch, with and at the origin. The plus sign is the optical phonon branch, with at the origin. For positive springs the acoustic phonon branch rises from zero to at the Brillouin zone edge; the optical phonon branch falls from to . Their long-wavelength limits are
Thus the leading frequency in the strong-bond limit of the alternating-spring chain is , the internal stretching frequency of a pair with reduced mass .
Figure 1.
Acoustic and optical branches of an alternating-spring chain
. Original calculated dispersions for , using the two-atom primitive cell. Frequencies are in units of . Details.
An acoustic phonon branch approaches zero frequency linearly, , because a long-wavelength translation has no restoring force. An optical phonon branch has nonzero frequency at and represents relative motion of atoms within a primitive unit cell. Such an optical branch requires more than one independent atom per primitive cell; a truly monatomic simple-cubic model has only the acoustic branches.
The Bose occupation is . At low temperature, appreciably populated acoustic modes have
As temperature falls, the available phonon wavevectors concentrate near the zone centre and optical modes freeze out when . These are thermal-occupation restrictions, not a change in the allowed geometric Brillouin zone.
Figure 1.
Thermally available phonons and the minimum momentum for electron-phonon Umklapp scattering
. Original schematic acoustic and optical dispersions, alongside a repeated-zone Fermi-surface construction. In the right panel wavevectors are in units of : two radius-0.7 Fermi circles have centres separated by 2, leaving a minimum phonon wavevector of 0.6 between them. The optical branch in the left panel illustrates a crystal with an atomic basis. Details.
For state counting in a Bloch band, take a primitive cubic lattice of spacing and impose periodic boundary conditions on lengths . The allowed wavevectors are . The first Brillouin zone has side , so it contains distinct values in each direction and hence wavevectors. Each orbital-derived energy band has one state per wavevector per spin orientation. Therefore
The phrase “per atom” attached to in the PDF is a counting error: is the total, not the per-atom count.
By the Pauli exclusion principle, a monovalent crystal supplies valence electrons and half-fills a spin-degenerate band; its Fermi level lies within allowed states, giving a metal in the independent-electron picture. Two electrons per atom can fill one band. If a band gap separates it from all empty bands, the crystal is a band insulator. An even valence count only permits insulation: overlapping bands can still produce a metal. Conversely, electron interactions can produce a Mott insulator, and symmetry breaking can permit insulation outside this simple spin-degenerate electronic band structure criterion. The relevant count in a crystal with a basis is per primitive unit cell.
Let adjacent equal masses be separated by , with alternating strong and weak spring constants and , . The pattern repeats after , even though the masses are identical. Thus the first Brillouin zone is
Choose the strong bond inside each two-atom primitive unit cell. With displacement amplitudes , the normal mode equations are
The alternating-spring chain dispersion relation is consequently
The lower acoustic phonon branch has in-phase motion within the strongly bound pair and . Its small- slope is the speed of sound,
The upper optical phonon branch has opposite motion within each pair, with . Here “optical” names the gapped branch; equal neutral masses need not couple to light through an electric dipole.
In the strong-bond limit of the alternating-spring chain, the pairs act almost as rigid dimers in the low-frequency branch, while their internal stretch gives a high, nearly flat branch:
At the zone edge the two frequencies are and , separated by a large forbidden frequency interval. Neighbouring cells are out of phase there. Both branches have horizontal tangents at the edge.
Figure 1.
Phonon branches and displacement patterns of a strongly dimerized equal-mass chain
. Original calculation for . The horizontal coordinate uses the two-atom-cell Brillouin-zone boundary. Strong solid bonds and weak dashed bonds identify each dimer. Arrows show relative displacements at the zone centre and edge; their overall sign and amplitude are arbitrary. Details.
Peierls distortion Created 2026-10-18 Updated 2026-10-20
A Peierls distortion modulates the atomic positions and chemical bonds of a one-dimensional chain with a partly filled energy band. In the half-filled example, alternating short and long bonds double the primitive unit cell. The distortion is the structural change; the associated Peierls transition is the change in electronic conduction.[ref]
Phonon branch 2026-10-25
A continuous family of normal modes labelled by the wavevector and a branch index . For chemical atoms per three-dimensional primitive unit cell, the dynamical matrix has eigenvalues, giving branches: three acoustic phonon branches and optical phonon branches for a mechanically stable ordinary crystal structure.
Consider a chosen primitive cubic lattice with and one identical point scatterer per primitive unit cell. Retain the incident wavelength . This is an ideal point model. Its reciprocal lattice vectors are for integer triples other than . Write . The associated interplanar spacing and first-order Bragg angle satisfy
The reflection labels use the Miller index convention, keeping unreduced triples to encode diffraction order. With that convention, set in Bragg's law for each label. The reflection is equivalently the second diffraction order of : does not imply extra scatterers halfway between the occupied planes. Counting both descriptions as distinct reflections would count the same direction twice.
For , , and , respectively, and the calculated interplanar spacings are , , and . Their calculated deflections are , , and . Equal steps in give equal steps in , not equal steps in . This regularity makes an angular pattern a test of a proposed crystal structure.
Figure 1.
Calculated angular positions for four reflections of an ideal primitive cubic point lattice
. Separate strips show positions only, for and . Vertical row placement and marker length encode no wave intensity; this is not a simulated intensity spectrum or measured data. The four labels are a selected subset. Details.
A real crystal structure has a Bravais lattice together with an atomic basis of a crystal. The crystal lattice structure factor selects the periodic directions; the crystal basis structure factor combines the scattering amplitudes of atoms within a unit cell and can cancel a reflection. Consequently Bragg's law alone predicts neither allowed reflections nor their wave intensities. [ref] Systematic absences further restrict observed families; for example, face-centered cubic lattice centering permits only indices all even or all odd in conventional cubic indexing. The four strips above apply to the stated primitive cubic lattice, not to sodium chloride or a face-centered cubic lattice. [ref]
Reciprocal lattice change in a structural phase transition Created 2026-10-18 Updated 2026-10-20
The reciprocal lattice of a body-centered cubic lattice is face-centred cubic, and that of a face-centered cubic lattice is body-centred cubic. In both cases its conventional cubic side is if the direct conventional side is . Thus a direct BCC-to-FCC phase transition reverses the reciprocal lattice types. The reciprocal primitive cell volume is , so thermal expansion contracts reciprocal spacings, while a discontinuous change in direct primitive unit cell volume gives an inverse change in reciprocal cell volume.
A first-order structural transition need not continuously deform one perfect reciprocal array into another. Phase coexistence, new orientation variants, domains and loss of single-crystal alignment can produce two sets of diffraction peaks or many differently oriented sets. The two endpoint lattice types alone do not specify the transformation path or orientation relationship.
For a divalent square Bravais lattice, let and real periodic potential coefficients . The leading two-wave edge levels are . The four-wave corner levels are and a doublet at . Comparing the lowest corner level with the upper edge level gives the displayed indirect band gap. The first spin-degenerate energy band can hold the two electrons per primitive unit cell; it becomes isolated when in this truncation. This follows from resonant degenerate perturbation theory, and higher plane waves can shift the threshold.
A crystal with primitive unit cells has distinct wavevectors in one Brillouin zone. For a rectangular periodic sample, , and the product of the numbers of allowed values along the three directions equals the number of cells. Each orbital-derived energy band therefore holds states per spin orientation, or with twofold spin degeneracy. This means two states per primitive cell per spin-degenerate band, independently of how many atoms the cell contains.
Strong-bond limit of the alternating-spring chain Created 2026-10-18 Updated 2026-11-05
Take equal masses , atomic spacing , and alternating springs . The primitive unit cell contains a strong-bonded pair, so its length is and the Brillouin zone ends at . Expanding the exact alternating-spring chain dispersion relation gives
The low-frequency acoustic phonon branch moves almost rigid dimers of mass coupled by weak springs; its speed of sound tends to . The high-frequency optical phonon branch describes internal dimer stretch. At the zone edge the exact frequencies are and .
Unit cell Created 2026-10-14 Updated 2026-11-05
A region whose translates tile a lattice's ambient space, together with the lattice points represented in it. A primitive unit cell represents one lattice point; a conventional unit cell may represent several to display symmetry.
Zone folding in an equal-mass diatomic chain Created 2026-10-18 Updated 2026-10-20
Putting in the diatomic-chain dispersion relation with equal springs gives and in the reduced zone . The branches touch at its edge. If the sites are actually identical, the true primitive unit cell has length ; the apparent optical phonon branch is the outer part of the monatomic-chain dispersion relation folded by an unnecessarily doubled cell. A gap does not appear merely from redrawing the zone.