Take canonical kinetic terms, gauge coupling , and a nonzero charge . Define and choose the convention in which the Fayet–Iliopoulos term contributes to the Lagrangian. With one charged chiral superfield, gauge invariance permits no nonconstant polynomial superpotential; an irrelevant global constant gives . The real auxiliary field part is
Its equation of motion is . Eliminating it gives the D-term scalar potential
The gaugino transformation has the form a field-strength term, with a convention-dependent overall phase. In a translationally invariant vacuum with zero field strength, a nonzero therefore gives an inhomogeneous shift of : no nonzero supersymmetry parameter leaves the vacuum invariant. The massless Goldstino is consequently the gaugino, not the matter fermion, since .
Minimize the potential over . If , the allowed value sets , so supersymmetry is unbroken while the internal gauge symmetry is Higgsed. If , the origin also has . For the broken branch, and the formal zero of would require negative . The actual minimum is
This is single charged-field D-term breaking. Nonzero FI parameter alone does not force breaking if a scalar can cancel it. The degenerate case is different: any breaks supersymmetry in the vector sector while the neutral scalar remains flat; the sign test above assumes an actually charged field.
Expand around the broken vacuum:
For , both canonically normalized real scalars have squared mass . The matter Weyl spinor has no superpotential mass. The gauge boson remains massless because . The gauge Yukawa coupling, proportional to , gives no fermion mixing or mass at this vacuum, so the gaugino is also massless. The tree-level spectrum is therefore
and the chiral-multiplet splitting is
The vector and its gaugino happen to remain degenerate at zero mass even though supersymmetry is broken. If the sign convention for the FI contribution is reversed, the sign criterion changes accordingly; the invariant condition is that the scalar condensate cannot cancel the auxiliary source. This is the classical toy-model spectrum; a quantum completion of the single charged-fermion theory also has to cancel its gauge anomalies.
Four-dimensional N=1 supersymmetry is compatible with a chiral gauge spectrum. Each matter Weyl spinor belongs to a chiral superfield with a complex scalar in the same gauge representation, and each gauge boson belongs to a vector multiplet with an adjoint gaugino. Thus a supersymmetric extension of the Standard Model predicts squarks, sleptons and gauge-fermion partners, together with Higgs-sector partners. Exact unbroken supersymmetry would make partners mass-degenerate, so a phenomenologically useful model needs supersymmetry breaking.
The Minimal supersymmetric Standard Model uses two Higgs chiral doublets. Holomorphy of the superpotential prevents use of the conjugate of one doublet as an independent chiral field, so up-type and down-type Yukawa couplings require opposite-hypercharge doublets. Their higgsinos also cancel each other's gauge anomalies. The superpotential has the schematic form
with gauge contractions understood. Supersymmetry relates the scalar quartic interactions and Yukawa interactions to the same gauge and superpotential couplings, rather than allowing arbitrary independent choices.
A central motivation is the hierarchy problem. A nonsupersymmetric scalar mass can receive corrections proportional to a high ultraviolet cutoff squared. The paired bosonic and fermionic loops in exact supersymmetry cancel that quadratic sensitivity. Soft supersymmetry breaking introduces scalar squared masses, gaugino masses and appropriate scalar bilinear and trilinear terms without restoring the original quadratic divergence. With a typical soft scale , residual corrections have the schematic size
plus finite thresholds. This favors not excessively heavy partners if one wishes to avoid a new tuning, but does not derive their masses or guarantee that they are experimentally accessible. A hidden breaking sector can communicate soft terms through gauge or gravitational interactions.
The altered particle spectrum also changes the renormalization group evolution of the gauge couplings. The MSSM one-loop coefficients, with the usual grand-unified hypercharge normalization, are in . They allow approximate supersymmetric gauge coupling unification near GeV, subject to threshold corrections. Top-Yukawa effects can drive the up-type Higgs squared mass negative and help produce radiative electroweak symmetry breaking. Neither phenomenon alone specifies a full breaking mechanism.
Without an additional symmetry, gauge invariance allows renormalizable baryon- or lepton-number violating superpotential terms. Conserved R-parity, , forbids the usual such renormalizable terms, distinguishes ordinary particles from their superpartners, and makes the lightest supersymmetric particle stable. A neutral stable lightest partner can be a dark matter candidate; its abundance and interactions require a separate calculation. Pair production followed by cascades to such a particle can give missing-momentum signals. R-parity is an extra model assumption, and does not by itself exclude all higher-dimensional proton-decay operators.
Possible low-energy consequences are a partner spectrum, controlled scalar-mass sensitivity, a constrained Higgs sector, modified coupling evolution and, with conserved R-parity, a stable lightest partner. Soft parameters also affect flavor-changing and CP-violating processes. Supersymmetry provides relations and mechanisms, not a unique numerical spectrum or an automatic solution to every flavor or cosmological problem.
In four dimensions, extended supersymmetry has independent Weyl spinor supercharges, or real generators. With the ordinary particle Super-Poincaré algebra,
The central charges in supersymmetry commute with spacetime generators and the supercharges; an R-symmetry can act on their internal indices. Antisymmetry makes a scalar central charge impossible for .
At positive timelike momentum, the rest-frame supercharges act as fermionic oscillators. Without central charges, a spin- Clifford vacuum generates states. For a massless supermultiplet, positivity makes half the supercharges act trivially. The remaining creation operators generate states with helicity levels and multiplicities . A separate CPT completion of a supermultiplet may be necessary. Keeping all helicities between and gives for a theory without gravity; allowing helicity two gives .
A nonzero central charge in supersymmetry changes the oscillator norms. For an central-charge block, write . Suitable combinations of a charge and the adjoint of the other have anticommutators and . Their positivity gives
A BPS state saturates this BPS bound in supersymmetry. The combinations with zero anticommutator annihilate it, preserving part of supersymmetry and giving a shortened BPS supermultiplet. In this example a scalar-seeded massive multiplet has four states instead of sixteen, before any required CPT completion. More central-charge blocks allow different fractions of preserved supersymmetry. The mass-charge relation is protected as long as the short state exists; this does not guarantee stability against decay everywhere in parameter space.
The main obstruction to unbroken extended supersymmetry at low energies is the chirality constraint on extended supersymmetry. An vector multiplet contains an additional adjoint complex scalar. A full hypermultiplet contains two matter chiral superfields in conjugate gauge representations and . Its charged fermion spectrum is therefore vectorlike. Half-hypermultiplets in pseudoreal representations do not supply genuinely complex chirality. The gauge multiplet is still more restrictive: it has four adjoint Weyl spinors and six adjoint real scalars. These spectra and their constrained interactions cannot directly reproduce the chiral electroweak matter and arbitrary Yukawa couplings of the Standard Model.
At most unbroken supersymmetry can directly describe the observed chiral four-dimensional gauge spectrum. Extended supersymmetry can be useful in a higher-energy theory, in an internal sector or before compactification, but it must be reduced or broken to obtain that low-energy spectrum. This is a statement about unbroken symmetry of the relevant sector, not a prohibition on extended supersymmetric ultraviolet descriptions.
Sum the diagonal mixed anticommutators in the Super-Poincaré algebra. Their spatial terms have zero Pauli trace, giving
For every normalized state in the common operator domain,
This proves energy positivity in global supersymmetry. The zero of energy is fixed by this algebra, rather than by an arbitrary independent subtraction.
A supersymmetric vacuum is invariant under every supercharge and its adjoint. Its energy therefore vanishes. Conversely, a normalized vacuum of zero energy makes every nonnegative norm on the right zero, so all supercharges annihilate it. Consequently
For an infinite spatial volume the corresponding statement is about vacuum energy density, obtainable by first regulating the volume. It concerns rigid supersymmetry; the gravitational scalar potential in supergravity has additional terms and is not generally nonnegative.
Choose canonical vector normalization, , and the convention that the Fayet–Iliopoulos term contributes . In a constant Lorentz-invariant vacuum with vanishing gauge field strength, the gaugino transformation contains
A nonzero therefore shifts a fermion by a constant under supersymmetry: no invariant vacuum can have this expectation. With only D-term breaking, the Goldstino is the gaugino . If F-term expectation values were present too, the Goldstino would instead be the corresponding linear combination of matter fermions and gauginos.
For a genuinely charged single chiral superfield, , gauge invariance forbids every nonconstant polynomial superpotential in that field. The renormalizable superspace action is consequently
where . A constant superpotential is dynamically irrelevant in global supersymmetry. Take the standard vector expansion with highest component . In the matter exponential, the term then contributes . The gauge kinetic chiral integral contributes , and the FI term contributes . Thus
The auxiliary equations are and . Completing the square gives
This is the single charged-field D-term breaking model. Its vacuum is found by minimizing over , not by assuming that a nonzero FI constant must break supersymmetry.
For , the square cannot be canceled by any . It is minimized at the origin, where
Supersymmetry breaking occurs while the internal gauge symmetry remains unbroken. Expanding the scalar potential about the origin gives
There is no superpotential fermion mass and no gaugino-matter mixing at . Therefore the chiral multiplet mass splitting is
Both real components of the complex scalar have the same positive squared mass; the gaugino is the massless Goldstino. With this sign convention and , the breaking condition is . Reversing the FI sign convention reverses this quoted charge inequality, while the condition that the scalar cannot cancel the auxiliary-field shift is unchanged.
For , the minimum instead satisfies
The nonzero charged scalar expectation breaks the continuous internal gauge symmetry and preserves supersymmetry. To see the resulting supersymmetric Higgs mechanism, choose a real representative and expand . The scalar kinetic term supplies a vector mass, the D-term potential supplies the radial scalar mass, and the Yukawa interaction pairs the two Weyl fermions. They have the common squared mass
The phase field is the absorbed Goldstone mode. There is no Goldstino in this supersymmetric Higgs vacuum; the fields assemble into a massive N=1 vector multiplet. This branch makes explicit that internal gauge breaking and supersymmetry breaking are different phenomena.
If and , the minimum of is . Both supersymmetry and the continuous gauge symmetry are then unbroken, and the fields have zero tree-level masses at that vacuum. For the degenerate uncharged case with no superpotential interactions, a nonzero still breaks supersymmetry in the vector sector, but the free chiral multiplet stays unsplit and cannot Higgs the gauge field. An uncharged field would allow additional superpotential terms, outside the genuinely charged model above.
The calculation is classical. A single charged Weyl fermion has nonzero Abelian gauge and mixed gravitational anomaly coefficients proportional to and ; a complete quantum gauge theory needs an anomaly-canceling completion. The tree-level branches above refer to the specified field content; extra fields in such a completion can change the vacuum structure.
The hierarchy problem concerns the enormous separation between the electroweak scale and a possible fundamental ultraviolet scale such as the reduced Planck mass: whereas . For an elementary Higgs field, heavy states or a physical high-energy ultraviolet cutoff generically generate
Here represents the appropriate dimensionless couplings. Maintaining a small physical Higgs mass then requires a very accurate cancellation against its bare mass parameter. The problem is sensitivity to actual high-energy physics, rather than merely the presence of a quadratic divergence in one choice of regulator.
The cosmological constant problem concerns the much smaller gravitationally observable vacuum energy. In the Einstein equation, a constant term in the effective action contributes to the cosmological constant, with in the usual normalization. Generic zero-point contributions scale as , and vacuum transitions also change . The dark-energy density is only of order . The puzzle is why the total remains so small despite much larger individual contributions. A constant shift of the nongravitational Hamiltonian cannot remove its gravitational effect.
Supersymmetry relates bosonic and fermionic degrees of freedom, including their interactions. Their opposite loop signs cancel the quadratic contributions to a scalar field mass in the unbroken theory. With soft supersymmetry breaking, the surviving correction is controlled by the mass splitting, schematically
Thus a sufficiently low soft-breaking scale protects a small electroweak scale against a much higher ultraviolet scale. This is the useful supersymmetric response to the hierarchy problem.
Exact global supersymmetry also cancels vacuum energy: the supersymmetry algebra expresses the Hamiltonian as a positive sum of anticommutators, so a vacuum annihilated by every supercharge has zero energy. Equivalently, with canonical kinetic terms,
vanishes in a supersymmetric vacuum. However, ordinary particles and their superpartners cannot have the identical mass spectrum of unbroken supersymmetry, so a useful phenomenological theory needs supersymmetry breaking. Its vacuum energy is generically of order the fourth power of the breaking scale; even a scale of order gives about , enormously above the required value. In supergravity, a negative term can cancel positive breaking contributions:
but arranging a tiny residual is a new tuning. Consequently supersymmetry can protect the hierarchy after soft breaking, while its exact vacuum-energy cancellation does not by itself survive realistic breaking.
One higher-dimensional proposal uses large extra dimensions. Take flat compact dimensions of common radius , with gravity propagating in the bulk and Standard Model fields confined to a four-dimensional brane. Reducing the gravitational Einstein-Hilbert action gives
so
A fundamental gravitational scale near a TeV then produces apparently weak four-dimensional gravity through dilution into the large compact volume. For and , is about , using . At distances much smaller than , the gravitational potential scales as ; at distances much larger than it scales as . Confining charged Standard Model fields to the brane avoids a light tower of charged Kaluza-Klein modes associated with the large radius. The primary explanatory challenge is radius stabilization: one must generate and stabilize , rather than simply postulate a huge volume and transfer the original hierarchy into a modulus.
A second proposal is the Randall–Sundrum model. Compactify on an interval, equivalently an orbifold with branes at and , and use the warped metric
A negative bulk cosmological constant and suitably related brane tensions support this geometry. Integrating over the full orbifold interval gives
For a scalar field on the brane at , its induced metric gives the kinetic coefficient and mass coefficient . The canonical field is , hence
With and of the same fundamental order, an exponent -- converts a fundamental mass into a weak-scale mass, without requiring a large proper compactification volume.
Again the separation must be selected dynamically. The original warped solution leaves a massless radion, so merely choosing does not complete the explanation. For example, the Goldberger–Wise stabilization mechanism introduces a bulk scalar field with boundary values and a small mass . Its static equation and solution are
For small backreaction and large , the leading radius-dependent potential is proportional to . Its leading minimum obeys , so a modest boundary-value ratio and a small can give the required exponent. Corrections and the residual four-dimensional cosmological constant must still be controlled. Both proposals need a stable dynamical origin for the compactification geometry; their volume or warp relations alone do not supply it.
Assume global four-dimensional N=1 supersymmetry with canonical kinetic terms and no explicit gaugino mass. Write and . To match the displayed stationarity equation, use ; this differs by a minus sign from the eliminated auxiliary field in the component convention of Solution 2. The real D-terms are , with Hermitian gauge generators. A constant Fayet–Iliopoulos term is permitted only for an appropriate Abelian factor. The scalar potential is
Differentiate with respect to , holding independent:
Thus stationary point conditions gives the first requested identity. Gauge invariance of the superpotential gives . Conjugating it and using Hermiticity gives , the second condition in the form needed below.
At the vacuum, define and . The two conditions combine as
Here the upper equation is stationarity and the lower equation is conjugated gauge invariance. The chiral-superfield fermion mass matrix contributes , and the gauge Yukawa interaction contributes the mixed chiral-fermion/gaugino bilinear. With canonical Weyl fermion and gaugino kinetic terms, and choosing the gaugino phase to put the mixed bilinear in real-sign convention, these terms are
The factor is important: the matrix directly acting on the printed is the same mass bilinear with rescaled gauginos, rather than literally the canonical matrix. In detail, for ,
Since supersymmetry breaking makes this vector nonzero, there is at least one zero mass eigenvalue. A normalized massless fermion is
With the consistent gaugino phase, the inhomogeneous vacuum supersymmetry transformation of is proportional to the same vector . Therefore shifts by a nonzero constant times the transformation parameter: it is the Goldstino, the Goldstone fermion of broken global supersymmetry. The argument guarantees at least one Goldstino zero mode, not the absence of other massless fermions.
For the second calculation, first take only canonical chiral superfields and F-term breaking. At a stationary vacuum , let , and
These follow by differentiating twice. The quadratic scalar potential is
The doubled scalar mass matrix has blocks
Transforming to the canonically normalized real components of preserves its trace, so the sum of real scalar mass squares is . The Weyl fermion mass squares are the eigenvalues of and their sum is . Each Weyl mass eigenstate has two physical spin states. The printed supertrace has scalar sign and fermion weight , hence
The frequently used boson-minus-fermion definition has the opposite overall sign and gives the same zero. The mixing block can split scalar masses but cannot change this trace. This proves the tree-level supertrace mass sum rule; it uses canonical kinetic terms and a renormalizable global theory, rather than a general supergravity or noncanonical effective theory.
In the MSSM, trying to make all squarks and sleptons heavy through direct canonical tree-level F-term breaking encounters this constraint. In an unbroken electric-charge and color sector, the scalar mass-squared trace is twice the trace for its ordinary fermionic partners. More explicitly, take a unit vector minimizing . For , choose so that . The curvature along this real scalar direction is then at most , so at least one scalar mass square is no larger than the smallest fermion mass square in that sector. For one isolated pair the scalar masses are . Thus light quarks can force an unacceptably light squark, or a tachyon, under these assumptions. A hidden supersymmetry-breaking sector with mediation produces effective soft supersymmetry breaking; radiative effects, noncanonical kinetic terms, or supergravity can change the assumptions and allow a viable spectrum. The trace over an arbitrary enlarged theory alone would not locate the light state in the visible sector; the MSSM conclusion uses the conserved-charge block structure.
The Noether gauging procedure begins with a rigid symmetry parameter . Replacing it by leaves in the action variation a term proportional to . Introduce a gauge field whose variation contains and couple it to the Noether current to cancel that term. The new coupling produces further variations, so both the action and transformation laws are corrected successively in the coupling constant until local invariance is obtained. Covariant derivatives organize this iterative completion.
For the Wess–Zumino model, the parameter is a spinor and the current is the supercurrent. Its derivative part has the structure , up to the fixed Majorana spinor normalization and improvements. The gauge field is the spin- gravitino , with leading transformation . A coupling of to that current cancels the derivative of the local parameter. Since the commutator of two local supersymmetries includes a spacetime transformation, the vierbein and gravity must participate as well. This gives the Wess-Zumino chiral multiplet coupled to supergravity.
The terms displayed in the final expression have the following distinct roles:
The last two interactions are part of the higher-order local supersymmetry completion. They can be organized through the composite Kähler connection in the fermion derivatives, or derived by eliminating the corresponding supergravity auxiliary connection. Matter fermions and gravitini carry the appropriate chiral Kähler weights, fixing the relative current couplings. They are not new adjustable Yukawa interactions. In reading this organization, one must not include the composite connection in and then count its separately displayed current terms a second time.
Finally the spin connection itself acquires gravitino-induced torsion and matter spin-current contributions. Eliminating this algebraic connection, or solving for auxiliary fields, can make further fermion contact terms implicit in the chosen covariant derivatives and component convention. The key mechanism is current coupling at first order, followed by the covariant and higher-order terms required by local supersymmetry, rather than merely changing ordinary derivatives in the original matter Lagrangian.
Write , , , , , and . Assume and, initially, . The supergravity F-term potential is
The canonical Kähler potential gives the identity Kähler metric. The three Kähler covariant derivatives of a superpotential are
Substituting, including the negative term rather than treating the potential as just a sum of squares, gives the exact answer
Here explains the first coefficient. It is strictly positive for real , since . Thus this model's scalar potential is nonnegative everywhere.
In the stated limit , the exponential can be replaced by . The other displayed terms retain the effects of the Kähler covariant derivatives of a superpotential. Small waterfall fields alone do not justify discarding in those derivatives, or expanding in . If also and , the leading result reduces to the global F-term scalar potential
No gauge sector or gauge coupling is supplied, so there is no specified D-term contribution to add.
The supersymmetric vacuum manifold of a bilinear hybrid superpotential is
Indeed and all three Kähler covariant derivatives of a superpotential vanish there, so all supergravity auxiliary fields vanish and supersymmetry is unbroken. The nonnegative scalar potential makes this a global minimum. Conversely zero potential requires , and then ; for this forces . With just the supplied fields this is a complex vacuum manifold before imposing any gauge quotient: the product is fixed but the ratio of and is not. More precisely, it is an F-flat vacuum manifold whether or not a gauge symmetry is specified. If one additionally gauges opposite charges, D-flatness typically imposes , giving up to phases and gauge equivalence; that is an extra assumption, not a consequence of and alone.
The other familiar branch of F-term hybrid inflation has . Its nonzero derivative establishes supersymmetry breaking, and its exact scalar potential is
The canonical-Kähler correction to an F-term hybrid valley begins as
In particular the inflaton quadratic mass cancels at this order; the first lift of the global flat valley is quartic in .
To identify when this branch is a transverse minimum, rephase the waterfall fields so that is real positive. To quadratic order in , the global scalar potential is
The normalized combinations diagonalize this quadratic form, with
Thus gives a valley of transverse minima, while below the threshold the negative eigenvalue produces the waterfall instability in F-term hybrid inflation.
The exact supergravity correction to this stability test is also available without taking small. Put . Expansion of the exact supergravity F-term potential about gives equal diagonal coefficients and off-diagonal magnitude . Hence
For the usual sub-Planckian symmetry-breaking scale , the lower eigenvalue is . It is positive for the familiar sub-Planckian valley , and changes sign near .
The printed assertion of two full minima requires qualification. The broken branch is a transverse inflationary valley, not generally a second stationary minimum of the complete supergravity potential. In fact
Its only stationary point in is the origin. For that point has a negative waterfall eigenvalue . A direct counterexample is the path , with real small , after rephasing :
The negative quadratic coefficient proves it is not a minimum. No loop corrections or additional stabilizing interactions were specified that could create the requested second stationary vacuum. The mathematically supported interpretation is a SUSY-breaking transverse valley and a zero-energy supersymmetric vacuum minimum manifold. The limit on alone does not fix the parameter range ; the familiar waterfall conclusion uses the sub-Planckian range just stated.
In the corresponding global theory the exponential prefactor, Kähler corrections to and universal term are absent. Its valley has exactly constant tree-level energy for all , whereas canonical supergravity lifts it by the quartic correction above. The supersymmetric vacuum , and its zero energy persist in both descriptions. If , the origin and the axis instead have vanishing F-terms; the broken-valley interpretation does not apply.
Work in the supplied Planck units and write . The nonzero components of the Kähler metric and its inverse are
The Kähler covariant derivatives of a superpotential are
In the supergravity F-term potential, cancels its negative universal term. This is the no-scale supergravity identity. The exact answer is therefore
In particular is a global minimum for every in the domain, with zero vacuum energy.
Use the standard convention for a supergravity auxiliary field, . In this convention
At the minimum these become
Thus supersymmetry breaking occurs if , despite the vanishing vacuum energy. Indeed is precisely canceled by the negative gravitino contribution. For the asserted breaking does not occur: both supergravity auxiliary fields vanish at , so this vacuum is supersymmetric.
For completeness, the full set of finite zero-energy minima includes additional branches. For , the condition reduces, after factoring , to
For every there is a unique positive solution of , since the left side increases strictly from zero to infinity. There are three associated phases,
These also give , and on each branch . Consequently but , so these are also supersymmetry breaking no-scale vacua with a cubic matter superpotential. A supersymmetric finite vacuum would require , hence , and then ; this is possible only at with .
The scalar potential is independent of everywhere. On every zero-energy vacuum branch it is also independent of , so both real components of are flat directions of a scalar potential at the vacuum. Away from , the real direction is not flat: , giving a runaway towards rather than a finite positive-energy stationary point. The zero-energy branches have no continuous flat direction of a scalar potential in ; their allowed values are isolated. This is why the vacuum does not select a unique numerical gravitino mass: the modulus is unfixed.
The gravitino mass from a superpotential is . On the conventional branch,
On a nonzero- branch it is instead
When , the only finite zero-energy matter solution is and , with unbroken supersymmetry. These results exhibit the distinction between vanishing vacuum energy and vanishing supersymmetry breaking auxiliary fields in a no-scale supergravity model.