Adjoint Dirac equation 2026-10-06
Varying the Dirac action with respect to the spinor, rather than its Dirac adjoint, gives the left-acting field equation after integration by parts. Together with the Dirac equation it proves conservation of the vector current.
The Dirac adjoint of a chiral field has opposite projector placement because anticommutes with : . Since , the algebraic charge conjugate satisfies . This is conjugation of a projected spinor, distinguished from operator conjugation of a chiral field component, where the numerical projector is kept outside the conjugation operator.
For , use a unitary charge-conjugation matrix with and Hermitian of square one. The Dirac adjoint then satisfies
If the unitary charge conjugation operator sends to , it sends to . Antisymmetry also gives . The unitary operator acting on fields is not an antiunitary operator acting on numerical coefficients.
For and the block-diagonal standard representation of the gamma matrices, write a positive-energy Dirac spinor as . The Dirac equation gives . Choosing two orthonormal two-spinors yields the displayed positive-frequency solutions. Negative-frequency solutions are multiplying . They obey . Both have norm ; their Dirac adjoints give and . Spatial rotations act on each two-spinor with generators , explaining spin one-half.
The generators in the Spinor representation of the Lorentz group satisfy , so the finite transformation preserves the indefinite form . This makes a Lorentz scalar through the Dirac adjoint. Boost generators are Hermitian rather than anti-Hermitian: a boost has eigenvalues and is not unitary in the ordinary positive-definite component norm. Rotations are unitary. This component representation is distinct from the unitary action on the physical state space.
For anticommuting components and an antisymmetric numerical matrix , : move the second varied field past the first and use . Applying this to and to cancels the factor in . Varying the Dirac adjoint gives the first displayed equation. Integration by parts in the spinor variation gives ; multiplication by gives the second. Squaring the coupled equations yields , so the physical Majorana fermion mass is .
With the usual Dirac adjoint, Hermitian and , taking the adjoint gives . Consequently a real pseudoscalar with coupling has a Hermitian interaction only if . Writing with real gives the familiar interaction . Formal Euler-Lagrange field equations obtained with independent spinor and adjoint variables can still be computed for the original symbolic coupling; it must not silently be identified with a real physical coupling.
Inverse Lorentz action on gamma matrices Created 2026-10-07 Updated 2026-10-14
With , , and , the Clifford algebra gives . Exponentiation proves the inverse Lorentz action displayed above, equivalently . This second order is what combines with and the Dirac adjoint action to make the gamma bilinears transform as ordinary contravariant tensors.
One consistent Dirac equation convention uses , , and . Taking the negatives of the standard mostly-minus gamma matrices, and defining the Dirac adjoint with the new , gives the same physical Dirac action. The positive-frequency plane wave is with , and its equation is . The mass shell is . These signs must be translated together when using a formula stated in another convention.
For parity acting as , the Dirac adjoint transforms as . A bilinear with matrix therefore transforms by , with its fields evaluated at . Since and the chirality matrix anticommutes with , the scalar bilinear is even and the pseudoscalar bilinear is odd. The same calculation shows that parity exchanges the chiral projectors.
Use natural units and the Minkowski metric . Multiplication of the block gamma matrices gives
The Pauli matrices obey , so the spatial anticommutators are , the mixed ones are zero, and the temporal one is . Thus
Because partial derivatives commute, only the symmetric part of survives in their contraction. Multiplying the Dirac equation on the left by its opposite-mass factor therefore gives the flat-space Dirac factorization
Hence every component satisfies , the Klein-Gordon equation. This implication does not remove the first-order spinor constraints imposed by the Dirac equation.
For Lorentz covariance, transform coordinates by and the Dirac spinor by . The chain rule gives . Consequently
The cancellation uses . Thus the Lorentz transformation maps every solution to another, establishing the Lorentz covariance of the Dirac operator.
The infinitesimal identity follows directly from the Clifford algebra. Moving past the two factors gives
Subtracting the same identity with interchanged proves the spinor Lorentz generator commutator
Contracting with the antisymmetric tensor yields
It also verifies for the infinitesimal Spinor representation of the Lorentz group.
For a positive-energy four-momentum, put , . The Dirac equation becomes , where the Feynman slash notation uses . Splitting gives
The second equation sets , and the first is then the mass shell, since . Choosing two orthonormal two-spinors gives the Dirac plane waves in the standard representation:
The negative-frequency solutions are independently
with orthonormal . They are the antiparticle modes after field quantization. The normalization gives and , , using the Dirac adjoint .
For a spatial rotation, . Hence the intrinsic rotation generators are
For a massive particle in its rest frame, the two independent spinors therefore carry the two-dimensional spin one-half representation, with eigenvalues and Casimir . A rotation acts as , the spinor sign under a full spatial rotation. Thus the particle has spin ; four spinor components encode particle and antiparticle sectors, not four spin states of one particle. In the massless limit the corresponding physical labels are helicities rather than a rest-frame spin basis.
Use the Minkowski metric and Feynman slash notation . The Pauli matrices satisfy . In the Dirac representation of the gamma matrices, direct block multiplication gives
and
Thus the spatial anticommutators are , proving the Clifford relations
Since partial derivatives commute, their symmetric product selects the symmetric part of the gamma matrices. Multiplying the Dirac equation by gives
Hence every spinor component satisfies the Klein-Gordon equation with the same mass.
For parity, let and . The chain rule gives and . Combining these signs with proves
This establishes parity symmetry in quantum field theory for the free Dirac equation, rather than merely asserting its covariance.
A positive-energy plane wave solves . Write . The two block equations are
The second gives . In the first, and make the remaining coefficient zero. There are two independent two-component choices , so
For a massive Dirac spinor, choose as the two rest-frame spin states along a fixed axis, for example . The label distinguishes these canonical spin states after boosting; it is not automatically a helicity label.
Now and for the same fixed . Therefore
The parity action on canonical massive spin states leaves the canonical spin label unchanged while reversing the momentum. Spin is an axial vector under parity; its orientation is unchanged. Consequently helicity, the projection of spin along momentum, reverses. If had instead been chosen to denote helicity, the transformed label would have the opposite sign.
The Dirac adjoint is , with . Thus
The chirality matrix has in this representation, so and it anticommutes with every . In particular . The parity transformation of a Dirac bilinear therefore yields
The first bilinear is a scalar under parity, whereas the second is a pseudoscalar.
For the requested gamma matrix trace identities, use the cyclic property of the trace. Conjugation of a product of gamma matrices by multiplies it by , but leaves its trace unchanged. All odd products therefore have zero trace. Taking the trace of the Clifford algebra relation and using gives . For four factors, move the first gamma matrix successively past the next three using the anticommutators. If , this gives
Thus . Contracting with the relevant four-vectors proves all four answers:
Use natural units and the Minkowski metric . The Lorentz group is
Write a transformation near the identity as . The defining relation gives , so is antisymmetric. Choose
There are independent real parameters: three spatial rotations and three Lorentz boosts. Differentiating with respect to shows it is constant and equals . Thus exponentiating these infinitesimal generators gives Lorentz transformations connected to the identity. The component they generate is the proper orthochronous Lorentz group , characterized by and .
The local exponential calculation alone establishes products of exponentials. The single-exponential assertion also holds here. Use the Lorentz spinor double cover , obtained by acting on as . Its determinant is the Minkowski norm. A lift with distinct eigenvalues is diagonalizable and has a traceless logarithm with eigenvalues , where . With repeated eigenvalues, choose between and so that the lift is with ; its traceless logarithm is . Since the two signs have the same Lorentz image, exponentiating the differential of the covering map proves every proper orthochronous Lorentz transformation is an exponential:
It is not a global assertion about the disconnected improper components of .
For Dirac spinors, choose gamma matrices satisfying the Clifford algebra and set
The Clifford relations give
They also give the stipulated Lorentz commutator with every replaced by : commute through the two gamma factors defining the other generator and collect the four terms. Consequently this is a representation of the Lie algebra of the Lorentz group, and exponentiation yields
The Dirac adjoint transforms as , since .
There is a global qualification: a spatial rotation through gives , while its Lorentz matrix is . Thus Dirac spinors form an ordinary representation of the double cover, and a double-valued representation of , rather than a single-valued linear representation of itself. Fermion bilinears are unaffected by this sign.
For a scalar field, and its derivative transforms as a covector. A Lagrangian density must have all Lorentz indices contracted into scalars using invariant tensors; arbitrary scalar potentials are allowed. For example the kinetic contraction and a potential are invariant. Lorentz invariance by itself does not restrict the potential to quartic order: that restriction would be an additional four-dimensional power-counting requirement.
Define . It commutes with all , so the axial current transforms as a vector under . Hence all three proposed contractions are invariant under . If invariance under parity or the full improper Lorentz group is also required, the distinction is:
The axial current is a pseudovector: under an improper Lorentz transformation it has the extra determinant sign. The mixed derivative–axial contraction is therefore a pseudoscalar, while the square of the axial current has two cancelling signs. If is itself a pseudoscalar, its derivative supplies the second sign and the mixed coupling becomes parity even. This is the axial derivative coupling and parity distinction; parity invariance must not be silently assumed from proper Lorentz invariance.
In four dimensions, , and . The three operators have mass dimensions , respectively. Thus the latter two require dimensionful couplings and are not power-counting renormalizable interactions, but this does not invalidate their Lorentz invariance or their use in an effective field theory.
Start with the Dirac equation . The equation for the Dirac adjoint is . Transpose it and multiply by the charge-conjugation matrix C to obtain
For this to be the original Dirac equation multiplied by minus one, the necessary matrix identity is
Using , the charge conjugation of the Dirac adjoint follows directly:
The final step uses and .
Let , , and . For anticommuting fields, or normal-ordered operator bilinears, the minus sign in the transformed Dirac adjoint cancels the minus sign from interchanging the two fields. The charge conjugation of fermion bilinears is therefore
The matrix identity just proved gives . Also , obtained by transposing its four gamma matrices and reversing their order. Hence
so and , where . Since the external vector V is odd under charge conjugation, becomes and is generally not invariant.
For parity symmetry in quantum field theory, write . The given spinor transformation gives , , and , with arguments evaluated at the reflected point. The contracted interaction again becomes . Each of parity and charge conjugation interchanges the two chiral contractions; applying both restores . This particular neutral current interaction is CP invariant, although neither P nor C is separately a symmetry. This conclusion uses the stipulated C-odd vector transformation; it is not a claim that all interactions of the Standard Model preserve CP symmetry.
For time reversal of a Dirac field, the gamma matrix adjoint and transpose identities give
With , anticommutation of with every gamma matrix yields
Equivalently, . Since time reversal is an antiunitary operator, the factor i in must also be conjugated. Thus
Using the stated transformations of the field and its Dirac adjoint, the transformed bilinear consequently is
The external vector has the same component signs. Their contraction is unchanged, proving time reversal of a real neutral chiral vector interaction. A real coupling is understood; an antiunitary operator also conjugates coefficients, and relative complex weak phases need not satisfy this invariance.
A charged weak box contribution to kaon mixing is shown below. The incoming and outgoing connect through two charged W bosons and two internal up-type quarks. The black arrows are fermion flow, so the lower line's arrows oppose the momentum of the corresponding antiquark. The blue arrows specify the direction of positive charge carried by the charged propagators. Each vertex is a charged weak current vertex, with the appropriate CKM matrix element; the internal flavors are summed over .
Figure 1.
Charged weak box diagram converting a neutral kaon into its antiparticle
. Details.
Use precisely the printed exchange-positive CP convention for neutral kaon mixing. In the flavor basis, CP symmetry acts by . Write the restricted effective matrix as
Then , so CP invariance of this mixing operator is exactly . Therefore CP noninvariance in this neutral-kaon mixing block means . Violation elsewhere in a larger Hamiltonian would not, by itself, prove an inequality for this particular block.
For neutral-kaon mass matrix diagonalization, choose correlated roots , , and eigenvalues . The vectors and are the corresponding eigenvectors, as direct multiplication verifies. Taking orthonormal flavor states and writing the printed CP eigenstates as and , one finds
where the kaon CP mixing parameter is
Overall phases have been absorbed. The kaon mixing square-root branch convention must be chosen continuously so that in the CP-conserving limit for the eigenstate labeled plus. These formulas are exact in the nondegenerate case with ; the requested small admixtures follow if . Smallness is an additional weak-CP-violation assumption, not a consequence of alone. A Hermitian mass operator has ; the same algebra also applies to the effective non-Hermitian operator that includes decays, where the two eigenstates need not be orthogonal. At a fully degenerate , a CP eigenbasis can simply be chosen.
Let the masses of and be and , respectively. Write their external four-momenta as , with and . The condition opens the two-body decay phase space. Use mostly-minus Minkowski spacetime, the Dirac propagator , and the convention that an amputated connected diagram contributes .
There is no tree-level three-scalar Feynman vertex in the displayed interaction. The leading decay amplitude has one Yukawa interaction and two Yukawa interactions, so is of order . The Yukawa fermion triangle is:
Figure 1.
Fermion triangle for scalar decay with its loop-momentum routing and Yukawa vertex factors
. Details.
The two inequivalent cyclic orderings around the fermion loop are related by reversal and interchange of . They give equal integrals: reversing all internal four-momenta leaves the masses and denominators unchanged, and the scalar gamma matrix trace identities below give the same numerator. Both must be included. The closed fermion loop sign supplies , and each ordering has the product
There is no extra in the decay amplitude. Such a factor belongs to integration over the identical-particle final phase space when calculating a decay rate.
Route , , and define , and similarly for . A regulated leading decay amplitude is
Here dimensional regularization preserves translation of the loop momentum, and is its reference mass scale. Factors account for the loop's dimension; dimensionally continued couplings can equivalently carry these powers. No occurs in this scalar loop, so there is no regularization ambiguity.
Using gamma matrix trace identities, traces with an odd number of gamma matrices vanish, while and . Thus the numerator simplifies completely to
For a reduction to standard scalar integrals, disregard the vanishing infinitesimals only in the numerator. Since up to those infinitesimals,
Define the scalar bubble and scalar triangle Feynman integral by
Cancelling each denominator in turn gives two bubbles with external invariant and one with invariant . Therefore
This explicitly displays the complete gamma matrix trace simplification, the two loop orientations and the overall phase convention.
There is a renormalization qualification to this answer. For the loop is logarithmically divergent; retaining just the unregulated four-dimensional integral would not specify a finite physical decay amplitude. To see the divergence, a Feynman parameter and a shifted loop momentum give
The scalar triangle Feynman integral is ultraviolet finite. Hence
A cubic counterterm from a Yukawa fermion triangle, , contributes to and cancels the pole with . This is an instance of counterterm closure of a massive Yukawa theory. After subtraction the physical answer is , where a renormalization condition fixes the finite cubic coupling . The displayed interaction alone does not supply that condition. For example, setting at a specified subtraction scale defines one prescription for the loop-induced decay. The regulated expressions above remain the lowest-order loop answer without such extra data. For the trace, and therefore this scalar triangle contribution, vanishes identically.
Now take the Hermitian pseudoscalar Yukawa interaction with the sign printed in the PDF. Varying with respect to the Dirac adjoint gives the Dirac equation
Varying with respect to and integrating by parts gives the adjoint Dirac equation
The factor in the coupling matters: is anti-Hermitian, so this factor makes the interaction Hermitian for real .
For the axial-current divergence for scalar and pseudoscalar backgrounds, set and . The two equations are equivalently
In the divergence of the axial current, use and :
Thus
This is the classical field-equation identity requested here. It includes explicit breaking by both backgrounds; it is not a claim that a renormalized quantum axial current has no chiral anomaly when gauge interactions are present.
Use , the Minkowski metric and . Distinguish the numerical charge-conjugation matrix from the unitary operator acting on fields. The adjoint Dirac equation is . Transpose it and multiply by ; the identity gives
Thus the charge-conjugate field satisfies the same free Dirac equation.
To compute its Dirac adjoint, use and Hermitian with . The supplied unitary property of , together with the Clifford identity for its square, implies this Hermiticity. Since ,
Therefore charge conjugation of the Dirac adjoint gives
The intrinsic phase obeys . Antisymmetry of also gives .
Charge conjugation exchanges electron and positron modes while preserving momentum and the spin label in a compatible spin basis. Write the mode expansion of a Dirac field as
Its charge conjugate is
Choose the charge-conjugate particle and antiparticle spinors so that
This is legitimate: transposing shows , and the involution above supplies the inverse relation. Comparing the two independent frequency coefficients in then gives
Different conventional spinor phases can move the phases between these relations, but the exchange of particles and antiparticles is invariant.
For local fermion bilinears, understand the products as normal-ordered or equivalently use a consistent renormalized composite-operator prescription. The transformed product is initially . Reordering the fermions gives a second minus sign, hence
For , the transposed matrix is , so the vector current is C-odd:
The quantum electrodynamics interaction is C-invariant when the photon field is also odd, . Its field strength is then odd and its quadratic kinetic term even.
For the chirality matrix, there is no complex conjugation of the numerical by this unitary field operation. Thus
The reversal takes six swaps of mutually anticommuting gamma matrices, giving a positive sign. Therefore
The axial current is C-even. Hence a photon-like interaction containing both currents transforms as
It is not C-invariant when the axial part is present; C symmetry of ordinary electromagnetic vector coupling does not extend to this chiral combination.
For parity symmetry in quantum field theory, taking the adjoint of the field transformation gives . The phases cancel in bilinears, and , with . Since anticommutes with ,
In components, the vector's time component is even and spatial components are odd; the axial time component is odd and its spatial components are even.
Combining the C and P transformations, both currents acquire the same overall minus sign:
Let the real vector transform as , with . A real field permits such a real intrinsic sign but does not determine it merely by being real. The Lorentz contraction then gives the CP invariance of a neutral chiral vector interaction criterion:
It is invariant for . With ordinary vector parity and the C-odd neutral-gauge-field assignment, this is precisely the usual transformation, and .
The diagonal Z boson couplings have the form with real coefficients. The same calculation applies to any real vector and axial coefficients. Thus the tree-level flavour-diagonal neutral-current Z interaction preserves CP although it violates C and P separately when both current structures occur. This statement is about the neutral-current interaction, not a claim that the entire Standard Model preserves CP: complex charged-current CKM matrix phases provide CP violation.
Use the Feynman vertex for the scalar Yukawa coupling, the internal scalar propagator , incoming factors and outgoing Dirac adjoints . Define as the coefficient in the connected S-matrix element after removing its overall momentum-conserving Dirac delta function. A direct pairing contributes
The crossed pairing interchanges the identical outgoing fermions and therefore has a relative fermionic sign of minus. With and , the result is
It changes sign under exchange of the two outgoing momenta and spin labels, as required for identical fermions. No fermion spin sum or identical-particle phase-space factor belongs in this amplitude; those enter a relativistic scattering cross-section calculation.
For the whole paper use , natural units and the usual Dirac adjoint . The Lorentz algebra generators below have the real-generator convention of the PDF, with no extra factor of .