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The Hahn-Banach theorem for bounded linear functionals says that a bounded linear functional on any linear subspace of a normed vector space extends to the whole space with its norm unchanged. No closedness or completeness of the subspace is required. Question 1 uses real-valued ${\ell }_{\infty }(\Gamma )$, so its operator assertions are read over the real scalar field. The analogous complex statements use complex-valued indexed functions.

For $x\ne 0$, define $g(tx)=t\Vert x\Vert$ on its one-dimensional span. This is a norm-one functional, so Hahn-Banach theorem supplies an extension $f\in X^{\ast }$ withThe canonical embedding into the bidual is $Jx(f)=f(x)$. It is linear and $\Vert Jx\Vert \le \Vert x\Vert$. The bounded linear functional just constructed gives the reverse inequality for nonzero $x$, and the zero case is immediate. Thus $\boxed{\Vert Jx\Vert =\Vert x\Vert }$ and $J$ is injective.

For the coordinate functional representation of an operator into bounded indexed functions, let $e_{\gamma }$ evaluate a coordinate and put $f_{\gamma }=e_{\gamma }T$. If $T$ is bounded and linear, then $f_{\gamma }\in X^{\ast }$ and $\Vert f_{\gamma }\Vert \le \Vert T\Vert$. Conversely, if $M={\sup }_{\gamma }\Vert f_{\gamma }\Vert <\infty$, the formula $(Tx)(\gamma )=f_{\gamma }(x)$ defines a bounded scalar function for each $x$, is linear, and satisfies $\Vert Tx{\Vert }_{\infty }\le M\Vert x\Vert$. Combining the two estimates givesFor an empty index set both spaces/families have norm bound zero; the supremum of the empty nonnegative family is taken as zero.

Choose $\Gamma =B_{X^{\ast }}$ and $Tx=(f(x){)}_{f\in B_{X^{\ast }}}$. The Hahn-Banach theorem makes $\Vert Tx{\Vert }_{\infty }=\Vert x\Vert$, so this is a linear isometric embedding into bounded scalar functions on an index set.

If $X$ is nonzero and separable, choose a dense sequence $u_n$ in its unit sphere and supporting functionals $f_n$ with $\Vert f_n\Vert =f_n(u_n)=1$. For a unit vector $u$ and $ϵ>0$, some $u_n$ satisfies $\Vert u-u_n\Vert <ϵ$, whence $|f_n(u)|\ge 1-ϵ$. Thus $(f_n)$ is a countable norming family and $x\mapsto (f_n(x))$ is an isometry into the l-infinity sequence space. Completeness of $X$ is not needed.

If instead $X=E^{\ast }$ for a separable normed vector space $E$, choose a dense sequence $v_n$ in $B_E$. The evaluations $f_n(x)=x(v_n)$ lie in $B_{X^{\ast }}$ and continuity of $x\in E^{\ast }$ gives ${\sup }_n|x(v_n)|=\Vert x\Vert$. This again gives $\Gamma =\mathbb{N}$, even when $E^{\ast }$ is not separable. If $X=\{0\}$, use zero coordinates throughout.

To prove 1-injectivity, take $T:Y\to {\ell }_{\infty }(\Gamma )$ on a subspace of $Z$. Extend every coordinate $f_{\gamma }\in Y^{\ast }$ to ${\tilde{f}}_{\gamma }\in Z^{\ast }$ by Hahn-Banach theorem, keeping its norm. Their uniform bound defines $\tilde{T}z=({\tilde{f}}_{\gamma }(z))$, and the coordinate norm identity yieldsSelection of these extensions uses the usual choice convention for arbitrary index sets. This verifies the lambda-injective normed space definition with $\lambda =1$.

For the final retraction characterization of lambda-injectivity, suppose first that $X$ is lambda-injective and $i:X\to Z$ is a linear isometry. The inverse $i(X)\to X$ has norm one when $X\ne 0$; extend it to $P:Z\to X$ with $\Vert P\Vert \le \lambda$. Then $Pi=I_X$, and $iP$ is a bounded projection onto $i(X)$. For the zero space take $P=0$.

Conversely, suppose every linear isometry out of $X$ has such a left inverse. Fix an isometry $j:X\to {\ell }_{\infty }(\Gamma )$ as above and a left inverse $P$ with $\Vert P\Vert \le \lambda$. For any $T:Y\to X$, extend $jT$ to $S:Z\to {\ell }_{\infty }(\Gamma )$ by 1-injectivity. Then $\tilde{T}=PS$ extends $T$, and $\Vert \tilde{T}\Vert \le \lambda \Vert S\Vert =\lambda \Vert T\Vert$. Therefore $X$ is lambda-injective exactly when every isometric embedding $i:X\to Z$ admits a bounded map $P:Z\to X$ satisfying

The weak-star topology $\sigma (X^{\ast },X)$ is the coarsest topology making $f\mapsto f(x)$ continuous for every $x\in X$. Its basic neighbourhoods of zero impose finitely many inequalities $|f(x_j)|<ϵ$.

Suppose first that zero had a countable neighbourhood base $(U_n)$ in the entire dual. Choose a basic neighbourhood $V_n\subset U_n$ controlled by a finite set $F_n\subset X$, and let $E_n=\mathrm{span}(F_1\cup \cdots \cup F_n)$. Given $x\in X$, the neighbourhood $W_x=\{f:|f(x)|<1\}$ contains some $U_n$, hence $V_n$. If $x\notin \mathrm{span}{F}_n$, the Hahn-Banach theorem supplies a bounded linear functional $h$ which vanishes on $F_n$ but has $h(x)\ne 0$. Indeed, the finite-dimensional span is closed, and the functional taking $e+tx$ to $t$ on its sum with $\mathbb{F}x$ is bounded because $\mathrm{dist}(x,\mathrm{span}{F}_n)>0$. Every scalar multiple of $h$ lies in $V_n$, contradicting $V_n\subset W_x$. Thus $x\in E_n$, and $X={\bigcup }_n{E}_n$ has countable Hamel dimension.

If $X$ is infinite-dimensional, every finite-dimensional $E_n$ is closed and has empty interior. Completeness rules out their union. For clarity, the Baire category theorem needed here has a direct nested-ball proof: inside a starting open ball choose a closed ball missing $E_1$, then inside its interior choose a closed ball missing $E_2$, and continue with positive radii tending to zero. The centres are Cauchy; their limit belongs to every ball and to none of the $E_n$, a contradiction. A metric topology would have a countable ball base at zero. HenceThis is the weak-star topology on an entire infinite-dimensional Banach dual is not metrizable result. It does not contradict weak-star metrizability of the dual ball for a separable predual: that assertion concerns a bounded subset.

The Banach-Alaoglu theorem states that $B_{X^{\ast }}$ is compact for $\sigma (X^{\ast },X)$ for every normed vector space $X$, whether complete or not. Embed it in the product ${\prod }_{x\in X}\{a\in \mathbb{F}:|a|\le \Vert x\Vert \}$ by its evaluations. Each factor is compact, so Tychonoff theorem makes the product compact Hausdorff. The equations expressing additivity and scalar homogeneity define a closed subset of the product. Its elements are exactly the bounded linear functionals of norm at most one, since the coordinate bounds give $|f(x)|\le \Vert x\Vert$. The induced product topology is precisely weak-star, proving the theorem.

The theorem printed as “Goldstein” is the standard Goldstine theorem: $J(B_X)$ is weak-star dense in $B_{X^{\ast \ast }}$ for the canonical embedding into the bidual. To prove it, fix $\Phi \in B_{X^{\ast \ast }}$ and $f_1,\dots ,f_m\in X^{\ast }$. The set $S=\{(f_1(x),\dots ,f_m(x)):x\in B_X\}$ is convex. If $b=(\Phi (f_1),\dots ,\Phi (f_m))$ were outside its closure, finite-dimensional Hahn-Banach separation theorem would supply coefficients $a_j$ such that, for $f={\sum }_j{a}_j{f}_j$,The real case omits real parts; in the complex case every real-linear separating functional on ${\mathbb{C}}^m$ has the displayed form. The supremum equals the dual norm by multiplying vectors by signs or unimodular scalars. The strict inequality contradicts $\Vert \Phi \Vert \le 1$. Thus $b\in \overline{S}$, which is exactly approximation on every prescribed finite family of weak-star coordinates.

Now take $K=B_{X^{\ast }}$ with its compact Hausdorff weak-star topology. For each $x\in X$, the evaluation $\hat{x}:f\mapsto f(x)$ is continuous on $K$, and Hahn-Banach theorem gives $\Vert \hat{x}{\Vert }_{\infty }=\Vert x\Vert$. Thereforeis the isometric evaluation embedding into continuous functions on a compact dual ball, over the same scalar field as $X$.

For the final sequential assertions, choose a norm-dense sequence $(f_j)$ in the separable dual $X^{\ast }$ and suppose $\Vert x_n\Vert \le M$. Each bounded scalar sequence $f_j(x_n)$ has a convergent subsequence: divide a bounding interval or square into finitely many smaller closed pieces, repeatedly retain one containing infinitely many terms, and let the diameters tend to zero. Successive extraction for $j=1,2,\dots$, followed by a diagonal subsequence $(y_n)$, makes every $f_j(y_n)$ converge.

If $M=0$ the conclusion is immediate. Otherwise, for any $f\in X^{\ast }$ and $ϵ>0$, choose $j$ with $\Vert f-f_j\Vert <ϵ/(4M)$. For sufficiently large $n,m$,Thus $\phi (f)={\lim }_{n}f(y_n)$ exists for every $f$. Taking limits proves linearity, and $|\phi (f)|\le M\Vert f\Vert$ provesThis diagonal argument includes the continuity estimate rather than appealing to a sequential compactness theorem.

If $X$ is not reflexive, choose $\Phi \in B_{X^{\ast \ast }}\setminus JX$, scaling a bidual element outside $JX$ if necessary. The Goldstine theorem proved above supplies $x_n\in B_X$ with $|f_j(x_n)-\Phi (f_j)|<1/n$ for $j\le n$. Norm density and the bound $\Vert J{x}_n-\Phi \Vert \le 2$ extend this convergence to every $f\in X^{\ast }$. Hence $J{x}_n\to \Phi$ weak-star. Every subsequence has the same coordinate limits, so a weakly convergent subsequence with limit $x\in X$ would give $Jx=\Phi$, a contradiction. This sequential Goldstine approximation for a separable dual provesThe construction uses the Goldstine proof already given, not an unproved weak sequential compactness result.

On the one-dimensional linear subspace $Y=\mathbb{R}{x}_0$, define $g(t{x}_0)=t\Vert x_0\Vert$. It is linear and obeys $g(y)\le \Vert y\Vert$ even for negative $t$. The norm on $X$ is a sublinear functional, so the real Hahn-Banach theorem extends $g$ to a linear functional $f$ with $f(x)\le \Vert x\Vert$ for every $x$.

Apply this also to $-x$ to get $-f(x)\le \Vert x\Vert$. Hence $|f(x)|\le \Vert x\Vert$, proving continuity and $\Vert f\Vert \le 1$. At $x_0\ne 0$ the extension satisfies $f(x_0)=\Vert x_0\Vert$, forcing the reverse norm inequality. ThereforeThe exclusion of $x_0=0$ is what ensures that this particular construction attains norm one.

Take $Y=X^{\ast \ast }$, which is a Banach space by the completeness of the dual just proved. The canonical embedding into the bidual isFor fixed $x$ this is a bounded linear functional on $X^{\ast }$, since $|f(x)|\le \Vert f\Vert \Vert x\Vert$, and $\Phi$ is linear in $x$. This gives $\Vert \Phi (x)\Vert \le \Vert x\Vert$. For $x\ne 0$, the norming functional from the Hahn-Banach theorem has $\Vert f\Vert =1$ and $f(x)=\Vert x\Vert$, giving the reverse inequality. At zero equality is immediate. ThusIn particular $\Phi$ is injective and isometric. If a dense isometric embedding is wanted, rather than merely the stated embedding, take the norm closure of $\Phi (X)$ in $X^{\ast \ast }$; a closed subspace of a Banach space is complete and supplies a completion of a normed space.

The Hahn-Banach separation theorem for two convex sets states that disjoint nonempty convex sets $A,B$ in a real locally convex space, with $A$ open, admit a nonzero continuous linear functional $\ell$ and $\alpha \in \mathbb{R}$ such thatThere need not be a positive uniform gap between the two sets.

For a proof, set $C=A-B$. It is open and convex, and $0\notin C$. Choose $c_0\in C$, let $V=C-c_0$, and let $p$ be the Minkowski functional of $V$. Because $V$ is open, convex and contains zero, $p$ is a finite sublinear functional, and $V=\{x:p(x)<1\}$. Put $z=-c_0$. Since $z\notin V$, $p(z)\ge 1$. On $\mathbb{R}z$ define ${\ell }_0(tz)=tp(z)$. For $t\ge 0$ this equals $p(tz)$; for $t<0$ it is nonpositive and hence at most $p(tz)$. The Hahn-Banach theorem extends it to a linear $\ell$ with $\ell \le p$. Both $p(x)$ and $p(-x)$ are bounded near zero, so this domination makes $\ell$ continuous; it is nonzero because $\ell (z)=p(z)\ge 1$. For $c\in C$,Thus $\ell (a)<\ell (b)$ for every $a\in A,b\in B$. Define $\alpha ={\sup }_{a\in A}\ell (a)$, which is finite because any fixed $b\in B$ bounds it above. Openness of $A$ and nonzeroness of $\ell$ ensure $\ell (a)<\alpha$ for every $a\in A$, and $\alpha \le \ell (b)$ for every $b\in B$. This proves the stated separation.

For the sequence criterion, suppose $f\in S_{X^{\ast }}$ and $f(x_i)\ge \varrho$. If each $t_i\ge 0$, thenConversely, the assumed inequality implies that every convex combination of the $x_i$ has norm at least $\varrho$. Hence $D=\{x:\Vert x\Vert <\varrho \}$ is disjoint from $C=\mathrm{conv}\{x_i:i\ge 1\}$. Apply the separation theorem with the open set $D$ to obtain $\ell \ne 0$ andThen $f=\ell /\Vert \ell \Vert$ has norm one and satisfies $f(x_i)\ge \varrho$ for every $i$. ThereforeThe PDF confirms the “if and only if” that is garbled in the TeX transcription.

The Mazur theorem states that the weak closure and norm closure of a convex set $C$ in a normed vector space coincide:Norm closure is contained in weak closure because the weak topology is coarser. Conversely, if $x\notin {\overline{C}}^{\Vert \cdot \Vert }$, the Hahn-Banach separation theorem provides a continuous real linear functional strictly separating $x$ from that closed convex set. In a complex space this is the real part of a continuous complex linear functional. A weak neighborhood of $x$ then misses $C$, so $x\notin {\overline{C}}^w$. This proves the equality. It also gives the usual Mazur lemma: if $x_n\rightharpoonup x$, then $x$ lies in the norm closure of the convex hull of each tail, so one can choose tail convex combinations $y_n$ with $\Vert y_n-x\Vert <1/n$.

Now let $K$ be a weakly compact set in a normed space $X$. Each $\phi \in X^{\ast }$ is bounded on $K$ because it is weakly continuous. The family $\{Jx:x\in K\}$ in $\mathcal{B}(X^{\ast },\mathbb{F})$, where $J$ is the canonical embedding into the bidual, is therefore pointwise bounded. The space $X^{\ast }$ is Banach even if $X$ is not. Apply the Uniform boundedness principle and use $\Vert Jx\Vert =\Vert x\Vert$ to obtainThis proves that a weakly compact set is norm bounded without assuming completeness of the original space.

For the real-valued dual and integral formulas that follow, take $X$ to be real, as in the PDF. In a complex space the norming formula uses real parts, and the integral identities use complex-valued functionals instead.

If the separable Banach space $X$ is nonzero, choose a norm-dense sequence $(u_n)$ in its unit sphere. By the Hahn-Banach theorem, choose ${\phi }_n\in X^{\ast }$ with $\Vert {\phi }_n\Vert =1$ and ${\phi }_n(u_n)=1$. For any unit vector $u$, arbitrarily close $u_n$ satisfyScaling gives the countable norming family identityFor $X=\{0\}$ use the constant sequence of zero functionals. If $f:\Omega \to X$ is norm-Borel measurable, every ${\phi }_n\circ f$ is measurable, so its countable supremum $\Vert f(\cdot )\Vert$ is measurable. Equivalently, this also follows directly from continuity of the norm.

For any $\phi \in X^{\ast }$, continuity makes $\phi \circ f$ measurable, andThus the assumed integrability of the norm implies scalar integrability, anddefines a bounded linear functional on $X^{\ast }$. Use the granted weak-star continuity of $T_f$. By the continuous dual of a weak-star topology, $T_f$ is evaluation at a vector of $X$. Indeed, continuity gives finitely many $x_1,\dots ,x_m$ and $\epsilon >0$ such that $|T_f(\phi )|<1$ whenever $|\phi (x_j)|<\epsilon$ for all $j$. Scaling shows that $T_f$ vanishes on the common kernel of these evaluations. It therefore factors through their finite-dimensional coordinate map, so $T_f(\phi )={\sum }_j{a}_j\phi (x_j)=\phi ({\sum }_j{a}_j{x}_j)$. The Hahn-Banach theorem makes this representing vector unique. HenceIn this separable setting the vector is the Bochner integral.

Return to a weakly compact set $K\subseteq X$ and its inclusion $f:K\to X$. For each fixed $a\in X$, the identity $\Vert x-a\Vert ={\sup }_n{\phi }_n(x-a)$ makes $x\mapsto \Vert x-a\Vert$ weakly Borel measurable. Norm balls are consequently weakly Borel measurable. Separability gives a countable base of such balls, so every norm-open set is weakly Borel measurable. This proves measurability of $f$, and establishes the equality of the weak and norm Borel sigma-algebras in a separable Banach space.

Put $M={\sup }_{x\in K}\Vert x\Vert <\infty$. For every finite signed Borel measure $\mu$ on $K$,For positive measures this is the integral in the question. For signed measures, the correct integrability condition uses the variation measure; define the integral by taking the difference of the positive and negative integrals. The printed $\Omega$ in this clause should be $K$, the domain of the inclusion.

The Riesz-Markov-Kakutani representation theorem now defines the bounded linear mapFor each $\phi \in X^{\ast }$ the restriction $\phi {|}_K$ is in $C(K)$, andThe right side is weak-star continuous in $\mu$. The defining property of the weak topology therefore proves that $T$ is weak-star-to-weak continuous, for arbitrary nets. For a Dirac measure, $\boxed{T({\delta }_x)=x}$.

If $K\ne \varnothing$, let $\mathcal{P}(K)$ be its regular probability measures. This is a weak-star closed subset of $B_{C(K{)}^{\ast }}$: its conditions are $\mu (1)=1$ and $\mu (g)\ge 0$ for every nonnegative $g\in C(K)$. It is compact by Banach-Alaoglu theorem. Thus $T(\mathcal{P}(K))$ is weakly compact and convex, and contains $K$ because it contains all $T({\delta }_x)$. It is weakly closed, hence norm closed, so it contains $C={\overline{\mathrm{conv}K}}^{\Vert \cdot \Vert }$. By Mazur theorem, $C$ is weakly closed. Therefore it is a closed subset of the weakly compact set $T(\mathcal{P}(K))$, provingThe empty case is immediate. In fact $T(\mathcal{P}(K))=C$: a barycenter of a measure on a Banach space outside $C$ would be strictly separated by a functional $\phi$, contradicting $\phi (T(\mu ))={\int }_K\phi d\mu \le {\sup }_K\phi$.

Let $q$ be the Holder conjugate exponent of $p$. On ${\mathbb{R}}^n$ with Lebesgue measure, the duality of Lp spaces isunder the pairing ${\Lambda }_g(f)=\int fg$. Thus $(L^1{)}^{\ast }=L^{\infty }$, while for $1<p<\infty$ the dual exponent satisfies $1/p+1/q=1$.

A Banach space is reflexive when its canonical map into its bidual is surjective. The spaces $L^p({\mathbb{R}}^n)$ are reflexive exactly forFor these exponents, applying $L^p$ duality twice identifies the bidual with $L^p$. The endpoint spaces $L^1$ and $L^{\infty }$ are not reflexive; for example, disjoint unit cubes give closed copies of ${\ell }^1$ and ${\ell }^{\infty }$, respectively.

Integration gives an isometric embedding $L^1\hookrightarrow (L^{\infty }{)}^{\ast }$, but it is not onto. On the subspacedefine $\Lambda (c+h)=c$, the limit at infinity. Since $|\Lambda (v)|\le \Vert v{\Vert }_{\infty }$, the Hahn-Banach theorem extends $\Lambda$ to all of $L^{\infty }$. If this extension were integration against some $g\in L^1$, its vanishing on every compactly supported bounded function would force $g=0$ almost everywhere, but $\Lambda (1)=1$. ThereforeThis is the Dual of L infinity is larger than L1.

The Uniform boundedness principle states that if $E$ is a Banach space and a family of bounded linear operators $S_{\alpha }:E\to Y$ is pointwise bounded, then ${\sup }_{\alpha }\Vert S_{\alpha }\Vert <\infty$.

Suppose $x_n\rightharpoonup x$ in the normed vector space $X$. For each $n$, define the evaluation functionalThe completeness of the dual space says that $X^{\ast }$ is Banach even when $X$ is not. For each $f\in X^{\ast }$, the scalar sequence $J_n(f)=f(x_n)$ converges to $f(x)$ and is therefore bounded. Uniform boundedness givesBy the canonical embedding into the bidual and the Hahn-Banach theorem, $\Vert J_n\Vert =\Vert x_n\Vert$. Hencewhich proves that a weakly convergent sequence is bounded.

On $C_c^0({\mathbb{R}}^n)$ equipped with the $L^{\infty }$ norm, point evaluation is linear and satisfieswith equality for a compactly supported function equal to one near zero. Thus $\Vert \Lambda \Vert =1$. The Hahn-Banach theorem extends it, without increasing its norm, to a continuous functional $\tilde{\Lambda }$ on $L^{\infty }({\mathbb{R}}^n)$.

This extension cannot be represented by an $L^1$ function. If $h\in L^1$ satisfied $\tilde{\Lambda }(f)=\int fh$, choose continuous functions $0\le f_k\le 1$ with $f_k(0)=1$ and support in the ball of radius $1/k$. Thenby the absolute continuity of the Lebesgue integral, a contradiction. Therefore $(L^{\infty }{)}^{\prime }$ strictly contains the functionals represented by $L^1$; this is a singular functional on L infinity.

Finally, $L^p({\mathbb{R}}^n)$ is a reflexive Banach space exactly whenThe endpoint spaces $L^1$ and $L^{\infty }$ are not reflexive.

For an element $x$ of a unital complex Banach algebra $A$, its spectrum of an element isIf $|\lambda |>\Vert x\Vert$, the Neumann seriesconverges, so the spectrum is bounded. If ${\lambda }_0$ is in the resolvent set, thenis invertible for $\lambda$ sufficiently close to ${\lambda }_0$, again by a Neumann series. Thus the resolvent is open and the spectrum is closed, hence compact.

If the spectrum were empty, the resolvent $R(\lambda )=(\lambda 1-x{)}^{-1}$ would be an entire Banach-space-valued function and would tend to zero at infinity. For every $f\in A^{\ast }$, the scalar entire function $f(R(\lambda ))$ would be bounded and therefore constant by Liouville theorem. It would be zero because of the limit at infinity. The Hahn-Banach theorem would then force $R(\lambda )=0$, contradicting $(\lambda 1-x)R(\lambda )=1$. Therefore ${\sigma }_A(x)$ is nonempty.

Now let $B\subseteq A$ be a closed unital subalgebra containing $x$. Invertibility in $B$ implies invertibility in $A$, soOn each connected component of $\mathbb{C}\setminus {\sigma }_A(x)$, either the resolvent belongs to $B$ everywhere or nowhere. Indeed, membership holds on a neighbourhood of any one such point by its local Neumann expansion, and the same argument makes the set of such points relatively closed by taking limits in the closed subalgebra $B$. The unbounded component belongs to the first case because the geometric resolvent series lies in $B$ for large $|\lambda |$. ConsequentlyThis is the spectrum in a closed unital subalgebra theorem.

For the bilateral shift $T$ on ${\ell }^1(\mathbb{Z})$, both $T$ and $T^{-1}$ are isometries. The geometric-series argument applied to $T$ for $|\lambda |>1$ and to $T^{-1}$ for $|\lambda |<1$ givesFor $|\lambda |=1$, normalize the vector given by $x_n={\lambda }^{-n}$ on $-N\le n\le N$ and zero elsewhere. Only its two boundary coordinates contribute to $(T-\lambda I)x$, so the norm of that image tends to zero. Thus $T-\lambda I$ is not bounded below and cannot be invertible. Hence

The algebra generated by $T$ is the norm closure of polynomials in nonnegative powers of $T$. It does not contain $T^{-1}$: every $p(T)e_0$ is supported in nonnegative coordinates, whereas $T^{-1}{e}_0=e_{-1}$. Therefore $0\in {\sigma }_{\mathcal{A}}(T)$. The preceding hole theorem then fills the unique bounded component of $\mathbb{C}\setminus \mathbb{T}$, giving

Let $p_C(x)=\inf \{t>0:x\in tC\}$ be the Minkowski functional of $C$. Openness, convexity, and $0\in C$ make $p_C$ sublinear, with $p_C(x)<1$ for $x\in C$ and $p_C(x_0)\ge 1$. Define a linear functional on $\mathbb{R}{x}_0$ by $f(t{x}_0)=t{p}_C(x_0)$. The real Hahn-Banach theorem extends it to $X$ with $f\le p_C$. Hence

Apply this separation to the open ball of radius $\Vert x_0\Vert$ and rescale to obtain $f\in S_{X^{\ast }}$ with $f(x_0)=\Vert x_0\Vert$. For a closed subspace $Y$, apply it toThe separator must vanish on $Y$ because $C$ contains every translate along $Y$, and normalization gives

Let $F\subseteq X^{\ast }$ be finite-dimensional and $\Phi \in B_{X^{\ast \ast }}$. ConsiderIf $\Phi {|}_F$ did not belong to $S((1+\epsilon )B_X)$, finite-dimensional strict separation would produce some $f\in F$ withcontradicting $\Vert \Phi \Vert \le 1$. Thus there is $x\in X$ with $\Vert x\Vert <1+\epsilon$ and $f(x)=\Phi (f)$ for every $f\in F$.

Given a basic weak-star neighbourhood of $\Phi$ in $B_{X^{\ast \ast }}$, apply this result to the finite-dimensional span of its defining functionals and then replace $x$ by $x/(1+\epsilon )$. As $\epsilon \downarrow 0$, the resulting points of $J(B_X)$ enter that neighbourhood. Hence $J(B_X)$ is weak-star dense in $B_{X^{\ast \ast }}$, proving Goldstine theorem.

A functional $p:X\to \mathbb{R}$ is sublinear when

Any extension to $\tilde{M}=M+\mathbb{R}x$ must have the formChoose $c$ satisfyingThis interval is nonempty: for $y,z\in M$,which rearranges to the required lower bound being at most the upper bound. For $t>0$, positive homogeneity reduces
$\tilde{\ell }(y+tx)\le p(y+tx)$ to the upper inequality after replacing $y$ by $y/t$; for $t<0$ it reduces to the lower inequality. The case $t=0$ is the hypothesis on $\ell$. Thus this choice gives the required dominated linear extension.

The dominated form of the Hahn-Banach theorem states that a linear functional on a subspace, bounded above by a sublinear functional, extends linearly to the whole real vector space while retaining that bound.

Let $M=\mathrm{span}\{z_1,\dots ,z_n\}$. Its coordinate mapsare continuous because every linear map on a finite-dimensional normed space is continuous. Hahn--Banach extends each to
${\ell }_j\in Z^{\prime }$ without increasing its norm, and then

For an arbitrary finite-dimensional subspace $M$, choose a basis $z_1,\dots ,z_n$ and these extended coordinate functionals. Thenis closed. Every $z\in Z$ has the decompositionApplying every ${\ell }_j$ shows $M\cap N=\{0\}$, so

Suppose first that $X$ is separable, and choose a norm-dense sequence $(x_n)$ in its unit ball. On the dual unit ball defineUniform boundedness on the unit ball and density of the $x_n$ show that this metric induces the weak-star topology. Conversely, if $B_{X^{\ast }}$ is weak-star metrizable, the Banach-Alaoglu theorem makes it a compact metric space. Hence $C(B_{X^{\ast }})$ is separable. The evaluation mapis an isometry by the Hahn-Banach theorem. A subspace of a separable metric space is separable, so $X$ is separable. This proves the weak-star metrizability criterion for a dual ball.

If $X$ has a countable weakly dense subset $D$, the rational linear span of $D$ is weakly dense. Its norm closure is a convex set, so Mazur theorem says that its weak and norm closures agree. Thus $X$ is norm separable. The weak-star compact metric ball $B_{X^{\ast }}$ consequently has a countable weak-star dense subset, and the union of its integer dilates is weak-star dense in $X^{\ast }$. Therefore $X^{\ast }$ is weak-star separable.

It need not be weakly separable. Take $X={\ell }^1$, whose dual is ${\ell }^{\infty }$. A weakly separable normed space is norm separable by the preceding convex-closure argument, whereas ${\ell }^{\infty }$ is not norm separable.

If the Banach space $X$ is reflexive, its closed unit ball identifies with the weak-star compact ball of $X^{\ast \ast }$, hence is weakly compact. Conversely, if $B_X$ is weakly compact, its canonical image $J(B_X)$ is weak-star compact and therefore weak-star closed in $X^{\ast \ast }$. Goldstine theorem says it is weak-star dense in $B_{X^{\ast \ast }}$, soScaling proves that $J$ is surjective and $X$ is reflexive. This is the weak compactness characterization of reflexivity.

The Krein-Milman theorem says that a nonempty compact convex subset of a locally convex space is the closed convex hull of its extreme points. For reflexive $X$, the ball $B_X$ is weakly compact, sowhere weak and norm closure agree for the convex hull by Mazur's theorem.

For the final claim, let $\mathcal{H}$ be the set of functions ${\mathbb{Z}}^2\to [0,1]$ with the mean-value property. It is a compact convex subset of the product $[0,1{]}^{{\mathbb{Z}}^2}$. If $f$ is extreme, its four unit translates also lie in $\mathcal{H}$, and the mean-value identity writes $f$ as their average. Extremality forces every translate to equal $f$, so $f$ is constant. Every extreme point is therefore constant. Krein--Milman now makes every member of $\mathcal{H}$ a limit of convex combinations of constant functions, and hence constant. This is the bounded harmonic function theorem on the integer lattice.

Regard the space of continuous functions vanishing at infinity $C_0({\mathbb{R}}^n)$ as a subspace of $L^{\infty }({\mathbb{R}}^n)$. Point evaluation at the origin,is a bounded linear functional of norm one on this subspace because a continuous function's supremum and essential supremum agree. By the Hahn-Banach theorem, ${\ell }_0$ extends to a bounded linear functional

Suppose that some $g\in L^1({\mathbb{R}}^n)$ represented this extension:Choose $\phi \in C_c({\mathbb{R}}^n)$ with $0\le \phi \le 1$, $\phi (0)=1$, and support in the unit ball, and set ${\phi }_k(x)=\phi (kx)$. Then $\ell ({\phi }_k)=1$ for every $k$. On the other hand, ${\phi }_k(x)\to 0$ for almost every $x$ and $|{\phi }_{k}g|\le |g|$. The dominated convergence theorem givesa contradiction. Thus $\ell$ is a singular functional on L infinity and has no $L^1$ density.

First suppose that $X$ is separable. Choose a norm-dense sequence $(x_n)$ in $B_X$. On every norm-bounded subset of $X$, a countable norm-dense subset $(f_n)$ of $B_{X^{\ast }}$ in the weak-star topology separates points, andmetrizes the weak topology. Indeed, convergence for all $f_n$, boundedness, and weak-star density imply convergence for every $f\in X^{\ast }$. Thus a weakly compact set $K$ is a compact metric space and hence is sequentially compact.

For general $X$, take a sequence $(x_n)$ in $K$ and letThe space $Y$ is separable and norm closed. The Hahn-Banach theorem shows both that $Y$ is weakly closed in $X$ and that its own weak topology is the subspace topology inherited from $X$. Hence $K\cap Y$ is weakly compact and, by the separable case, contains a weakly convergent subsequence of $(x_n)$. Its limit lies in $K\cap Y$. Therefore every weakly compact subset of a Banach space is weakly sequentially compact, which is one direction of the Eberlein-Smulian theorem.

If $X$ is reflexive, then $X^{\ast }$ is reflexive. The weak topology $\sigma (X^{\ast },X^{\ast \ast })$ and weak-star topology $\sigma (X^{\ast },X)$ therefore coincide under the canonical identification $X^{\ast \ast }=X$. Thus every weak-star convergent sequence in $X^{\ast }$ is weakly convergent, so $X$ is a Grothendieck space.

Conversely, suppose that $X$ is separable and Grothendieck. The Banach-Alaoglu theorem and weak-star metrizability of the dual ball make $B_{X^{\ast }}$ weak-star compact and metrizable, hence weak-star sequentially compact. Every convergent subsequence is weakly convergent by the Grothendieck property. Thus $B_{X^{\ast }}$ is weakly sequentially compact. The stated converse to part (a), equivalently the other direction of the Eberlein-Smulian theorem, makes $B_{X^{\ast }}$ weakly compact. Hence $X^{\ast }$ is reflexive, and therefore so is $X$.

Finally let $T:X\to Y$ be bounded and onto, with $X$ Grothendieck, and suppose $y_n^{\ast }\to y^{\ast }$ weak-star in $Y^{\ast }$. Thenweak-star in $X^{\ast }$, hence weakly. The open mapping theorem implies that $T^{\ast }:Y^{\ast }\to X^{\ast }$ is an isomorphism onto its closed range. Given $y^{\ast \ast }\in Y^{\ast \ast }$, the functionalis bounded on $T^{\ast }(Y^{\ast })$ and extends by the Hahn-Banach theorem to some $x^{\ast \ast }\in X^{\ast \ast }$. ThereforeThis is weak convergence in $Y^{\ast }$, so $Y$ is Grothendieck.

In a unital C-star algebra $A$, an element is Hermitian when $x=x^{\ast }$, unitary when $x^{\ast }x=x{x}^{\ast }=1$, and normal when $x^{\ast }x=x{x}^{\ast }$. It is a Positive element of a C-star algebra when $x=y^{\ast }y$ for some $y$, equivalently when it is Hermitian and its spectrum lies in $[0,\infty )$.

Suppose first that $\Vert \tau \Vert =\tau (1)$, and normalize so that both equal one. If $x=x^{\ast }$, the C-star identity givesWriting $\tau (x)=a+ib$, we obtainfor every real $t$, which forces $b=0$. Decomposing an arbitrary $x$ into its Hermitian real and imaginary parts now gives