An integral extension means every satisfies a monic polynomial
To prove the Lying-over theorem, localize at . The injection remains injective, and is integral over : a monic relation for divided by suitable powers of gives one for . This is a nonzero ring, so choose a maximal ideal of it.
The contraction of to is maximal. To see this directly, a field integral over a subring forces that subring to be a field. For nonzero in the subring, is integral; multiply its monic equation of degree by to express as a polynomial in with coefficients in the subring. Apply this to the integral extension
Since is a local ring with unique maximal ideal , we obtain .
Contract to , obtaining a prime ideal . Its contraction to is the contraction of , namely . Thus
A local ring is a nonzero ring with one maximal ideal . Write for its residue field. Its Krull dimension is the supremum of lengths of strict chains of prime ideals; in a local ring chains may be extended to end at .
For the local Hilbert-function convention, define the Hilbert–Samuel growth dimension
Equivalently it is the order of the pole at of the Hilbert series of the associated graded ring
This finite standard graded -algebra is generated by . The Hilbert-Serre theorem makes the cumulative Hilbert function eventually polynomial, which establishes the definition. For an Artinian local ring, the polynomial is constant and nonzero, so .
For every prime chain of length , the prime-chain lower bound for local length proved in Question 4 gives . A polynomial of degree cannot satisfy this when . Thus the requested inequality is
For clarity, the embedding dimension is the different invariant
The equality follows from the Nakayama lemma. Applying Question 4 to gives , while the polynomial-algebra surjection below also gives . In particular, growth dimension and embedding dimension should be kept distinct.
A regular local ring is a Noetherian local ring with . Let this common value be and choose a minimal generating set of . The initial forms give a surjective graded ring homomorphism
For , the Nakayama lemma gives , so is a field. Assume . If the kernel contained a nonzero homogeneous polynomial of degree , the cumulative Hilbert function of the target would be bounded by that of . Multiplication by is injective in the polynomial integral domain, so this bound is
But provides a prime chain of length , and Question 4 gives . This is a contradiction. Hence the associated graded ring of a regular local ring is
an integral domain.
Finally the Krull intersection theorem gives . One can see the needed separatedness directly: for the finitely generated ideal , the Artin-Rees lemma gives , and the Nakayama lemma gives . Therefore each nonzero has finite -adic order , with nonzero initial form in . For nonzero , their initial forms have nonzero product in the graded integral domain. It follows that , and indeed its order is the sum of their orders. Thus is an integral domain.
On an affine chart , the Module of Kähler differentials is generated by symbols subject to -linearity and . It represents -derivations. These modules commute with localization, so their associated quasi-coherent sheaves glue to the Kähler differential sheaf . It is coherent: if and , then it has the finite presentation of a module
For a closed point , put with maximal ideal and residue field . The Zariski tangent space is , equivalently . A derivation kills constants and , so it factors through ; conversely every linear functional on defines such a derivation by the product rule. The universal property of Kähler differentials therefore identifies this space with
In particular, , the algebraic cotangent space.
A point is a smooth point of a variety when its local ring is a regular local ring; over this algebraically closed field this says . Tensor the finite presentation of a module above with . The tangent space is the kernel of the Jacobian matrix , hence has dimension . This proves the Jacobian criterion
For a smooth irreducible variety , choose at each point an invertible -minor and shrink the affine chart so that it remains invertible. Its relations eliminate of the generators of , yielding a surjection . At the generic point, its target has dimension : over a perfect ground field, a separating transcendence basis of the function field has differentials forming a basis. Equivalently this follows from the assumed density of the smooth locus. The kernel therefore becomes zero over the fraction field of the integral domain . As a submodule of , it is a torsion-free module, so it is already zero. Thus these maps give local isomorphisms with , proving local freeness of differentials on a smooth variety with rank .
For an affine chart , write and . The restriction of a module sheaf to a closed subvariety is . The Conormal exact sequence for Kähler differentials is
It follows from the generators and relations: passing to imposes precisely the additional relations for . The first map is well defined because lies in . Glue these exact module sequences, using exactness of localization, to obtain
In the final assertion, interpret locally principal subvariety as a proper local hypersurface. Its ideal on each chart is with . Since is an irreducible variety and reduced, is a non-zero-divisor, and , , is an isomorphism. These local rank-one descriptions make the conormal sheaf invertible.
Because is not contained in the singular locus of , there is a dense open subset of where both and are smooth varieties. At a closed point there, by the Krull principal ideal theorem. The tangent description then forces . Hence the conormal map is injective at the generic point of . Its kernel is a subsheaf of a line bundle on the integral variety , so it is a torsion-free sheaf; a torsion-free sheaf with zero generic fibre is zero. This proves conormal injectivity for a generically smooth Cartier divisor. If zero equations were allowed in the phrase locally principal, would be a counterexample to invertibility; the proper-hypersurface convention is essential.
The valuation ring and local compactness. The opening, unlettered requests use
The ultrametric inequality makes a valuation ring; its elements outside are exactly the units, so is its unique maximal ideal, and is the residue field.
Here the customary nontrivial-valuation hypothesis for a local field is necessary. With the trivial absolute value, any infinite field is discrete and locally compact, but its residue field is infinite and there is no nonzero uniformizer. We use the nontrivial valuation in the conclusions below.
Local compactness first gives a compact neighborhood of zero. Choose a sufficiently small nonzero so that the closed set is contained in that compact neighborhood. Then , and hence , is compact. Since is open, its cosets give a discrete compact quotient , which must be finite. Write . The subgroup now has finite index and is closed in , hence compact. The continuous function attains on a maximum with . Choose with . Every has , so
Successive division by shows that every nonzero element of is a unit times a power of : division must terminate because . Thus the value group is discrete. A Cauchy sequence eventually lies in a translate of the compact ring , has a convergent subsequence, and consequently converges itself. These arguments prove the discrete valuation from nontrivial local compactness and the completeness of locally compact nontrivially valued fields.
The iterated-power limit. Normalize the discrete valuation by , and write , where is the residue characteristic. For with , the binomial theorem gives
The linear term gains a factor (or is zero in positive characteristic), while all terms of degree at least two have valuation at least .
For , reduction gives , because has order . Iterating the inequality yields
The sequence is Cauchy and converges to a unit . Since the reduction of is always , its limit has the same residue. Taking limits after shifting the sequence gives , whence
This is the Teichmuller representative. The Hensel lemma applied to , whose derivative is a unit at every nonzero residue, shows uniqueness for each residue. Consequently the prime-to- roots give a canonical splitting
Work over and take a nonzero commutative unital Banach algebra , with . A character of an algebra is a nonzero multiplicative complex linear functional . It satisfies . Moreover : otherwise would be invertible, although its image under is zero. The bound on the spectrum of an element therefore gives , proving automatic continuity of characters and .
Every proper maximal ideal of is closed. Indeed its closure is an ideal; if this closure were all of , would contain an element within distance less than one of . Such an element is invertible by the Neumann series, forcing . Thus the closure is proper and maximality makes it equal to . The quotient Banach space , with its quotient Banach algebra structure, is a complex normed division algebra. By the Gelfand-Mazur theorem, it is , so the quotient map gives a character of an algebra with kernel . Conversely, the kernel of every character of an algebra is a maximal ideal, since the character is onto . The Zorn lemma supplies a maximal ideal containing every proper ideal, so the character space of an algebra is nonempty.
These facts give the exact relation between the character space and the spectrum of an element:
One inclusion was proved above. For the other, if is noninvertible, the principal ideal it generates is proper because is commutative. Contain it in a maximal ideal and use its corresponding character of an algebra to obtain .
Give the Gelfand topology, namely its subspace topology from the weak-star topology on . In the closed unit ball of , it is the intersection of the closed conditions
Consequently Banach-Alaoglu theorem makes a compact Hausdorff space. For every , define the Gelfand transform . This is a continuous function on by definition of the Gelfand topology. The Gelfand representation theorem gives a contractive unital algebra homomorphism over a field
Multiplicativity and linearity follow by evaluating at each character of an algebra; the supremum norm equality follows from the preceding spectrum of an element identity. Its kernel is
the Jacobson radical. Equivalently, its elements have spectrum of an element . Thus is injective precisely when is a semisimple commutative Banach algebra, and it gives a faithful continuous representation of as a function algebra. Its range contains the constants and separates points of , because distinct characters of an algebra differ on some . An arbitrary Banach algebra need not have an isometric or surjective Gelfand transform, nor a uniformly dense range: those conclusions require further hypotheses.
For the Banach algebra on a nonempty compact Hausdorff space , all characters of an algebra are evaluation characters. To see this, let be a maximal ideal. If its elements had no common zero, compactness would supply with no common zero. The continuous function belongs to , is strictly positive on , and has a continuous reciprocal. It is therefore invertible, a contradiction. Hence all elements of vanish at some , so and maximality gives equality. The associated character of an algebra must be : since , its value on is .
The map is a continuous bijection , using separation of points by continuous functions. Compactness and the Hausdorff property make it a homeomorphism. Under this identification the Gelfand transform is , so it is the identity representation of , in particular an isometric onto map. The empty gives the zero algebra, whose empty character space represents the zero function space; it was excluded by the nonzero unital convention above.
Now let be a commutative unital C-star algebra. The stronger conclusion is the Commutative Gelfand--Naimark theorem: the Gelfand transform is an isometric onto C-star homomorphism . We prove the additional assertions without assuming this conclusion.
First every character of an algebra respects the C-star algebra involution. If , the elements , , are unitary elements of a C-star algebra, and their norm is one by the C-star identity. Continuity and multiplicativity give . Thus for every real , forcing to be real. Writing with and self-adjoint gives . Therefore the range of is closed under complex conjugation.
Every element of commutative is a Normal element of a C-star algebra. For a normal , use the C-star identity, and then the same identity for the self-adjoint element , to obtain
Its powers are also normal, so . The spectral radius formula gives , hence . The Gelfand transform is therefore an isometry, and its range is complete and closed in the supremum norm. It contains constants, separates points and is closed under complex conjugation. The complex Stone-Weierstrass theorem makes that range dense, hence all of .
The approximation step in Stone-Weierstrass theorem can also be seen directly here. For a unital conjugation-closed point-separating subalgebra , the real-valued part of its uniform closure is closed under absolute values, by polynomial approximation to on bounded intervals, hence under pointwise maxima and minima. Its real-valued functions separate points. Given real and , for each an affine rescaling of a separating function produces agreeing with at ; take a constant when . For fixed , finitely many neighbourhoods of where cover . Their maximum exceeds everywhere and agrees with at , hence is less than near . Finitely many of these latter neighbourhoods cover ; the minimum of their lies between and everywhere. Approximate real and imaginary parts separately. This proves the density used above and completes the C-star algebra conclusion.
Evaluation at a real point defines a surjective ring homomorphism from to . Its kernel is : subtracting the constant expresses the remainder as a multiple of plus a multiple of , by successive polynomial division. The first isomorphism theorem therefore identifies the quotient ring with the field , proving each is maximal.
For a maximal ideal not on this list, take
Evaluation is onto , and its kernel is : first subtract a multiple of , then divide the remaining polynomial in by . Hence , a field. Finally, if for real , the member would vanish at , requiring , which is impossible over .
The Weak Hilbert Nullstellensatz states that if is an algebraically closed field, every maximal ideal of is
Equivalently, every proper ideal has a common zero. We prove the more general field statement, the Zariski lemma: a field finitely generated as a -algebra is a finite field extension of .
Write such a field as . Choose a maximal set of algebraically independent elements among these generators and denote the remaining generators by . Each is an algebraic element over , so is a finite field extension. Clearing the denominators in their monic equations, choose a nonzero such that each is an integral element over
Because is a field and , we have . Thus is an integral extension of .
A subring over which a field is integral must itself be a field. Indeed, for , an integral equation for multiplied by expresses as an element of . But if , the ring is not a field: choose an irreducible polynomial which does not divide . There are infinitely many monic irreducible polynomials in , by the usual product-plus-one argument, whereas only finitely many can divide the nonzero . The prime ideal stays proper after inverting , so has no inverse in . Therefore , proving that is a finite field extension, and in particular an algebraic field extension.
Apply the Zariski lemma to the residue field of a maximal ideal. When is an algebraically closed field, this field is itself. The images of then give , proving the Weak Hilbert Nullstellensatz.
For the real Laurent polynomial ring, the same argument applies because it is the finitely generated algebra
Every residue field at a maximal ideal is consequently a finite field extension of , and so is or . Here we use the fundamental theorem of algebra, which makes the algebraic closure of of degree two. The images of must be nonzero since these elements are units. It follows that the answer is
with and defining the same maximal ideal. If both coordinates are real, evaluation has image ; otherwise its image is . Thus every displayed kernel is maximal, and the Zariski lemma shows that this list is exhaustive.
For explicit generating sets of an ideal, there are three cases. For real nonzero ,
If and with ,
If with and , then
The last two quotients are ; the nonzero coordinate condition ensures that the Laurent inverses exist in them. There are no further coincidences in the classification: equal kernels induce an -isomorphism between the evaluation image fields. The only -automorphisms of are the identity and complex conjugation, so the two pairs must agree or be conjugate.
To prove the intersection assertion, fix a prime ideal and an element . The integral domain has nonzero image . Its localization of a ring is nonzero and still a finitely generated algebra over , so it has a maximal ideal . By the Zariski lemma, the field is finite over .
The image of in is a subring containing and is a finite-dimensional -vector space. It is an integral domain, hence a field: multiplication by any nonzero element is an injective linear map of a finite-dimensional vector space and therefore surjective. The kernel of is thus a maximal ideal which avoids , since is invertible in . Its inverse image in is a maximal ideal containing but avoiding . As this works for every ,
This is the Jacobson ring property for this Laurent polynomial ring.
For a nonzero finitely generated module , its set of associated primes is
Here is the annihilator of the element. The Laurent polynomial ring is a Noetherian ring, so the nonempty collection of annihilators of nonzero elements of has a maximal member, say . It is proper because .
If and , then and
Maximality forces , hence . Thus is a prime ideal, proving . This argument in fact only needs that is Noetherian, not the finite generation of .
A proper ideal is -primary when its radical of an ideal is and
Equivalently, and imply ; equivalently, every zero divisor of is nilpotent. These formulations distinguish the actual primary ideal property from the weaker assertion that there is only one minimal prime ideal.
For the final example, set and . Then
Since is an integral domain, is a prime ideal. Moreover and , so . Consequently is the unique minimal prime ideal over .
Nevertheless , while and no power of belongs to . For the first assertion, reduce modulo : the image of is in , and is not a multiple of because is a nonunit in this integral domain. For the second, , so for every . Thus is not a -primary ideal: a unique minimal prime does not imply primary. In , the nonzero class of is killed by , a zero divisor which is not nilpotent.
Put and . Evaluation at is surjective, and
so its kernel is the prime ideal . In particular is naturally an -module, generated by the classes of .
For integers , including negative integers, reduction modulo gives
For negative powers, this follows from and ; the mixed product vanishes modulo . Therefore a Laurent polynomial satisfies
The formal derivatives obey the product rule, so . If , both terms vanish. Hence both vanish on and define a map
It sends to and to , and the displayed expansion gives its inverse. Thus the conormal module has the explicit basis
Let be the localization at a prime ideal, with maximal ideal . Every nonzero integer lies outside and is therefore inverted. The residue field is
Indeed there is an explicit identification
inverting and has no effect in this local ring, and a polynomial denominator lies outside precisely when its constant term is nonzero. Conversely, clearing rational denominators turns every such fraction into a fraction from .
For the Krull dimension, the prime ideal correspondence for localization preserves the strict chain
of prime ideals in . They are prime because the successive quotients are the integral domains , , and . They remain distinct after localization at a prime ideal because they are all contained in . Hence .
For the upper bound, is a Noetherian ring by the Hilbert basis theorem and Localization of a Noetherian ring. Since is generated by two elements, the Krull height theorem gives . The prime ideal correspondence for localization identifies with , so
A Noetherian local ring with residue field is a regular local ring if
By the Nakayama lemma, the dimension on the left is the minimal number of generators of ; this is also called the embedding dimension.
The localization of a module is exact and commutes with quotients and products of ideals. Applying it to the already computed conormal module gives the cotangent space of a local ring
Its dimension is two, equal to . Therefore . Notice that has a basis over , whereas the localized cotangent space of a local ring has a basis over the residue field .
An integral domain is an integrally closed domain if every element of its fraction field which is an integral element over belongs to . Explicitly, if satisfies
then . Thus .
Suppose is a unique factorization domain and is integral, with , , and with no common irreducible element as a factor. Multiplying its monic equation by gives
Hence divides . Every irreducible element dividing is a prime element, so it would divide , contrary to the choice of the fraction. Therefore is a unit, and . We have proved
The going-down theorem is the following. Let be an integral extension of integral domains with an integrally closed domain. If
then
We first prove this for a module-finite ring extension and then remove that extra hypothesis. We use the Lying-over theorem, the Going-up theorem, and the incomparability theorem for integral extensions: primes exist over every base prime, prime chains can be extended upwards, and distinct primes over the same base prime cannot contain one another. The Going-up theorem follows by applying the Lying-over theorem to the quotient by the lower prime. These results concern arbitrary integral extensions; none assumes the going-down theorem.
For the finite case, let and . Since is module-finite, is a finite field extension. Take a finite normal field extension containing , obtained as a splitting field of the minimal polynomials of finitely many field generators. The extension need not be a separable field extension. Let be the integral closure of in . Then , and is integral over both and .
We need one auxiliary fact: the finite group acts transitively on the prime ideals of over any fixed prime ideal of . First observe that an element fixed by all of is a purely inseparable algebraic element over . Indeed, all -embeddings of into an algebraic closure extend to -automorphisms of the normal field extension . Hence the minimal polynomial of an algebraic element has only one distinct root. In characteristic zero this says ; in characteristic it says for some .
Now let be primes of over , and suppose is different from every , . By the incomparability theorem for integral extensions, is contained in none of these conjugate primes. The prime avoidance lemma supplies
The product
is fixed by , is integral over , and lies in because one factor is . Choose an exponent equal to in characteristic zero, or a power of in characteristic , such that . Since is an integrally closed domain, . It also lies in , hence in . Because is a prime ideal, some factor lies in . This means , contradicting our choice. Thus for some , proving transitivity. The power accounts for the possible purely inseparable field extension and makes the argument valid in every characteristic.
Lift the prescribed to a prime of by the Lying-over theorem for . Separately, choose a prime over and use the Going-up theorem to find over . Transitivity gives with . Then
Contracting to gives with the required contraction. This proves the going-down theorem for the module-finite case.
For a general integral extension , consider and the ideal
We claim that is disjoint from . Otherwise, clearing the finitely many denominators in an expression for an element gives
The subalgebra is a module-finite ring extension of , since all its generators are integral elements. Apply the finite case to : there is a prime contracting to . The displayed identity puts in , but . Thus , a contradiction.
Localize further at the multiplicative subset . The extension of is a proper ideal, by the disjointness just proved. Choose a maximal ideal containing it and contract back to a prime ideal of . This prime contains and avoids . Its contraction to lies inside by the prime ideal correspondence for localization, and its contraction to is exactly . This completes the proof of the going-down theorem without any finite generation assumption on .
The Artin-Rees lemma states that, for a Noetherian ring , an ideal , a finitely generated module , and a submodule , there is such that
Thus the filtration on induced from the I-adic filtration of is eventually determined by one of its terms.
For the proof, form the Rees ring and its Rees module:
Since is a Noetherian ring, write . Then , so it is a Noetherian ring by the Hilbert basis theorem. Generators of in degree zero generate as a module over , so this is a Noetherian module.
The graded submodule
is therefore finitely generated. Choose homogeneous generators with for some . For , taking degree- components gives
The same generators show that the final sum is exactly . This proves the Artin-Rees lemma. If , one may simply take .
Now let
It is a submodule of the Noetherian module , hence a finitely generated module. Apply the Artin-Rees lemma with and . Since is contained in every (including ), its conclusion reduces to
Write generators as . There is a matrix with entries in such that . Multiplication by the adjugate of shows that
The determinant is congruent to modulo , so it is for some . This determinant trick produces a single such element annihilating all of , and in particular annihilating each . If , use .
Conversely, if with , then . Iterating gives for every . Hence the exact description is
In a local ring with contained in the maximal ideal, every is a unit, so this also yields the usual vanishing form of the Krull intersection theorem.
For a failure without the Noetherian ring hypothesis, let and use the semigroup algebra
Its elements are finite sums of formal monomials , with multiplication . Each ring in the union is a polynomial ring and the inclusions are injective, so is an integral domain. It is not a Noetherian ring, since
Indeed the generator on the left is the square of the next generator, while division in the opposite direction would require a negative exponent, which is unavailable in .
Let be the ideal of elements with zero constant term, equivalently
It is proper because taking the constant term gives . Every generator is , with , so . Thus this is a nonzero idempotent ideal, with for every . Take
For every , the constant term of is , so . Since is an integral domain and , we have . This gives all three requested objects and proves that no element of the required form annihilates .