Set partition

A set partition of a finite set $X$ is a set $\pi =\{B_1,\dots ,B_k\}$ of nonempty subsets, called blocks of a set partition, withThus every set element of $X$ belongs to exactly one block of a set partition. This is the finite counting version of a partition of a set. The blocks of a set partition are unlabelled: their subscripts help describe them, but give them no roles or order. Stanley uses this definition in his classification of counting problems.^[ref]

All possibilities for three elements. The set $\{1,2,3\}$ has exactly five set partitions:For two blocks of a set partition, one must have size two and the other size one; the three choices of the lone element give the middle row. One block of a set partition forces the whole set, and three blocks of a set partition force three singleton sets. This proves the enumeration complete, with counts $1,3,1$ by number of blocks of a set partition. Their sum is the Bell number $B_3=5$.

What information is kept? Exchanging the two blocks of a set partition in $\{\{1,2\},\{3\}\}$ leaves the same set partition; writing the tuple $(\{1,2\},\{3\})$ instead makes an ordered list, different from $(\{3\},\{1,2\})$. Exchanging elements within a block of a set partition also changes nothing. In contrast, $\{\{1,3\},\{2\}\}$ is a different set partition, because the actual memberships differ. Both have the same integer partition $2+1$ of sizes. An integer partition, or its Ferrers diagram, forgets which distinct objects were grouped together.

For four named people, $\{\{1,2\},\{3,4\}\}$ and $\{\{1,3\},\{2,4\}\}$ therefore describe different ways of making two unnamed teams, although both have sizes $2+2$. If every team must have exactly two people, only three set partitions qualify; if any nonempty team sizes are permitted, the Stirling number of the second kind $S(4,2)=7$ counts them. Naming the teams changes the counting problem again.

A set partition is useful whenever membership matters but category names do not. Define $x\sim y$ when $x$ and $y$ belong to the same block of a set partition. This is an equivalence relation, and its equivalence classes recover the set partition. Conversely, an equivalence relation supplies its set partition of equivalence classes. The beautiful simplification is that one grouping can be described by whole subsets or by a rule comparing two elements. Additional distinctions are organized by refinement of a set partition.

The empty set has one set partition, the empty collection $\pi =\varnothing$, with zero blocks of a set partition. This differs from $\{\varnothing \}$, which is forbidden because its proposed block of a set partition is empty.

A block of a set partition is one of its nonempty subsets. Distinct blocks of a set partition have empty intersection, and their union is the original set. For $\pi =\{\{1,3\},\{2\}\}$, the blocks of a set partition are $\{1,3\}$ and the singleton set $\{2\}$. The indices in a written list of blocks of a set partition do not label or order the set partition.

A set partition $\mathcal{Q}$ refines $\mathcal{P}$ if every cell of $\mathcal{Q}$ is contained in a cell of $\mathcal{P}$. Thus $\mathcal{Q}$ retains every separation made by $\mathcal{P}$ and may make additional separations. Refinement of a set partition is reflexive and transitive. If each partition refines the other, their cells coincide, so refinement of a set partition is a partial order on partitions. For finite partitions the nonempty intersections of cells form their common refinement of a set partition. In graph regularity arguments, subdividing cells and treating discarded vertices as singletons preserves refinement of a set partition; merging discarded vertices into one cell need not. The refinement variance identity for regularity energy consequently proves that this singleton treatment cannot decrease the equitable regularity energy.

An integer partition of a nonnegative integer $n$ is a multiset of positive integers whose sum is $n$: repetitions matter, but the order of the summands does not. Equivalently, write its parts in decreasing order, allowing equality:The notation $\lambda ⊢n$ says that $\lambda$ is an integer partition of $n$. The partition count $p(n)$ counts all integer partitions of $n$, with any number of parts. Zero has one empty integer partition, so $p(0)=1$. The partition of an integer article develops the same objects in representation theory of the symmetric group.^[ref]

Computed example. The seven integer partitions of five are exactlyThus $p(5)=7$. Sorting each list of positive summands into decreasing order prevents repetitions in this enumeration. Grouping by largest part verifies completeness: largest parts $5,4,3,2,1$ contribute respectively $1,1,2,2,1$ possibilities. For largest part $3$, the remaining $2$ is either $2$ or $1+1$; for largest part $2$, the remaining $3$ uses only $2$ and $1$, giving $2+1$ or $1+1+1$.

An integer partition keeps sizes without named positions. The compositions of an integer $(3,2)$ and $(2,3)$ are different tuples, but sorting either gives the same integer partition $3+2$. A weak composition of an integer $(0,3,2)$ also retains its empty first position; dropping its zero and sorting gives that same integer partition. Conversely, a set partition records which distinct elements belong to each block. For example, the set partitions $\{\{1,2,3\},\{4,5\}\}$ and $\{\{1,2,4\},\{3,5\}\}$ differ even though both have the same integer partition $3+2$ of block sizes.

The Ferrers diagram makes an integer partition into a shape. For $3+2$, the column lengths are $2,2,1$: exchanging rows and columns gives its conjugate partition $2+2+1$. Exchanging again recovers $3+2$, so this operation is a bijection. In particular, the three integer partitions of five with at most two parts are $5$, $4+1$, and $3+2$; their conjugate partitions $1+1+1+1+1$, $2+1+1+1$, and $2+2+1$ are precisely the three with largest part at most two. This visible symmetry explains the equal counts for these two restrictions. The square-cell version is the existing Young diagram.

Counting by a generating function. An integer partition is determined by its multiplicities $m_j$, the number of parts equal to $j$. Its size condition is ${\sum }_{j\ge 1}j{m}_j=n$. Consequently its ordinary generating function isProof outline. Choose the term $q^{j{m}_j}$ from the $j$th geometric series. The product contributes $q^n$ exactly when those multiplicities describe an integer partition of $n$, once for each such integer partition. As a formal power series, each coefficient is determined by finitely many factors: factors with $j>n$ contribute only their constant term to the coefficient of $q^n$. For $n=5$, multiplication through $j=5$ gives $1+q+2q^2+3q^3+5q^4+7q^5$ up to degree five, independently recovering $p(5)=7$. Restricting the factors gives the generating function for partitions with bounded parts. This is useful because restrictions on summands become choices of factors, while conjugate partitions turn restrictions on numbers of rows into restrictions on row lengths.^[ref]

An integer partition whose Young diagram has at most $h$ rows and at most $w$ cells per row. Zeros may pad the list of row lengths. The partition interpretation of Gaussian binomial coefficients counts these diagrams by their number of cells.

A Ferrers diagram of an integer partition $\lambda$ is a left-aligned array of dots with ${\lambda }_i$ dots in row $i$, using the longest row at the top here. Replacing each dot by a square cell gives a Young diagram. Reading the column lengths gives the conjugate partition.^[ref]

For nonnegative integers $n,k$, the Stirling number of the second kindcounts the set partitions of an $n$-element finite set into exactly $k$ unlabelled blocks of a set partition. Set $S(0,0)=1$, $S(n,0)=0$ for $n>0$, and $S(n,k)=0$ for $k>n$. Also $S(n,1)=S(n,n)=1$ for $n\ge 1$. Grassl and Levin develop these counts through explicit set partitions and a recurrence relation. ^[ref]

Insert one distinguished element. For $n\ge 1$ and $1\le k\le n$, the Stirling numbers of the second kind obeyProof outline. Inspect the block of a set partition containing $n$. If it contains another element, removing $n$ leaves a set partition into $k$ blocks of a set partition; conversely, insert $n$ into any of those $k$ blocks of a set partition. If $n$ is alone, remove its singleton set and obtain a set partition into $k-1$ blocks of a set partition. The cases cannot overlap, and deletion reverses each construction. This explains the factor $k$ even though the blocks of a set partition have no names. ^[ref]

For $n=4,k=2$, start with the three two-block set partitions of $\{1,2,3\}$. Inserting $4$ into either block of a set partition gives six possibilities. The remaining possibility is $\{\{1,2,3\},\{4\}\}$, obtained by making $4$ a singleton set. Hence $S(4,2)=2\cdot 3+1=7$. The seven set partitions in the diagram comprise four with sizes $3+1$ and three with sizes $2+2$; this grouping by sizes independently gives $4+3=7$.

Three different counting questions. The binomial coefficient $\left(\genfrac{}{}{0ex}{}{n}{k}\right)$ selects one $k$-element subset. The Stirling number of the second kind $S(n,k)$ groups all $n$ distinct elements into $k$ nonempty unnamed blocks of a set partition. The power $k^n$ counts all functions to a specified $k$-element finite set, allowing some destination labels to go unused. At $n=4,k=2$, these counts are respectively $6$, $7$, and $16$. Choosing two people, making two unnamed nonempty teams, and assigning each person a red or blue label are different tasks.

When the destinations have labels. For fixed finite sets $X,Y$ of sizes $n,k$, respectively, the number of surjective functions $X\to Y$ isHere every element of $Y$ must be used. Each surjective function gives a set partition of $X$ into its nonempty preimages $f^{-1}(\{y\})$. Conversely, assign the $k$ distinct destination labels to the $k$ blocks of a set partition in $k!$ ways, where $k!$ is a factorial. For two labelled teams of four people this gives $2!\cdot 7=14$: of the $2^4=16$ assignments, exactly two use only one label. Dividing arbitrary function counts by $k!$ fails in general because unused labels can be permuted without changing a function. For example, $3^4/3!=13.5$ cannot count set partitions. The empty-to-empty function is a surjection, consistent with $0!S(0,0)=1$. Stanley gives the bijection underlying this qualification.^[ref]

For example, the inclusion-exclusion principle counts the surjections from four elements to three labelled destinations as $3^4-3\cdot 2^4+3\cdot 1^4=36$. Thus $S(4,3)=36/3!=6$. An independent check chooses the only two-element block of a set partition in $\left(\genfrac{}{}{0ex}{}{4}{2}\right)=6$ ways; the other two elements form singleton sets.

Why these numbers also occur in algebra. Classifying all functions to an $m$-element finite set by the size $k$ of their image givesFor a fixed set partition, the falling factorial $(m{)}_k$ counts assignments of distinct labels to its $k$ blocks of a set partition, and is zero when $k>m$. At $n=3,m=4$, this reads $64=1\cdot 4+3\cdot 12+1\cdot 24$. Replacing $m$ by $x$ yields a polynomial identity: both sides agree at every nonnegative integer. Thus the Stirling numbers of the second kind translate powers into falling factorials. Grouping by equal values turns a counting rule into an algebraic change of coordinates. Summing $S(n,k)$ without destination labels instead gives the Bell number.

The Bell number $B_n$ counts all set partitions of an $n$-element finite set, with no restriction on the number of blocks of a set partition. Summing the Stirling numbers of the second kind gives $B_n={\sum }_{k=0}^{n}S(n,k)$. The first five values, for $n=0,1,2,3,4$, are $1,1,2,5,15$. In particular, $B_4=1+7+6+1=15$. ^[ref]

The graphical Stirling number ${\left\{\begin{array}{c}n\\ k\end{array}\right\}}_G$ counts partitions of the vertices of a graph $G$ into $k$ nonempty independent sets. Equivalently, it counts proper colourings with $k$ unlabeled nonempty colour classes.