For the reaction , chemical equilibrium requires because thermal photons have zero chemical potential. Insert the nonrelativistic Maxwell-Boltzmann distribution number densities and use :
For ground-state hydrogen, including its spin states, , ; hence the degeneracy factor is one. Since , the right side is .
Charge neutrality gives , while baryon conservation gives . Consequently and . Inverting the preceding ratio and inserting the photon number density with gives the hydrogen-only Saha equation
Writing , its coefficient is , consistent with the rounded . The negligible mass-ratio correction and ground-state approximation are the assumptions behind this form.
Photon decoupling is a dynamical loss of frequent scattering, distinct from the chemical conversion of charged particles into neutral atoms. Before recombination, Thomson scattering on free Electrons keeps photons coupled to the baryon plasma. The physical scattering rate is
in units with . Define the approximate decoupling temperature by
Equivalently the photon mean scattering time becomes comparable to an expansion time. A refined last-scattering definition uses the optical depth and the maximum of the visibility function; it need not coincide exactly with the local rate criterion. As falls, scattering becomes inefficient, ordinarily after the half-ionized recombination stage, so .
Residual electron freeze-out concerns the remaining ionized fraction. The Saha equation presumes sufficiently rapid forward and reverse reactions to maintain chemical equilibrium. Real recombination is slowed by radiative bottlenecks and expansion; the free-electron fraction can therefore exceed its equilibrium value. Eventually the effective recombination rate per free Electron, roughly , falls below . The remaining Electrons cannot all find and recombine with protons within an expansion time. A small nonzero residual fraction survives while the Saha prediction decreases exponentially toward zero.
The sketch shows this lag and residual floor. Its kinetic curve and the position of the decoupling marker are schematic: the data supplied determine the equilibrium curve, but not a quantitative recombination history or an exact . Determining those needs the expansion history and atomic transition rates. The horizontal axis decreases toward the right to follow cosmological cooling.
Figure 1.
Saha equilibrium and a schematic delayed recombination curve, with recombination and photon-decoupling temperatures marked during cooling
.
When the number-changing reaction is in chemical equilibrium, its chemical balance condition is . Therefore zero chemical potential from number-changing reactions gives . Elastic scattering maintains kinetic equilibrium but imposes no independent condition on . The conclusion requires the number-changing rate to remain large compared with the Hubble parameter; merely listing an allowed reaction does not guarantee this after freeze-out.
Before thermal decoupling in cosmology, the sectors have a common temperature . For relativistic species at that temperature their entropy densities are
so
These are the effective number of relativistic degrees of freedom for entropy. The paper's agrees with for relativistic components at a common temperature. For one real scalar field, . At temperatures where all Standard Model species are relativistic, both counts are constant, and so is before decoupling; thresholds can change this equilibrium ratio if they occur while the sectors remain coupled.
After decoupling, adiabatic isolation gives separately conserved visible and dark entropy: and are individually constant. Thus even when either sector's entropy degrees of freedom change. Changes in particle content then alter their temperature ratio rather than the ratio of their comoving entropies. This assumes no late inter-sector transfer or entropy injection.
During the cannibal phase of a decoupled sector, cosmological entropy conservation and the leading result of part (c) give
Differentiating and using yields logarithmic cooling during cannibalism:
Here absorbs the entropy normalization, and the logarithmic expression is a large- asymptotic relation. With fixed visible entropy degrees of freedom the photon bath has . Thus for the scalar particles cool much more slowly than the photons and become relatively hotter.
The physical reason is that converts rest-mass energy into kinetic energy of the remaining particles. Elastic scattering distributes this energy, offsetting much of the cooling caused by expansion. The total comoving entropy remains constant; the number density does not merely dilute as . This explanation applies only while number-changing chemical equilibrium persists. If those reactions freeze out, an isolated number-conserving nonrelativistic gas instead has under adiabatic expansion, which is faster cooling than the photons. The paper supplies no rates, so that transition time cannot be determined.
Let be particle number per unit volume in a momentum element, including the spin-state count in . This is the local momentum part of a phase-space distribution function, normalized by the number density . For an isotropic distribution with particle energy , the kinetic pressure of an isotropic gas is the average momentum flux:
The kinetic energy density, explicitly excluding rest mass, is
For , and , giving . For , and , giving . Thus
Neither relation assumes a Maxwellian distribution. At intermediate momenta neither constant ratio is exact, and anisotropic distributions require a pressure tensor rather than this scalar pressure.
For a classical Maxwell-Boltzmann distribution, . Three Gaussian component integrals give , so the ideal gas has
In a fully ionized mixture, sum over independent species to obtain , where the mean molecular weight counts ions and free Electrons. This excludes partial-ionization and interaction corrections. A dilute classical ultrarelativistic gas still has but ; its momentum distribution is proportional to instead of the nonrelativistic Gaussian.
For a thermal photon gas, the two polarization states and zero photon chemical potential give the Planck photon distribution
Use and . The radiation constant and photon equation of state are therefore
Likewise . Unlike a gas with a fixed particle number, photons do not have pressure proportional to baryonic mass density.
For fully degenerate Electrons, the Fermi-Dirac distribution becomes a filled momentum sphere with two spin states. Counting them gives the Fermi momentum
Here is the mean molecular weight per electron. The equation of state of a cold electron gas follows by integrating momentum flux up to :
Its two limits are
The corresponding kinetic energy densities are and , respectively. Thus in the high-density relativistic limit the Electron pressure scales as and is nearly independent of temperature. This is the ideal noninteracting, fixed-composition Electron result, not a universal equation of state at nuclear densities where captures, interactions and the composition change.
The boundaries on a stellar equation-of-state regime diagram concern the Electron component. Define the electron relativistic density threshold and thermal electron relativistic threshold by
A degenerate Electron gas is nonrelativistic well below and ultrarelativistic well above it: this is an approximately vertical division on a log-density plot. A nondegenerate Electron gas instead becomes thermally relativistic near : this is an approximately horizontal division. The regimes have broad crossovers rather than a discontinuity at either line.
The exact electron Fermi temperature, subtracting Electron rest energy, is
For Electrons with negligible thermal pairs, strong degeneracy requires , whereas gives a nondegenerate gas. In the pair-rich regime the actual Electron and Positron distributions must instead be treated with their chemical potentials, as discussed below. The two limiting degeneracy boundaries are
These slopes and explain the bent degeneracy boundary on the logarithmic graph. A thermal-wavelength test gives the same nonrelativistic density/temperature scaling, with an order-one definition of the crossover.
The radiation-to-gas pressure boundary in the nondegenerate fully ionized regime is
Radiation dominates above this line. Once Electrons are strongly degenerate, compare radiation pressure with instead of continuing the ideal-gas comparison into that regime. The radiation-to-degeneracy pressure boundary is , with logarithmic slopes and in the nonrelativistic and ultrarelativistic limits. Degeneracy of the Electrons and dominance of their pressure are distinct criteria.
For the pair curve, distinguish baryonic net Electrons from thermally created Electrons and Positrons. Chemical equilibrium with photons requires opposite Electron/Positron chemical potentials when the one-particle energy includes rest energy, as in the distributions below. At low temperature and low degeneracy the zero-chemical-potential density per charge species is
Charge neutrality gives , while the nondegenerate equilibrium product is . Hence
Pairs become important when is comparable with or exceeds , approximately the electron-positron thermal pair abundance curve . Below its density at a fixed temperature, pairs dominate over the net charge Electrons. The exponential makes the low-temperature portion steep in a log-log plot. For , the full zero-potential integral gives approximate pair-marker densities at and at . At relativistic temperature use the full zero-chemical-potential Fermi-Dirac distribution instead; it gives , so the high-temperature pair curve approaches slope three in log-density versus log-temperature. Strong net-electron degeneracy suppresses Positrons and requires the full chemical-potential-dependent distribution.
Figure 1.
Approximate stellar equation-of-state regimes and thermal pair boundary
.
The original diagram uses fully ionized helium, and , only to set numerical locations. It plots the full curve and the zero-chemical-potential pair integral, rather than extending their asymptotes into the crossover. The pair boundary is deliberately an approximate abundance marker, not a phase transition; at high temperature the nonrelativistic ion approximation and fixed-composition model also have limits. For with abundant nondegenerate pairs, the combined Electron/Positron energy density is , so photons plus pairs have and . Real stellar matter adds Coulomb effects, partial ionization, nuclear reactions and, at sufficiently high density, nuclear-matter physics beyond the ideal regime map.
Chemical equilibrium imposes . For blackbody photons, . Define the positive Hydrogen binding energy by , approximately . Multiplying the two Maxwell-Boltzmann distribution number densities and dividing by the neutral-hydrogen density gives
Use and to obtain the Saha ionization equation
The assumptions are nonrelativistic, dilute, nondegenerate species at a common temperature, ground-state hydrogen with the stated degeneracy factors, negligible mass correction in the prefactor, and sufficiently rapid reactions to maintain chemical equilibrium.
Four mechanisms that can produce disequilibrium chemistry in an exoplanet atmosphere are:
The exoplanet transport and photochemical examples follow kinetic atmosphere calculations and models including horizontal transport; the condensate example is examined in cold-trap calculations.
The first two signatures can be consequences of the same process and are not independent evidence for two mechanisms. Changes in atmospheric carbon-to-oxygen ratio, atmospheric metallicity of a giant planet, exoplanet cloud coverage, and the atmospheric pressure-temperature profile can mimic abundance changes. A convincing inference compares several molecular bands with a chemically consistent equilibrium model rather than identifying one unusual band alone.
For solar elemental abundances, take a molecular hydrogen- and helium-dominated atmosphere with atmospheric carbon-to-oxygen ratio near . The principal oxygen-bearing molecule is generally water; the carbon and nitrogen carriers depend on both temperature and pressure.
At the cool observable upper layers, methane is the expected main carbon reservoir under chemical equilibrium, with abundant water and much less carbon monoxide. At the hotter layers approaching , carbon monoxide becomes the main carbon carrier and water contains much of the oxygen not bound in it. The relevant law of mass action follows from
Lower temperature favors the exothermic methane-forming direction, while increasing pressure favors the side with fewer molecules. This explains why the change of dominant carrier cannot be specified by temperature alone.
Nitrogen is distributed between molecular nitrogen and ammonia. Cooling favors ammonia, but low pressure favors molecular nitrogen; it is therefore unsafe to call ammonia dominant throughout the low-pressure region. The exact partition requires the equilibrium constant for .
Carbon dioxide is usually a minor constituent at solar composition; hydrogen cyanide and acetylene are much less abundant than the principal carbon carriers in this oxygen-rich equilibrium case. Condensation can remove refractory species where a condensation curve is crossed. The robust cool-atmosphere expectation is a molecular hydrogen–helium background with methane and water, changing toward carbon monoxide in hotter layers. Precise mixing ratios require thermodynamic data and an explicitly specified elemental inventory after rainout.