Let the unperturbed interface rise at pore velocity , and write its displacement as
In each fluid, Darcy's law and incompressible flow imply
The decaying pressure perturbations are proportional to . Continuity of normal velocity, the kinematic boundary condition , and continuity of pressure give
Thus a less mobile displaced fluid, , and a denser fluid above a lighter one both drive the Saffman–Taylor instability.
For immiscible fluids, the Young–Laplace equation adds the pressure jump . The dispersion relation becomes
where
If , the unstable band is and differentiation gives
Define the signed characteristic buoyancy velocity
Since and ,
This expression applies when the quantity in the final parentheses is positive.
Every growth curve starts at the origin. For equal densities its initial slope is proportional to ; for buoyancy shifts that slope upward, while for it shifts it downward. When , the curve rises to one positive maximum and then crosses zero before its stabilizing capillary tail. When , every nonzero wavenumber decays.
For a prescribed nonzero wavenumber, neutral stability requires
or
In the quasistatic limit , viscosity contrast disappears and this reduces to the capillary Rayleigh-Taylor instability threshold . Without surface tension, neutral stability in that limit simply requires equal densities.
The basic state has velocity field
and buoyancy . For disturbances independent of , the linearized equations are
Substituting a plane wave proportional to and eliminating , , and gives the dispersion relation
Thus the requested coefficients are
An instability exists precisely when some wavenumber pair makes . Since the Brunt–Väisälä frequency satisfies , this is possible exactly when
The basic relative vorticity is , so its absolute vorticity is . Its Ertel potential vorticity is therefore
The instability criterion can consequently be written as : the vertical absolute vorticity has the opposite sign to the planetary vorticity. This is inertial instability, approached most directly by disturbances with .
Write the perturbation as and use the same factor for all velocity and pressure amplitudes. At the upper interface, the linearized kinematic boundary condition, zero tangential traction, and normal-stress balance are
The first term in the normal stress is the linearization of the attractive disjoining pressure , while the second is the stabilizing capillary pressure. Symmetry about makes even and odd, and supplies the lower-interface conditions.
For a two-dimensional Fourier mode, the Papkovich–Neuber representation is equivalently expressed by the odd biharmonic stream function for planar Stokes flow
The tangential-stress condition at , with , gives
whereas the kinematic condition gives . The associated normal traction is
Equating this with the linearized interfacial traction yields the dispersion relation
This is the Van der Waals rupture instability of a viscous sheet.
For , the growth rate is positive, starts from as , and decreases to zero like as . For , it has the same long-wave limit, vanishes at , and is negative for : surface tension damps wavelengths shorter than the cutoff. Long waves feel the attractive interaction but require coherent flow over a large distance; at short wavelengths viscous resistance suppresses the clean-film instability, while capillarity adds direct decay. A finite film size, fluid inertia, surrounding-fluid stresses, gravity, surface viscosity, and failure of the continuum disjoining pressure law can shift the observable most unstable wavelength.
During a growing thin spot, interfacial flow stretches the surface and dilutes its surfactant, thereby increasing the local surface tension above . Adjacent less-stretched regions retain more surfactant and lower tension. The resulting surface-tension gradient pulls toward the thin spot and opposes the outward flow that drives thinning. This is surfactant stabilization of film rupture; in the strong limit the surfaces behave almost as immobile boundaries.
For strong surfactant and , instability requires . The Taylor expansion
reduces the supplied relation to
It is maximal at
Thus the characteristic rupture time is . Surfactant greatly extends the life of a soap bubble while its film is moderately thick, but the growth-rate dependence predicts rapid final rupture after drainage has made the film sufficiently thin.
In the frame of a planar interface moving at speed , the steady liquid temperature obeys and approaches . Thus
The Stefan condition, with negligible solid-side heat flux, gives
so . The kinetic undercooling law then gives
which requires for advancing solidification.
Scale length with , time with , and temperature with . The base liquid temperature is . For an interface displacement , write the thermal perturbation as
The heat equation gives
Linearizing the Stefan condition gives
while the kinetic law with stabilizing curvature undercooling gives
Eliminating gives the general implicit dispersion relation
At marginal stability ,
and the dispersion relation becomes
Since on this curve, the right-hand side is simply . A positive cutoff wavenumber therefore exists exactly when
The unstable band is , where
A sketch of against the constant shows no crossing above below threshold and one cutoff above it. As , and diverge like , so the range of the morphological instability of a kinetically limited solidification front becomes unbounded.
Let the group velocity make an angle above the horizontal. A convenient right-handed choice of rotated unit vectors is
The first vector is parallel to the wavevector, the second is parallel to the group velocity, and their perpendicularity is the defining geometry of an internal-wave phase and group velocity. Thus
Writing , the equation becomes
For an inviscid plane wave proportional to , its dispersion relation is .
Put and seek the slowly attenuating wave envelope in
At order , the equation gives the internal gravity wave dispersion relation
At order , retaining one derivative of the slowly varying amplitude gives
Using therefore yields
Hence the leading viscous attenuation of an internal-wave beam is
The wave energy density, being quadratic in the amplitude, decays twice as rapidly in the exponent.
Let . The free states and are degenerate at the Bragg point . Since
degenerate perturbation theory restricts the Hamiltonian near this crossing to
Writing and diagonalizing gives the nearly-free electron dispersion near a one-dimensional band gap
Thus the two continuous bands avoid crossing, and at their separation is
This is the nearly-free electron model. The dispersion relation is the relation between energy and Bloch wavevector.
For the specified potential,
Hence
and all other nonconstant Fourier coefficients vanish. The gaps are therefore
Their centre energies are respectively
The extended-zone sketch consists of the free-particle parabolas shifted upward by , with avoided crossings of these two widths at the listed Bragg points; elsewhere they meet to this order because the corresponding Fourier coefficients vanish.
Figure 1.
Extended-zone nearly-free-electron bands and their two nonzero gaps
. Gray curves are the intersecting free-electron parabolas. Colored avoided crossings show the larger n equals 2 gap at ka over pi equals plus or minus 2 and the smaller n equals 4 gap at plus or minus 4.
Assume the medium varies on scales much longer than the wavelength and period, so the leading-order WKB method gives the local eikonal equation. For the phase in the stated ansatz, define
The local dispersion relation becomes the Hamilton--Jacobi equation
Differentiating it with respect to , using equality of mixed derivatives, and choosing a ray whose velocity is
gives
Here the dot, or , is the total derivative along a ray,
and not merely a partial time derivative at fixed position.
Finally, differentiate along the same trajectory:
because the last two terms cancel. The Hamiltonian ray-tracing equations are therefore
Write the perturbations as , set , and evaluate all unmarked background quantities at . Define
The linearized mass conservation equation is
The radial and azimuthal momentum equations are
where the razor-thin disk Poisson kernel gives . The term proportional to comes from perturbing the density-dependent background shear stress .
Eliminating and using , so that the radial epicyclic frequency obeys , gives the dispersion relation
Setting , the dispersion relation reduces to
An axisymmetric density mode grows when
The left-hand side is a concave quadratic function of , with maximum at . Growth is therefore possible precisely when the Toomre stability criterion is violated:
The constant term of the real cubic dispersion relation is
A negative guarantees a positive real root because the cubic tends to as .
If , then at sufficiently small positive , producing a viscous instability of an accretion disk. This is the local form of the global thin-disk diffusion equation
Since , the effective diffusion reverses sign and amplifies surface-density variations.
If , instability is still possible when the quadratic expression in parentheses is negative. Its minimum occurs at , so the condition is
or
This is a secular gravitational instability of an astrophysical disk: viscosity allows self-gravity to overcome rotational support even in part of the range that is stable by the inviscid criterion.
Since and the average of over one period is , the leading averaged Lagrangian is
Its Euler-Lagrange equation for the slowly varying amplitude is algebraic:
For a nonzero wave this again gives the dispersion relation. It does not determine because the original wave equation is linear and homogeneous: the leading amplitude is fixed only by the next-order transport equation and by initial or boundary data.
Here
so the Euler-Lagrange field equation is the variable-coefficient wave equation
At leading order, has
and hence
The leading part of the modulated-wave first integral is
A nonconstant periodic wave therefore requires the local dispersion relation
This is usually called the eikonal equation, or equivalently the leading geometric-optics dispersion relation.
Substitute the monochromatic wave
into the differential equation. Since , cancellation of the common exponential gives
Thus the dispersion relation is
Put . Decay at infinity and the symmetry of the disturbance suggest the mode potentials
The middle potential is an even function of because its vertical derivative must take opposite values at the two interfaces. The upper kinematic conditions give
The lower conditions give the same two relations. The upper dynamic condition is
Eliminating , and yields the dispersion relation
Writing , its two roots are
For every real , and one root has the positive growth rate
Thus every nonzero wavenumber is linearly unstable in this inviscid vortex sheet model; is neutral.
When , is constant and the system becomes
Thus
For time dependence , the dispersion relation is
Explicitly,
and . This is an axisymmetric inertial-acoustic wave: pressure supplies the restoring term and epicyclic motion supplies the term.
Away from the cylindrical vortex sheet, the disturbance is both incompressible and irrotational, so its potential is harmonic. Regularity at the axis and decay at infinity select
for a positive integer . The kinematic conditions give their values on the sheet:
Substitution into the dynamical condition gives the dispersion relation
Thus
For every , one root has positive real part. The cylindrical sheet is therefore subject to a Kelvin-Helmholtz instability.
Write the base-state gradients as
The base heat flux and Stefan condition relations are
Under the quasi-stationary approximation, and with advective heat transport neglected, each temperature perturbation satisfies the Laplace equation. The decaying normal-mode solutions are
Keeping the displaced ice interface at omits the curvature correction described by the Gibbs--Thomson relation.
The fixed melting temperature at the displaced ice interface gives
Expanding temperature and conductive heat flux continuity at the displaced outer interface gives
Put . Since , the temperature condition in the limits and gives
Although is small, the product is therefore order one and cannot be discarded. The flux condition then gives
This is why the stated asymptotic warning matters.
The perturbed Stefan condition at is
Using and yields
Substitution of the interface-amplitude ratio from part i produces the thin-film icicle-ripple instability dispersion relation
Set . Rationalizing this complex number gives
so its growth rate and imaginary part are
Differentiating the growth rate with respect to the wavenumber shows that its positive stationary point satisfies
It is the unique global maximum, and hence
At this wavenumber . With the convention , a constant phase travels with phase velocity
Therefore
Because increases downward, the negative sign means that the icicle ripples migrate upward with speed .
Put , , so and . The quadratic Lagrangian is obtained by taking
The two real fluctuations form a coordinate and its canonical momentum rather than two independent modes. Their Euler-Lagrange equations combine to give
and similarly for . The ferromagnetic magnon therefore has the quadratic dispersion relation
Write the density as a hydrostatic reference profile plus a small perturbation , and define buoyancy and buoyancy frequency by
The Boussinesq approximation to the Navier-Stokes equation, together with mass conservation, is
where is the material derivative, is kinematic viscosity, and is mass diffusivity. Linearizing about rest and eliminating pressure and buoyancy gives
For a plane wave proportional to , with , the viscous-diffusive dispersion relation is
In the inviscid limit this becomes
For weak diffusion the two oscillatory roots are
so a freely evolving Fourier mode decays.
A single plane wave is also an exact solution of the nonlinear equations. Every field depends only on its phase , while incompressible flow gives . Therefore annihilates both and , and all nonlinear advection terms vanish.
For a boundary-forced wave with real , nonzero or instead makes the bulk vertical wavenumber complex, attenuating the propagating beam. Because diffusion raises the spatial order of the equations, additional short vertical-wavenumber roots form viscous and scalar boundary layers; they allow a no-slip velocity condition and a scalar no-flux condition to accompany impermeability. These layers and bulk attenuation become essential near critical internal-wave reflection, where the inviscid reflected wavelength collapses.