An order parameter distinguishes equilibrium thermodynamic phases. For a scalar magnetic system, a slowly varying coarse-grained scalar field represents local magnetization, and its uniform expectation is the order parameter. Under spin inversion symmetry, and . The disordered phase has at , while a pure ordered phase has . In a finite symmetric system the average still vanishes at ; spontaneous symmetry breaking means taking the thermodynamic limit before or to select a pure thermodynamic phase.
Landau-Ginzburg theory assigns a local free-energy functional
Spin inversion symmetry forbids odd powers at zero conjugate field; locality and slow variation motivate the gradient expansion. The gradient energy penalizes interfaces and determines long-wavelength response. Integrating over fields includes fluctuations, whereas the Landau approximation replaces that integral by its stable stationary configuration. For a uniform phase this reduces to minimizing . If is the equilibrium free-energy density, then , so the order parameter is also the thermodynamic response to its conjugate field.
The uniform stationarity equation and local stability condition are
For , , and small negative , the stable nonzero solution satisfies . Thus the order parameter vanishes continuously as . The equilibrium Landau free energy has leading singular contribution below the transition and zero above it. Its first thermal derivative is continuous, while its second derivative has a finite jump: the mean-field approximation predicts a continuous phase transition with no latent heat. The magnetic susceptibility follows by differentiating the stationarity equation:
It diverges on approaching the ordinary thermodynamic critical point, and the quadratic Landau scalar correlation length behaves as , with a different amplitude on the two sides.
For , a nonzero stationary point at has . Substitution into gives . Setting this to zero yields
The finite jump of makes this a first-order phase transition. For a thermal path with and the other coefficients fixed, jumps, giving an entropy discontinuity and nonzero latent heat. The Landau free energy itself remains continuous. The disordered minimum loses stability at ; the two nonzero stationary solutions merge at . These spinodal points bound metastability, but neither replaces the equilibrium phase coexistence condition.
Writing with near an ordinary thermodynamic critical point, the zero-field equation gives . At , small obeys , hence . The ordinary mean-field critical exponents are therefore and . These are Landau theory predictions, not dimension-independent values for an interacting theory below its upper critical dimension.
Let be the zero-field constrained order-parameter free energy. At coexistence in a conjugate field , two global minima obey
Thus the same line of slope is tangent to at both endpoints: the common-tangent construction for phase coexistence. Equivalently,
This is the Maxwell equal-area construction on the equation-of-state curve : the signed areas on either side of the horizontal coexistence line cancel. Equal slope alone finds stationary phases; the integral additionally enforces equal free energy.
If the mean order parameter is constrained between the endpoints, the system can separate into two macroscopic phases. With , their bulk free-energy density is . The interface contributes subextensively in the thermodynamic limit. The resulting constrained order-parameter free energy is the convex envelope of , with a straight coexistence segment. This explains why a nonconvex uniform Landau free energy must be convexified when describing stable constrained equilibrium, and why a spinodal point is not the Maxwell construction boundary.
At the tricritical point, both the quadratic and quartic even coefficients vanish, while the sextic coefficient remains positive. Two even control parameters must therefore be tuned, in addition to setting the symmetry-breaking conjugate field to zero. The continuous phase transition line and first-order phase transition line meet, the coexistence order parameter jump shrinks to zero, and the tricritical wings end there. The balance governing the equation of state changes from quartic to sextic stabilization.
Along the tricritical thermal path , , , minimizing gives on the ordered side. At , the equation of state is . Consequently
These mean-field critical exponents require the tuned tricritical path; a path with fixed instead has the ordinary exponents derived above. The corresponding equilibrium Landau free energy is below the transition. Its first thermal derivative is continuous but its second derivative diverges, giving the tricritical mean-field approximation a heat-capacity exponent . Fluctuations are negligible asymptotically only above the tricritical upper critical dimension three; at three dimensions logarithmic corrections can accompany these powers.
A phase diagram divides a space of control parameters into equilibrium thermodynamic phases, marking phase coexistence boundaries and thermodynamic critical points. Its dimension counts independently variable controls, not spatial dimensions. An explicit three-dimensional example uses the controls of a sextic even Landau potential:
Here is a scalar order parameter, its conjugate field, and a thermal control. The equilibrium magnetization minimizes globally. At , , the boundary is a continuous phase transition. At , , the boundary is a first-order phase transition between and . The two boundaries meet at the tricritical point . A fixed strictly positive quartic coupling alone cannot produce this tricritical point; the stabilizing sextic term is essential when the quartic coefficient is tuned through zero.
The full phase diagram also contains the phase coexistence sheet between positive and negative ordered phases. Crossing it changes the sign of discontinuously. For , the three-phase line is the junction of this sheet and two tricritical wings, on which two unequal same-sign equilibrium magnetizations coexist at nonzero . The tricritical wing critical edges are lines of ordinary thermodynamic critical points; they terminate the first-order sheets and meet at the tricritical point. Away from these boundaries, varying produces a smooth crossover.
For an explicit construction of the tricritical wings, write their two coexisting order parameters as and , with and . Equality of their Landau free energies and first derivatives gives
Indeed, for these controls the tricritical wing coexistence factorization is
The last factor is , proving that both specified minima are global. The reflected wing has negative and negative . Letting gives the tricritical wing critical edge , , ; there and . Letting recovers the three-phase line. This supplies the first-order sheets and their continuous boundary curves, rather than only a zero-field section.
Figure 1.
Zero-field section and three-dimensional coexistence wings of a sextic Landau phase diagram
. Details.
Changing the ultraviolet cutoff changes which fluctuations remain explicit. Integrating out a shell of Fourier modes shifts the coefficients of all symmetry-allowed operators and a field-independent constant. Hence the cutoff-dependent coefficients are chosen so that the remaining partition function and long-distance observables reproduce the same microscopic system. This is the Wilsonian coarse-grained statistical Hamiltonian; retaining only the printed operators is a local derivative expansion, not an exact closure.
In a massive symmetric phase, the quadratic long-wavelength inverse two-point function has the form . Its Landau scalar correlation length satisfies in this approximation. For canonical normalization of a scalar gradient term, set ; then the mass and quartic coefficients become and . With this normalization the infrared mass is the inverse correlation length, , within the massive quadratic or one-loop approximation. More generally the decay rate is a pole mass, whereas the zero-momentum inverse magnetic susceptibility is a curvature mass; an anomalous dimension or nontrivial momentum dependence can distinguish them. In the ordered phase one must first expand about a selected stable equilibrium magnetization, rather than identify a negative quadratic coefficient at the unstable origin with a squared inverse correlation length. Thus the intended mass identification includes a field normalization and a stable-phase qualification.
For momentum-shell renormalization group, split , retaining and eliminating . Define
Taking a logarithm gives the cumulant expansion of a coarse-grained free energy. For a centered fast Gaussian measure with , the first quartic cumulant is
The Wick contractions give a mass shift and an identity-operator contribution, while leaving the quartic term at this order. The second cumulant produces higher interactions and a quartic correction. After the length and field rescalings and , the gradient coefficient remains one, and
The one-loop shell mass renormalization in scalar quartic theory explicitly shows why the critical bare mass is shifted by fluctuations.
Assume short-range interactions, an analytic even local potential, a positive gradient coefficient, and a weak-coupling trajectory in the basin of the Gaussian fixed point. Above four dimensions the quartic interaction has negative engineering dimension and its dimensionless strength decreases under coarse graining; higher local powers and higher derivative terms also decrease. After absorbing analytic short-distance shifts into the coefficients, long-wavelength fluctuations are small compared with the ordered order parameter. The remaining coarse Landau free energy can therefore be evaluated at its stable saddle:
The quartic stabilizer must still be retained for the ordered minimum even though it is dangerously irrelevant. Stationarity, , gives the ordinary Landau-Ginzburg theory and its mean-field critical exponents. This derives the saddle approximation from decreasing fluctuation strength under the stated RG assumptions; it does not assume that every exact coarse-grained functional becomes a quartic polynomial. Below four dimensions the quartic coupling grows, long-wavelength loop corrections cease to be small, and the argument fails. At four dimensions the interaction is marginal and generates logarithmic corrections. The tuned sextic theory has the analogous boundary at three dimensions.
Use a consistent Fourier transform pair for the connected correlation function:
The printed forward-transform expression integrates over while leaving free; that integration variable is an error. The above convention resolves it and produces the loop measure used below. At zero magnetization, ; otherwise the disconnected product of expectations must be subtracted.
In the inverse-propagator identity used here, the truncated two-point function means the full one-particle-irreducible two-point vertex, including its free quadratic part. This convention differs from using “truncated” for a connected cumulant. To derive the inverse relation, introduce , and the effective action . Then and the chain rule gives . Since is the connected correlation function, translation invariance gives .
Now use canonically normalized coefficients, denoting the cutoff mass by and the renormalized infrared mass by . Choose the free propagator and put in the interaction as a quadratic counterterm. With the Euclidean self-energy convention in which an insertion changes the connected propagator by , the perturbative series begins
The self-energy sums one-particle-irreducible loop insertions; the explicit mass counterterm is kept separate. Repeated insertions generate the geometric Dyson resummation, which explains why reducible chains occur in but not as independent terms in its inverse. Beyond one loop a momentum-dependent self-energy and wave-function renormalization must also be included.
At one loop the only quartic two-point graph is the tadpole diagram. At a vertex, attaching the two labeled external fields uses choices and contracts the remaining two fields together. The factor is . Equivalently this is the same quadratic term in the shell cumulant expansion above. Thus
It is positive for and independent of external momentum, so there is no one-loop gradient renormalization. The condition implies , hence
The cutoff is necessary: the unregulated integral is ultraviolet divergent for . Using the renormalized mass internally is a self-consistent one-loop organization, not an exact resummation of all critical fluctuations. With nonunit , this formula instead applies to , after canonical normalization of a scalar gradient term.
To test a linear thermal mass, approach the ordinary transition from the symmetric side and set . For the massless tadpole is infrared finite. Subtract its critical value, absorb regular temperature dependence of the coupling into a nonzero thermal coefficient , and write . The one-loop critical-mass subtraction gives
where
For , is finite, so the bracket tends to a finite constant and is self-consistent. At ,
and the growing logarithm obstructs an asymptotically constant linear coefficient at nonzero coupling. For , put to obtain
The divergent bracket then invalidates the assumed linear thermal mass. The radial critical-mass subtraction in dimensions three to five gives explicit checks of all three behaviors. For , the massless tadpole subtraction itself is infrared divergent; that failure of the Gaussian expansion does not prove absence of an interacting transition. Therefore the ordinary upper critical dimension is , with the unmodified Landau-Ginzburg theory asymptotically justified by this test only for . Exponents inferred by solving the self-consistent one-loop equation below four dimensions would not be exact interacting exponents.
For a tricritical point the renormalized quartic coefficient must be tuned to zero, and a positive sextic interaction stabilizes the order parameter. The gradient term gives the scalar field engineering dimension . A coefficient of therefore has dimension , which becomes marginal at . This gives . A direct Ginzburg criterion reaches the same result: long-wavelength variance in a correlation volume is
while the tricritical saddle has . Their ratio scales as , vanishing only above three dimensions. At three dimensions it is marginal; below three it grows. In contrast the ordinary saddle gives a ratio . Both calculations assume the thermal mass is measured relative to its shifted critical value. A sextic interaction generates quartic terms under coarse graining, so tricriticality requires tuning the renormalized quartic scaling field as well as the mass.
An order parameter distinguishes phases macroscopically. In an Ising model it is the local coarse-grained magnetization; the uniform mean is . In a selected ordered phase , whereas the disordered phase has at zero conjugate field. The ordered signs are related by spin inversion symmetry. A finite zero-field system may average both signs to zero, so spontaneous symmetry breaking is defined using the thermodynamic limit before removing a symmetry-selecting field. For other systems the order parameter can be a vector, a density difference, or a tensor rather than a single magnetization.
Landau-Ginzburg theory makes the order parameter a spatial field and expands a local free energy consistent with the symmetries. For a short-range scalar system with spin inversion symmetry at , a useful expression is
The linear source is the field conjugate to an order parameter. Odd terms at zero field are forbidden by spin inversion symmetry. The coefficients depend smoothly on control parameters away from singular fluctuation effects. With the quartic term suffices locally; if , take for stability. The Landau approximation minimizes this functional; statistical field theory also integrates fluctuations about those minima.
A continuous phase transition has a continuously vanishing order parameter and no latent heat. A first-order phase transition exchanges globally stable phases with discontinuous first derivatives of a thermodynamic potential; the order parameter generally jumps, and an entropy jump gives latent heat. In Landau theory the distinction is determined by global minima, not just by the appearance of additional stationary points.
For the uniform scalar potential with and , its stationary equation is . For , is the minimum; for , the minima are . They approach zero continuously as , giving an ordinary continuous transition.
For and , use the sextic potential. Write . Stationarity of a nonzero phase requires , while equality of its potential with requires . Eliminating yields
At this value the potential factors as , proving that the three stationary zeros really are degenerate global minima. Crossing this line makes the order parameter jump: the transition is first order. The disordered and ordered spinodal points instead occur at and respectively, delimiting metastability; these are not the equilibrium transition. If the symmetry allows a cubic term, that term can also produce a first-order transition.
The Maxwell construction replaces a nonconvex homogeneous free-energy density by its coexistence envelope. If excludes the source, the coexisting values satisfy
Thus one straight line is tangent at both endpoints. Equivalently,
the equal-area form of the common-tangent construction. At fixed average between the endpoints, the lever rule gives . Such a mixture has the tangent-line bulk energy, below the energy of an unstable homogeneous state.
The two phases occupy spatial domains separated by domain walls. The gradient term gives a positive wall energy, but a macroscopic interface has area of order rather than bulk volume , so its cost per volume vanishes in the thermodynamic limit. For the symmetric quartic example a scalar quartic domain wall obeys and interpolates between as , with and . Multiplication of the differential equation by gives the first integral , explaining the finite positive interface cost. A uniform unconstrained system need not form both domains: phase separation is particularly relevant when the average order parameter is fixed or boundaries enforce competing phases.
Hysteresis occurs when the system follows a metastable local minimum after another minimum has become the equilibrium one. For , the equation of state is . The hysteresis spinodals of a scalar quartic potential follow from :
Following local minima until these limits gives different switching fields on increasing and decreasing . Equilibrium instead switches at . Actual switching can occur before a mean-field spinodal through nucleation, and depends on time scales; hysteresis is not a property of a globally minimized equilibrium potential. The second panel below distinguishes the local branches and their limiting switches.
Critical exponents describe leading singular powers near a continuous phase transition. For reduced temperature , common definitions are the spontaneous order parameter , magnetic susceptibility , singular heat capacity , correlation length , and the critical equation of state . At criticality the connected correlation function has decay power .
In Landau theory, solve the stationary equation, evaluate its stable minimum, and differentiate with respect to the conjugate variables. For a scalar quartic theory with , , the equation of state is . Its ordered solution and differentiated response give and , calculated explicitly in the unheaded solution below. At the same equation gives . The minimized zero-field singular potential is zero above the transition and below, giving a heat-capacity jump and . Expanding the gradient functional about a stable minimum gives inverse quadratic response , so and the Gaussian critical decay has .
These are mean-field critical exponents. Renormalization group methods obtain fluctuation-corrected powers from fixed-point scaling dimensions; they need not equal the Landau values below the upper critical dimension. At a marginal dimension logarithms can supplement the leading powers.
An order parameter distinguishes the equilibrium phases and captures the relevant broken symmetry. For an Ising model, it is the spontaneous magnetization: its sign changes under spin reversal, and it is zero in the symmetric phase. Spontaneous magnetization means taking the thermodynamic limit before sending the external field to zero; the finite-volume zero-field mean can vanish even in an ordered phase.
In Landau-Ginzburg theory, a slowly varying real scalar field represents the coarse-grained local order parameter. A useful local free-energy density gives the functional
At zero field, spin-reversal symmetry excludes odd powers. The gradient term penalizes rapid spatial variation. The field is the field conjugate to an order parameter. The mean-field approximation replaces the fluctuating scalar field by the equilibrium minimizer; a uniform minimizer has and obeys .
In a first-order phase transition, two distinct global minima of the Landau free energy have equal values and exchange stability. The equilibrium order parameter jumps, and a first derivative of the equilibrium free energy is discontinuous. Depending on the direction through the phase diagram, that derivative can be magnetization, entropy or another conjugate quantity; a first-order transition need not have latent heat along every chosen path.
In a continuous phase transition, the equilibrium order parameter changes continuously while the curvature at the critical minimum vanishes. For and , is stable for , but for the stable minima have . The order parameter therefore goes continuously to zero at ; the inverse magnetic susceptibility vanishes there.
For , the sextic term stabilizes the Landau free energy. The nonzero minima can become favorable while still has positive curvature. At they coexist with , so the order parameter jumps to magnitude . Finding a stationary point alone does not locate the transition: equilibrium requires comparing the values of all competing minima. Spinodal boundaries describe loss of local stability, not coexistence.