Take a compactly supported smooth variation and set . Its support is away from the boundary, so it preserves any prescribed boundary values. Differentiating the functional at gives the first variation
By integration by parts, there is no boundary term. The fundamental lemma of the calculus of variations therefore gives the Euler-Lagrange equation
Expanding the total derivative, an equivalent classical form is
Repeated indices are summed. In the last term involving , the derivative holds fixed; the other terms account for their dependence on . Compactly supported variations derive the interior equation without imposing a natural boundary condition.
The weak maximum principle for elliptic operators gives the clipped boundary bounds
If , constants solve the equation, and applying these bounds after subtracting the boundary maximum or minimum gives the sharper conclusion that both extrema occur on the boundary. For , the clipping by zero is necessary in the general statement.
To prove the upper bound, write and , and choose large enough that . For , uniform ellipticity gives
Put . Then . If had a positive maximum at an interior point, its gradient would vanish there and its Hessian matrix would be negative semidefinite. Only the symmetric part of contracts with this Hessian, and its positive definiteness implies . Also . These facts would give , a contradiction.
Since is compact and is continuous on it, its maximum exists. It is therefore either nonpositive or attained on the boundary, proving . The exponential is bounded on the bounded domain; letting proves the upper estimate. Apply the same argument to for the lower estimate. This is the exponential perturbation proof of the weak maximum principle with drift and requires no continuity of the coefficient functions.
On the bounded interval , take and . Its principal coefficient is , so the operator is uniformly elliptic, and
Thus
The positive zeroth-order coefficient permits a zero-boundary eigenfunction, demonstrating failure of the weak maximum principle with a positive zeroth-order coefficient. The function similarly violates the lower bound.
Let be two critical points with the same classical boundary values, and put . Since is independent of , the Euler-Lagrange equation for each is . By the fundamental theorem of calculus along the segment between the gradients,
Subtracting the equations gives . The uniformly convex variational integrand makes symmetric and uniformly elliptic with the same positive lower bound. Since is smooth and , is continuously differentiable locally in , so
is a classical nondivergence-form elliptic operator with no zeroth-order term.
To avoid assuming that derivatives of stay bounded all the way to the boundary, apply the proved weak maximum principle on inner open sets . Their closures lie compactly in , so all linearized coefficients there are bounded. The maximum principle applies on each component and yields
Every point of the inner boundary is at distance from . Since is continuous on the compact closure and equals zero on that boundary, the right-hand side tends uniformly to zero as . Every fixed interior point eventually belongs to , proving
This establishes uniqueness for uniformly convex gradient Dirichlet problems using precisely the boundary continuity and ellipticity needed for the comparison.
No: the conclusion need not survive without an additional restriction at infinity. A counterexample that keeps the functional finite is and . The distinct functions and both lie in and have energy zero. Their boundary data agree because is empty. For any variation with finite gradient energy,
so both are genuine critical points, not merely formal solutions with infinite functional value.
With nonempty boundary, the classical Euler-Lagrange equation also illustrates the missing condition: in dimension , on , both and are harmonic functions with zero boundary values. The latter has finite Dirichlet energy, because its gradient-energy integral is proportional to , and is stationary under compactly supported variations. It approaches at infinity while the zero solution approaches .
This is nonuniqueness of Dirichlet data without control at infinity. For a global variational formulation one must specify the admissible variations: the exterior example is not critical against every finite-energy zero-boundary variation, since varying it in its own direction changes its energy to first order. Prescribing an appropriate limit at infinity, or a variational space in which the difference is an admissible zero-boundary test function and constants are excluded, can restore uniqueness.
Write and . The Dirichlet boundary condition in the Sobolev space sense means ; this definition remains meaningful even without regularity assumptions on the boundary. For bounded full coefficients, a weak solution is a function satisfying
where
The sign follows by integration by parts in . No classical derivatives of the measurable coefficients are taken. Equivalently one may first test against and extend by density, provided this bilinear form is bounded on . All integrals in this definition must exist: as explained below, the printed quadratic bounds alone do not guarantee this when is nonsymmetric.
There is a qualification in the printed hypotheses: quadratic ellipticity does not bound a nonsymmetric coefficient matrix. The intended standard existence proof needs , or more generally a bounded principal bilinear form. To see why this does not follow from the displayed inequalities, take and
Then for every . However, choose equal to , respectively, on a small rectangle about the origin. There , whose positive part has infinite integral. Thus the standard principal pairing is not a finite Lebesgue integral even for these smooth test functions. This demonstrates the missing form hypothesis, rather than assuming that all unbounded skew coefficients prevent solvability.
Under the intended bounded-coefficient hypothesis the proof is as follows. On use the Hilbert space norm , equivalent to the norm by the Poincaré inequality on a bounded domain. The form from part (i) is bounded, since
It is a coercive bilinear form even without symmetry:
Here the nonpositive sign of is essential. With , the required equation becomes
The Cauchy-Schwarz inequality, bounded coefficients and the Poincaré inequality show that is a bounded linear functional on . The Lax-Milgram theorem states that a bounded coercive bilinear form on a real Hilbert space represents each bounded linear functional in this way with a unique . It therefore yields with the required boundary condition and weak equation. For completeness, if are solutions, satisfies ; coercivity and the Poincaré inequality imply .
With the missing bounded-form hypothesis, the weak solution exists and is unique. For nonsymmetric matrices the printed quadratic inequalities omit the hypothesis needed for this standard formulation and proof. No maximum principle is used. In part (iii), symmetry makes the quadratic upper bound a bound on the whole matrix, so no such qualification is needed there.
Symmetry implies that all eigenvalues of lie between and , so . In particular the bilinear form from part (i) is bounded and symmetric under the printed assumptions. The symmetric elliptic Dirichlet energy with a nonpositive potential is
All its terms are finite. For an admissible variation , its first variation is . Thus stationarity is exactly the weak formulation of .
Here is the direct method in the calculus of variations. Put . Expanding the symmetric quadratic form gives
The Poincaré inequality controls by . Therefore is bounded below on the admissible class, and a minimizing sequence is bounded in . By weak compactness in this reflexive Banach space, a subsequence converges weakly to . The affine closed subspace is weakly closed, so remains admissible.
The symmetric square root is measurable and bounded. Since , the two bounded linear maps
take weak convergence to weak convergence. The weak lower semicontinuity of the Hilbert norm shows that is weakly lower semicontinuous. The term is weakly continuous. Hence and attains the minimum. Varying in either sign yields the weak equation.
The sign was used both to make the potential energy nonnegative, hence weakly lower semicontinuous by this argument, and to obtain coercivity. Finally for , since the first variation at vanishes. Therefore
Take , , , and . The coefficients are bounded and the operator is uniformly elliptic. If a weak solution existed, testing its weak formulation with would give
By integration by parts for functions, the first integral on the left is , so the left side is zero. The right side equals , a contradiction. Thus
The forcing is not orthogonal to the homogeneous zero-boundary eigenfunction . This is the obstruction described by the Fredholm alternative for an elliptic Dirichlet problem, proved here directly without assuming that theorem.
Let . Choose a smooth cutoff function with , on and . Such cutoffs can be constructed by mollifying the indicator of a fixed small neighbourhood of . Write , and ; these are controlled by the individual coefficient bounds and dimension.
The weak formulation, extended to compactly supported tests by density, is
We may use , since . Expanding its gradient and using uniform ellipticity gives
Apply Young inequality to the first two terms, allocating at most of the gradient integral to each. Bound in the last term. Absorbing those gradient contributions yields the Caccioppoli inequality with bounded lower-order terms
Consequently . Adding the norm of proves
where has precisely the stated dependence on dimension, ellipticity, coefficient bounds and . The proof uses , so no sign condition on the zeroth-order term is required.
First use weak compactness of bounded sets in the Hilbert space to pass to a subsequence with globally in . The weak lower semicontinuity of the Hilbert norm gives . This global step also applies if is unbounded.
Choose a nested exhaustion by bounded smooth open sets. Part (i) bounds in for every . By the Rellich-Kondrachov compactness theorem, embeds compactly in . Weak compactness in and a diagonal subsequence argument therefore give, for the same subsequence,
The local limit agrees with the global weak limit. Using smooth exhaustion sets avoids imposing any unprinted boundary regularity on a general .
For a smooth compactly supported test function, the weak equation passes to the limit: the fixed bounded coefficients multiply fixed test functions, and local weak gradient convergence handles both the principal and drift terms. The zeroth-order term passes by local convergence. Thus weakly, , and the global bound already proved gives .
To improve convergence of the gradients, put . Crucially the forcing is the same for all , so . Given , choose with . Apply part (i) on to the homogeneous equation for :
This establishes strong local Sobolev compactness for a fixed elliptic equation and proves
We prove the Interior second-derivative estimate for the Poisson equation using difference quotients, rather than differentiating the forcing. Fix a coordinate and write . Choose a smooth cutoff function equal to one on with support compactly contained in , leaving room for all translations with sufficiently small . We can arrange , where .
The standard difference quotient lemmas give discrete integration by parts, , and on the relevant enlarged set. In the weak formulation , use the admissible test function . Moving a difference quotient onto gives
Set and . The cross term has absolute value at most . Since , the difference quotient lemma on the right gives
The Young inequality now implies . Moreover , independently of . Hence, for every coordinate ,
By the Sobolev characterization by bounded difference quotients, applied to each first weak derivative on smaller interior sets, these uniform bounds give all second weak derivatives. Their bounds pass to the weak limit as . Thus and
No derivative of is used, and no boundary condition is needed for this interior elliptic regularity argument.
First perform homogenization of Dirichlet boundary data: put and . Then weakly. Extend both functions oddly across the flat face:
The zero Sobolev trace of makes this odd reflection an function. This can also be seen by approximating by smooth compactly supported functions in and reflecting the approximants. Its norm is times that of , and .
For , the function on the upper half-ball has zero trace on the flat face and vanishes near the curved face, hence is an admissible test. Splitting the integrals over the two half-balls and changing to shows
Thus weakly throughout the full ball; there is no extra distribution on the reflecting face.
Apply part (i) to , restrict to the upper half-ball, and then add . Since , this gives and the second-derivative estimate at a flat Dirichlet boundary
The fixed radii leave distance for the interior estimate, so the constant depends only on dimension.
Let have closure contained in the domain of a harmonic function . Put , so and . The sphere and ball mean value properties for harmonic functions are
To prove the sphere formula, define its average using a fixed unit sphere:
Differentiating under the integral and applying the divergence theorem gives
Continuity gives as , proving the spherical average identity. Integrating that identity over radii with the polar-coordinate weight yields
which proves the ball identity. For , the sphere average is the average of the two endpoints, and the same formulas hold with the counting surface measure.
A local form of the Harnack inequality for harmonic functions is: if is harmonic on a neighbourhood of , then
For , the triangle inequality gives . The ball mean value property for harmonic functions and nonnegativity therefore imply
Taking the supremum over and infimum over proves the inequality, including the case where the infimum is zero. No strict positivity assumption was used.
On a connected domain , the equivalent compact-set statement is that for each nonempty compact there exists with
Here is the passage from balls to this statement. Cover by finitely many small balls whose quadrupled closed balls lie in . Join their centres to a fixed centre by paths in . Each of the finitely many paths has compact image and positive distance from the boundary, so subdividing it gives a finite chain of overlapping small balls whose quadrupled closures also lie in . The local inequality compares any two points in each ball; using a point in each successive overlap propagates comparisons along the chain. The number of comparisons is bounded uniformly over this finite collection of chains and covering balls. Multiplying the factors gives one finite constant for all pairs , proving the compact-set inequality. In particular a nonnegative harmonic function vanishing at one interior point vanishes throughout a connected domain.
Let , which is finite because is bounded, and put . Then is harmonic. Choose points with . For any fixed , choose large enough that . Since is harmonic on all of , the Harnack inequality for harmonic functions on gives
The comparison factor is independent of the growing radius, which is essential. Thus for every and
This proves the Liouville theorem for harmonic functions in every dimension. In fact the argument only needs an entire harmonic function to be bounded below; changing its sign gives the corresponding bounded-above result.
Set . Since , the field is , and everywhere, even when the gradient of is unbounded. The divergence theorem on gives
Letting proves . This is the fact that an entire bounded vector field cannot have nonzero constant divergence; it holds in every dimension.
The equation is now exactly the minimal surface equation for a graph. Apply the supplied Bernstein theorem for minimal graphs in dimensions to conclude
Thus no nonzero constant right-hand side is possible for an entire graph, and in the stated dimensions every possible graph is an affine plane.
Let bound the operator norm of ; the bound on individual second derivatives supplies such an depending also on dimension. The Taylor theorem with integral remainder gives
Thus quadratic growth from a bounded Hessian gives
Since is bounded it has finite measure, and a function in the Sobolev space has . The given lower bound also implies that the integrand is nonnegative. Consequently
For later use the same Hessian bound yields , hence .
Suppose in . Then in . Since is a differentiable convex function, its supporting inequality is
Take , and integrate. Part (i) shows that every energy is finite and that the fixed field belongs to , so
The last integral tends to zero by the definition of weak convergence in . Therefore
This is weak lower semicontinuity of convex gradient energies. It uses a fixed supporting gradient at the limit; weak convergence alone would not justify passing pointwise through the nonlinear integrand.
The affine class is nonempty, and part (i) gives a finite comparison energy . Since , its energy infimum satisfies . Choose a minimizing sequence with . Then
The gradient bounds also control the full Sobolev norm. Indeed , so the Poincaré inequality gives
Thus is bounded in the Hilbert space . Its weak compactness yields a weakly convergent subsequence . The closed linear subspace is weakly closed, hence and . By part (ii),
The direct method in the calculus of variations therefore proves
Neither a smooth boundary nor a classical trace theorem is needed: the boundary condition is encoded by the closed zero-boundary Sobolev space.
No additional hypothesis on is needed here for scalar interior regularity. In the elliptic sense of uniform convexity, the assumptions already give constants with for all . The following argument gives interior gradient regularity for uniformly convex autonomous energies.
The first variation at the minimizer exists because , and its weak Euler-Lagrange equation is
For a coordinate difference quotient , subtract the translated equation and the original equation. The averaged linearization of a nonlinear divergence-form equation gives
These measurable symmetric matrices satisfy independently of . The Caccioppoli inequality and the standard bound bound on every smaller interior set. Quoting the Sobolev characterization by bounded difference quotients yields .
Now is globally Lipschitz continuous, so the Sobolev chain rule and commutation of distributional derivatives allow differentiation of the weak equation. Each satisfies
The De Giorgi-Nash-Moser theorem states that weak solutions of this scalar divergence-form equation with bounded measurable uniformly elliptic coefficients are locally Hölder continuous. It gives a common depending only on and the ellipticity ratio , with for every . A Sobolev function whose weak gradient is continuous has a representative, as follows by local mollification and integration of its gradient. Hence
The higher-regularity conclusion comes from differentiating an autonomous scalar equation; it does not rely on boundary regularity or a higher derivative such as .

Articles by others on the same topic (0)

There are currently no matching articles.