Past exam of the quantum condensed matter course of the University of Cambridge 2017 4 Solution 2026-10-18
Noninteracting spectral line. Treat as a wavevector, so physical crystal momentum is . Write ; an energy zero at the chemical potential can be chosen throughout. The temporal factor of a noninteracting state is . With the Fourier transform convention ,Thus its normalized frequency spectral function isOne should not square the delta distribution as if it were an ordinary finite-time transition amplitude. More precisely, the fermionic retarded Green function is . Its Fourier transform is , whose negative imaginary part divided by is the same delta peak.
Interactions and lifetime. Interactions change the dispersion through the real part of the self-energy and permit decay into other excitations through its imaginary part. In the simplest quasiparticle-pole model, exponential decay of the retarded amplitude givesPerforming the causal integral,The corresponding Lorentzian quasiparticle spectral peak isIts total frequency integral is one. The exponential amplitude lifetime is ; the probability lifetime is . Describing as a scattering rate therefore requires the lifetime convention to be specified. The energy half-width is .
A general interacting Electron is more accurately described by near the pole. The coherent peak then integrates to the quasiparticle residue and an incoherent continuum carries the remaining weight. In an energy-unit self-energy convention,Linearizing the real denominator gives and at the pole. The requested unit-weight Lorentzian is the normalized quasiparticle model, not the most general exact interacting spectrum.
Peak position and width. At fixed , put and . Differentiation givesIt is positive for and negative for , so the only maximum is at , with height . Setting to half this height gives . ThereforeIn energy units the maximum is and the half-width is . Frequency dependence of the self-energy would require reconsidering both the shape and peak position.
Fermi gas and Fermi liquid. A noninteracting Fermi gas has a delta-function spectral line at its bare dispersion for every momentum. A normal three-dimensional Fermi liquid has a shifted coherent peak plus incoherent spectral weight; close to the Fermi surface its width scales as . At zero temperature the peak becomes arbitrarily sharp at the Fermi surface, while it broadens farther away. Spectral functions include addition and removal weight; occupied-only photoemission contains an extra Fermi factor.
Photoemission measurement. A photon of known energy ejects an Electron. Measure its kinetic energy and emission direction. For binding energy below the Fermi level and the appropriate calibrated work function , conservation of energy givesConservation of momentum parallel to a periodic surface giveswhere is a surface reciprocal-lattice vector. At suitable photon energies the photon momentum can be neglected; at higher energies it must be retained. The surface breaks perpendicular translation symmetry, so the perpendicular crystal momentum generally needs a final-state model. A two-dimensional band can be reconstructed directly from the parallel components.
Within the sudden approximation and electric-dipole approximation, photoemission intensity and spectral function are related byHere is measured relative to the chemical potential. Instrumental resolution convolves the product and inelastic scattering adds background. Thus ARPES maps the occupied electron removal spectral function, weighted by a matrix element; it does not measure the full unoccupied spectrum or an unweighted spectral function automatically. Bright ridges give dispersions, and intrinsic widths give decay information after instrumental effects are removed.
Reading the supplied image. Its bright ridges form a graphene-like cone. The crossing near is the Dirac point, not in general the Fermi level. In the paper's plotted energy coordinates its energy is roughly –. A velocity follows from a branch slope independently of the energy zero:For example, the lower branch moves by about between and . This gives andReading other points changes the estimate by tens of percent. The original exam image has unequal energy increments on nearly equally spaced labelled ticks, so it does not justify a precise fitted velocity. The value is an estimate of the cone slope extrapolated to the Fermi crossing, rather than a measured derivative exactly at a visibly identified Fermi cutoff.
To determine a Fermi energy, first calibrate the Fermi edge, then subtract the chosen reference energy. Neither a Fermi-level marker nor an explicit energy-zero convention is supplied in this crop. If its upper termination near is intended to represent the Fermi cutoff, the conditional graph answer is on that axis, or relative to the Dirac crossing. Identifying the crossing itself as the Fermi energy would incorrectly assume undoped graphene.
The research article cited by the exam identifies this as linearly polarized graphene ARPES and independently states for the substrate-doped sample. That resolves the relative energy when this external calibration is admitted.[ref]
https://hrg.pusan.ac.kr/articles/JPCM_0953-8984_26_33_335501.pdf. Section 3, printed p.2 and figure 1(b): Dirac point below the Fermi energy
The crop alone does not uniquely fix an absolute Fermi energy; the source-supported relative value and the conditional axis reading should be distinguished.Energy and momentum measurement. In angle-resolved photoemission spectroscopy, monochromatic photons illuminate a clean surface in vacuum, and an electron energy analyzer measures the outgoing kinetic energies and emission directions. Measuring both gives the occupied electronic band structure, rather than only a momentum-integrated distribution of removal energies.
Choose a common energy reference for initial and final states. Let be the initial electron energy, the Fermi energy, and the vacuum level immediately outside the sample. The binding energy is . For a direct emission event without additional losses, conservation of energy givesHere the work function is the energy from the Fermi level to the local vacuum. The initial and final energies are total single-electron energies on the same scale, while is measured above vacuum. The diagram illustrates each interval independently.
Neglecting ultraviolet photon momentum, photoemission momentum conversion giveswhere is measured from the surface normal. Parallel crystal momentum is conserved modulo a surface reciprocal lattice vector; the surface breaks perpendicular translation symmetry. A three-dimensional sample therefore generally needs a final-state model to infer perpendicular momentum. The stated two-dimensional sheet avoids that ambiguity. The kinetic energy used in this formula is the sample-vacuum value; if the analyzer and sample have different work functions, their contact potential must be included when converting the analyzer's reading, as in photoelectron binding energy reference.
Spectral information. Define and the electron spectral function by . In the sudden approximation, the basic photoemission intensity and spectral function relation isbefore instrumental broadening and background are included. Here is the Fermi-Dirac distribution, and is the transition matrix element. The electron removal spectral function contains the occupied part of the spectrum. In a noninteracting band it has a delta peak at the band energy; interactions shift and broaden peaks and can add incoherent weight. Thus peak trajectories reveal dispersion, while line shapes can constrain lifetimes after resolution effects are accounted for. Dividing by known matrix and occupation factors can estimate where those factors are appreciable; intensity alone is not identical to , and a missing peak can reflect a matrix-element suppression. States well above are not accessible to ordinary low-temperature photoemission.
Photoemission energy accounting and qualitative upper valence-band dispersion
. Original schematic energy diagram and illustrative nearest-neighbour graphene pi-band curves. The left panel labels every requested energy and energy interval. The right panel shows an ideal two-dimensional pi band with hopping , not a fit or reproduction of the measured graphite spectra; other occupied orbital bands are omitted. Details.Two independent band-structure probes. First, the de Haas-van Alphen effect measures oscillatory magnetization as Landau levels cross the Fermi level when a magnetic field changes. The inverse-field frequency iswhere is an extremal Fermi surface cross-sectional area perpendicular to the field. Changing field orientation maps its shape. This reveals the momentum-space geometry of occupied bands; the related Shubnikov-de Haas effect measures oscillatory resistance.
Second, absorption or reflectance spectroscopy detects interband transitions. Photon energies at absorption edges and peaks constrain the band gap and interband energy differences. For a direct band gap, negligible photon momentum selects approximately vertical transitions in the band diagram, weighted by the joint density of states and transition matrix elements. An indirect transition needs a phonon to carry the extra crystal momentum. These measurements provide evidence beyond a free-electron parabola, although an optical spectrum alone does not reconstruct every band's dispersion.
Reading the graphite spectra. For each direction, follow a moving peak through successive angles and convert each peak's own kinetic energy to ; angle is not itself proportional to momentum over this wide range. The prominent dispersing valence feature starts at roughly – binding energy near and moves towards lower binding energy as increases. Along it approaches the Fermi level at the corner, then turns back to larger binding energy on continuing beyond the corner. Along it reaches a finite minimum binding energy of roughly – near the edge midpoint and turns back; it does not reach the Fermi level there. Additional deeper peaks describe other occupied valence branches, with visibility varying across the spectra.
A useful qualitative description is the upper occupied band of the nearest-neighbour model of graphene: . It rises from at to zero at , but only to at . The schematic curve in the figure captures those two different behaviours. It is not a full multi-orbital assignment or a quantitative fit to graphite, whose deeper valence features are also visible in the supplied spectra.
Angle needed to reach the corner. The corner's parallel wavevector isUse the near-zero binding energy of the upper valence band at that point. With the sample work function interpreted as the stated separation below vacuum,HenceThe energy and angle readings in the PDF are approximate. If a peak at the corner were instead assigned a small binding energy , the estimate becomesFor – this gives about –, consistent with the near-Fermi feature in that angular range. Substituting the full photon energy for the kinetic energy would omit the work-function cost and underestimate the required angle.

