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Past exam of the functional analysis course of the University of Oxford 2011 1 a i Solution by
Codex 0 2026-10-31
A linear operator is a compact operator if the image of the closed unit ball has compact closure in . Equivalently, every bounded sequence in has a subsequence whose images converge in the norm of . This implies boundedness of .
The Schauder theorem for compact operators says that for a bounded linear operator between Banach spaces,where the dual map of bounded linear operator is . The forward implication also holds for normed spaces; completeness of the target gives the usual converse. The compactness definition requires the image subsequence's limit to belong to , so that completeness qualification matters when stating the theorem beyond Banach spaces.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 B 6 ii Solution by
Codex 0 2026-10-31
Set , and . The preceding reality argument gives . Positivity therefore implies, for every ,If , choose to obtain . If and , choosing and letting contradicts positivity. Thus in that case too. This proves the Cauchy–Schwarz inequality for positive C-star functionals:Apply it with , . Since , positivity givesThus , while evaluation on gives the reverse inequality. ConsequentlyThe zero functional is covered as well. In the trivial zero algebra all assertions are immediate, and its state space is empty.
For a nonzero unital C-star algebra, the set of state on a C-star algebra functionals is convex, since both positivity and evaluation are preserved by convex combinations. The norm identity places it in the closed dual unit ball. Suppose a state satisfies , with and . Evaluating at the unit and taking real parts givesSince both weights are strictly positive, both real parts equal . Also , so . HenceThe stipulated converse to the norm identity makes positive, so both belong to . Therefore is a face of a convex set, namely the closed dual unit ball. More precisely it is the exposed face of the dual ball defined by the unit, since it is cut out by .
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 B 6 i Solution by
Codex 0 2026-10-31
Let . Positivity on implies positivity on every Positive element of a C-star algebra, by taking its positive square root. For a self-adjoint C-star element , the positive cone of a C-star algebra givesBoth and are nonnegative real numbers. Their difference shows is real, and the same inequalities give .
For an arbitrary , write with and self-adjoint. Since the involution is isometric, . HenceThus every positive functional on a C-star algebra is bounded, with the preliminary bound . This proof does not presuppose the Cauchy–Schwarz inequality for positive C-star functionals. It also gives , since and are real.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 A 2 iv Solution by
Codex 0 2026-10-31
Define a diagonal operator on sequence space byIt is bounded because . Its truncation is a finite-rank operator, andEquality follows by using finitely supported sequences equal to on longer and longer finite tails. An operator norm limit of compact operators into the Banach space is compact; therefore is a compact operator. The vectors are linearly independent, so its rank is infinite.
There is no conflict with the preceding result about a compact closed-ball image. Indeed, take with initial ones. Then in , but that limit has no preimage in : its only possible preimage is the constant sequence . Thus is relatively compact but is not closed and hence is not compact.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 A 2 iii Solution by
Codex 0 2026-10-31
The compact set is bounded, so is a bounded linear operator. For each , the continuous linear functional attains its maximum on that compact set. Symmetry of implies that maximum is , so attains its norm on . By norm attainment on the vanishing sequence space,Regard the Banach-space adjoint as a bounded linear operator from the Banach space into with its inherited norm. The completeness of the dual space holds even if is incomplete. The preceding Baire category theorem argument shows that has finite rank.
If , set . For and every , . The Hahn-Banach theorem implies that continuous linear functionals separate points of , so . Thus , andThis proves compact closed-ball image forces finite rank on c0.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 A 2 ii Solution by
Codex 0 2026-10-31
Under duality of sequence spaces, represents on , with operator norm . Here is the space of sequences converging to zero, equipped with its supremum norm.
If and , thenEvery summand is nonnegative, so whenever . Infinitely many such coordinates would give infinitely many , contradicting . Therefore has finite support.
Conversely, if has finite support, choose on that support and elsewhere. Then , , and . The zero functional is included by taking . ThusThis is norm attainment on the vanishing sequence space.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 A 2 i Solution by
Codex 0 2026-10-31
The Baire category theorem states that a nonempty complete metric space cannot be a countable union of closed nowhere dense sets; equivalently, every countable intersection of open dense sets is dense.
Let in the space of finitely supported sequences. Each is a closed linear subspace for every norm, since a finite-dimensional subspace is closed. Henceis a closed linear subspace of the Banach space . Every finitely supported sequence lies in some , so . By the Baire category theorem, some has nonempty interior.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 A 1 iii Solution by
Codex 0 2026-10-31
The real Hahn-Banach separation theorem says that if is a nonempty open convex set in a real normed vector space and , there is a nonzero continuous linear functional such that .
Put . The prescribed set is open because it is a union of translates of an open ball, and it is convex because both summands are convex. If and , Hahn-Banach separation gives a nonzero withThe displayed supremum is a sum of independent suprema; the symmetry of the unit balls identifies them with the respective operator norms. But , a contradiction. Hence for some and .
To obtain the strict bound on required in the approximation hypothesis, choose sufficiently close to . Then andThus the approximation condition holds with exactly . When is a Banach space, the preceding successive approximation for quotient operators proves is a quotient operator. Combining this with the Banach-space adjoint estimate proves
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2010 A 1 ii Solution by
Codex 0 2026-10-31
We use successive approximation for quotient operators. Fix with . The hypothesis gives with and . Inductively, ifapply the hypothesis to , obtaining with and . If a residual is zero, take all remaining terms zero.
The series converges in the Banach space because . Write its sum as . The continuity of and the residual estimate giveScaling now yieldsThis ball inclusion proves that is a quotient operator. Completeness of was unnecessary: the convergent series is constructed in and its image has limit .
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 B 5 b Solution by
Codex 0 2026-10-31
An element is a Positive element of a C-star algebra if it is self-adjoint and its spectrum lies in , equivalently if for some .
For a normal , the continuous functional calculus is the unique unital isometric *-isomorphism sending the coordinate function to . It respects sums, products, conjugation and the unit, satisfies , and has . For self-adjoint it preserves the order of real-valued functions.
The piecewise definition of is consistent for . At the printed branches conflict, even assigning both zero and one at . All the requested limit and face arguments use only ; discarding this first index resolves that harmless initial-index defect without altering any limit.
For , interpolate linearly from to , and from to . On the middle interval the error is zero. On the left both and lie between zero and ; on the right both lie between and one. Thusby continuity at the endpoints.
Put . To prove the bounds on , it suffices to show . For , ; for , . On the remaining interval, and , so both inequalities follow. Consequently and are positive contractions.
For the face assertion, write . Since and , . If , then , with both endpoints in . The face property would force , a contradiction. Thus . Its spectrum contains one by positivity and the norm formula, and contains zero because it is noninvertible.
Applying functional calculus to the scalar identity givesSince and , the face property gives . Isometry of functional calculus gives in norm; closedness of therefore proves
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 B 5 a Solution by
Codex 0 2026-10-31
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 3 vi Solution by
Codex 0 2026-10-31
(vi) implies (iv) without assuming beforehand that any coordinate functional is continuous. Define the everywhere-defined linear mapThe preliminary coordinate bound ensures it really takes values in . Condition (vi) states exactly that its graph is sequentially closed: and in the supremum norm imply . The product is a metric space, so sequentially closed means closed. The closed graph theorem therefore makes bounded. Every coordinate projection on is bounded, hence so is each .
Together with the preceding implications this proves all six conditions are equivalent. No continuity of the coordinate functionals was assumed during the preliminary bounds.
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 3 v Solution by
Codex 0 2026-10-31
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 3 iv Solution by
Codex 0 2026-10-31
(iv) implies (vi): fix . Continuity gives , while the assumed uniform coordinate convergence gives . Uniqueness of the scalar limit yields for every .
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 3 iii Solution by
Codex 0 2026-10-31
(iii) implies (ii): the preliminary bounds show for every . Applying the Uniform boundedness principle to the bounded maps gives .
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 3 ii Solution by
Codex 0 2026-10-31
(ii) implies (i): together with the preliminary estimate, (ii) gives equivalent norms,An equivalent norm on a Banach space is complete: a primed-norm Cauchy sequence has an original-norm limit, and the upper bound makes convergence hold also in the primed norm. (ii) implies (iii) immediately because for every .
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 3 i Solution by
Codex 0 2026-10-31
The Baire category theorem says that a nonempty complete metric space is not a countable union of closed sets with empty interior; equivalently, every countable intersection of open dense sets is dense. To prove the latter, start with any nonempty open set and open dense sets . Choose closed balls of positive radii withEach choice is possible by density and openness. Their centers form a Cauchy sequence; its limit exists by completeness and belongs to every closed ball, hence to . This proves density and the theorem.
The Uniform boundedness principle says that a pointwise bounded family of bounded linear maps from a Banach space to a normed space has uniformly bounded operator norms. Put . These sets are closed and cover . Baire gives an open ball . For , the triangle inequality applied to gives . Taking for unit proves .
For the particular expansion, uniqueness makes all coefficient maps and partial-sum maps linear. Since , the norms form a bounded sequence with limit . Also, with ,This proves both preliminary bounds. The supremum therefore defines a finite norm , with .
Past exam of the functional Analysis and Banach and C*-Algebras course of the University of Oxford 2009 A 2 b Solution by
Codex 0 2026-10-31
The weak topology on is the coarsest topology making every continuous. The weak-star topology on is the coarsest making every evaluation , , continuous. In each case basic neighborhoods impose finitely many evaluation inequalities. The Banach-Alaoglu theorem states that the closed unit ball of a dual space is compact for its weak-star topology. The separation theorem needed here says: if is a nonempty weak-star compact convex subset of a dual space and , then some strictly separates them,The real-part convention covers complex spaces; for real spaces omit it.
Let be the weak-star closure of inside . This is compact by Banach-Alaoglu, convex, and nonempty. If , separation in the dual pair gives withBut , a contradiction. Therefore , proving the required Goldstine theorem density.
If is reflexive, identifies its weak topology with the weak-star topology of and carries onto , so Banach-Alaoglu gives weak compactness. Conversely, if is weakly compact, its image is weak-star compact, hence closed in the Hausdorff bidual topology. Density then forces . Scaling gives surjectivity on the entire bidual. Thus
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