Combining with viscous heating gives a height-independent dynamic viscosity under constant opacity. This exact limiting relation differs from an approximate vertically averaged alpha disk closure.
For a vertically stratified accretion disk with surface density , the density-weighted mean kinematic viscosity is . In an alpha disk with , this becomes .
// Target: astrophysics.bigb
For an optically thick alpha disk dominated by gas pressure, vertical hydrostatic equilibrium gives and . The specified opacity therefore scales as . Viscous heating scales as , while radiative diffusion gives . Their balance gives , hence . Fixed and Keplerian rotation yield the displayed law.
The local thermal stability of an accretion disk follows because, at fixed surface density and radius, cooling has logarithmic temperature slope two while heating has slope one. The viscous stability of an accretion disk follows from on the thermal-equilibrium branch. Both conclusions apply within this pressure, opacity and transport closure.
Let for constant mean molecular weight in proton-mass units, and let be the Stefan–Boltzmann constant in the Stefan–Boltzmann law. The gas sound speed used here satisfies , and is the local orbital frequency. For the local opacity approximation , a gas-supported optically thick alpha disk has and . Integrated viscous heating is . Radiative diffusion gives . Equating the fluxes proves the thickness scaling. At fixed composition and , it gives and in Keplerian rotation. Radial powers therefore require a surface-density profile; they are not determined by opacity alone. The formula is local to the stated opacity regime and small disk aspect ratio.
Use the leading vertically averaged horizontal momentum equations of a thin disk. For an isothermal ideal gas, write , with constant isothermal sound speed . The disk scale height is of order ; this is exact for local isothermal vertical hydrostatic balance and remains the thickness scale for the estimate. Put . The alpha disk prescription gives
At fixed radii of order inside the plunge and away from the marginal orbit, and are fixed numerical multiples of . Hence the inflow time is dynamical, while the viscous timescale is longer by .
The Paczyński-Wiita ballistic plunge obeys and exactly. For smoothly varying disk quantities on scale , the pressure correction to radial acceleration has magnitude , and the viscous correction is of order . Relative to the orbital acceleration scale , these are respectively
Finite-height corrections to the mid-plane gravitational force are also by reflection symmetry. Thus the leading horizontal flow is , with specific angular momentum differing from by a fraction over a dynamical transit, for . Vertical structure and the smaller vertical velocity must be supplied by the thin-disk expansion; they are not specified by the planar ballistic expression.
This estimate is not uniform at the marginal orbit. In the ballistic solution, steady mass conservation gives
Consequently . Writing , the pressure acceleration scales as , while the net ballistic radial force scales as . Their ratio is , evaluated with the characteristic thickness near . A transonic matching layer of width is therefore needed. The approximation concerns the bulk plunging flow outside that layer, not a uniform relative approximation arbitrarily close to .
For the torque comparison, the steady angular-momentum flux is , where is the viscous torque in an accretion disk. Inside the plunge, , so
Outside, the approximately circular disk has , since the inner plunge torque is small. At ,
a fixed number independent of disk thickness. At , radial infall is dynamical and the inner torque is . Therefore the weak viscous torque in a thin-disk plunging region estimate gives
The numerical prefactor need not be small; the suppression is an asymptotic statement in the thin-disk parameter. Rapid infall and its low surface density explain why a nearly zero inner torque is a useful leading boundary condition for the outer accretion disk.
The first equation is vertical hydrostatic equilibrium: the upward pressure gradient balances the central mass's vertical gravitational force. For , the point-mass acceleration is , where Keplerian rotation gives . The disc's self-gravity and vertical inertia are neglected.
The second equation is local thermal balance. The divergence of the vertical radiative flux equals viscous dissipation. In the convention of this alpha disk, , and the dominant Keplerian shear has . Therefore
The radiative flux increases from zero at the symmetric midplane to a positive outgoing value at the upper surface. Radial heat transport, thermal advection and rapid storage of thermal energy are excluded from this local balance.
The third equation is radiative diffusion, equivalently
It applies to optically thick material, with the opacity per unit mass and the Stefan-Boltzmann constant. Here constant electron-scattering opacity represents Thomson scattering; the formula uses a diffusive, nearly thermal radiation field. Positive upward flux requires temperature to decrease upwards.
The final equation is the ideal gas pressure law, with mean molecular weight in proton-mass units. Writing gives . The pressure is gas pressure because radiation pressure is assumed negligible. The four equations express vertical support, local heating balance, diffusive cooling and the gas equation of state.
Estimate characteristic bulk terms. Put and assume smooth radial variation on scale , secular evolution, and . Vertical support gives , while the alpha disk prescription and slow accretion imply
These velocity estimates follow from the viscous radial evolution scale and mass conservation. They are estimates for a slowly evolving thin disc, not a claim that geometric thinness excludes independently forced rapid vertical motion.
For vertical balance, the exact central force expands as
At , the neglected correction has magnitude , compared with the retained force . Radial pressure support similarly changes the rotation from its Keplerian value by
Vertical meridional inertia scales as or , both . Meridional viscous accelerations can scale as or , both . Thus the gravity correction and possible viscous correction give
Some omitted terms are smaller than this leading order.
For the heating equation, the retained dissipation is . Radial pressure support and the finite-height correction change the dominant shear by a relative . Smooth vertical variation of the rotation gives , whose additional squared shear contributes . Meridional shear of order gives an additional relative contribution.
Thermal advection and compressional work are of order and , respectively. Relative to they are . Thermal storage on the viscous evolution timescale has the same order, since . For radiative diffusion with the same local diffusivity in different directions, smooth gradients give , so
Consequently
This is the thin-accretion-disk truncation error for the secular, radially smooth approximation. Neglect of disc self-gravity and radiation pressure, optical thickness, the opacity model and the idealized zero surface boundary have their own validity conditions; their errors do not become small solely because does. Near a sharp radial boundary layer or during thermal evolution on the heating timescale, the above estimates need not apply.
Consider a local shearing sheet centered at a circular orbit. Take uniform mass density, background velocity , rotation and a weak uniform vertical magnetic field . Here
Use ideal magnetohydrodynamics, neglect viscosity, magnetic diffusion and vertical stratification, and take incompressible axisymmetric disturbances proportional to . They have horizontal velocity and field perturbations. Let be the magnetic perturbation in velocity units, the Alfvén speed and the Alfvén frequency. Magnetic pressure can be included in the perturbation's total pressure; the horizontal Lorentz force for this mode is the magnetic tension term .
Linearizing momentum and induction gives
The term winds a radial magnetic perturbation into an azimuthal one. Omitting it would remove the shear's magnetic energy source and give the wrong stability criterion.
A useful elimination that also covers neutral modes introduces the fluid displacement . Frozen-in flux gives , while the Eulerian perturbation velocity is , , because the displacement samples the gradient of the basic flow. The equations become the spring model of magnetorotational instability:
For the stated time dependence, their determinant is
Thus the ideal magnetorotational dispersion relation is
It follows without dividing by , so the neutral stability boundary is included.
To analyze it, put and . Then
For a hydrodynamically stable rotation law, , the sum of the two roots is positive. Their product is negative precisely when . One squared frequency is then negative, giving an exponentially growing mode and its decaying partner. Therefore the magnetorotational instability, or MRI, has criterion
Angular velocity must decrease outwards, although specific angular momentum may increase outwards and satisfy Rayleigh's circulation criterion. This is why a Keplerian disc can be stable to the axisymmetric hydrodynamic disturbances of Question 2 yet unstable once magnetic coupling is introduced. At zero magnetic frequency the unstable root becomes neutral, while sufficiently large magnetic frequency restores stability. For increasing angular velocity, with , this ideal vertical-field instability is absent.
The growth rate is
For , differentiation with respect to sets , yielding the maximum growth rate of ideal magnetorotational instability:
For Keplerian rotation, , so
Thus the fastest growth is on an orbital timescale. The field strength selects its wavelength, , rather than the maximum ideal growth rate. At fixed , growth does approach zero as ; retaining the finite maximum in that limit requires shorter wavelengths, which magnetic diffusion can eventually exclude. Unstable wavelengths satisfy in this local model. A finite disc must accommodate such a wavelength, so a sufficiently strong field can suppress the available vertical modes through excessive tension.
Physically, a bent field line acts like a spring joining neighboring fluid elements. The inner element rotates faster and pulls the outer element forward, transferring angular momentum outward. The inner element loses angular momentum and moves inward; the outer element gains it and moves outward. In a rotation law with outward-decreasing angular velocity, these motions increase their angular-velocity difference and the magnetic coupling produces further separation. A weak restoring spring therefore creates a feedback instability by enabling angular-momentum exchange. Without that exchange, each displaced element keeps its angular momentum and a positive epicyclic frequency restores its orbit. Strong magnetic tension instead prevents the separation. The free energy is the differential rotation, not the initial magnetic energy.
The instability provides an important route to turbulence and angular momentum transport in sufficiently conducting accretion discs. The radial flux of azimuthal momentum includes the stress
The first term is a Reynolds stress and the second is the magnetic contribution from the Maxwell stress tensor, with the sign appropriate to momentum flux. For the growing branch, take real and positive. The linear equations give and . The last sign follows from . Thus both the velocity and magnetic contributions carry angular momentum outward. The associated energy extraction is . Inward accretion can then accompany outward angular-momentum transport, and dissipation of the resulting fluctuations heats the disc. This gives a physical mechanism behind an effective turbulent-viscosity description such as an alpha disk, whereas microscopic viscosity alone is generally too weak for rapid accretion.
Figure 1.
Finite hydrodynamic swing amplification compared with the growing MRI branch in a Keplerian disc
. Details.
MRI is an exponentially growing magnetic instability of outward-decreasing angular velocity; hydrodynamic shearing-wave amplification is transient and does not by itself establish sustained turbulence. Nonlinear saturation, field regeneration and transport efficiency depend on field geometry, boundaries and thermodynamics. Poor conductivity or important nonideal magnetic effects can suppress or modify the ideal instability, so the local dispersion relation is a mechanism and growth criterion rather than a universal prescription for the saturated stress.
Use a characteristic midplane temperature , density and disk scale height . For an ideal gas of fixed composition, dominant gas pressure gives , where is the sound speed. Vertical hydrostatic equilibrium and the alpha disk prescription give
Numerical factors in the vertical averaging do not affect the exponents. The stipulated opacity becomes
For an optically thick, radiatively efficient disk, radiative diffusion gives a cooling rate per unit area proportional to . The viscous heating rate is proportional to . Thus
Equating heating and cooling gives , so
At fixed and central mass, . Therefore the gas-pressure alpha disk with inverse-density opacity satisfies
For thermal stability of an accretion disk, perturb at fixed and , since the thermal adjustment is faster than radial mass redistribution. The logarithmic heating and cooling slopes are respectively one and two. At equilibrium, a fractional temperature increase therefore makes the excess heating decrease, and the disk cools back. Thus the local thermal equilibrium is stable within the assumed gas-pressure, radiative-diffusion closure.
For viscous stability of an accretion disk, use the thermally equilibrated relation between viscosity and surface density. It gives
Locally freezing the background radius in the Keplerian viscous diffusion equation, a short radial Fourier mode has growth rate . Density enhancements diffuse rather than grow, so the disk is locally viscously stable as well.
Use characteristic, vertically averaged quantities at fixed radius. Let be a disk thickness, , and let the alpha disk prescription give , up to a convention-dependent constant. From the preceding radiation pressure and constant-opacity balance, is independent of ; thus
Vertical hydrostatic equilibrium gives , hence
The vertically averaged kinematic viscosity satisfies . Consequently
At fixed radius the omitted factors are independent of , so this is the requested inverse-density scaling of the viscous torque in an accretion disk.
This is an order-of-magnitude vertical model, as requested. Imposing both exact pointwise and exact pointwise would force to be constant, contrary to nontrivial vertical hydrostatic equilibrium. The characteristic-pressure prescription supplies a scaling, not an exact simultaneous vertical solution to all those idealized equations.
Use a gas-pressure-supported, optically thick alpha disk, with and positive parameters. Here is the Stefan–Boltzmann constant in the Stefan–Boltzmann law, and and below are heating and cooling flux estimates per disk face. Hydrostatic equilibrium and the ideal gas relation give , while . Integrating viscous heating over one semi-thickness and estimating radiative diffusion give
Here the stipulated negative hydrogen ion opacity exponent is , which is a local approximation distinct from other empirical opacity fits. Substituting and equating heating and cooling gives
Dropping numerical constants of order one is essential here. This is the negative-hydrogen-opacity alpha-disk thickness scaling. Its angular thickness estimate is
For a central mass , Keplerian rotation gives , so . The isothermal sound speed is
An adiabatic sound speed differs by the constant factor if the adiabatic index is fixed. For , constant , and fixed composition, the disk aspect ratio grows as , so there is disk flaring when ; . The problem supplies no numerical parameters or specified , so no unique numerical or unconditional radial power can be inferred.
If the additional standard closure of a constant inward accretion rate well outside a zero-torque edge is intended, and imply . Eliminating it gives at fixed , hence and . These stronger powers use that extra steady-flow assumption. All these local scalings cease to apply if the thin disk or the stated opacity regime fails.
The usual Pressure-opacity zones of a Shakura--Sunyaev thin disk, in order of increasing cylindrical radius, are an inner region dominated by radiation pressure and electron-scattering opacity, a middle region dominated by gas pressure and electron-scattering opacity, and an outer region dominated by gas pressure and the Kramers' opacity law, often approximated by free-free opacity. The boundaries depend on mass, mass accretion rate, and the alpha disk viscosity parameter. At sufficiently large radius, accretion-disk self-gravity or changes in ionization can invalidate this three-zone model.
For the inner region write
Here is the standard thin-disk dissipation flux through one face, and is the innermost stable circular orbit treated as a zero-torque inner boundary. The given factor in the dissipation rate is appropriate to one face. For Keplerian rotation, it is .
Let denote the disk scale height or vertical half-thickness, not the full thickness. In vertical hydrostatic equilibrium, the leading vertical acceleration is , so a one-zone estimate gives
In the inner zone, . For an optically thick medium with constant electron-scattering opacity, radiative diffusion gives the emergent one-face flux
Equivalently, combine with vertical pressure balance. Equating the radiative flux to the dissipated flux yields the radiation-supported inner-disk height:
Order-unity vertical-profile factors depend on the precise height convention. The central mass cancels at fixed physical mass accretion rate, because both vertical gravity and local dissipation are proportional to .
If and , this can also be written
The radiation-supported height rises from the formal zero at toward the approximately constant value . That zero is not a reliable description of the physical plunging region: the radiation-dominated approximation and the Newtonian zero-torque formula fail very close to the inner edge.
Beyond the inner zone, the height grows slowly with radius rather than staying on that plateau forever. Far from the inner boundary, the standard gas-pressure scalings give in the electron-scattering zone and in the Kramers zone. These follow from with and , respectively. A schematic profile is
vertical half-thickness H
  ^
  |                                               / outer gas/Kramers
  |                                          ____/
  |                                     ____/ middle gas/scattering
  |              ______________________/
  |          ___/ inner radiation/scattering plateau
  |       __/
  |     _/
  +----|----------------------------------------------> radius R
      R_*              zone boundaries are schematic
The height formula also tests the thin disk assumption. For a nonrotating hole with , the largest in this inner approximation occurs at . At and , it is about , so a disc this close to the conventional Eddington accretion rate is only marginally thin. Slim accretion disk effects and advected heat can then matter.
Analyze a local temperature perturbation at fixed radius and fixed surface density of a disk . The thermal timescale of an accretion disk is shorter than its viscous timescale, so mass redistribution is negligible during the perturbation. Let be viscous heating and radiative cooling, measured consistently through one face or both faces, and define net cooling by . A temperature increase is unstable if it decreases net cooling.
With gas pressure dominant, vertical hydrostatic equilibrium and the ideal gas law give
For the alpha disk prescription with temperature-independent , , and the Keplerian rotation heating law is
One must not hold the steady-state fixed while perturbing the temperature: the stress and heating respond through , even though is temporarily fixed.
At an equilibrium temperature where , if and , then
The cooling exponent therefore decides the sign.
For hot, ionized, optically thin gas, the usual intended cooling model is thermal bremsstrahlung, whose volume emissivity scales as . Integrated vertically,
Thus , and
A hotter annulus expands vertically, lowering its density enough to offset the direct increase in bremsstrahlung emission; viscous heating still rises.
For an optically thick medium with the Kramers' opacity law, at fixed . Thermalized radiative diffusion gives
Its falling opacity lets a hotter annulus radiate much more efficiently.
For an optically thick medium with dominant electron-scattering opacity, is nearly independent of temperature. Provided enough true absorption is present to thermalize the radiation,
This conclusion differs from the thermal instability of a radiation-pressure-dominated alpha disk, where the heating has a different temperature dependence. The question explicitly excludes that pressure regime.
The first conclusion needs its cooling assumption stated. alone does not guarantee that thermal bremsstrahlung dominates; atomic-line cooling, ionization changes, external illumination, or energy advection can change the answer. For a general optically thin emissivity , the corresponding exponent is
Accordingly, under the same fixed- alpha prescription,
The unstable/stable/stable classification is the standard free-free/diffusion answer, rather than a universal result specified by temperature and optical depth alone.
Far from the inner edge, use and the alpha-viscosity prescription
Mass conservation then gives
At the onset of disk self-gravity, . Since , this condition reduces to
The blackbody approximation and local radiative balance on one face give
while the stated ideal-gas estimate is . Inserting these expressions into the self-gravity condition gives
Solving for produces
Beyond this radius, the disk's own gravity rivals the central vertical gravity; fragmentation and star formation can then invalidate the smooth steady thin-disk model.
The first equation is vertical hydrostatic equilibrium: the pressure gradient balances the vertical gravity of the central mass, , and the disk's own potential . The second is the plane-parallel Poisson equation for disk self-gravity. The third balances the vertical increase of radiative flux against local viscous heating in a Keplerian alpha disk, and the fourth is the optically thick radiative diffusion law.
With , , and all terms in hydrostatic balance comparable,
The first comparison gives ; inserting it into the second gives . Hence
up to the order-one constants deliberately omitted by the scaling argument.
The standard Shakura--Sunyaev thin disk has three qualitative radial zones. Its hot inner part is dominated by radiation pressure and electron-scattering opacity; farther out, gas pressure overtakes radiation pressure while electron scattering can remain the main opacity; in the cool outer zone, gas pressure remains dominant and free-free opacity becomes important. The transition radii vary with , , and .
For the inner zone, hold the surface density fixed during a local thermal perturbation. Vertical hydrostatic equilibrium gives
so . The alpha disk prescription then yields
whereas optically thick radiative diffusion with nearly constant electron-scattering opacity gives
At equilibrium . For net cooling ,
Thus the total-pressure alpha prescription predicts thermal instability of a radiation-pressure-dominated alpha disk: a temperature increase makes heating outrun cooling. The absence of ubiquitous, large-amplitude thermal limit cycles in luminous AGN light curves indicates that this local model omits stabilizing effects, plausibly magnetic pressure and stress, vertical advection, winds, or a stress law that does not simply track total pressure.
For a steady axisymmetric disk,
where factors of order unity depend on the vertical density profile. In a geometrically thick advection-dominated accretion flow, , , and the alpha disk estimate gives . Thus the inflow time is and
Substitution into the given electron--proton thermal equilibration time yields
Using and a mildly relativistic electron temperature gives
Below this rate, Coulomb collisions cannot transfer the ions' viscously generated heat to radiating electrons before inflow. The resulting two-temperature accretion flow advects most of that energy through the horizon, so its efficiency is well below the canonical of a thin alpha disk and decreases with accretion rate.
The Shakura--Sunyaev thin disk model replaces poorly resolved turbulent angular-momentum transport by a stress proportional to pressure,
Equivalently, an eddy viscosity has . Turbulent motions much faster than the sound speed would shock, while eddies much larger than the disk scale height would not fit within the disk. Writing therefore gives the alpha disk prescription
where vertical hydrostatic balance gives . The parameter summarizes the correlation and efficiency of turbulent or magnetic stresses; it is not a molecular viscosity.
The alpha disk relation and Keplerian angular frequency give
Combining this with and the surface-density scaling from part (d), the Toomre stability criterion becomes
It decreases strictly with radius, so it crosses unity at a unique self-gravitating radius of an accretion disk. Expressing radius in units of gives
Solving therefore yields
and
Let . Requiring a non-self-gravitating annulus outside the innermost stable circular orbit gives , and equality defines
For a nonspinning hole, , and with , , and , this is approximately , conventionally quoted as order . Above this mass the disk would become self-gravitating essentially as soon as stable circular orbits begin, so the assumed smooth Shakura--Sunyaev thin disk cannot provide a broad luminous accretion region.
The corresponding Eddington luminosity is of order , comparable to the upper envelope of quasar luminosities. This supports self-gravity as one contributor to the observed luminous-mass ceiling. It is not an absolute upper bound on black-hole mass: mergers, radiatively inefficient growth, nonstandard gas supply, spin-dependent inner radii, and fragmented or episodic accretion can all build a more massive hole without maintaining this particular steady thin disk.
Order-of-magnitude vertical balance gives
Magnetic support also gives , so . Eliminating gives
For Keplerian ,
The alpha disk stress implies , and therefore