Consider the operators on all of or , extending the displayed positive-function formula linearly. Here is the space of continuous functions vanishing at infinity. The multiplier has modulus at most one, so , and multiplication of exponentials gives and . For strong continuity on , choose a compact outside which is small. On the continuous is bounded, making uniform; outside , . For , use pointwise convergence and the dominated convergence theorem with bound . Thus both are contraction semigroups, even when is unbounded.
The generator of a multiplication semigroup is
Indeed pointwise difference quotients converge to . A norm limit therefore forces the displayed domain condition, using an almost-everywhere convergent subsequence for the case. Conversely , so the dominated convergence theorem proves the limit when . In write the error as times , with the value at supplied by continuity. That second factor tends uniformly to zero where is bounded and has modulus at most one; the compact-set and small-tail argument applied to proves uniform convergence. To prove directly that is a closed operator, take and . Pointwise limits in , or a common almost-everywhere convergent subsequence in , give . Thus is in the appropriate generator domain and . In the domain is dense because ; in compactly supported continuous functions are a dense subspace contained in the domain.
A real multiplication operator on its maximal domain is an unbounded self-adjoint operator. One direct verification is to test the adjoint relation against functions supported on . If is in the adjoint operator domain with representing vector , those tests force on each such set, hence . The converse follows by integration. On the sigma-finite measure spaces used below, the spectrum of a real multiplication operator is its essential range; spectral values are detected by unit vectors supported where the multiplier is arbitrarily close to that value, while outside the essential range its reciprocal is a bounded resolvent multiplier.
For the heat semigroup on , take the normalization . The unitary Fourier transform converts it to multiplication by , and converts the semigroup to multiplication by . Consequently
The Sobolev space domain is exactly . The continuous spectrum comes from the full essential range of , not from square-integrable Fourier eigenvectors.
For the Ornstein-Uhlenbeck semigroup on standard Gaussian measure, the normalized Probabilists' Hermite polynomials form an orthonormal basis. The construction below gives and , so the Hermite coefficient map turns it into a real multiplication operator on . Therefore
Finally, the heat semigroup on the whole real line has no positive spectral gap, whereas the standard Ornstein-Uhlenbeck semigroup has gap one. For the first claim, take a nonzero smooth compactly supported and set . Then , but . This disproves a uniform whole-line Poincaré inequality ; one can also choose . Lebesgue measure here is infinite, so it has no normalized probability mean to subtract. For Gaussian measure, the Hermite expansion instead gives the sharp Gaussian Poincaré inequality
Equality holds for affine functions. The identity on the right is interpreted on the energy-form domain, which is larger than the full operator domain.
For a densely defined operator on a complex Hilbert space, unbounded self-adjointness means equality including equality of the operator domains. Symmetry alone asserts only and is insufficient. Use an inner product linear in its first argument. If , symmetry gives
Thus is bounded below. Since is closed, its range is closed; its orthogonal complement is , so the range is also dense and therefore all of . The inverse is bounded by . The nonreal resolvent estimate for a self-adjoint operator proves .
For bounded self-adjoint , its numerical range of an operator and numerical radius are
Every number in is real. If , its distance from that closed set is positive, and . The same bound applies to , so the range is dense as well as closed and has a bounded inverse. Hence the numerical-range spectral enclosure is
The closure is necessary in infinite dimension: the endpoints of the numerical range need not themselves be attained.
Put and , a bounded positive semidefinite operator. Choose unit vectors with . The Cauchy-Schwarz inequality for the positive form implies
Therefore is an approximate eigenvalue. Apply the same argument to , where , to get the other endpoint. This proves the numerical-range endpoint approximate-eigenvalue theorem. Each endpoint is in the spectrum: a bounded inverse would forbid unit vectors with vanishing residual.
If an unbounded self-adjoint operator is positive semidefinite, then for every real , . The range argument above again proves invertibility, excluding negative values from the spectrum. For the converse, suppose . Its resolvent operator is bounded and self-adjoint. The resolvent spectral mapping identity puts : for , the relevant spectral parameter of is , and nonreal values are excluded by self-adjointness. By the endpoint result just proved, . Positive-form Cauchy-Schwarz inequality then gives
For this yields . Thus the spectral positivity criterion for a self-adjoint operator is
This resolvent proof uses the bounded numerical-range result to handle the full unbounded domain.
For observables , nonzero obstructs a complete common eigenbasis. In a finite-dimensional system, commuting Hermitian operators can be simultaneously diagonalized; quantum degeneracy may require choosing an appropriate basis inside the degenerate eigenspace. Noncommuting observables can still share particular eigenvectors, so incompatibility is not a claim that every individual state must have nonzero spreads in both quantities.
The Robertson uncertainty relation follows by applying Cauchy-Schwarz inequality to and :
In particular gives . These are preparation spreads, not necessarily measurement errors. A zero commutator expectation can make this bound zero even when the linear operators do not commute.
Measurement order can matter: preparing , measuring , then measuring gives both z outcomes with probability when the intermediate result is ignored. A direct z measurement would give certainly. Finally the Heisenberg equation of motion relates commutation to conservation: an observable with no explicit time dependence and is conserved. For unbounded self-adjoint operators these statements require the appropriate common domains; a formal commutator calculation alone need not justify simultaneous spectral measurements.
Robertson uncertainty principle Created 2026-09-24 Updated 2026-10-20
The Robertson uncertainty principle bounds the product of the standard deviations of two observables in the same quantum state. For a normalized pure state and self-adjoint operators , write their expectation values and variances as
and similarly for , where is the identity operator. The quantum uncertainties then obey
Here is the commutator, and every expectation value is taken in the same . These standard deviations describe the outcome spreads when and are measured on separate ensembles prepared in that same quantum state. They are not instrument errors or the change caused by a preceding measurement in quantum mechanics. The definition and bound are developed in Barton Zwiebach, Uncertainty Principle and Compatible Observables, 2013, §§1–2.
For unbounded self-adjoint operators, the operator domains matter. Assume , so that both second moments are finite; here means the second moment of the measured probability distribution, equal to , even if is undefined. To use the displayed operator commutator, also assume . Without these product-domain assumptions, the always meaningful version on uses as its right-hand side. These qualifications prevent a formal commutator identity from being applied to an inadmissible quantum state.
The brief proof is Cauchy-Schwarz inequality applied to and :
The final equality uses self-adjointness and the product-domain assumptions. Thus a geometric statement about inner products becomes a constraint on experimental spreads. For nonzero , equality requires to be proportional with a purely imaginary proportionality factor; the equality case of the Heisenberg uncertainty relation turns this condition into a Gaussian wave packet.
The bound is useful because computing a single commutator and its expectation value can constrain two entire outcome distributions. Its right-hand side depends on the quantum state: the spin uncertainty state dependence example gives both a positive saturated bound and a zero bound for the same noncommuting observables. Robertson's paper, titled "The Uncertainty Principle", appeared on 1 July 1929 in Physical Review, volume 34, starting at page 163. [ref].
Self-adjoint operator Created 2026-09-24 Updated 2026-10-07
A densely defined operator on a Hilbert space is self-adjoint when it equals its adjoint operator, including equality of their operator domains:
For a bounded linear operator defined on the whole Hilbert space, this is equivalent to
for all vectors . For an unbounded self-adjoint operator, the domain condition is essential: the inner-product identity on alone gives only a symmetric operator.
For a real measurable function on a sigma-finite measure space, multiplication on is an unbounded self-adjoint operator. Testing its adjoint relation on identifies the same maximal domain. Outside the essential range, multiplication by is a bounded resolvent. Inside it, normalized indicators of finite-positive-measure sets where is close to are approximate eigenvectors, so the inverse cannot be bounded.