An orthogonal matrix satisfies , so it preserves the Euclidean norm. For a nonzero real eigenvector ,
Therefore . Geometrically, eigenvalue fixes every vector on the linear span of ; eigenvalue reverses every vector on that line. In either case the line is preserved as a set.
For , solving gives , , . For , the equations are and , hence . For , let and , so that . Then is equivalent to . The resulting eigenspaces and their bases are
Solving all the equations shows that these lists contain the maximum possible numbers of independent eigenvectors with eigenvalue .
The columns of form an orthonormal basis, so is an orthogonal matrix. Also . Its fixed axis is the line through , and on the perpendicular plane it acts as a two-dimensional rotation. If denotes the rotation angle, its matrix trace is . Since , we obtain . To fix the orientation relative to , note that and
The component of perpendicular to has squared length , and this scalar triple product equals . Hence . Thus
Equivalently, its unsigned angle is , or its positive angle is about the opposite oriented axis.
For , the reflection in a hyperplane formula gives
It fixes the plane pointwise and maps to , so . These actions also show that is an orthogonal matrix. In contrast, the second column of has squared length , so is not orthogonal and cannot represent either of these Euclidean motions.
A diagonalizable matrix must have a basis of eigenvectors over the field in question. For , a direct determinant computation gives . Its eigenvalues are , where . Only one is real, with one-dimensional eigenspace, so is not diagonalizable over . Over the three eigenvalues are distinct, and the vectors for give an eigenbasis. The upper triangular matrix has only eigenvalue , of algebraic multiplicity , but its eigenspace has dimension over either field. Hence is not diagonalizable over either field. For , the two real plane vectors displayed above, together with , form an eigenbasis, with eigenvalues . They remain independent over . Therefore
Expansion along the first column gives the characteristic polynomial
Thus the eigenvalue has algebraic multiplicity two. Solving gives and then , leaving arbitrary. Its eigenspace is and has geometric multiplicity one. A diagonalisable matrix needs an eigenvector basis, so is not diagonalisable.
If with invertible, then . Multiplicativity of the determinant gives
The roots of the characteristic polynomial, counted with their multiplicities, are the eigenvalues with their algebraic multiplicities. Thus similar matrices have the same eigenvalues with the same algebraic multiplicities.
The converse is false. The matrices
both have characteristic polynomial , but every matrix similar to is , whereas . Alternatively, their geometric multiplicities for differ.
An eigenvalue can be complex even though is real, so use the complex Hermitian inner product. For a nonzero complex eigenvector , the real orthogonal matrix also satisfies . Hence
and . Taking complex conjugates in gives because is real. The conjugate vector is nonzero, so .
For the unheaded geometrical conclusion, the third eigenvalue of must be real: nonreal eigenvalues of a real matrix occur in conjugate pairs. Its modulus is one, so it is or . Exact algebraic multiplicity two for excludes a third , leaving . By the supplied diagonalisability fact, the -eigenspace is a two-dimensional plane and the -eigenspace is a line. They are orthogonal: preservation of the inner product between a fixed vector and a negated vector gives . Therefore is the orthogonal reflection in its fixed plane. It fixes the two tangential directions and reverses the normal direction; with unit normal , .
Since and ,
Thus the first column of is , and is a block upper triangular matrix:
where is its bottom-right submatrix. Therefore
A similarity transformation preserves the characteristic polynomial, so
with algebraic multiplicities included.
To construct , use a Householder transformation. With , choose the sign of to avoid cancellation and set
Then is an orthogonal matrix and maps to up to the chosen sign. If already lies on the first coordinate axis, take a suitable diagonal sign matrix. This is the one-vector case of orthogonal coordinate reduction of a subspace.
Let . Since the two columns are linearly independent, the leading block in
is invertible. Hence . The hypothesis that is an invariant subspace of implies that this coordinate plane is invariant under . Consequently the first two columns of have no entries below row two, and
where is the top-left block and is the bottom-right block. Eigenvalue deflation by an invariant subspace now gives
so
again counting algebraic multiplicities.
For the required orthogonal reduction, take a thin QR decomposition , extend the two orthonormal columns of to an orthogonal matrix , and set . Then
Equivalently, apply one Householder transformation to annihilate entries of , followed by a second Householder transformation acting only on coordinates to annihilate entries of the transformed .
Under an orthogonal change of coordinates represented by , the component matrix changes by
Thus is similar to , so its characteristic polynomial, eigenvalues, and their algebraic multiplicities are unchanged.
If is symmetric, the spectral theorem for real symmetric matrices makes it diagonalizable, so algebraic and geometric multiplicities agree. Consequently the dimensions of its eigenspaces are also independent of the coordinate frame.
For the stated tensor, choose a unit eigenvector belonging to the simple eigenvalue . Its perpendicular plane is the eigenspace of , so
Hence
The Jordan normal form theorem says that every complex square matrix is similar to a direct sum of Jordan blocks, uniquely up to their order. For an eigenvalue , if its blocks have sizes , then its algebraic multiplicity and geometric multiplicity are
and its contribution to the minimal polynomial is . Thus
where is the largest -block size.
For the given matrix,
Moreover,
Hence
The eigenvalue therefore has one Jordan block of size two, so
The characteristic polynomial, using the convention , is
Its zeros give the eigenvalues, including algebraic multiplicity:
Their product is and their sum is , agreeing with the determinant and trace of the matrix.
If for a nonzero eigenvector, then . Since , : every eigenvalue is zero or one. Let be the number of ones, counted with algebraic multiplicity. The trace is and the determinant is the product of these eigenvalues. Therefore
Every output is fixed by a second application:
The image of a linear map is thus the eigenspace for the eigenvalue one. To establish its dimension without assuming diagonalizability, decompose every input as
The first term lies in the image of a linear map and the second in its kernel. Their intersection is zero, because a vector in the image is fixed by whereas a vector in the kernel is killed by . Thus the space is their direct sum, and an adapted basis puts into the form , where . Comparing traces gives :
This is an idempotent linear map, and trace of an idempotent equals its rank. If , no nonzero output exists. The dimension in the question refers to the image subspace, including its zero vector.
Nilpotence and eigenvalues. If with , then . Thus forces for every eigenvalue. Conversely, if all complex eigenvalues, counted with algebraic multiplicity, vanish, the monic characteristic polynomial is . The Cayley-Hamilton theorem then gives . Hence
This is the criterion for a nilpotent matrix.
Symmetric case. Here a symmetric matrix is understood to be real. The spectral theorem gives with orthogonal and real diagonal. The previous result makes every diagonal entry zero, so . Alternatively, choose , so . For every real vector ,
It follows that . Repeat until . This uses positivity of the quadratic form . The restriction to real symmetric, or complex Hermitian matrices, matters: a complex matrix satisfying only need not have this positivity.
The parameters and powers. The first two columns of coincide, so for all . The sum of its principal two-by-two determinants, each a minor of a matrix, is
Together with , this gives
For every eigenvalue to vanish both remaining coefficients must be zero. Therefore
Direct multiplication at these values gives
Indeed the first row of multiplied by is , and the second row is its negative.
Geometry of repeated application. For any parameters the image of a linear map lies in the span of and , since . Thus it lies in a fixed plane through the origin, independently of the input. When are independent its normal is ; if they coincide, the image is a line and is still contained in a plane.
For , put and . Then
The columns span this entire plane, so has rank two. The next two steps are
Thus the image of a linear map contracts from a plane to a line and then to the origin under successive applications. The line from is precisely the kernel of .
The anticommutator condition and invertibility give the matrix similarities
Since matrix trace is invariant under matrix similarity,
Hence . Taking determinants in the first matrix similarity also gives
Since is an invertible matrix, , and . In terms of eigenvalues, the same matrix similarity pairs each nonzero eigenvalue with , with the same algebraic multiplicity, so an odd number of them is impossible.
The determinant is invariant under transpose. Therefore the characteristic polynomials coincide:
Their polynomial roots, including their algebraic multiplicities, are the same, so and have the same eigenvalues. This allows column sums as well as row sums to supply Gershgorin discs for the same spectrum.
For a complex matrix , put
The Gershgorin circle theorem states that
To prove it, let with , and choose for which . The th coordinate of the eigenvalue equation gives
The triangle inequality, followed by division by , gives
Thus , proving the assertion for every eigenvalue.
The second theorem, Gershgorin eigenvalue counting, says that if a union of indexed Gershgorin discs is disjoint from the remaining Gershgorin discs, that union contains exactly eigenvalues, counted with algebraic multiplicity. In particular,
Discs that touch are not disjoint; overlapping Gershgorin discs cannot individually be assigned one eigenvalue each.
For a complex matrix , Gershgorin's theorem puts every eigenvalue in the union of the row discs , where . To prove it, choose an eigenvector for an eigenvalue and an index maximizing . Its th equation gives
Division proves .
The usual counting refinement says that a connected component made of discs contains exactly eigenvalues, with algebraic multiplicity. For completeness, deform the matrix from its diagonal part to the original by multiplying all off-diagonal entries by . Its discs have radii and stay inside the original discs. Continuous variation of the roots of the characteristic polynomial keeps the number inside any contour separating one original component from the others constant. At , the diagonal entries give exactly roots there, proving the refinement.
For the application put . The matrix is
Its three row discs have positive real centres and leftmost real coordinates
All are strictly positive, so zero lies in none of the discs. It cannot be an eigenvalue. Thus is nonsingular for every real .
Gershgorin's second theorem states that a union of row discs separated from the union of all remaining discs contains exactly eigenvalues, counted with algebraic multiplicity. In particular a disc disjoint from every other disc contains exactly one eigenvalue. The same assertion holds for column discs by applying it to the transpose.
The second part of the Gershgorin circle theorem states that if a union of of the discs is disjoint from every remaining disc, that union contains exactly eigenvalues, counted with algebraic multiplicity. In particular, a single isolated disc contains precisely one eigenvalue. Connected components of the full union therefore carry the corresponding disc counts.
They are similar matrices, so their eigenvalues, with algebraic multiplicities, are identical. Explicitly,
Moreover their eigenvectors correspond by . Since the transformed matrix is a real symmetric matrix, the spectral theorem for real symmetric matrices also shows that has real eigenvalues and is a diagonalizable matrix.
The decomposition into and the zero-sum vector subspace gives characteristic polynomial . For , has algebraic multiplicity and geometric multiplicity one; zero has both multiplicities . At , only the eigenvalue 1 occurs, with both multiplicities one. Referring to a multiplicity zero for the absent root zero is merely a bookkeeping convention, not an assertion that it is an eigenvalue.
For a symplectic matrix of size with determinant one, the defining identity gives . Since similarity and transposition preserve the characteristic polynomial, . Factoring then proves the displayed reciprocal identity for . If with , this identity gives near . Thus reciprocal eigenvalues have the same algebraic multiplicity. The fixed points require the stronger parity argument in even multiplicities at fixed points of reciprocal root pairing.