Generalized eigenfunction Created 2026-10-05 Updated 2026-10-06
A generalized eigenfunction solves the eigenvalue equation for a linear operator in an enlarged space, often a space of distributions, although it may fail to belong to the underlying Hilbert space. A plane wave on the whole real line is a generalized momentum eigenstate, with momentum , and is not square-integrable. This usage differs from a generalized eigenvector in a Jordan chain, where a higher power of vanishes rather than itself.
If and , the vector is a generalized eigenvector and solves . The polynomial factor distinguishes a nontrivial Jordan block from an ordinary repeated eigenvalue with a full eigenvector basis.
Eigenfrequencies and mode geometry. Write and . The characteristic polynomial is . Therefore the two distinct real eigenvalues are
The sign assumptions imply and ; they do not alone imply . A positive lower frequency additionally requires , as in the usual nondegenerate physical Laplace-Lagrange secular matrix.
Distinct eigenvalues give an eigenbasis, and each secular eigenmode evolves by multiplication by . Hence
with nonnegative amplitudes and initial phases. The second row of each eigenvalue equation gives . For the upper eigenvalue this ratio is negative, whereas for the lower one it is positive. Thus
The upper secular eigenmode has anti-aligned apsides, and the lower has aligned apsides. If one amplitude vanishes, its phase is immaterial.
The initial vector sums. The planet-1 modal vectors point at and . Their resultant at requires . The planet-2 vectors point at and ; their resultant at requires . These follow by resolving components perpendicular to each resultant. In particular the specified phases constrain the matrix: . They cannot be imposed on an arbitrary matrix satisfying only the sign assumptions.
Put and let . For a matrix compatible with those phases,
At zero the resultants have lengths and and precisely the specified longitudes of periapsis. The diagram uses , as a drawing normalization, not as an additional assumption on the physical planets.
Figure 1.
Initial secular eigenmode vectors and their resultants at apsidal longitudes 60 and 150 degrees
.
Each modal vector rotates counterclockwise if its eigenvalue is positive; their sum executes a beat at frequency . For these phases,
The orbital eccentricities exchange their maxima and minima, with respective ranges to and to . The longitude of periapsis is the argument of each displayed vector sum; it does not in general advance uniformly at either individual eigenfrequency. The complex eccentricity trajectories are generally quasiperiodic; they close only for commensurate modal frequencies. This example has a dominating upper mode in planet 1 and a dominating lower mode in planet 2, so their apsidal phases have different winding rates.
Amplitude product and the angular-momentum convention. Since ,
Under the ratio supplied in the paper, this is approximately , to the same accuracy as that supplied ratio. There is a physical convention issue: with the usual planet labels and , conservation of quadratic angular momentum deficit requires , giving . This follows directly by differentiating . Thus the paper's stated angular-momentum ratio is reversed for the conventional column-vector equation . The exact algebraic product above is independent of that naming discrepancy.
Tidal dissipation and damping. Assume the tidal dissipation contributes only the specified linear eccentricity damping, without changing the conservative matrix or adding apsidal precession. Then
The plus sign in is crucial: multiplication by produces the negative real damping rate. Its exact eigenvalues are
The square-root branch is chosen to approach as . With , their first-order imaginary parts are
Both are positive because , so both secular eigenmodes decay as , although only planet 1 feels direct eccentricity damping. The coupling transmits that damping to planet 2. Their precession frequencies change only at second order; their eigenvectors acquire small complex corrections, so exact alignment or anti-alignment becomes a small apsidal phase lag. The more slowly damped mode eventually dominates, unless its initial coefficient vanishes: it is the lower aligned mode for and the upper anti-aligned mode for . At both leading damping rates equal .
The stated slow-secular condition presumes a nonzero positive . It need not imply near a nearly degenerate pair, so the exact square-root formula is the appropriate answer there. Exceptionally, the discriminant vanishes at , ; then a generalized eigenvector supplies a term. There is still decay. Indeed positive diagonal weights satisfying give
Nonzero off-diagonal coupling excludes a nondecaying mode supported solely on planet 2. This checks the damping signs without relying on the weak-damping expansion.
Suppose . Applying would give , contradicting linear independence of the two eigenvectors. Therefore the generalized eigenvector lies outside their span and is a basis. Write . Since , the linear system of ordinary differential equations gives
Solving these equations gives , and . Thus
The length-two Jordan chain solution for the Jordan chain produces the mode. The three arbitrary constants span all initial data, so this is the full general solution.
A Jordan block is , where has ones on the superdiagonal and zeros elsewhere. Since for , Taylor expansion gives
The Jordan normal form is the block-diagonal matrix, unique up to block order, to which is similar and whose blocks are Jordan blocks.
A block of size at least two for eigenvalue contributes a generalized eigenvector in . Thus the displayed equality for every is equivalent to every block having size one, which is diagonalizability.
The transpose of each Jordan block is similar to it by reversing its basis. Hence has the same Jordan form as .
Write . Let be block diagonal with the reversal matrix on each Jordan block. Both and are symmetric and is invertible. Therefore
where are symmetric and is nonsingular.
The strictly positive case states that a real square matrix with has a positive simple eigenvalue and positive left and right eigenvectors, with all other eigenvalues strictly smaller in modulus. The Brouwer fixed-point theorem applied to on the nonnegative unit simplex gives and . For another eigenvector , maximize ; the triangle inequality gives . Equality forces every modulus ratio and complex argument to agree because every entry is positive, so is proportional to and . Apply the same argument to for a positive left eigenvector; its positive pairing with rules out a generalized eigenvector at , establishing algebraic simplicity. For merely nonnegative matrices a nonnegative leading eigenvector exists. An irreducible nonnegative matrix has a positive leading eigenvector and simple Perron eigenvalue; a primitive nonnegative matrix has the strict modulus gap.